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1 job found for Compliance officer in Hong Kong

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    • permanent
    • AU$40,000 - AU$60,000 per year
    Job DescriptionRegulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation
    Job DescriptionRegulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation

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