Thank you for subscribing to your personalised job alerts.

89 jobs found for Compliance

filter
clear all
    • permanent
    about the company.Our client is a renowned governing institution in Hong Kong, . They are located in Hong Kong Island. about the job.This role will be providing clerical support to the compliance team. skills & experiences required.- 1 year of clerical/ secretarial experience- Diploma or above- Good command of verbal and written Chinese and English- preference goes to immediately available candidates
    about the company.Our client is a renowned governing institution in Hong Kong, . They are located in Hong Kong Island. about the job.This role will be providing clerical support to the compliance team. skills & experiences required.- 1 year of clerical/ secretarial experience- Diploma or above- Good command of verbal and written Chinese and English- preference goes to immediately available candidates
    • permanent
    about the company.Our client is a renowned technology company that provides technological services to the financial industry. about the job.The position of the Assistant Manager of Legal & Compliance will be providing support to 3 key areas, including legal, compliance and corporate governance.skills & experiences required.Qualifications:- Degree holder in law or related studies- 3 years of legal or compliance experience from financial, technology or legal
    about the company.Our client is a renowned technology company that provides technological services to the financial industry. about the job.The position of the Assistant Manager of Legal & Compliance will be providing support to 3 key areas, including legal, compliance and corporate governance.skills & experiences required.Qualifications:- Degree holder in law or related studies- 3 years of legal or compliance experience from financial, technology or legal
    • permanent
    Our client is the world's leading insurance company. They are seeking a Compliance Manager to join their compliance team. The role involves supporting and reinforcing the Group Conduct Framework initiatives across various Asian entities.Responsibilities:Provide guidance and share best practices to assist in the effective implementation of these frameworks.Monitor the local Conduct dashboards and reports is crucial, with a focus on reviewing action plans an
    Our client is the world's leading insurance company. They are seeking a Compliance Manager to join their compliance team. The role involves supporting and reinforcing the Group Conduct Framework initiatives across various Asian entities.Responsibilities:Provide guidance and share best practices to assist in the effective implementation of these frameworks.Monitor the local Conduct dashboards and reports is crucial, with a focus on reviewing action plans an
    • permanent
    about the company.Our client, a financial institution, is seeking for a dynamic Legal and Compliance Counsel to join the team. about the job.provide legal advice to the senior management and develop the appropriate internal legal & compliance framework and guidelinesdraft and review corporate and commercial contracts, and deal with regulatory and dispute workresponsible for advising the business and management on compliance mattersliaise with external lawy
    about the company.Our client, a financial institution, is seeking for a dynamic Legal and Compliance Counsel to join the team. about the job.provide legal advice to the senior management and develop the appropriate internal legal & compliance framework and guidelinesdraft and review corporate and commercial contracts, and deal with regulatory and dispute workresponsible for advising the business and management on compliance mattersliaise with external lawy
    • permanent
    Our client is a leading insurance company. Due to the promising business growth, they are seeking a Compliance Manager in Hong Kong. Responsibilities Assist and provide support to Chief Compliance Officer to ensure the compliance and regulatory requirements are fulfilled, and liaise and co-ordinate the compliance matters with counterparts independently.Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulat
    Our client is a leading insurance company. Due to the promising business growth, they are seeking a Compliance Manager in Hong Kong. Responsibilities Assist and provide support to Chief Compliance Officer to ensure the compliance and regulatory requirements are fulfilled, and liaise and co-ordinate the compliance matters with counterparts independently.Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulat
    • permanent
    • HK$120,000 - HK$800,000 per year
    about the company.A premier financial institution known for its expertise in algorithmic and electronic trading, functioning as a sell-side market maker and actively engaging in APAC markets.about the team.The team is a dynamic group of compliance professionals dedicated to ensuring adherence to regulatory standards in algorithmic and electronic trading. They focus on developing and implementing robust compliance programs across APAC, collaborating closely
    about the company.A premier financial institution known for its expertise in algorithmic and electronic trading, functioning as a sell-side market maker and actively engaging in APAC markets.about the team.The team is a dynamic group of compliance professionals dedicated to ensuring adherence to regulatory standards in algorithmic and electronic trading. They focus on developing and implementing robust compliance programs across APAC, collaborating closely
    • permanent
    • HK$25,000 - HK$350,000 per month
    about the company.Our client is a leading provider of social compliance auditing services for top-tier retailers. With a strong focus on performing onsite audits in mainland China's manufacturing plants, they have extensive expertise in assessing social compliance standards such as BSCI, SEDEX, SA8000, and ICTI. To support their operations in Hong Kong, they are seeking to hire a Senior CSR Auditor to join their team.about the job.As a Senior CSR Auditor,
    about the company.Our client is a leading provider of social compliance auditing services for top-tier retailers. With a strong focus on performing onsite audits in mainland China's manufacturing plants, they have extensive expertise in assessing social compliance standards such as BSCI, SEDEX, SA8000, and ICTI. To support their operations in Hong Kong, they are seeking to hire a Senior CSR Auditor to join their team.about the job.As a Senior CSR Auditor,
    • permanent
    Our client is a prestigious global Hedge Fund. They are seeking a Compliance Officer to join their dynamic team.ResponsibilitiesSupport the APAC and broader regional teams in executing a global compliance program.Develop and maintain compliance strategies and implement effective programs that align with firm's strategies.Ensure the firm adheres to all external regulatory and legal standards as well as internal policies and procedures.Manage general complia
    Our client is a prestigious global Hedge Fund. They are seeking a Compliance Officer to join their dynamic team.ResponsibilitiesSupport the APAC and broader regional teams in executing a global compliance program.Develop and maintain compliance strategies and implement effective programs that align with firm's strategies.Ensure the firm adheres to all external regulatory and legal standards as well as internal policies and procedures.Manage general complia
    • permanent
    about the company.The company is a leading asset management firm dedicated to innovation and client success. With a strong emphasis on sustainability and corporate responsibility, it strives to deliver exceptional value and lasting impact for clients and communities worldwide. Currently, they are hiring a VP of Operations with extensive experience in market regulations, particularly in US or China products.about the team.The team is diverse and dynamic, br
    about the company.The company is a leading asset management firm dedicated to innovation and client success. With a strong emphasis on sustainability and corporate responsibility, it strives to deliver exceptional value and lasting impact for clients and communities worldwide. Currently, they are hiring a VP of Operations with extensive experience in market regulations, particularly in US or China products.about the team.The team is diverse and dynamic, br
    • permanent
    about the company.This leading financial services organization in Hong Kong offers a comprehensive range of insurance and investment solutions, focusing on life and health insurance, retirement planning, and wealth management. about the team.This is a first-line risk role responsible for managing the delivery of Third-Party Risk Management (TPRM) initiatives and supporting stakeholders in implementing and overseeing TPRM programs throughout their lifecycle
    about the company.This leading financial services organization in Hong Kong offers a comprehensive range of insurance and investment solutions, focusing on life and health insurance, retirement planning, and wealth management. about the team.This is a first-line risk role responsible for managing the delivery of Third-Party Risk Management (TPRM) initiatives and supporting stakeholders in implementing and overseeing TPRM programs throughout their lifecycle
    • permanent
    • HK$35,000 - HK$45,000 per month
    about the company.Our client is a prominent bank specializing in small and medium-sized enterprises (SME) banking solutions. They are committed to supporting the growth of SMEs by providing tailored financial products and services. We are looking for a dedicated Credit Approver to join their credit assessment team.about the team.The Credit Approver will assess credit applications from SMEs, evaluate financial statements, and determine creditworthiness. Thi
    about the company.Our client is a prominent bank specializing in small and medium-sized enterprises (SME) banking solutions. They are committed to supporting the growth of SMEs by providing tailored financial products and services. We are looking for a dedicated Credit Approver to join their credit assessment team.about the team.The Credit Approver will assess credit applications from SMEs, evaluate financial statements, and determine creditworthiness. Thi
    • permanent
    • HK$35,000 - HK$45,000 per year
    about the company.Our client is a leading financial institution specializing in corporate banking solutions, dedicated to providing comprehensive financial services to large corporations. They are looking for an experienced Credit Approver to join their corporate credit assessment team.about the team.The Credit Approver will evaluate credit applications from large corporations, assess financial stability, and determine credit risk. This role is vital in en
    about the company.Our client is a leading financial institution specializing in corporate banking solutions, dedicated to providing comprehensive financial services to large corporations. They are looking for an experienced Credit Approver to join their corporate credit assessment team.about the team.The Credit Approver will evaluate credit applications from large corporations, assess financial stability, and determine credit risk. This role is vital in en
    • permanent
    • HK$40,000 - HK$45,000 per month
    about the company.Our client, a leading bank in the financial industry, is dedicated to providing exceptional service and innovative solutions to help customers achieve their homeownership dreams. They are seeking a skilled Mortgage Approver to join their dynamic lending team.about the team.The Mortgage Approver will evaluate mortgage applications, assess borrower eligibility, and make informed decisions on loan approvals. This role is critical in ensuring
    about the company.Our client, a leading bank in the financial industry, is dedicated to providing exceptional service and innovative solutions to help customers achieve their homeownership dreams. They are seeking a skilled Mortgage Approver to join their dynamic lending team.about the team.The Mortgage Approver will evaluate mortgage applications, assess borrower eligibility, and make informed decisions on loan approvals. This role is critical in ensuring
    • contract
    about the job.Machine Learning Model DevelopmentDesign, develop, and deploy machine learning models to tackle business challenges and enhance decision-making processesContinuously monitor and optimize model performance, scalability, and accuracy in production settingsUtilize advanced machine learning techniques (such as supervised/unsupervised learning and deep learning) to create innovative solutionsAI GovernancePerform AI audits to ensure compliance with
    about the job.Machine Learning Model DevelopmentDesign, develop, and deploy machine learning models to tackle business challenges and enhance decision-making processesContinuously monitor and optimize model performance, scalability, and accuracy in production settingsUtilize advanced machine learning techniques (such as supervised/unsupervised learning and deep learning) to create innovative solutionsAI GovernancePerform AI audits to ensure compliance with
    • contract
    about the company.We are seeking an immediately available, seasoned Senior Accountant or Finance Manager to join our team for a 3-month contract. The ideal candidate will be responsible for supporting year-end closing processes and various finance duties within our consulting firm. This role is perfect for a professional who can hit the ground running and contribute effectively from day one. about the job.Assist in the year-end closing process, ensuring ac
    about the company.We are seeking an immediately available, seasoned Senior Accountant or Finance Manager to join our team for a 3-month contract. The ideal candidate will be responsible for supporting year-end closing processes and various finance duties within our consulting firm. This role is perfect for a professional who can hit the ground running and contribute effectively from day one. about the job.Assist in the year-end closing process, ensuring ac
    • permanent
    about the company.We are seeking a motivated professional to support our Equity Capital Markets (ECM) team. The candidate will be responsible for preparing pitch materials and market updates, assisting in deal execution, and managing sensitive information in compliance with regulations. Ideal applicants will have 1-2 years of relevant experience, strong analytical and communication skills, and a proactive approach to teamwork. about the job.Develop pitchbo
    about the company.We are seeking a motivated professional to support our Equity Capital Markets (ECM) team. The candidate will be responsible for preparing pitch materials and market updates, assisting in deal execution, and managing sensitive information in compliance with regulations. Ideal applicants will have 1-2 years of relevant experience, strong analytical and communication skills, and a proactive approach to teamwork. about the job.Develop pitchbo
    • permanent
    Draft, review and negotiate a wide range of commercial contracts including corporate compliance documents, employment etc. Work with business units in enhancing and streamlining processes and procedures to improve efficiency Provide compliance training to employees across the region Collaborate with the Group's stakeholders including HR, finance, compliance, company secretarial and other teams Manage external counsel as required skills & experiences requi
    Draft, review and negotiate a wide range of commercial contracts including corporate compliance documents, employment etc. Work with business units in enhancing and streamlining processes and procedures to improve efficiency Provide compliance training to employees across the region Collaborate with the Group's stakeholders including HR, finance, compliance, company secretarial and other teams Manage external counsel as required skills & experiences requi
    • permanent
    about the company.Our client is a financial institution, who is seeking for a junior legal talent to join the team. about the job.Provide a broad range of legal and compliance support, including but not limited to contract review, internal risk control and reportsIdentify legal and regulatory risk and provide solutions to achieve business goalsSupport on compliance and company secretarial work Other ad hoc assignments from the head of legalskills & experi
    about the company.Our client is a financial institution, who is seeking for a junior legal talent to join the team. about the job.Provide a broad range of legal and compliance support, including but not limited to contract review, internal risk control and reportsIdentify legal and regulatory risk and provide solutions to achieve business goalsSupport on compliance and company secretarial work Other ad hoc assignments from the head of legalskills & experi
    • permanent
    about the company.Our client is a reputable investment bank who is looking for a Derivative Lawyer to join the firm and support the Equity Derivative/Structured Products business about the job.Review and negotiate a range of master agreement documentation in relation to Equity Derivative/Structured ProductsDevelop and maintain standard documentation templates, term sheets and confirmations for specific transactions, structures or products with respect of d
    about the company.Our client is a reputable investment bank who is looking for a Derivative Lawyer to join the firm and support the Equity Derivative/Structured Products business about the job.Review and negotiate a range of master agreement documentation in relation to Equity Derivative/Structured ProductsDevelop and maintain standard documentation templates, term sheets and confirmations for specific transactions, structures or products with respect of d
    • permanent
    about the company.We are partnering with sizable enterprise to seek for a dynamic and experienced technical talents to lead the development and orchestration of automation platformabout the job.AI Infrastructure Development: Design and implement robust infrastructure solutions to support AI model deployment, monitoring, and scalability.AI Automation Strategy: Develop and lead the implementation of automation strategies for AI operations, including model tr
    about the company.We are partnering with sizable enterprise to seek for a dynamic and experienced technical talents to lead the development and orchestration of automation platformabout the job.AI Infrastructure Development: Design and implement robust infrastructure solutions to support AI model deployment, monitoring, and scalability.AI Automation Strategy: Develop and lead the implementation of automation strategies for AI operations, including model tr
    • permanent
    • HK$50,000 - HK$65,000 per month
    Our client is a sizable services company known for its innovative solutions and commitment to excellence. They are seeking a skilled Tax Manager to join their dynamic team.Reporting to the team head, you will be responsible for overseeing all aspects of tax compliance and planning. This role requires a deep understanding of local tax regulations and the ability to provide strategic guidance to the business.Key Responsibilities:Manage and ensure compliance
    Our client is a sizable services company known for its innovative solutions and commitment to excellence. They are seeking a skilled Tax Manager to join their dynamic team.Reporting to the team head, you will be responsible for overseeing all aspects of tax compliance and planning. This role requires a deep understanding of local tax regulations and the ability to provide strategic guidance to the business.Key Responsibilities:Manage and ensure compliance
    • permanent
    about the company.Our client is an APAC Private Equity platform, who is looking for PE M&A lawyer to support their expanding business about the job.review and advise on a wide range of investment-related transaction documents, fund documents and commercial agreements provide day-to-day legal support to transactions in Greater China and APAC region advise on compliance i.e. KYC and AML and other relevant regulatory issueswork closely with external counsels
    about the company.Our client is an APAC Private Equity platform, who is looking for PE M&A lawyer to support their expanding business about the job.review and advise on a wide range of investment-related transaction documents, fund documents and commercial agreements provide day-to-day legal support to transactions in Greater China and APAC region advise on compliance i.e. KYC and AML and other relevant regulatory issueswork closely with external counsels
    • permanent
    • HK$20,000 - HK$25,000 per month
    about the job.Gain experience by rotating between various operational departmentsEngage with colleagues, new graduates, and seasoned professionals to establish a strong foundation for future leadership positions.Attend various training sessions, workshops and seminars to develop strong technical knowledge and business acumenComply with internal code of practices and complianceskills & experiences required.Bachelor's Degree holder in Science, Pharmacy or re
    about the job.Gain experience by rotating between various operational departmentsEngage with colleagues, new graduates, and seasoned professionals to establish a strong foundation for future leadership positions.Attend various training sessions, workshops and seminars to develop strong technical knowledge and business acumenComply with internal code of practices and complianceskills & experiences required.Bachelor's Degree holder in Science, Pharmacy or re
    • permanent
    • HK$25,000 - HK$32,000 per month
    Accounting Officer, up to 30kOur client is a sizable organization, they are looking for an Accounting Officer to join their dynamic finance team.Responsibilities:Manage financial transactions and maintain accurate records, including preparing vouchers and journal entries.Prepare financial reports, budgets, and forecasts.Assist with tax returns and ensure regulatory compliance.Reconcile accounts and ensure accuracy in financial records.Collaborate with inte
    Accounting Officer, up to 30kOur client is a sizable organization, they are looking for an Accounting Officer to join their dynamic finance team.Responsibilities:Manage financial transactions and maintain accurate records, including preparing vouchers and journal entries.Prepare financial reports, budgets, and forecasts.Assist with tax returns and ensure regulatory compliance.Reconcile accounts and ensure accuracy in financial records.Collaborate with inte
    • permanent
    about the company.Our client is a pioneering crypto investment company who is looking for a Derivative Lawyer to join the firm and support their fast-growing business. about the job.Review and negotiate a range of master agreement documentation in relation to derivatives productsUnderstand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the relevant conduct of businessProvide promp
    about the company.Our client is a pioneering crypto investment company who is looking for a Derivative Lawyer to join the firm and support their fast-growing business. about the job.Review and negotiate a range of master agreement documentation in relation to derivatives productsUnderstand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the relevant conduct of businessProvide promp
    • permanent
    Our client is an international law firm. Responsibilities: • Work with the Hong Kong Corporate team to offer support as needed.• Assist in various tasks involved in Hong Kong IPOs, M&As, and other corporate transactions, including but not limited to conducting legal due diligence and verification, drafting of prospectus, and attending to signing and closing.• Assist with compliance work for public and private companies.• Assist with general commercial matt
    Our client is an international law firm. Responsibilities: • Work with the Hong Kong Corporate team to offer support as needed.• Assist in various tasks involved in Hong Kong IPOs, M&As, and other corporate transactions, including but not limited to conducting legal due diligence and verification, drafting of prospectus, and attending to signing and closing.• Assist with compliance work for public and private companies.• Assist with general commercial matt
    • permanent
    about the company.Our client is a financial group based in Hong Kong providing financial services in Fintech, wealth management and asset management. about the job.The Company Secretarial Officer will handling the full range of company secretarial services to private companies in Hong Kong and offshore jurisdictions.skills & experiences required.- 2 to 4 years of company secretarial experience - degree holder in relevant fields- ability to multitask - stro
    about the company.Our client is a financial group based in Hong Kong providing financial services in Fintech, wealth management and asset management. about the job.The Company Secretarial Officer will handling the full range of company secretarial services to private companies in Hong Kong and offshore jurisdictions.skills & experiences required.- 2 to 4 years of company secretarial experience - degree holder in relevant fields- ability to multitask - stro
    • permanent
    about the company.Our client is a fintech company, who is looking for a legal counsel with solid corporate experience to support the expanding business globally. about the job.Act as legal in-house counsel offering effective legal solutions to the business expansion globallyDraft and review all kinds of commercial contacts and legal documents for potential product launching, and oversea M&A transactionsProvide legal support to Corporate Governance, Complia
    about the company.Our client is a fintech company, who is looking for a legal counsel with solid corporate experience to support the expanding business globally. about the job.Act as legal in-house counsel offering effective legal solutions to the business expansion globallyDraft and review all kinds of commercial contacts and legal documents for potential product launching, and oversea M&A transactionsProvide legal support to Corporate Governance, Complia
    • permanent
    • HK$70,000 - HK$85,000 per month, bonus
    Head of Broker (Life Insurance)Brokerage partnership development (ideally with MCV clients)People management rolePromising career progressionAbout the CompanyMy client is a fast-growing life insurer. They are expanding their distribution channel. Hence, looking for a brokerage head.About the JobMy client is seeking an experienced, driven, and strategic individual to join their company as the Head of Broker within their Brokerage Distribution department. Th
    Head of Broker (Life Insurance)Brokerage partnership development (ideally with MCV clients)People management rolePromising career progressionAbout the CompanyMy client is a fast-growing life insurer. They are expanding their distribution channel. Hence, looking for a brokerage head.About the JobMy client is seeking an experienced, driven, and strategic individual to join their company as the Head of Broker within their Brokerage Distribution department. Th
    • permanent
    • HK$30,000 - HK$45,000 per month
    about the companyAn expanding foreign corporate bank is looking for a KYC Associate to join their operations team.about the job.Reviewing documentation for account openings, periodic reviews, and closures to ensure compliance with group standards and local KYC/AML regulations.Conducting due diligence on new and existing corporate banking clients, including gathering KYC documentation and entering customer data into systems.Working with Relationship Manager
    about the companyAn expanding foreign corporate bank is looking for a KYC Associate to join their operations team.about the job.Reviewing documentation for account openings, periodic reviews, and closures to ensure compliance with group standards and local KYC/AML regulations.Conducting due diligence on new and existing corporate banking clients, including gathering KYC documentation and entering customer data into systems.Working with Relationship Manager
30 of 89 jobs seen

Thank you for subscribing to your personalised job alerts.

It looks like you want to switch your language. This will reset your filters on your current job search.