- about the company.Our client is a financial services focused on PE/VC and asset management. They are seeking their first Legal and Compliance Officer in Hong Kong to ensure the business compliance with regulatory standards. about the job.Review and draft various legal documents, including agreements, contracts, to support business transactionsProvide legal advice to internal departments or project team, assisting in legal and compliance related matters inabout the company.Our client is a financial services focused on PE/VC and asset management. They are seeking their first Legal and Compliance Officer in Hong Kong to ensure the business compliance with regulatory standards. about the job.Review and draft various legal documents, including agreements, contracts, to support business transactionsProvide legal advice to internal departments or project team, assisting in legal and compliance related matters in
- Our client is an international insurer. Currently seeking a Senior Compliance Officer to ensure the integrity and compliance of operational processes and adherence to relevant regulations and company policies.Responsibilities: * Conduct regular reviews and audits of operational processes to verify proper execution and compliance with all relevant regulatory requirements and company rules and guidelines. * Proactively identify areas within operations that mOur client is an international insurer. Currently seeking a Senior Compliance Officer to ensure the integrity and compliance of operational processes and adherence to relevant regulations and company policies.Responsibilities: * Conduct regular reviews and audits of operational processes to verify proper execution and compliance with all relevant regulatory requirements and company rules and guidelines. * Proactively identify areas within operations that m
- Our client is a foreign corporate bank. Currently seeking an AVP, Compliance Assurance for the Compliance Department in Hong Kong. Job Duties & ResponsibilitiesConduct thorough, objective, risk-based compliance monitoring activities in line with the annual Compliance Monitoring Plan.Identify potential or actual regulatory risks from compliance monitoring results and propose actionable recommendations to relevant stakeholders to mitigate identified risks.PeOur client is a foreign corporate bank. Currently seeking an AVP, Compliance Assurance for the Compliance Department in Hong Kong. Job Duties & ResponsibilitiesConduct thorough, objective, risk-based compliance monitoring activities in line with the annual Compliance Monitoring Plan.Identify potential or actual regulatory risks from compliance monitoring results and propose actionable recommendations to relevant stakeholders to mitigate identified risks.Pe
- Our client is a leading insurer. They're looking for a dedicated and experienced Director to join the Financial Crime Compliance team. Reporting to the Chief Compliance Officer, you'll play a crucial role in safeguarding the organization by ensuring robust controls against financial crime.Responsibilities:Lead and enhance our internal compliance controls for AML/CTF, sanctions, and ABC, aligning with local regulatory requirements and Group Standards.As theOur client is a leading insurer. They're looking for a dedicated and experienced Director to join the Financial Crime Compliance team. Reporting to the Chief Compliance Officer, you'll play a crucial role in safeguarding the organization by ensuring robust controls against financial crime.Responsibilities:Lead and enhance our internal compliance controls for AML/CTF, sanctions, and ABC, aligning with local regulatory requirements and Group Standards.As the
