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96 jobs found for Compliance

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    • permanent
    • HK$35,000 - HK$50,000 per year
    about the company.Our client, a prominent compliance consulting firm with a strong buy-side client base, is expanding their team in the Hong Kong marketabout the team.You will have the opportunity to join the esteemed Hong Kong Compliance team, working alongside high-caliber colleaguesabout the job.Assisting clients in preparing and maintaining employee disclosure forms and organizing required books and recordsDeveloping and implementing compliance policie
    about the company.Our client, a prominent compliance consulting firm with a strong buy-side client base, is expanding their team in the Hong Kong marketabout the team.You will have the opportunity to join the esteemed Hong Kong Compliance team, working alongside high-caliber colleaguesabout the job.Assisting clients in preparing and maintaining employee disclosure forms and organizing required books and recordsDeveloping and implementing compliance policie
    • permanent
    • HK$60,000 - HK$80,000 per month
    about the company.Our client is an reputable retail bank with strong presences in APAC region. about the job. Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting survey, investigation, self-assessment and questionnaireManage relationship with regulators by coordin
    about the company.Our client is an reputable retail bank with strong presences in APAC region. about the job. Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting survey, investigation, self-assessment and questionnaireManage relationship with regulators by coordin
    • permanent
    • HK$75,000 - HK$130,000 per month
    about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare
    about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare
    • permanent
    • HK$30,000 - HK$40,000 per year
    about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,
    about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,
    • permanent
    • HK$75,000 - HK$95,000 per month
    about the companyOur client is a prominent investment banking firm with a strong presence in the APAC region about the jobAssisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and providing AML advisory to the businessLeading projects for system implementation and enhancementsColl
    about the companyOur client is a prominent investment banking firm with a strong presence in the APAC region about the jobAssisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and providing AML advisory to the businessLeading projects for system implementation and enhancementsColl
    • permanent
    • HK$130,000 - HK$150,000 per month
    about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ens
    about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ens
    • permanent
    • HK$25,000 - HK$30,000 per year
    about the company.Our client is one of the reputable insurance group with a strong business presence that has established over 140 overseas branchesabout the team.You will be joining the legal and compliance team and play a crucial role in supporting the Greater China business, which operates across 7 major locationsabout the job.Handle inquiries from various business units Provide clearance and approval within the internal control process, conducting regu
    about the company.Our client is one of the reputable insurance group with a strong business presence that has established over 140 overseas branchesabout the team.You will be joining the legal and compliance team and play a crucial role in supporting the Greater China business, which operates across 7 major locationsabout the job.Handle inquiries from various business units Provide clearance and approval within the internal control process, conducting regu
    • permanent
    • HK$30,000 - HK$45,000 per year
    about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring proper recording and storage of screening evidenceOversee the transaction process and identify suspicious
    about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring proper recording and storage of screening evidenceOversee the transaction process and identify suspicious
    • permanent
    • HK$31,500 - HK$45,000 per year
    about the company.Our client is a prestigious global corporate banking institution. They offer a comprehensive range of banking services, including deposits, loans, receivables, securities, cash equivalents, debt investments, and more. The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their operations.about the team.You will have the opportunity
    about the company.Our client is a prestigious global corporate banking institution. They offer a comprehensive range of banking services, including deposits, loans, receivables, securities, cash equivalents, debt investments, and more. The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their operations.about the team.You will have the opportunity
    • permanent
    • HK$80,000 - HK$120,000 per month
    about the companyA significant player in asset management industry is currently looking for a Compliance Vice President/Director to join their Hong Kong office. They hold SFC Type 4 9 licenses. Besides expanding their asset management business in APAC, they are also estabishing a Private Wealth Management business. about the teamA team of 3 in Hong Kong Legal & Compliance Department. Target to add in a few more headcounts to the Compliance team within thi
    about the companyA significant player in asset management industry is currently looking for a Compliance Vice President/Director to join their Hong Kong office. They hold SFC Type 4 9 licenses. Besides expanding their asset management business in APAC, they are also estabishing a Private Wealth Management business. about the teamA team of 3 in Hong Kong Legal & Compliance Department. Target to add in a few more headcounts to the Compliance team within thi
    • permanent
    • HK$35,000 - HK$45,000 per year
    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, thge, etc ey offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchanabout the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Oversee AML compliance operations, including KYC procedures and transact
    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, thge, etc ey offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchanabout the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Oversee AML compliance operations, including KYC procedures and transact
    • permanent
    • HK$600,000 - HK$900,000 per year, competitive bonus
    about the company.International corporate investment bankabout the team.Market and liquidity risk professionals based in Hong Kong as well as other APAC countriesabout the job.Provide regional support and oversight on liquidity & market risk reporting and monitoring activitiesMonitoring and analyzing liquidity risk exposure, partner with internal stakeholders including the treasury, money markets to ensure alignment of risk management frameworkSupport stre
    about the company.International corporate investment bankabout the team.Market and liquidity risk professionals based in Hong Kong as well as other APAC countriesabout the job.Provide regional support and oversight on liquidity & market risk reporting and monitoring activitiesMonitoring and analyzing liquidity risk exposure, partner with internal stakeholders including the treasury, money markets to ensure alignment of risk management frameworkSupport stre
    • permanent
    • HK$35,000 - HK$40,000 per year
    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, etc about the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Oversee AML compliance operations, including KYC procedures and transact
    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, etc about the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Oversee AML compliance operations, including KYC procedures and transact
    • permanent
    • HK$30,000 - HK$39,000 per month
    about the company.Our client is a sizeable MNC buying office, headquartered in U.S.. They provide a competitive remuneration, international platform, and fast promotion track for talents to grow in the product compliance field.about the job.Verifying ingredients and labelling of all beauty products in compliance with regulations in the target sales country, ensuring adherence to product safety and labelling standards.Providing specialised guidance to buyer
    about the company.Our client is a sizeable MNC buying office, headquartered in U.S.. They provide a competitive remuneration, international platform, and fast promotion track for talents to grow in the product compliance field.about the job.Verifying ingredients and labelling of all beauty products in compliance with regulations in the target sales country, ensuring adherence to product safety and labelling standards.Providing specialised guidance to buyer
    • permanent
    • HK$40,000 - HK$55,000 per month
    about the companyA regional Corporate and Private bank is looking for a KYC/CDD Compliance Manager to join their team about the teamA team of 70+ in Compliance Department, of which 12 in KYC Compliance about the jobLeading a team of 6 in KYC Compliance and reporting to the Team LeadTo review and update KYC policies and proceduresCoaching and advising Operation Team on KYC matters Conducting periodic review to ensure compliance with latest regulations, as w
    about the companyA regional Corporate and Private bank is looking for a KYC/CDD Compliance Manager to join their team about the teamA team of 70+ in Compliance Department, of which 12 in KYC Compliance about the jobLeading a team of 6 in KYC Compliance and reporting to the Team LeadTo review and update KYC policies and proceduresCoaching and advising Operation Team on KYC matters Conducting periodic review to ensure compliance with latest regulations, as w
    • permanent
    Our client is a well established organisation in Hong Kong. They offer stable career progression and friendly working environment. They are seeking a Legal / Compliance Assistant to join their legal and compliance department. Job Responsibilities: • Provide executive and administrative support, such as document processing, filing, data checking and verification • Draft simple correspondence and documents • Assist in preparing work reports • Maintain the re
    Our client is a well established organisation in Hong Kong. They offer stable career progression and friendly working environment. They are seeking a Legal / Compliance Assistant to join their legal and compliance department. Job Responsibilities: • Provide executive and administrative support, such as document processing, filing, data checking and verification • Draft simple correspondence and documents • Assist in preparing work reports • Maintain the re
    • contract
    • HK$25,000 - HK$30,000 per month
    about the company.Our client is a renowned luxury conglomerate with a diverse portfolio of prestigious brands. It operates globally, offering exceptional products and experiences in various sectors. Known for its commitment to craftsmanship, innovation, and elegance, the company continues to shape the luxury industry with its unparalleled expertise and timeless creations.about the team.You will be working in a team of 10.about the job.Financial record-keep
    about the company.Our client is a renowned luxury conglomerate with a diverse portfolio of prestigious brands. It operates globally, offering exceptional products and experiences in various sectors. Known for its commitment to craftsmanship, innovation, and elegance, the company continues to shape the luxury industry with its unparalleled expertise and timeless creations.about the team.You will be working in a team of 10.about the job.Financial record-keep
    • permanent
    • HK$25,000 - HK$31,500 per year
    about the company.Our client is a prestigious global corporate banking institution.The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their operations.about the team.You will have the opportunity to join a close-knit team of approximately 15 individuals who foster a friendly and supportive work environmentabout the job.Conduct on new account open
    about the company.Our client is a prestigious global corporate banking institution.The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their operations.about the team.You will have the opportunity to join a close-knit team of approximately 15 individuals who foster a friendly and supportive work environmentabout the job.Conduct on new account open
    • permanent
    • HK$85,000 - HK$97,000 per month, decent discretionary bonus
    about the job.Identify and analyze market drivers to proactively source new business opportunities in alignment with the banks (e.g., foreign/Asian/Chinese investment banks/local banks) and NBFIs (securities, PE funds, asset managers, insurance firms etc.)Solicit business through loans and non-lending products, including syndicated finance, bilateral lending, margin finance, FX/derivatives, treasury marketing products (Interest Rate Swaps/Currencies Swap),
    about the job.Identify and analyze market drivers to proactively source new business opportunities in alignment with the banks (e.g., foreign/Asian/Chinese investment banks/local banks) and NBFIs (securities, PE funds, asset managers, insurance firms etc.)Solicit business through loans and non-lending products, including syndicated finance, bilateral lending, margin finance, FX/derivatives, treasury marketing products (Interest Rate Swaps/Currencies Swap),
    • permanent
    • HK$30,000 - HK$45,000 per year
    about the company.Our client is a prominent fully licensed bank in the Hong Kong marketabout the team.You will be joining the Risk Management Team, which boasts a sizable team and a friendly cultureabout the job.Develop, review, and update bank credit policies, procedures, and guidelines in compliance with statutory and regulatory requirements as well as the Group's standardsMonitor the implementation of rectifications and enhancement measures pertaining t
    about the company.Our client is a prominent fully licensed bank in the Hong Kong marketabout the team.You will be joining the Risk Management Team, which boasts a sizable team and a friendly cultureabout the job.Develop, review, and update bank credit policies, procedures, and guidelines in compliance with statutory and regulatory requirements as well as the Group's standardsMonitor the implementation of rectifications and enhancement measures pertaining t
    • permanent
    • HK$35,000 - HK$55,000 per year
    about the company.Our client is a regional bank with a primary focus on corporate banking in the Hong Kong marketabout the team.As part of this opportunity, you will be joining the AML team, which consists of 4 staff members. In this role, you will report directly to the Team Head, who will provide guidance and supervision in your AML-related responsibilitiesabout the job.Supervise the transaction process and identify cases that require further investigati
    about the company.Our client is a regional bank with a primary focus on corporate banking in the Hong Kong marketabout the team.As part of this opportunity, you will be joining the AML team, which consists of 4 staff members. In this role, you will report directly to the Team Head, who will provide guidance and supervision in your AML-related responsibilitiesabout the job.Supervise the transaction process and identify cases that require further investigati
    • permanent
    • HK$30,000 - HK$50,000 per year
    about the company.Our client is a well-established commercial bank with a rich history spanning over 80 years. Over the years, they have demonstrated a strong track record of stability and success in the Hong Kong market. The bank has maintained a steadfast commitment to serving its customers and has consistently delivered reliable and trusted financial services.about the team.You will be joining the credit department, which boasts a team of approximately
    about the company.Our client is a well-established commercial bank with a rich history spanning over 80 years. Over the years, they have demonstrated a strong track record of stability and success in the Hong Kong market. The bank has maintained a steadfast commitment to serving its customers and has consistently delivered reliable and trusted financial services.about the team.You will be joining the credit department, which boasts a team of approximately
    • permanent
    • HK$60,000 - HK$100,000 per month, competitive bonus
    about the company.International corporate investment bank about the team.Stable and experienced team of FI credit risk professionalsabout the job.Deal with daily requests and prepare credit applications for various business lines requesting credit limits on financial institutionsPerform credit analysis, recommendation of internal ratings and credit limits, assessment of credit risks embedded in banking products or structured transactions Partner with busin
    about the company.International corporate investment bank about the team.Stable and experienced team of FI credit risk professionalsabout the job.Deal with daily requests and prepare credit applications for various business lines requesting credit limits on financial institutionsPerform credit analysis, recommendation of internal ratings and credit limits, assessment of credit risks embedded in banking products or structured transactions Partner with busin
    • permanent
    Our client is a well established organisation in Hong Kong. They offer stable career progression and friendly working environment. They are seeking an independent lawyer to join their legal and compliance department. This role works closely with the executive boards and BU heads and provides advice on litigation and investigation matters. Requirements: A minimum of 3 years of post-qualified experience.Litigation / conveyancing experience gained from law fi
    Our client is a well established organisation in Hong Kong. They offer stable career progression and friendly working environment. They are seeking an independent lawyer to join their legal and compliance department. This role works closely with the executive boards and BU heads and provides advice on litigation and investigation matters. Requirements: A minimum of 3 years of post-qualified experience.Litigation / conveyancing experience gained from law fi
    • permanent
    about the job.Internal Finance Reporting: Prepare monthly, quarterly, and annual financial reports for internal stakeholders, including income statements, balance sheets, cash flow statements, and variance analysis. Ensure the accuracy and completeness of financial information in accordance with accounting standards.Management Reporting: Prepare management reports that provide insights into financial performance, key metrics, and trends. Collaborate with b
    about the job.Internal Finance Reporting: Prepare monthly, quarterly, and annual financial reports for internal stakeholders, including income statements, balance sheets, cash flow statements, and variance analysis. Ensure the accuracy and completeness of financial information in accordance with accounting standards.Management Reporting: Prepare management reports that provide insights into financial performance, key metrics, and trends. Collaborate with b
    • permanent
    • HK$45,000 - HK$55,000 per year
    about the company.Our client, a leading full license corporation, their business including brokerage, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, etc about the team.You will have a direct reporting line to the Head of Risk and work closely with another senior operational risk team member who is not only pleasant to work with but also excels in collaborating with others.about the job.Conduct the c
    about the company.Our client, a leading full license corporation, their business including brokerage, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, etc about the team.You will have a direct reporting line to the Head of Risk and work closely with another senior operational risk team member who is not only pleasant to work with but also excels in collaborating with others.about the job.Conduct the c
    • permanent
    • HK$30,000 - HK$45,000 per year
    about the company.Our client is a prominent top-tier asset management firm with a robust business portfolio that includes ETFs, unit trusts, investment strategies, financial planning, and advisory services. They have established a strong market presence and are recognized for their excellence in delivering comprehensive financial solutionsabout the team.You will be joining the Risk Management Department, which consists of a team of 5 professionals. In this
    about the company.Our client is a prominent top-tier asset management firm with a robust business portfolio that includes ETFs, unit trusts, investment strategies, financial planning, and advisory services. They have established a strong market presence and are recognized for their excellence in delivering comprehensive financial solutionsabout the team.You will be joining the Risk Management Department, which consists of a team of 5 professionals. In this
    • permanent
    • HK$1,200,000 - HK$1,500,000 per year, attractive bonus
    about the company.Market leading insurance companyabout the job.Develop and lead the IT security governance framework and risk portfolioConduct gap analyses on regulatory requirements and drive programs to address gapsLead and coordinate cybersecurity and compliance assessmentsDefine and monitor key risk indicators (KRIs) related to IT and technology risks, reporting to leadership teamsPartner with risk owners to identify, assess, and manage technology/dat
    about the company.Market leading insurance companyabout the job.Develop and lead the IT security governance framework and risk portfolioConduct gap analyses on regulatory requirements and drive programs to address gapsLead and coordinate cybersecurity and compliance assessmentsDefine and monitor key risk indicators (KRIs) related to IT and technology risks, reporting to leadership teamsPartner with risk owners to identify, assess, and manage technology/dat
    • permanent
    • AU$30,000 - AU$34,000 per year, 3*bonus,MPF 10% from employer
    Company Culture:Our client foster a culture of excellence, collaboration, and continuous improvement. They value their employees & provide opportunities for growth, learning, and development.About the Team:You will be joining a dedicated team of hospitality professionals who are passionate about delivering exceptional experiences. Collaborate with talented individuals, including sommeliers and industry experts, to create memorable wine experiences for our
    Company Culture:Our client foster a culture of excellence, collaboration, and continuous improvement. They value their employees & provide opportunities for growth, learning, and development.About the Team:You will be joining a dedicated team of hospitality professionals who are passionate about delivering exceptional experiences. Collaborate with talented individuals, including sommeliers and industry experts, to create memorable wine experiences for our
    • contract
    • HK$20,000 - HK$30,000 per month
    about the company.An European business with multiple business lines across the Asia Pacific, they are now haveing a new headcount to cope with the local market expansion.about the job.Accounts PayableProcess vendor invoices, ensuring accurate coding, appropriate approvals, and timely payments.Reconcile accounts payable transactions and resolve any discrepancies.Maintain vendor records and ensure accurate and up-to-date information.Review and analyze expens
    about the company.An European business with multiple business lines across the Asia Pacific, they are now haveing a new headcount to cope with the local market expansion.about the job.Accounts PayableProcess vendor invoices, ensuring accurate coding, appropriate approvals, and timely payments.Reconcile accounts payable transactions and resolve any discrepancies.Maintain vendor records and ensure accurate and up-to-date information.Review and analyze expens
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