- about the company.Our client is a renowned brokerage company listed in the US, offering a comprehensive range of investment services. Their business encompasses trading and clearing services, margin financing and securities lending, as well as wealth management solutionsabout the team.You will be joining an excellent team of 14 people, the culture is friendly and flexible. about the job.Conduct thorough investigations into compliance issues and red flags,about the company.Our client is a renowned brokerage company listed in the US, offering a comprehensive range of investment services. Their business encompasses trading and clearing services, margin financing and securities lending, as well as wealth management solutionsabout the team.You will be joining an excellent team of 14 people, the culture is friendly and flexible. about the job.Conduct thorough investigations into compliance issues and red flags,
- about the companyOur client is a one of the top tier Private Banks globally about the jobMaintain a comprehensive Compliance program specific to the private banking division, in line with regulatory requirements and industry best practices.Provide advice and guidance on Compliance matters, including regulatory requirements and restrictions, internal policies and procedures etcStay up to date with relevant laws, regulations, industry norms and best practicabout the companyOur client is a one of the top tier Private Banks globally about the jobMaintain a comprehensive Compliance program specific to the private banking division, in line with regulatory requirements and industry best practices.Provide advice and guidance on Compliance matters, including regulatory requirements and restrictions, internal policies and procedures etcStay up to date with relevant laws, regulations, industry norms and best practic
- about the company.Our client is a reputable investment bank located in Central. They are currently looking for a junior Compliance Officer to join their HK office. about the team.You will be joining a team of 10+ in General Compliance team about the job.Assist Team Head in handling general compliance matters Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements from HKMA and SFC Liaise with difabout the company.Our client is a reputable investment bank located in Central. They are currently looking for a junior Compliance Officer to join their HK office. about the team.You will be joining a team of 10+ in General Compliance team about the job.Assist Team Head in handling general compliance matters Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements from HKMA and SFC Liaise with dif
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