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- about the company.Our client is a local corporate/retail banking with strong governance and control team about the team.You will be joining a team of 15 in Compliance about the job.Leading a team of 3 in regulatory compliance Develop, review and enforce compliance framework in accordance with the regulations of regulatory bodies and the bank Advise on service/product launch, business operation, marketing materials, relevant sale etc Liaise with regulatory bodies on inspection, licensing matters, enquiries etc Lead team to perform compliance review, gap analysis, self-assessment and prepare regular compliance reports for Management Assist in ad hoc compliance projectskills & experiences required.Bachelor degree holder or above in Law, Business, Accounting or relevant disciplinesMinimum 5 years compliance experience in banking industryKnowledge in HKMA legislation and regulations, experience in handling regulators would be an advantage Good command in written and spoken English and Chinese Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hkabout the company.Our client is a local corporate/retail banking with strong governance and control team about the team.You will be joining a team of 15 in Compliance about the job.Leading a team of 3 in regulatory compliance Develop, review and enforce compliance framework in accordance with the regulations of regulatory bodies and the bank Advise on service/product launch, business operation, marketing materials, relevant sale etc Liaise with regulatory bodies on inspection, licensing matters, enquiries etc Lead team to perform compliance review, gap analysis, self-assessment and prepare regular compliance reports for Management Assist in ad hoc compliance projectskills & experiences required.Bachelor degree holder or above in Law, Business, Accounting or relevant disciplinesMinimum 5 years compliance experience in banking industryKnowledge in HKMA legislation and regulations, experience in handling regulators would be an advantage Good command in written and spoken English and Chinese Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
- about the company Our client is a leading Corporate & Investment Bank in HK. about the team You will lead a team of experience regulatory and general compliance managersDynamic working environment about the job You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures, in the areas of corporate banking and treasury complianceYou wlll provide advisory & support on corporate banking compliance mattersYou will provide advise on compliance training plan for the bank, manage overall licensing & notification the BankYou will handle regulatory exams & surveys, incident management and such other tasks assigned from time to timeYou will be the key compliance contact with major stakeholdersYou will review customer communication materials/correspondence with regulatory bodies regarding banking complianceYou will liaise with the local regulators on compliance matters skills & experiences required University Degree in Accounting, Law or related disciplinesAt least 10-15 years of relevant compliance experience in corporate banks, commercial banks or investment banksStrong familiarity with the banking ordinance and rules, codes and guidelines issued by HKMAIn-depth understanding of regulatory framework and solid experience in dealings with regulatorsExcellent leadership skills with ability to initiate, drive and manage changesStrong presentation and communication skills in English and Chinese languages To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hkabout the company Our client is a leading Corporate & Investment Bank in HK. about the team You will lead a team of experience regulatory and general compliance managersDynamic working environment about the job You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures, in the areas of corporate banking and treasury complianceYou wlll provide advisory & support on corporate banking compliance mattersYou will provide advise on compliance training plan for the bank, manage overall licensing & notification the BankYou will handle regulatory exams & surveys, incident management and such other tasks assigned from time to timeYou will be the key compliance contact with major stakeholdersYou will review customer communication materials/correspondence with regulatory bodies regarding banking complianceYou will liaise with the local regulators on compliance matters skills & experiences required University Degree in Accounting, Law or related disciplinesAt least 10-15 years of relevant compliance experience in corporate banks, commercial banks or investment banksStrong familiarity with the banking ordinance and rules, codes and guidelines issued by HKMAIn-depth understanding of regulatory framework and solid experience in dealings with regulatorsExcellent leadership skills with ability to initiate, drive and manage changesStrong presentation and communication skills in English and Chinese languages To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
- about the company.our client is one of the top-tier foreign investment banking located in Central about the team.you will be joining an experience team of compliance professionals about the job.Provide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ensure compliance with regulations and global best practice Prepare training materials and provide training Assist in ad hoc projects skills & experiences required.Bachelor degree in Law, Economics, Business or relevant disciplinesMinimum of 8 years compliance experience. Knowledge in CBIRC/HK cross border trading is a mustOpen to candidates in China or overseasSpeaks excellent command in Mandarin is an advantageabout the company.our client is one of the top-tier foreign investment banking located in Central about the team.you will be joining an experience team of compliance professionals about the job.Provide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ensure compliance with regulations and global best practice Prepare training materials and provide training Assist in ad hoc projects skills & experiences required.Bachelor degree in Law, Economics, Business or relevant disciplinesMinimum of 8 years compliance experience. Knowledge in CBIRC/HK cross border trading is a mustOpen to candidates in China or overseasSpeaks excellent command in Mandarin is an advantage
- about the company.Our client is a top-tier Chinese Investment Bank located in Central. They are currently expanding their business in Hong Kong and other locations in APAC about the team.You will be joining a team of 30+ in Compliance about the job.Acts as a SME/dedicated officer in Equity Compliance Provide compliance advice to secondary market business unit Review and advise on business initiatives. Ensure company policies and procedures comply with regulations Work closely with onboarding team and handle AMl/KYC-related issues in secondary market business skills & experiences required.Bachelor's degree in Law, Accounting or relevant disciplines A minimum of 5 years compliance experience, of which at least 2 years in Equity ComplianceStrong product knowledge in Cash, Prime Brokerage, Synthetic Prime Brokerage, TRS etcExperience in foreign investment bank or Chinese securities firms would be an advantageOut-spoken, hardworking and independent individual Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hkabout the company.Our client is a top-tier Chinese Investment Bank located in Central. They are currently expanding their business in Hong Kong and other locations in APAC about the team.You will be joining a team of 30+ in Compliance about the job.Acts as a SME/dedicated officer in Equity Compliance Provide compliance advice to secondary market business unit Review and advise on business initiatives. Ensure company policies and procedures comply with regulations Work closely with onboarding team and handle AMl/KYC-related issues in secondary market business skills & experiences required.Bachelor's degree in Law, Accounting or relevant disciplines A minimum of 5 years compliance experience, of which at least 2 years in Equity ComplianceStrong product knowledge in Cash, Prime Brokerage, Synthetic Prime Brokerage, TRS etcExperience in foreign investment bank or Chinese securities firms would be an advantageOut-spoken, hardworking and independent individual Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
- about the company.Our client is a leading investment company with over 500,000 employees, 100+ portfolio companies and AUM of USD15 billion+. about the team.You will be reporting to the Head of Legal and Compliance directly. about the job.Advise internal/external stakeholders on compliance matters, includes advise on regulatory changes, business operation procedures, due diligence and KYC procedures, compliance framework etcAdvise business on fund set up, fund documentation and review business activities Conduct AML, onboarding review and perform risk assessment on investors Review FATCA and CRS related documentsLiaise with regulators and external auditors for any queries, on-site inspection etc skills & experiences required.Bachelor degree or above in Law, Accounting, Business or relevant disciplinesMinimum 5 years compliance experience in SFC regulated corporation, ideally in asset managementGood command in written and spoken English and Cantonese Independent, self-motivated candidate with stable working historyabout the company.Our client is a leading investment company with over 500,000 employees, 100+ portfolio companies and AUM of USD15 billion+. about the team.You will be reporting to the Head of Legal and Compliance directly. about the job.Advise internal/external stakeholders on compliance matters, includes advise on regulatory changes, business operation procedures, due diligence and KYC procedures, compliance framework etcAdvise business on fund set up, fund documentation and review business activities Conduct AML, onboarding review and perform risk assessment on investors Review FATCA and CRS related documentsLiaise with regulators and external auditors for any queries, on-site inspection etc skills & experiences required.Bachelor degree or above in Law, Accounting, Business or relevant disciplinesMinimum 5 years compliance experience in SFC regulated corporation, ideally in asset managementGood command in written and spoken English and Cantonese Independent, self-motivated candidate with stable working history
- about the company.Our client is an international tech insurance firm within the reinsurance sector, they are currently in search of a dynamic individual to join their growing business about the team.you will be working closely with the Head of Compliance and a team of collaborative professionals globally monitoring the Compliance Risk across the group about the job. Lead and execute compliance testings and reviews for the organizationResponsible for identifying, analyzing and assessing the compliance risks involveIdentify and evaluate on the effectivenss of controls designed to address risks and assessing the impact of the control deficienciesRecommend and perform mitigating actions to the managementEvaluate resolutions timely and effectively remediate them to address the identified issuesReport the identifiedd issues to the senior management and assist in internal and external reportings (quarterly/annually)Other Adhoc tasks as required skills & experiences required. At least university degree in law, finance or other related disciplineMinimum CPA/CA/CIA or related certificationAt least 8 years experience in compliance within insurance industryStrong communication and negotiation skillsAbility to communicate in both English and Mandarin is a mustDeep understanding of risk management concepts, testing or audit techniques and methodologies To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Jasmine Choong on + 852 2232 3484 or email: Jasmine.Choong@randstad.com.hkabout the company.Our client is an international tech insurance firm within the reinsurance sector, they are currently in search of a dynamic individual to join their growing business about the team.you will be working closely with the Head of Compliance and a team of collaborative professionals globally monitoring the Compliance Risk across the group about the job. Lead and execute compliance testings and reviews for the organizationResponsible for identifying, analyzing and assessing the compliance risks involveIdentify and evaluate on the effectivenss of controls designed to address risks and assessing the impact of the control deficienciesRecommend and perform mitigating actions to the managementEvaluate resolutions timely and effectively remediate them to address the identified issuesReport the identifiedd issues to the senior management and assist in internal and external reportings (quarterly/annually)Other Adhoc tasks as required skills & experiences required. At least university degree in law, finance or other related disciplineMinimum CPA/CA/CIA or related certificationAt least 8 years experience in compliance within insurance industryStrong communication and negotiation skillsAbility to communicate in both English and Mandarin is a mustDeep understanding of risk management concepts, testing or audit techniques and methodologies To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Jasmine Choong on + 852 2232 3484 or email: Jasmine.Choong@randstad.com.hk
- about the company.A top tier investment bank is looking to hire an Compliance Analyst supporting the team on compliance tasks about the job.Managing licensing reporting and pre-hire screeningReviewing trading statements and confirmations, ensuring that personal trading has been in line with company policies Reviewing alerts generated, supporting with the breach management process, drafting and issuing policy violation emailsParticipating in UAT for system changesskills & experiences required.Bachelors degree with relevant experience in Financial services industryStrong Microsoft Office skills including Word, Excel and Access Excellent communication skills in English and Cantonese Interested candidates, please send in the updated resume to Prerna Bajaj at prerna.bajaj@randstad.com.hkabout the company.A top tier investment bank is looking to hire an Compliance Analyst supporting the team on compliance tasks about the job.Managing licensing reporting and pre-hire screeningReviewing trading statements and confirmations, ensuring that personal trading has been in line with company policies Reviewing alerts generated, supporting with the breach management process, drafting and issuing policy violation emailsParticipating in UAT for system changesskills & experiences required.Bachelors degree with relevant experience in Financial services industryStrong Microsoft Office skills including Word, Excel and Access Excellent communication skills in English and Cantonese Interested candidates, please send in the updated resume to Prerna Bajaj at prerna.bajaj@randstad.com.hk
- about the company.Our client is an European financial service group with Investment Banking and Asset Management services, with expanding business in APAC. about the team.You will be joining a team of 5 in Compliance Team about the job.Undertaking client due diligence checks to determine the nature and level of due diligence required, detect any reporting on suspicious activitiesPerform day-today CDD review and approval Ensure internal AML policies and procedures comply with group standards, as well as Hong Kong regulations. Involved in drafting, updating and implementing new policiesProvide AML advisory to other departments within businessSupport regulatory filing and ad hoc projects skills & experiences required.Minimum of 3 years compliance experience (open to candidates with AML function or general compliance), preferably with experience in foreign investment banks/financial institutions Excellent communication skills in English. Language skills in Cantonese, Mandarin, French etc will be an advantageMature working attitude, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hkabout the company.Our client is an European financial service group with Investment Banking and Asset Management services, with expanding business in APAC. about the team.You will be joining a team of 5 in Compliance Team about the job.Undertaking client due diligence checks to determine the nature and level of due diligence required, detect any reporting on suspicious activitiesPerform day-today CDD review and approval Ensure internal AML policies and procedures comply with group standards, as well as Hong Kong regulations. Involved in drafting, updating and implementing new policiesProvide AML advisory to other departments within businessSupport regulatory filing and ad hoc projects skills & experiences required.Minimum of 3 years compliance experience (open to candidates with AML function or general compliance), preferably with experience in foreign investment banks/financial institutions Excellent communication skills in English. Language skills in Cantonese, Mandarin, French etc will be an advantageMature working attitude, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
- about the company.Our client is a reputable financial advisor with business in insurance brokerage, asset management, investment advisory, management consulting and technology solution etc. We are currently looking for an Assistant Manager to join their Regulatory Compliance team. about the team.You will be joining a team of 10+. Young and energetic team culture. about the job.Provide advice to business units on compliance-related mattersLiaise with Insurance Authorities on licensing, on-site inspection, ad hoc enquiries/clarifications etc Modify and update company policies and procedures to ensure compliance with latest regulationsHandle day-to-day regulatory matters with the team Assist in ad hoc projects skills & experiences required.Bachelor's degree in Law, Accounting, Business or relevant disciplinesA minimum of 3 years compliance experience, of which 1 year in Insurance/Insurance Brokerage company Experience in dealing with Insurance Authority is a must Good command in spoken and written Chinese and Englishabout the company.Our client is a reputable financial advisor with business in insurance brokerage, asset management, investment advisory, management consulting and technology solution etc. We are currently looking for an Assistant Manager to join their Regulatory Compliance team. about the team.You will be joining a team of 10+. Young and energetic team culture. about the job.Provide advice to business units on compliance-related mattersLiaise with Insurance Authorities on licensing, on-site inspection, ad hoc enquiries/clarifications etc Modify and update company policies and procedures to ensure compliance with latest regulationsHandle day-to-day regulatory matters with the team Assist in ad hoc projects skills & experiences required.Bachelor's degree in Law, Accounting, Business or relevant disciplinesA minimum of 3 years compliance experience, of which 1 year in Insurance/Insurance Brokerage company Experience in dealing with Insurance Authority is a must Good command in spoken and written Chinese and English
- about the company. An international law firm is currently looking for a Compliance Officer and with less experience, Junior Compliance Officer to be a part of their Registration Desk team. This is where you will be responsible for registering new clients and matters, including conflict checks and anti-money laundering compliance.The firm offers excellent propects for progression and their culture provides all of their people with world-class support to achieve their ambitions and goals. about the job.Compliance - advising secretaries, fee earners and partners on best practice in relation to client matter opening proceduresConflicts - review new client and matter forms to ensure complete details are provided and query instances where the information is unclear or incompleteConduct conflict searches and analyse conflict searches using the firm database and manage conflict resolutionsLiaise directly with Partns and Fee Earners on identified potential legal or commercial conflictsAnti-Money Laundering - identify clients by using data provider software and other online sourcesGuide partners and fee earners on the required documents in instances when information is not publically availabilityAttribute a risk rating to the client and escalate to the Managers where a decision needs to be madeskills & experiences required.Degree in legal/ business/ compliance or related firmAt least 3-4 years of working experience within risk and compliance/ legal and compliance function within the firmExcellent communicator and team playerExcellent command of written and spoken English and good command in Mandarin/ ChineseAML kniwledge is a mustIf interested, please click "apply" above or feel free to contact JJ How via jj.how@randstad.com.hk for a confidential discussionabout the company. An international law firm is currently looking for a Compliance Officer and with less experience, Junior Compliance Officer to be a part of their Registration Desk team. This is where you will be responsible for registering new clients and matters, including conflict checks and anti-money laundering compliance.The firm offers excellent propects for progression and their culture provides all of their people with world-class support to achieve their ambitions and goals. about the job.Compliance - advising secretaries, fee earners and partners on best practice in relation to client matter opening proceduresConflicts - review new client and matter forms to ensure complete details are provided and query instances where the information is unclear or incompleteConduct conflict searches and analyse conflict searches using the firm database and manage conflict resolutionsLiaise directly with Partns and Fee Earners on identified potential legal or commercial conflictsAnti-Money Laundering - identify clients by using data provider software and other online sourcesGuide partners and fee earners on the required documents in instances when information is not publically availabilityAttribute a risk rating to the client and escalate to the Managers where a decision needs to be madeskills & experiences required.Degree in legal/ business/ compliance or related firmAt least 3-4 years of working experience within risk and compliance/ legal and compliance function within the firmExcellent communicator and team playerExcellent command of written and spoken English and good command in Mandarin/ ChineseAML kniwledge is a mustIf interested, please click "apply" above or feel free to contact JJ How via jj.how@randstad.com.hk for a confidential discussion
- about the company.Our client is a European foreign corporate bank. about the team.You will be joining a small team, handling all-rounded compliance activities, including regulatory compliance, central compliance, FCC etc about the job.Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operationAssist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etcConduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities Review and/or escalate any suspicious transactions, sanctions screening, name screening alert hits skills & experiences required.Degree holder in Law, Business, Economics or relevant disciplines Minimum 5 years Compliance experience in corporate banking. Candidates from foreign banks or boutique banks are welcome Candidates with all-rounded compliance exposure would be an advantageSound knowledge in HKMA and SFC regulationsGood command in English and Mandarinabout the company.Our client is a European foreign corporate bank. about the team.You will be joining a small team, handling all-rounded compliance activities, including regulatory compliance, central compliance, FCC etc about the job.Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operationAssist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etcConduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities Review and/or escalate any suspicious transactions, sanctions screening, name screening alert hits skills & experiences required.Degree holder in Law, Business, Economics or relevant disciplines Minimum 5 years Compliance experience in corporate banking. Candidates from foreign banks or boutique banks are welcome Candidates with all-rounded compliance exposure would be an advantageSound knowledge in HKMA and SFC regulationsGood command in English and Mandarin
- about the company. We are currently working with a top tier investment bank to look for a Paralegal to be a part of their Legal team. about the job.Draft, review and revise contracts, documents and policies in English and Chinese;Assist in providing in-house legal and general commercial work;Handle dispute resolution matters, provide legal advice and support to different functional departments;Assist in a variety of corporate, commercial, finance and capital market matters; andUndertake any ad hoc assignments, including documentation and conduct legal researchskills & experiences required.Law degree holder with at least 2 years of solid experience in capital markets/ funds/ DCM in a law firm or in a legal department of an established companyKnowledge in PRC law is a plusGood understanding and knowledge of the financial services industry including funds management, compliance and regulatory functionsStrong business acumen, good interpersonal skills, able to communicate effectively at all levels;Good understanding and knowledge of the financial services industry including funds management, compliance and regulatory functionsIf interested, please click "apply" above or feel free to contact JJ How via jj.how@randstad.com.hk for a confidential discussionabout the company. We are currently working with a top tier investment bank to look for a Paralegal to be a part of their Legal team. about the job.Draft, review and revise contracts, documents and policies in English and Chinese;Assist in providing in-house legal and general commercial work;Handle dispute resolution matters, provide legal advice and support to different functional departments;Assist in a variety of corporate, commercial, finance and capital market matters; andUndertake any ad hoc assignments, including documentation and conduct legal researchskills & experiences required.Law degree holder with at least 2 years of solid experience in capital markets/ funds/ DCM in a law firm or in a legal department of an established companyKnowledge in PRC law is a plusGood understanding and knowledge of the financial services industry including funds management, compliance and regulatory functionsStrong business acumen, good interpersonal skills, able to communicate effectively at all levels;Good understanding and knowledge of the financial services industry including funds management, compliance and regulatory functionsIf interested, please click "apply" above or feel free to contact JJ How via jj.how@randstad.com.hk for a confidential discussion
- about the company.Leading electronic trading platform in APAC about the team.You will be joining a young and enegetic team, with a team of 12 members. about the job.Perform regular review to ensure compliance in business-related activities, entity's policy and procedures, daily operation etc Assist in handling SFC enquiries or investigation for regulated activities matter Assist in establishing and strengthening internal compliance framework and operation workflowProvide compliance advisory to different business units and initiativesAssist in ad hoc projects skills & experiences required.Bachelor degree holder in Accounting, Law, Finance, Business or related disciplinesMinimum 1 year compliance review or audit experience in financial institutionsBig 4 auditors are welcome Good command in written and spoken Cantonese and Mandarin Responsible, hard-working and could work under pressureabout the company.Leading electronic trading platform in APAC about the team.You will be joining a young and enegetic team, with a team of 12 members. about the job.Perform regular review to ensure compliance in business-related activities, entity's policy and procedures, daily operation etc Assist in handling SFC enquiries or investigation for regulated activities matter Assist in establishing and strengthening internal compliance framework and operation workflowProvide compliance advisory to different business units and initiativesAssist in ad hoc projects skills & experiences required.Bachelor degree holder in Accounting, Law, Finance, Business or related disciplinesMinimum 1 year compliance review or audit experience in financial institutionsBig 4 auditors are welcome Good command in written and spoken Cantonese and Mandarin Responsible, hard-working and could work under pressure
- about the company. Leading electronic trading platform in APACabout the team.You will be joining a young and enegetic team, with 12 members.about the job.Perform regular review to ensure compliance in business-related activities, entity's policy and procedures, daily operation etcAssist in handling SFC enquiries or investigation for regulated activities matterAssist in establishing and strengthening internal compliance framework and operation workflowProvide compliance advisory to different business units and initiativesAssist in ad hoc projectsskills & experiences required. Bachelor degree holder in Accounting, Law, Finance, Business or related disciplinesMinimum 1 year compliance review or audit experience in financial institutionsBig 4 auditors are welcomeGood command in written and spoken Cantonese and MandarinResponsible, hard-working and could work under pressureabout the company. Leading electronic trading platform in APACabout the team.You will be joining a young and enegetic team, with 12 members.about the job.Perform regular review to ensure compliance in business-related activities, entity's policy and procedures, daily operation etcAssist in handling SFC enquiries or investigation for regulated activities matterAssist in establishing and strengthening internal compliance framework and operation workflowProvide compliance advisory to different business units and initiativesAssist in ad hoc projectsskills & experiences required. Bachelor degree holder in Accounting, Law, Finance, Business or related disciplinesMinimum 1 year compliance review or audit experience in financial institutionsBig 4 auditors are welcomeGood command in written and spoken Cantonese and MandarinResponsible, hard-working and could work under pressure
- about the company. We are currently working with a reputable international law firm to seek for an individual who will be responsible to providing daily support for lawyers within the firm in the areas of conflict searching/ analysis and handling confidential information. The individual must be able to respond to requests and facilitate questions relating to conflict policies and procedures. You will be working with a small but growing team across the globe, providing you a great platform to grow and understand different rules and regulations across markets. about the job.Understand and perform the analysis and research process on all potential new businessVerify that all searching is complete, consistent and accurate and that all the Firm conflict procedures have been followedProcess requests for conflicts searches, perform necessary research and complete business intake formsFollow up on new business and conflict issues with department colleagues and attorneys, when necessary Researching and retrieving client/ matter intake forms, new matter memos, accountant's letters, engagement letters, waiver letters and other essential documents needed for the resoltuion of the conflict checksContribute and partake in technology improvements, processes and procedures in order to reduce risk and improve efficiency Assist in the development and training of other department employees Conduct special projects as assigned skills & experiences required.A Bachelor's degree At least 4 years of relevant experienceJ.D, LLB, GDL or similar degree is preferred but not a mustHave familiarity with UK and US conflict rules would be an advantageAbility to think critically and pro-actively and problem solve If you are interested in the position above, please click "apply" or feel free to contact JJ How on jj.how@randstad.com.hk for a confidential discussionabout the company. We are currently working with a reputable international law firm to seek for an individual who will be responsible to providing daily support for lawyers within the firm in the areas of conflict searching/ analysis and handling confidential information. The individual must be able to respond to requests and facilitate questions relating to conflict policies and procedures. You will be working with a small but growing team across the globe, providing you a great platform to grow and understand different rules and regulations across markets. about the job.Understand and perform the analysis and research process on all potential new businessVerify that all searching is complete, consistent and accurate and that all the Firm conflict procedures have been followedProcess requests for conflicts searches, perform necessary research and complete business intake formsFollow up on new business and conflict issues with department colleagues and attorneys, when necessary Researching and retrieving client/ matter intake forms, new matter memos, accountant's letters, engagement letters, waiver letters and other essential documents needed for the resoltuion of the conflict checksContribute and partake in technology improvements, processes and procedures in order to reduce risk and improve efficiency Assist in the development and training of other department employees Conduct special projects as assigned skills & experiences required.A Bachelor's degree At least 4 years of relevant experienceJ.D, LLB, GDL or similar degree is preferred but not a mustHave familiarity with UK and US conflict rules would be an advantageAbility to think critically and pro-actively and problem solve If you are interested in the position above, please click "apply" or feel free to contact JJ How on jj.how@randstad.com.hk for a confidential discussion
- about the company.Our client is a world-renowned toy retail business with their main focus in the EU market. With their regional headquarer being setup in Asia, they would like to invite a young and energetic QA candidate to join their team in Hong Kong.about the team.There are around 10 people in the office, of which 4 of them are under the QA & Compliance team. Led by the manager, you will be heavily engaged in the end-to-end QA and compliance processes by dealing with other key counterparts across Asia and Europe.about the job.As a QA & Compliance Officer, you willAssist in documentation during product development.Handle QA test requirement input of standards of different countries.Arrange test sample collection from suppliers and vendors.Collect test report review.Instructe and arrange inspection booking and shipment authorization to vendors.Compliance documentation and artwork construcction in accordance with contries' requirementsskills & experiences required.To be successful in this position, you needEducation background, preferably a Bachelor degree in engineering/ chemistry or other related disciplineGood interpersonal and communication skills in both spoken and written Chinese and EnglishDemonstrated problem-solving skills of dealing with challenging situationsDetail-minded, self-driven mindset.Experience in QA/QC of toy products, fresh graduates will also be considered.about the company.Our client is a world-renowned toy retail business with their main focus in the EU market. With their regional headquarer being setup in Asia, they would like to invite a young and energetic QA candidate to join their team in Hong Kong.about the team.There are around 10 people in the office, of which 4 of them are under the QA & Compliance team. Led by the manager, you will be heavily engaged in the end-to-end QA and compliance processes by dealing with other key counterparts across Asia and Europe.about the job.As a QA & Compliance Officer, you willAssist in documentation during product development.Handle QA test requirement input of standards of different countries.Arrange test sample collection from suppliers and vendors.Collect test report review.Instructe and arrange inspection booking and shipment authorization to vendors.Compliance documentation and artwork construcction in accordance with contries' requirementsskills & experiences required.To be successful in this position, you needEducation background, preferably a Bachelor degree in engineering/ chemistry or other related disciplineGood interpersonal and communication skills in both spoken and written Chinese and EnglishDemonstrated problem-solving skills of dealing with challenging situationsDetail-minded, self-driven mindset.Experience in QA/QC of toy products, fresh graduates will also be considered.
- about the company.A reputable corporate/retail bank is expanding their team in Hong Kong and currently looking for a AML KYC/CDD VP/AVP to join. about the job.Maintain and update internal compliance framework, procedures and policies on AML Customer Due Diligence (CDD) for Corporate Banking businessProvide compliance advice/guidance regarding client onboarding, KYC and customer due diligence for front line staffs Conduct periodic review and carry out on-site AML compliance checking to ensure compliance with the regulationsKeep abreast of the latest AML/CFT developments and regulatory requirements so as to perform risk assessments skills & experiences required.Bachelor degree holder in Law, Accounting, or relevant disciplines At least 5 years AML CDD experience in banking industryCDD experience in Corporate Banking or Commercial Banking is a mustSelf-motivated, hard working and able to work in a fast-paced environmentGood command in written and spoken English and Chineseabout the company.A reputable corporate/retail bank is expanding their team in Hong Kong and currently looking for a AML KYC/CDD VP/AVP to join. about the job.Maintain and update internal compliance framework, procedures and policies on AML Customer Due Diligence (CDD) for Corporate Banking businessProvide compliance advice/guidance regarding client onboarding, KYC and customer due diligence for front line staffs Conduct periodic review and carry out on-site AML compliance checking to ensure compliance with the regulationsKeep abreast of the latest AML/CFT developments and regulatory requirements so as to perform risk assessments skills & experiences required.Bachelor degree holder in Law, Accounting, or relevant disciplines At least 5 years AML CDD experience in banking industryCDD experience in Corporate Banking or Commercial Banking is a mustSelf-motivated, hard working and able to work in a fast-paced environmentGood command in written and spoken English and Chinese
- about the company.Our client is a reputable fintech company, with over 50% market shares in their sector. about the team.You will be joining a young and energetic team, with strong support and clear career progression about the job.Assist in reviewing/drafting policies and procedures in AML function Review suspicious transaction alerts, conduct investigation on positive alerts and prepare reports and escalate when necessarySupport transaction monitoring, quality assurance, name screening and sanctions teamAssist in ad hoc Compliance projects skills & experiences required.Bachelor Degree or above in Law, Business, Accounting or relevant disciplines Minimum 3 years AML experience, preferably in Transaction Monitoring and CDD/EDDGood command in written and spoken English and Chinese Self-motivated, open-minded, and passionate candidateabout the company.Our client is a reputable fintech company, with over 50% market shares in their sector. about the team.You will be joining a young and energetic team, with strong support and clear career progression about the job.Assist in reviewing/drafting policies and procedures in AML function Review suspicious transaction alerts, conduct investigation on positive alerts and prepare reports and escalate when necessarySupport transaction monitoring, quality assurance, name screening and sanctions teamAssist in ad hoc Compliance projects skills & experiences required.Bachelor Degree or above in Law, Business, Accounting or relevant disciplines Minimum 3 years AML experience, preferably in Transaction Monitoring and CDD/EDDGood command in written and spoken English and Chinese Self-motivated, open-minded, and passionate candidate
- about the company.Our client is a financial service arm of a leading conglomerate in Hong Kong about the team.You will be joining a team of 3about the job.Strong knowledge of the SFC requirements for a Type 1 licensed corporation Provide daily compliance assistance to investment teamMaintain and update compliance policies and procedures to minimize potential risk Handle any compliance issues related to SFC Type 1 licensed activities skills & experiences required.Bachelor degree in Law, Economics, Business or relevant disciplines Minimum 7 years compliance experience. Solid understanding of SFC Type 1 regulationsGood command in English and Cantonese Independent and self-motivated candidateabout the company.Our client is a financial service arm of a leading conglomerate in Hong Kong about the team.You will be joining a team of 3about the job.Strong knowledge of the SFC requirements for a Type 1 licensed corporation Provide daily compliance assistance to investment teamMaintain and update compliance policies and procedures to minimize potential risk Handle any compliance issues related to SFC Type 1 licensed activities skills & experiences required.Bachelor degree in Law, Economics, Business or relevant disciplines Minimum 7 years compliance experience. Solid understanding of SFC Type 1 regulationsGood command in English and Cantonese Independent and self-motivated candidate
- about the company.Our client is a reputable Chinese Investment Bank located in Centralabout the team.You will be in a Compliance team of 4, heading up both Regulatory Compliance and AML Complianceabout the job.Provide daily compliance advice and assistance to different business lines, including brokerage, FICC corporate finance and asset management Maintain and update compliance policies and procedures to minimize potential risk Perform regular compliance review, compliance surveillance, staff dealing monitoring etc Handle AML compliance issues and ensure client on-boarding processes Perform ad-hoc tasks skills & experiences required.Bachelor degree in Law, Economics, Business or relevant disciplines Minimum 6 years compliance experience in SFC regulated institution Solid understanding of SFO and SFC regulations and circulars Good command in MandarinIndependent and self-motivated candidateabout the company.Our client is a reputable Chinese Investment Bank located in Centralabout the team.You will be in a Compliance team of 4, heading up both Regulatory Compliance and AML Complianceabout the job.Provide daily compliance advice and assistance to different business lines, including brokerage, FICC corporate finance and asset management Maintain and update compliance policies and procedures to minimize potential risk Perform regular compliance review, compliance surveillance, staff dealing monitoring etc Handle AML compliance issues and ensure client on-boarding processes Perform ad-hoc tasks skills & experiences required.Bachelor degree in Law, Economics, Business or relevant disciplines Minimum 6 years compliance experience in SFC regulated institution Solid understanding of SFO and SFC regulations and circulars Good command in MandarinIndependent and self-motivated candidate
- As a manager of the Treasury Trade Confirmation team, you will be responsible for: Responsible for supervising the confirmation processing of FXMM, FXNDF, FX Options, IRS/CIRS, Swaption, Caps and Floors, Structured Products,etc Ensure deal booking and confirmations are in compliance with local regulations and internal policy.Review operation processes and application systems and recommend enhancements to ensure theeffectiveness in transaction processing and settlement.Drive process improvement and ensure achievements of regulatory risk control/operational efficiency by working closely with front office sales trader & bank treasury, IT and compliance departmentsRequirements: 5+ years of experience in trade processing role, with experience in managing a team with 5+ pax Willing to work overtime, public holidays and flexible hoursProficient in English and ChineseAs a manager of the Treasury Trade Confirmation team, you will be responsible for: Responsible for supervising the confirmation processing of FXMM, FXNDF, FX Options, IRS/CIRS, Swaption, Caps and Floors, Structured Products,etc Ensure deal booking and confirmations are in compliance with local regulations and internal policy.Review operation processes and application systems and recommend enhancements to ensure theeffectiveness in transaction processing and settlement.Drive process improvement and ensure achievements of regulatory risk control/operational efficiency by working closely with front office sales trader & bank treasury, IT and compliance departmentsRequirements: 5+ years of experience in trade processing role, with experience in managing a team with 5+ pax Willing to work overtime, public holidays and flexible hoursProficient in English and Chinese
- about the company.Our client is a Leading Electronic Trading Platform across the globe, with operations in 40+ countries about the team.Will you be joining an APAC Regional Compliance Team with over 10+ members about the job.Provide AML advices to internal/external stakeholders in APAC on AML, client onboarding and KYC mattersMaintain and update company policies and operational procedures to ensure Compliance with AML-related regulations in APAC Review and handle escalated cases from KYC/CDD team in Hong KongProvide KYC and AML compliance training in APAC region skills & experiences required.Bachelor degree or above in Law, Business, Accounting or relevant disciplines Minimum 5 years AML compliance experience, preferably from brokers or other international financial institutions Extensive knowledge of AML regulations and experience in dealing with regulatory bodies Speaks fluent Cantonese and English Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hkabout the company.Our client is a Leading Electronic Trading Platform across the globe, with operations in 40+ countries about the team.Will you be joining an APAC Regional Compliance Team with over 10+ members about the job.Provide AML advices to internal/external stakeholders in APAC on AML, client onboarding and KYC mattersMaintain and update company policies and operational procedures to ensure Compliance with AML-related regulations in APAC Review and handle escalated cases from KYC/CDD team in Hong KongProvide KYC and AML compliance training in APAC region skills & experiences required.Bachelor degree or above in Law, Business, Accounting or relevant disciplines Minimum 5 years AML compliance experience, preferably from brokers or other international financial institutions Extensive knowledge of AML regulations and experience in dealing with regulatory bodies Speaks fluent Cantonese and English Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
- about the company.Our client is a US Sourcing Office with a fun and dynamic working culture. As a member of the Fortune 500 Largest Companies, they have over 5,000 stores in their portfolio and 300,000 employees around the world. With their growing business, they are looking for a Senior Product Compliance Executive to join their Beauty team. Fluency in English is a must.about the job.Support the business development team for all technical, quality & regulatory related queries for new product launchConduct inspections for critical program, follow up new factory on-boarding and production capability assessmentProvide guidance and solutions to quality issues, conduct quality training programs and improvement sessions in assigned area of responsibilityPrepare the product testing and certification, such as evaluation application, sample preparation, laboratories, and schemes communicationWork closely with laboratories and headquarters to ensure the process is executed properly and smoothlyMonitor the expiration of certification status and keep checking with schemes frequently to ensure all standards are up to datePerform ingredient review and ensure cosmetics formula ingredients comply with regulatory requirementsCollaborate with R&D Team and Product Team to complete all compliances requirement before product launchskills & experiences required.Degree holder4-6 years of experience in Product Compliance, Quality Assurance, Merchandising or SourcingProficient in Microsoft Office (Ms Word, Excel & Chinese Word Processing)Proficient in Mandarin, English & Chineseabout the package.5 days workFast Track PromotionFriendly Working CultureMedical and DentalDiscretionary BonusIf you're interested in this role, click 'apply now' or email cecilia.ng@randstad.com.hk to forward an up-to-date copy of your CV, or call Cecilia NG at 2232 3444. If this is not your ideal job but you are looking out, please contact us for a discussion on your career preferences.about the company.Our client is a US Sourcing Office with a fun and dynamic working culture. As a member of the Fortune 500 Largest Companies, they have over 5,000 stores in their portfolio and 300,000 employees around the world. With their growing business, they are looking for a Senior Product Compliance Executive to join their Beauty team. Fluency in English is a must.about the job.Support the business development team for all technical, quality & regulatory related queries for new product launchConduct inspections for critical program, follow up new factory on-boarding and production capability assessmentProvide guidance and solutions to quality issues, conduct quality training programs and improvement sessions in assigned area of responsibilityPrepare the product testing and certification, such as evaluation application, sample preparation, laboratories, and schemes communicationWork closely with laboratories and headquarters to ensure the process is executed properly and smoothlyMonitor the expiration of certification status and keep checking with schemes frequently to ensure all standards are up to datePerform ingredient review and ensure cosmetics formula ingredients comply with regulatory requirementsCollaborate with R&D Team and Product Team to complete all compliances requirement before product launchskills & experiences required.Degree holder4-6 years of experience in Product Compliance, Quality Assurance, Merchandising or SourcingProficient in Microsoft Office (Ms Word, Excel & Chinese Word Processing)Proficient in Mandarin, English & Chineseabout the package.5 days workFast Track PromotionFriendly Working CultureMedical and DentalDiscretionary BonusIf you're interested in this role, click 'apply now' or email cecilia.ng@randstad.com.hk to forward an up-to-date copy of your CV, or call Cecilia NG at 2232 3444. If this is not your ideal job but you are looking out, please contact us for a discussion on your career preferences.
- about the company. We are currently working with a reputable international professional services firm to look for a Senior Manager or Associate Director for their Trust Services department. about the job.Developing and implementing of the trust business strategy in conjunction with senior management teamDecision making at management and board meetings on client, operational, technical, risk, compliance and financial issuesYou will be responsible for wealth planning, trust marketing and sales, trust establishment as well as trust relationship management with existing clientsDevelop and maintain strong long-term key clients' relationships by understanding their needs and engaging with them on a professional and timely mannerDeliver or exceed allocated new business revenue budgetResponsible for all administration, risk and compliance matters relating to the team's administration of its clientsCoordinate subordinates in partising and delegating workflows and ensure effective utilisation of all staff in the team skills & experiences required.Minimum of 5+ years of experience in professional services or financial services industryPrevious business development experience with proven track record of meeting sales targetsSTEP Diploma/ qualifiedFull fluency in English and Mandarin is a mustAbility to identify client needs and market trendsStrong communication skills with strong technical knowledge of all aspects of trust and company administration including tax law If interested, please click "apply" or feel free to reach out to JJ How via jj.how@randstad.com.hk for a confidential discussionabout the company. We are currently working with a reputable international professional services firm to look for a Senior Manager or Associate Director for their Trust Services department. about the job.Developing and implementing of the trust business strategy in conjunction with senior management teamDecision making at management and board meetings on client, operational, technical, risk, compliance and financial issuesYou will be responsible for wealth planning, trust marketing and sales, trust establishment as well as trust relationship management with existing clientsDevelop and maintain strong long-term key clients' relationships by understanding their needs and engaging with them on a professional and timely mannerDeliver or exceed allocated new business revenue budgetResponsible for all administration, risk and compliance matters relating to the team's administration of its clientsCoordinate subordinates in partising and delegating workflows and ensure effective utilisation of all staff in the team skills & experiences required.Minimum of 5+ years of experience in professional services or financial services industryPrevious business development experience with proven track record of meeting sales targetsSTEP Diploma/ qualifiedFull fluency in English and Mandarin is a mustAbility to identify client needs and market trendsStrong communication skills with strong technical knowledge of all aspects of trust and company administration including tax law If interested, please click "apply" or feel free to reach out to JJ How via jj.how@randstad.com.hk for a confidential discussion
- about the company.A fast expanding Data Service Company with a strong brand presence in their industry is now hiring a Group Financial Accountant to join their Group Financial team.Reporting to the Group Financial Controller, this role will be responsible for financial report and consolidation for group level. about the job.Handle full sets of accounts of holding companies including compliance, statutory audits and tax reporting (global)Work close with external parties and management for internal systems projects Prepare financial reports, cost analysis, cash flow statement and forecast for management review Participate in M&A processEnsure management accounts are in compliance with accounting standard e.g. IFRS16, IFRS9Supporting group insurance renewal process skills & experiences required.Degree holderProficiency in Microsoft ExcelAt least 2 year experience relevant experience in multinational companies preferred Excellent attention to detail, fast learner, analytical and interpersonal skillsAble to communicate across multiple departments and key stakeholdersImmediate available is an advantageWhat's on Offer:Regional exposure, Group levelWell developed career pathA rare opportunity to work with high performing and great leadersIn an A grade office and 3 days working from home20 days ALWork life balance Interested applicants please apply with the link below. For a quick application please forward your resume to eabie.cheng@randstad.com.hkabout the company.A fast expanding Data Service Company with a strong brand presence in their industry is now hiring a Group Financial Accountant to join their Group Financial team.Reporting to the Group Financial Controller, this role will be responsible for financial report and consolidation for group level. about the job.Handle full sets of accounts of holding companies including compliance, statutory audits and tax reporting (global)Work close with external parties and management for internal systems projects Prepare financial reports, cost analysis, cash flow statement and forecast for management review Participate in M&A processEnsure management accounts are in compliance with accounting standard e.g. IFRS16, IFRS9Supporting group insurance renewal process skills & experiences required.Degree holderProficiency in Microsoft ExcelAt least 2 year experience relevant experience in multinational companies preferred Excellent attention to detail, fast learner, analytical and interpersonal skillsAble to communicate across multiple departments and key stakeholdersImmediate available is an advantageWhat's on Offer:Regional exposure, Group levelWell developed career pathA rare opportunity to work with high performing and great leadersIn an A grade office and 3 days working from home20 days ALWork life balance Interested applicants please apply with the link below. For a quick application please forward your resume to eabie.cheng@randstad.com.hk
- about the company.My Client is one of the world's biggest Bank looking for an experienced international information security consultant toensure compliance requirements for HK and Labuan Malaysia branches. The right candidate will be acting as one of the key members in informaion security team.about the team.Well established team-oriented environment about the job.Maintain security policies, standards amd proceures pertaining to the international locationReview BRDs, solution design, concept design and any other requirements from rregional business units and local IT teams Perform Technology Risk Assessments, Third party risk assessments and RCSA remediation Assist GSO office and BU in attaining information security compliance objectivesRespond to queries that are sought by local Regulatory Authorities and regulattory compliance department for new regulatory requirements Perform ad-hoc assignments as requiredskills & experiences required.Degree in IT security, Computer Science or related disciplinesAt least 8 years of experience in information securityCandidate with certificates like CISA, CISM and CISSP will be a bonus Proficiency in both English and ChineseInterested parties, please click “Apply Now” or contact Christal Wong at christal.wong@randstad.com.hkabout the company.My Client is one of the world's biggest Bank looking for an experienced international information security consultant toensure compliance requirements for HK and Labuan Malaysia branches. The right candidate will be acting as one of the key members in informaion security team.about the team.Well established team-oriented environment about the job.Maintain security policies, standards amd proceures pertaining to the international locationReview BRDs, solution design, concept design and any other requirements from rregional business units and local IT teams Perform Technology Risk Assessments, Third party risk assessments and RCSA remediation Assist GSO office and BU in attaining information security compliance objectivesRespond to queries that are sought by local Regulatory Authorities and regulattory compliance department for new regulatory requirements Perform ad-hoc assignments as requiredskills & experiences required.Degree in IT security, Computer Science or related disciplinesAt least 8 years of experience in information securityCandidate with certificates like CISA, CISM and CISSP will be a bonus Proficiency in both English and ChineseInterested parties, please click “Apply Now” or contact Christal Wong at christal.wong@randstad.com.hk
- about the company. My client is a global retail group, who is looking for a Senior Legal Counsel to support their business in HK. about the team. You will be reporting to the Head of Legal and work closely with the legal team in other jurisdictions globally about the job. You will be responsible for legal support on M&A transactionsYou will be have solid knowledge on Hong Kong listing rules complianceYou will draft and negotiate a variety of general legal documents and business contractsOther ad hoc assignments skills & experiences required.You need to have at least 5 years’ relevant experience gained from either reputable law firms or relevant industryExperience in M&A, HK or US listing rules compliance, Good team player, well organized and proactive;Strong communication skills and good command of English and Chinese (including Putonghua); Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng at + 852 2232 3467 or email: faye.zheng@randstad.com.hkabout the company. My client is a global retail group, who is looking for a Senior Legal Counsel to support their business in HK. about the team. You will be reporting to the Head of Legal and work closely with the legal team in other jurisdictions globally about the job. You will be responsible for legal support on M&A transactionsYou will be have solid knowledge on Hong Kong listing rules complianceYou will draft and negotiate a variety of general legal documents and business contractsOther ad hoc assignments skills & experiences required.You need to have at least 5 years’ relevant experience gained from either reputable law firms or relevant industryExperience in M&A, HK or US listing rules compliance, Good team player, well organized and proactive;Strong communication skills and good command of English and Chinese (including Putonghua); Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng at + 852 2232 3467 or email: faye.zheng@randstad.com.hk
- about the company Our client is an established Corporate and Investment Bank in HK with a strong presence in the region. about the team You will lead a team of 3-4 people in HKSupportive and diverse working environment about the job You will develop and review relevant bank-wide AML and Economic Sanctions policies and guidelines You will provide daily advice regarding AML and Sanctions policy You will manage regulatory updates, tracking and remediation on all relevant outstanding AML and Sanctions issues or findingsYou will coordinate with auditors and regulators to manage relevant examinations/reviews carried out by internal auditors and external partiesYou will ensure AML and Sanctions matters are correctly managed and follow appropriate internal policies and guidelinesYou will raise and maintain AML and Sanctions Compliance awareness among staff by providing them with relevant information, publications and training on compliance matters skills & experiences required University degree holder in Law, Accounting or business-related disciplinesHolder of Certified AML Professional (CAMLP) under the HKMA ECF on AML/CFT is preferredAt least 10 to 18 years of relevant AML/ FCC or Compliance Advisory experienceStrong knowledge of banking laws, operations, products and servicesExcellent command of written and spoken English and Chinese languages To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hkabout the company Our client is an established Corporate and Investment Bank in HK with a strong presence in the region. about the team You will lead a team of 3-4 people in HKSupportive and diverse working environment about the job You will develop and review relevant bank-wide AML and Economic Sanctions policies and guidelines You will provide daily advice regarding AML and Sanctions policy You will manage regulatory updates, tracking and remediation on all relevant outstanding AML and Sanctions issues or findingsYou will coordinate with auditors and regulators to manage relevant examinations/reviews carried out by internal auditors and external partiesYou will ensure AML and Sanctions matters are correctly managed and follow appropriate internal policies and guidelinesYou will raise and maintain AML and Sanctions Compliance awareness among staff by providing them with relevant information, publications and training on compliance matters skills & experiences required University degree holder in Law, Accounting or business-related disciplinesHolder of Certified AML Professional (CAMLP) under the HKMA ECF on AML/CFT is preferredAt least 10 to 18 years of relevant AML/ FCC or Compliance Advisory experienceStrong knowledge of banking laws, operations, products and servicesExcellent command of written and spoken English and Chinese languages To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
- Job Responsibilities:Conduct PEP and sanction checks on existing and new customers as part of the due diligence processFollow up with customers for latest KYC/CDD related information and ensure its accuratenessCoordinate and work with internal stakeholders on KYC/CDD process to ensure its compliance with regulatory requirementsCompliance with Anti Money Laundering and Counter Terrorist Financing Regulations (AML/CTF)Participate in banking activities and ad hoc projects/duties as assignedJob Requirements:University graduate preferably in Business Administration, Finance or related disciplines1+ years’ relevant experience (ARM/ CS/ KYC) in corporate bankingGood command of written and spoken Chinese (including Mandarin) and English To apply online please click the Apply button below. For a confidential discussion, feel free to contact Gladys Chan on +852 2232 3492 or email gladys.chan@randstad.com.hkJob Responsibilities:Conduct PEP and sanction checks on existing and new customers as part of the due diligence processFollow up with customers for latest KYC/CDD related information and ensure its accuratenessCoordinate and work with internal stakeholders on KYC/CDD process to ensure its compliance with regulatory requirementsCompliance with Anti Money Laundering and Counter Terrorist Financing Regulations (AML/CTF)Participate in banking activities and ad hoc projects/duties as assignedJob Requirements:University graduate preferably in Business Administration, Finance or related disciplines1+ years’ relevant experience (ARM/ CS/ KYC) in corporate bankingGood command of written and spoken Chinese (including Mandarin) and English To apply online please click the Apply button below. For a confidential discussion, feel free to contact Gladys Chan on +852 2232 3492 or email gladys.chan@randstad.com.hk
- about the companyOur client is an insurance brokerage with technology platform with insurance tech and is currently looking for a finance professional specializing within the insurance sector to lead their 5 of their finance functions. about the team The 5 teams are made up of collaborative finance professionals with the aim of growing along with the business about the job Responsible for overseeing all company finance practices to ensure maintaenance of all accounting systems, functions and processesReview, improve and maintain all appropriate internal controls and financial proceduresPerform controlling activities which includes management reporting, planning, budgeting, cost control transfer pricing and other relevant reportingsProvide accurate and timley analysis of budgets, financial reports, tax and auditDevelop and maintain the cost charging models and process periodic "Transfer Pricing and Cost Allocation" Charging runsImplement and maintain the control systems to ensure it is in compliance with relevant rules and regulations with the group policiesCoordinate audits as and when necessary to ensure proper filling of tax returns is handled accurately and timely skills & experiences requiredACCA or CPA qualified candidateAt least 15 years of experience within the financial services sector, mainly insurance and securities brokeragesBig 4 experience is highly preferredRequires knowledge in US DAPP and SOX compliance rules and regulationsExperience and knowledge on FRR requirements, daily liquid capital as well as clients' money rulesHigh proficiency in written and spoken for both English and Chinese is a must To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Jasmine Choong on + 852 2232 3484 or email: jasmine.choong@randstad.com.hkabout the companyOur client is an insurance brokerage with technology platform with insurance tech and is currently looking for a finance professional specializing within the insurance sector to lead their 5 of their finance functions. about the team The 5 teams are made up of collaborative finance professionals with the aim of growing along with the business about the job Responsible for overseeing all company finance practices to ensure maintaenance of all accounting systems, functions and processesReview, improve and maintain all appropriate internal controls and financial proceduresPerform controlling activities which includes management reporting, planning, budgeting, cost control transfer pricing and other relevant reportingsProvide accurate and timley analysis of budgets, financial reports, tax and auditDevelop and maintain the cost charging models and process periodic "Transfer Pricing and Cost Allocation" Charging runsImplement and maintain the control systems to ensure it is in compliance with relevant rules and regulations with the group policiesCoordinate audits as and when necessary to ensure proper filling of tax returns is handled accurately and timely skills & experiences requiredACCA or CPA qualified candidateAt least 15 years of experience within the financial services sector, mainly insurance and securities brokeragesBig 4 experience is highly preferredRequires knowledge in US DAPP and SOX compliance rules and regulationsExperience and knowledge on FRR requirements, daily liquid capital as well as clients' money rulesHigh proficiency in written and spoken for both English and Chinese is a must To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Jasmine Choong on + 852 2232 3484 or email: jasmine.choong@randstad.com.hk
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