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90 jobs found for Compliance

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    • permanent
    • HK$20,000 - HK$35,000 per month
    • full-time
    about the companyOne of the leading General Insurance in APAC. They are looking for an admin/compliance talent to join their team. about the jobReview and amend Compliance policies and procedures Review marketing/training materials to ensure regulatory requirements are fulfilledAssist Department Head in handling regulator/head officePerform FCC/AML screening and preparing monthly compliance reports skills & experiences requiredMinimum 3 years working expe
    about the companyOne of the leading General Insurance in APAC. They are looking for an admin/compliance talent to join their team. about the jobReview and amend Compliance policies and procedures Review marketing/training materials to ensure regulatory requirements are fulfilledAssist Department Head in handling regulator/head officePerform FCC/AML screening and preparing monthly compliance reports skills & experiences requiredMinimum 3 years working expe
    • permanent
    • HK$70,000 - HK$80,000 per month
    • full-time
    about the companyOur client is a Regional Corporate Bank about the teamA team of 15 in Compliance Departmentabout the jobActing as the Lead of Compliance Testing and ensuring control/monitoring function is performing effectively and efficiently Leading team in conducting compliance self-review and testing Updating compliance self-reviews program and conduct risk-based monitoring activities Liaising with internal departments and management in identifying
    about the companyOur client is a Regional Corporate Bank about the teamA team of 15 in Compliance Departmentabout the jobActing as the Lead of Compliance Testing and ensuring control/monitoring function is performing effectively and efficiently Leading team in conducting compliance self-review and testing Updating compliance self-reviews program and conduct risk-based monitoring activities Liaising with internal departments and management in identifying
    • permanent
    • HK$50,000 - HK$60,000 per month
    • full-time
    about the company.Our client is a leading regional bank. They are currently looking for a General Compliance Manager/Assistant Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branch (Corporate Banking and Wealth Management businesses) Dissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulato
    about the company.Our client is a leading regional bank. They are currently looking for a General Compliance Manager/Assistant Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branch (Corporate Banking and Wealth Management businesses) Dissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulato
    • permanent
    • HK$60,000 - HK$80,000 per month
    • full-time
    about the company.Our client is a leading Chinese Financial Investment Group with leading business/investment in Life Insurance, Asset Management and Healthcare sector. Their Life Insurance business is tapping into the HK market and looking for a Deputy Head about the job.Acting as a Deputy Head of Compliance and handling all-rounded Compliance matters Participate in setting up Compliance framework for general compliance, AML, distribution compliance, da
    about the company.Our client is a leading Chinese Financial Investment Group with leading business/investment in Life Insurance, Asset Management and Healthcare sector. Their Life Insurance business is tapping into the HK market and looking for a Deputy Head about the job.Acting as a Deputy Head of Compliance and handling all-rounded Compliance matters Participate in setting up Compliance framework for general compliance, AML, distribution compliance, da
    • permanent
    • HK$90,000 - HK$100,000 per month
    • full-time
    about the companyOne of the leading Chinese investment firms is looking for a VP to lead their Private Equity Compliance team. about the jobSupervising and leading a team of 4 in handling all compliance matters in Private Equity business; not limited to business compliance, investment compliance, projects etc Providing compliance advice to business units (traders, portfolio managers, marketing team etc) and managements Ensuring compliance in business op
    about the companyOne of the leading Chinese investment firms is looking for a VP to lead their Private Equity Compliance team. about the jobSupervising and leading a team of 4 in handling all compliance matters in Private Equity business; not limited to business compliance, investment compliance, projects etc Providing compliance advice to business units (traders, portfolio managers, marketing team etc) and managements Ensuring compliance in business op
    • permanent
    • HK$45,000 - HK$60,000 per month
    • full-time
    about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Review/update/implement compliance policies and procedures relating to PB business lineConduct investment suitability assessments, review product documents/due diligence and marketing materialsProvide training to front line staff on investmen
    about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Review/update/implement compliance policies and procedures relating to PB business lineConduct investment suitability assessments, review product documents/due diligence and marketing materialsProvide training to front line staff on investmen
    • permanent
    • HK$60,000 - HK$90,000 per month
    • full-time
    about the companyOur client is an leading European Corporate & Investment Bank about the jobProvide FCC Advisory (AML, sanctions, KYC, P&P) to business lines (corporate and investment banking, wealth management, securities etc) in APAC region Identity, investigate and report suspicious activities and transactions Ensure compliance with latest local FCC regulatory requirements and group FCC policiesParticipate in on-going AML/Sanctions projects and system
    about the companyOur client is an leading European Corporate & Investment Bank about the jobProvide FCC Advisory (AML, sanctions, KYC, P&P) to business lines (corporate and investment banking, wealth management, securities etc) in APAC region Identity, investigate and report suspicious activities and transactions Ensure compliance with latest local FCC regulatory requirements and group FCC policiesParticipate in on-going AML/Sanctions projects and system
    • permanent
    • HK$20,000 - HK$25,000 per month
    • full-time
    about the companyOur client is a leading regional bank with Corporate and Investment Banking services about the teamA team of 30 legal & compliance professionals about the jobAdvise operation/front line staffs on KYC/CRS/FATCA proceduresTo assist in reviewing KYC related policies, internal guidelines and manuals To participate in planning/launching KYC programme and global KYC initiativesTo facilitate the communication between Head Quarter and regulatory
    about the companyOur client is a leading regional bank with Corporate and Investment Banking services about the teamA team of 30 legal & compliance professionals about the jobAdvise operation/front line staffs on KYC/CRS/FATCA proceduresTo assist in reviewing KYC related policies, internal guidelines and manuals To participate in planning/launching KYC programme and global KYC initiativesTo facilitate the communication between Head Quarter and regulatory
    • permanent
    • HK$85,000 - HK$120,000 per month
    • full-time
    about the companyOur client is a leading investment bank with strong presence globally. about the jobLeading a team of 4-6 team members in performing monitoring and surveillance function for APACUpdating and modifying surveillance framework, policies and proceduresReviewing compliance monitoring reports, scenario reviews, analysing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing sugg
    about the companyOur client is a leading investment bank with strong presence globally. about the jobLeading a team of 4-6 team members in performing monitoring and surveillance function for APACUpdating and modifying surveillance framework, policies and proceduresReviewing compliance monitoring reports, scenario reviews, analysing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing sugg
    • permanent
    • HK$25,000 - HK$40,000 per month
    • full-time
    about the companyA leading Banking Group in APAC is looking for a Trade Surveillance talent to join their Global Markets Business Control unit. about the jobPerform trade surveillance on daily trading activities and work closely with Front Office staff in Global Markets To ensure surveillance procedures, guidelines and records are in place and fulfil regulatory requirements Work closely with other control units (ie operational risk, compliance, internal a
    about the companyA leading Banking Group in APAC is looking for a Trade Surveillance talent to join their Global Markets Business Control unit. about the jobPerform trade surveillance on daily trading activities and work closely with Front Office staff in Global Markets To ensure surveillance procedures, guidelines and records are in place and fulfil regulatory requirements Work closely with other control units (ie operational risk, compliance, internal a
    • permanent
    • HK$40,000 - HK$58,000 per month, bonus, WFH, medical & insurance coverage
    • full-time
    about the company.My client is a listed MNC manufacturing and trading company operating worldwide. They are currently look for a Tax & Financial Governance Manager to join their HK office and oversee taxation activities in APAC regions.about the job.Responsible for all the tax advisory and tax related matters to ensure compliance with statutory and company requirements for HK, and Southeast AsiaCalculate corporate income taxHandle and answer queries from t
    about the company.My client is a listed MNC manufacturing and trading company operating worldwide. They are currently look for a Tax & Financial Governance Manager to join their HK office and oversee taxation activities in APAC regions.about the job.Responsible for all the tax advisory and tax related matters to ensure compliance with statutory and company requirements for HK, and Southeast AsiaCalculate corporate income taxHandle and answer queries from t
    • permanent
    • full-time
    about the company.My client is a well-known global trading platform with its headquarter based in the US; established more than two decades agoabout the job.- You will provide assistance to the legal department; organise, review and negotiate a variety of legal documents - You will file contracts and coordinate reviews on policies and procedures- You will work closely with other departments as well as liaising with regulators and other governing bodiesskil
    about the company.My client is a well-known global trading platform with its headquarter based in the US; established more than two decades agoabout the job.- You will provide assistance to the legal department; organise, review and negotiate a variety of legal documents - You will file contracts and coordinate reviews on policies and procedures- You will work closely with other departments as well as liaising with regulators and other governing bodiesskil
    • permanent
    • full-time
    about the company.Our client is a large scale listed company and a leading player within the energy and financial sectors, operating in over 10 countries globally. about the job.Provide legal and admin support to legal department and other business functionsAssist the company on corporate transactions and general commercial legal mattersDraft and review various contracts and legal documentation under supervision Assist the legal department on compliance an
    about the company.Our client is a large scale listed company and a leading player within the energy and financial sectors, operating in over 10 countries globally. about the job.Provide legal and admin support to legal department and other business functionsAssist the company on corporate transactions and general commercial legal mattersDraft and review various contracts and legal documentation under supervision Assist the legal department on compliance an
    • permanent
    • HK$45,000 - HK$60,000 per month
    • full-time
    about the company.World leading direct insurance companyabout the team.Working on business continuity and risk, working closely among the teamabout the job.You will have to ensure adherence to the regional risk management frameworks / policies through effective process for a strong business continuity and incident management regimeYou will be coordinating and owning the Business Continuity Incident Management Committee and participating in few other forums
    about the company.World leading direct insurance companyabout the team.Working on business continuity and risk, working closely among the teamabout the job.You will have to ensure adherence to the regional risk management frameworks / policies through effective process for a strong business continuity and incident management regimeYou will be coordinating and owning the Business Continuity Incident Management Committee and participating in few other forums
    • permanent
    • HK$45,000 - HK$60,000 per month, Bonus
    • full-time
    about the companyYou will join one of the world's largest global insurance providers. about the jobYou will conduct regular audits to ensure the POS transactions adhere to all regulation’s requirements and company’s rules. You will review the effectiveness of controls in POS function and revise for enhancement on existing controls. You will work closely with different internal departments on projects embed risk and compliance requirements in daily business
    about the companyYou will join one of the world's largest global insurance providers. about the jobYou will conduct regular audits to ensure the POS transactions adhere to all regulation’s requirements and company’s rules. You will review the effectiveness of controls in POS function and revise for enhancement on existing controls. You will work closely with different internal departments on projects embed risk and compliance requirements in daily business
    • permanent
    • full-time
    Our client is a leading Hong Kong based corporate with diversified businesses across property and investment globally. They are looking at adding an additional lawyer to join their expanding team! Draft, review and negotiate on commercial contracts and legal documents relating to the company’s businessesProvide legal support to various business units on marketing materials, commercial documents, policies and regulations pertaining to business operationsPar
    Our client is a leading Hong Kong based corporate with diversified businesses across property and investment globally. They are looking at adding an additional lawyer to join their expanding team! Draft, review and negotiate on commercial contracts and legal documents relating to the company’s businessesProvide legal support to various business units on marketing materials, commercial documents, policies and regulations pertaining to business operationsPar
    • permanent
    • HK$600,000 - HK$1,000,000 per year
    • full-time
    about the company.Boutique foreign corporate bank offering excellent work life balanceabout the job.Provide independent recommendation and opinion on new credit applications requests.Work closely with the business unit in the conduct of credit/ lending activity.Prepare detailed annual reviews as well as renewals for bilateral facilities.Process waiver and amendment requests and provide independent recommendation tomanagement.Monitor loan portfolio quality
    about the company.Boutique foreign corporate bank offering excellent work life balanceabout the job.Provide independent recommendation and opinion on new credit applications requests.Work closely with the business unit in the conduct of credit/ lending activity.Prepare detailed annual reviews as well as renewals for bilateral facilities.Process waiver and amendment requests and provide independent recommendation tomanagement.Monitor loan portfolio quality
    • permanent
    • HK$50,000 - HK$70,000 per month, performance bonus
    • full-time
    about the company.A highly-respected investment bank is now hiring an Global Markets Audit - AVP for their Hong Kong office. You will join an international platform which offers full-range of financial services including investment banking, corporate banking, asset wealth management. about the team. The Bank fosters diversity, multicultural and flexible work culture. Being part of the APAC Audit Department, you will work with about the job. As a valued
    about the company.A highly-respected investment bank is now hiring an Global Markets Audit - AVP for their Hong Kong office. You will join an international platform which offers full-range of financial services including investment banking, corporate banking, asset wealth management. about the team. The Bank fosters diversity, multicultural and flexible work culture. Being part of the APAC Audit Department, you will work with about the job. As a valued
    • permanent
    • HK$55,000 - HK$65,000 per month, Performance bonus
    • full-time
    about the company.Our client is a well-known investment bank providing securities, corporate finance, sales & trading, asset management services in APAC and Europe. Currently, they are looking for an IT Audit - AVP to join their team in Hong Kong. This position will perform about the team.You will be part of the Global Audit Department, working closely with senior team members on various audit assignments. Stable, supportive and well-structured work enviro
    about the company.Our client is a well-known investment bank providing securities, corporate finance, sales & trading, asset management services in APAC and Europe. Currently, they are looking for an IT Audit - AVP to join their team in Hong Kong. This position will perform about the team.You will be part of the Global Audit Department, working closely with senior team members on various audit assignments. Stable, supportive and well-structured work enviro
    • permanent
    • HK$50,000 - HK$60,000 per month, 2 months bonus
    • full-time
    about the companyYou will join one of the world's largest global insurance providers. about the jobYou will conduct periodic audits to ensure the POS transactions are properly performed and adhere to all regulation’s requirements and company’s rules and guidelines.You will support risk management & compliance / internal audit in various activities including but not limited to annual / ad-hoc auditing activities, annual regulatory reporting. You will monito
    about the companyYou will join one of the world's largest global insurance providers. about the jobYou will conduct periodic audits to ensure the POS transactions are properly performed and adhere to all regulation’s requirements and company’s rules and guidelines.You will support risk management & compliance / internal audit in various activities including but not limited to annual / ad-hoc auditing activities, annual regulatory reporting. You will monito
    • permanent
    • full-time
    about the company.Our client is a top-tier investment bank, currently looking to hire a Admin Assistant to join their legal and compliance teamabout the job.Assist the General Counsel with office management, including meeting scheduling, travel booking, regular reports, filings, preparing budgets, etc.Participate in the review of contracts and other legal documentations Communicate with other business functions and external partiesAny other ad hoc assignme
    about the company.Our client is a top-tier investment bank, currently looking to hire a Admin Assistant to join their legal and compliance teamabout the job.Assist the General Counsel with office management, including meeting scheduling, travel booking, regular reports, filings, preparing budgets, etc.Participate in the review of contracts and other legal documentations Communicate with other business functions and external partiesAny other ad hoc assignme
    • permanent
    • HK$30,000 - HK$45,000 per month, Bonus
    • full-time
    about the companyYou will join one of the world's largest global insurance providers. about the jobYou will process service requests from Corporate Owner & Policies within company’s service benchmarks. You will support internal departments and distribution channels to deliver policy servicing to the HNW policyholders. You will review, investigate and settle escalated cases by offering best business solutions to clients and distribution channels.You will as
    about the companyYou will join one of the world's largest global insurance providers. about the jobYou will process service requests from Corporate Owner & Policies within company’s service benchmarks. You will support internal departments and distribution channels to deliver policy servicing to the HNW policyholders. You will review, investigate and settle escalated cases by offering best business solutions to clients and distribution channels.You will as
    • permanent
    • HK$1,000,000 - HK$1,200,000 per year, attractive bonus
    • full-time
    about the company.Well known foreign corporate investment banking player with stable and progressive growth throughout the past few yearsabout the team.Stable team based in Hong Kong with offshore supporting resourceabout the job.Perform credit analysis, evaluation and risk assessment on clients including banks, non-bank financial institutions(NBFIs) and sovereigns in APAC region Prepare and review credit proposal, application and determine internal counte
    about the company.Well known foreign corporate investment banking player with stable and progressive growth throughout the past few yearsabout the team.Stable team based in Hong Kong with offshore supporting resourceabout the job.Perform credit analysis, evaluation and risk assessment on clients including banks, non-bank financial institutions(NBFIs) and sovereigns in APAC region Prepare and review credit proposal, application and determine internal counte
    • permanent
    • HK$1,500,000 - HK$2,500,000 per year, attractive bonus
    • full-time
    about the company.Regional financial insitution with investment banking, brokerage and asset management businessabout the job.Partner closely with the front office to advise, review, assess risk for investment deals globally, ranging from private equity, pre-IPO/IPO, real estate, acquisition finace, leveraged finance, secondary loans, etc.Serve as one of the members in the investment committee and participate in the decision making and approval process for
    about the company.Regional financial insitution with investment banking, brokerage and asset management businessabout the job.Partner closely with the front office to advise, review, assess risk for investment deals globally, ranging from private equity, pre-IPO/IPO, real estate, acquisition finace, leveraged finance, secondary loans, etc.Serve as one of the members in the investment committee and participate in the decision making and approval process for
    • permanent
    • HK$360,000 - HK$480,000 per year
    • full-time
    about the company.Well established and sizable foreign corporate investment bank with global presenceAbout the team.Market risk team with a primary focus on credit and rate derivatives products; would support equity side as wellabout the job.Measure and monitor market and liquidity risks, including development of monitoring tools, and reporting to the business and management.Proactively assess positions, analyze large P/L events and identify/quantify new r
    about the company.Well established and sizable foreign corporate investment bank with global presenceAbout the team.Market risk team with a primary focus on credit and rate derivatives products; would support equity side as wellabout the job.Measure and monitor market and liquidity risks, including development of monitoring tools, and reporting to the business and management.Proactively assess positions, analyze large P/L events and identify/quantify new r
    • permanent
    • HK$900,000 - HK$1,100,000 per year, competitive bonus
    • full-time
    about the company.Leading investment banking player with strong presence in both the primary and secondary market about the job.Manage and lead the risk analytics function to perform model development, maintenance, back testing and validation in the area of market risk, credit and counterparty riskDrive SIMM model implementation, VaR Model backtesting, credit provisioning model validationMaintaining and enhancing enterprise model risk framework, monitoring
    about the company.Leading investment banking player with strong presence in both the primary and secondary market about the job.Manage and lead the risk analytics function to perform model development, maintenance, back testing and validation in the area of market risk, credit and counterparty riskDrive SIMM model implementation, VaR Model backtesting, credit provisioning model validationMaintaining and enhancing enterprise model risk framework, monitoring
    • permanent
    • HK$420,000 - HK$500,000 per year
    • full-time
    about the company.Foreign corporate investment bank with strong presence across the globeabout the job. Responsible for the implementation of and compliance with the established policies and control procedures of the bank according to HKMA regulationsServe as a control function to monitor and report against breaches in approved credit limit, expired authorization, late rating, overdue payment, unauthorized or non-compliance transactions. Create authorizati
    about the company.Foreign corporate investment bank with strong presence across the globeabout the job. Responsible for the implementation of and compliance with the established policies and control procedures of the bank according to HKMA regulationsServe as a control function to monitor and report against breaches in approved credit limit, expired authorization, late rating, overdue payment, unauthorized or non-compliance transactions. Create authorizati
    • permanent
    • HK$1,900,000 - HK$2,200,000 per year, Bonus
    • full-time
    about the companyOur client is a top tier Investment Bank with a strong presence in the Region. about the team You will lead a team of experienced risk managers looking after credit risk, market risk, model validation, and operational risk. Dynamic, fast-paced working environment about the job You will advise the Executive Board Committee on risk and governance expectation for the Firm and help quantify the amount of risk the Firm should take onYou will
    about the companyOur client is a top tier Investment Bank with a strong presence in the Region. about the team You will lead a team of experienced risk managers looking after credit risk, market risk, model validation, and operational risk. Dynamic, fast-paced working environment about the job You will advise the Executive Board Committee on risk and governance expectation for the Firm and help quantify the amount of risk the Firm should take onYou will
    • permanent
    • HK$60,000 - HK$65,000 per month, performance bonus
    • full-time
    about the company.A prestigious investment bank is now hiring a Business Manager for its Global Equities Division. This will be a headcount under COO office to support its global initiatives and expansion of business across the world. about the job. As a Business Manager, you will:Fully support the COO (institutional equities) on business and trading activities Monitor risk & control environment, evaluate credit and market risk limit over the trading desk
    about the company.A prestigious investment bank is now hiring a Business Manager for its Global Equities Division. This will be a headcount under COO office to support its global initiatives and expansion of business across the world. about the job. As a Business Manager, you will:Fully support the COO (institutional equities) on business and trading activities Monitor risk & control environment, evaluate credit and market risk limit over the trading desk
    • permanent
    • HK$50,000 - HK$70,000 per month
    • full-time
    about the company.Boutique foreign corporate bank offering excellent work life balanceabout the job.Provide independent credit analysis, due diligence and recommendation on new credit applications requests.Partner closely with the business unit in the conduct of credit/ lending activity.Prepare detailed annual reviews as well as renewals for bilateral facilities.Process waiver and amendment requests and provide independent recommendation to management.Moni
    about the company.Boutique foreign corporate bank offering excellent work life balanceabout the job.Provide independent credit analysis, due diligence and recommendation on new credit applications requests.Partner closely with the business unit in the conduct of credit/ lending activity.Prepare detailed annual reviews as well as renewals for bilateral facilities.Process waiver and amendment requests and provide independent recommendation to management.Moni
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