- about the company.An industry-leading financial services conglomerate in Hong Kong, celebrated for its expansive investment portfolio and unwavering commitment to regulatory integrity. This organisation champions a progressive, inclusive workplace where compliance professionals are empowered as strategic business partners, ensuring sustainable corporate growth and steadfast market trust.about the team.You will integrate into a specialised, high-calibre comabout the company.An industry-leading financial services conglomerate in Hong Kong, celebrated for its expansive investment portfolio and unwavering commitment to regulatory integrity. This organisation champions a progressive, inclusive workplace where compliance professionals are empowered as strategic business partners, ensuring sustainable corporate growth and steadfast market trust.about the team.You will integrate into a specialised, high-calibre com
- Operating under the guidance of the regulatory division head,within equities compliance team, this collaborative unit oversees governance for the institutional trading and derivatives departments. The group operates with a high degree of autonomy, relying on proactive risk identification, mutual dependability, and a shared dedication to upholding the firm's rigorous ethical standards.about the job.Deliver authoritative guidance on the interpretation of stOperating under the guidance of the regulatory division head,within equities compliance team, this collaborative unit oversees governance for the institutional trading and derivatives departments. The group operates with a high degree of autonomy, relying on proactive risk identification, mutual dependability, and a shared dedication to upholding the firm's rigorous ethical standards.about the job.Deliver authoritative guidance on the interpretation of st
- about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, andabout the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
- about the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory comabout the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory com
- About the team.You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.About the job.Partner with business and support fAbout the team.You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.About the job.Partner with business and support f
- about the company.A prestigious European financial powerhouse with a long-standing heritage, operating an expansive international network that specializes in tailored corporate banking, investment solutions, and commercial lending. The institution prides itself on combining a deeply rooted culture of risk stewardship with agile, client-centric market execution.about the team.You will join a collaborative and high-performing Risk Management department at thabout the company.A prestigious European financial powerhouse with a long-standing heritage, operating an expansive international network that specializes in tailored corporate banking, investment solutions, and commercial lending. The institution prides itself on combining a deeply rooted culture of risk stewardship with agile, client-centric market execution.about the team.You will join a collaborative and high-performing Risk Management department at th
- about the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will leabout the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will le
- about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporateabout the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate
- about the company.A premier global corporate and investment bank with an extensive international footprint, dedicated to delivering sophisticated financial market solutions to institutional clients and corporations worldwide. about the team.Embedded within the global Market Risk Department, this team functions as part of an integrated global mandate. This regional division covers the Asia market with a primary focus on Equity market activities, ensuring thabout the company.A premier global corporate and investment bank with an extensive international footprint, dedicated to delivering sophisticated financial market solutions to institutional clients and corporations worldwide. about the team.Embedded within the global Market Risk Department, this team functions as part of an integrated global mandate. This regional division covers the Asia market with a primary focus on Equity market activities, ensuring th
- about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporateabout the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate
- about the company.Our client is a prominent Chinese securities house with a solid presence in Hong Kong. Backed by strong institutional resources, the firm offers a broad range of financial services including investment banking, corporate finance, and equity capital markets. They are currently expanding their Investment Banking Department (IBD) to capture expanding Hong Kong capital market opportunities.about the team.You will join a dynamic and highly proabout the company.Our client is a prominent Chinese securities house with a solid presence in Hong Kong. Backed by strong institutional resources, the firm offers a broad range of financial services including investment banking, corporate finance, and equity capital markets. They are currently expanding their Investment Banking Department (IBD) to capture expanding Hong Kong capital market opportunities.about the team.You will join a dynamic and highly pro
- about the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order floabout the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order flo
- about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (
- Are you an experienced private banking operations professional looking to advance your career? A leading international banking group is seeking a talented individual to oversee client onboarding and AML screening. This role offers an excellent opportunity to manage key compliance processes and contribute to operational excellence in a supportive environment.about the company.Our client is a highly respected, rapidly growing international financial institutAre you an experienced private banking operations professional looking to advance your career? A leading international banking group is seeking a talented individual to oversee client onboarding and AML screening. This role offers an excellent opportunity to manage key compliance processes and contribute to operational excellence in a supportive environment.about the company.Our client is a highly respected, rapidly growing international financial institut
- An exciting opportunity for an experienced Associate to join an established corporate banking institution in Hong Kong. You will deliver exceptional customer service, handle end-to-end transaction processing, and manage robust KYC/CDD compliance procedures for Japanese corporate clients. Minimum 3 years of experience in corporate banking RM support or customer service required.about the company.Our client is a global corporate banking leader with a strongAn exciting opportunity for an experienced Associate to join an established corporate banking institution in Hong Kong. You will deliver exceptional customer service, handle end-to-end transaction processing, and manage robust KYC/CDD compliance procedures for Japanese corporate clients. Minimum 3 years of experience in corporate banking RM support or customer service required.about the company.Our client is a global corporate banking leader with a strong
- about the company.Our client is a well-established international banking group with a prominent presence in Hong Kong. Renowned for its robust market presence, strong financial stability, and collaborative work culture, the institution provides exceptional operational support to global treasury and capital markets businesses while fostering professional growth for its employees.about the team.You will join a dynamic and collaborative Treasury Operations teabout the company.Our client is a well-established international banking group with a prominent presence in Hong Kong. Renowned for its robust market presence, strong financial stability, and collaborative work culture, the institution provides exceptional operational support to global treasury and capital markets businesses while fostering professional growth for its employees.about the team.You will join a dynamic and collaborative Treasury Operations te
- about the company.Our client is a premier, institutional-grade global hedge fund manager headquartered in Hong Kong, with a research presence extending across key technology hubs in Asia, including Taipei, Tokyo, and Shenzhen. Established in 2014, the firm manages approximately >$2 billion in Assets Under Management (AUM).about the job.Trading Desk Operations: Run daily order execution across US, European, and Asian sessions, which includes a scheduled weeabout the company.Our client is a premier, institutional-grade global hedge fund manager headquartered in Hong Kong, with a research presence extending across key technology hubs in Asia, including Taipei, Tokyo, and Shenzhen. Established in 2014, the firm manages approximately >$2 billion in Assets Under Management (AUM).about the job.Trading Desk Operations: Run daily order execution across US, European, and Asian sessions, which includes a scheduled wee
- about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO fabout the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f
- about the company.Our client is a highly respected, rapidly expanding top teir internation bank with a strong footprint in Hong Kong. Known for their premier client service and comprehensive product suite, they provide a stable and prestigious platform for financial professionals to thrive. They commit to long-term career development and offer an outstanding transition program for premier bankers.about the team.You will join a dynamic, collaborative, and habout the company.Our client is a highly respected, rapidly expanding top teir internation bank with a strong footprint in Hong Kong. Known for their premier client service and comprehensive product suite, they provide a stable and prestigious platform for financial professionals to thrive. They commit to long-term career development and offer an outstanding transition program for premier bankers.about the team.You will join a dynamic, collaborative, and h
- about the company.Our client is a well-established corporate and commercial banking institution with a strong regional footprint in Hong Kong. Known for its commitment to robust risk governance and sustainable development, the bank delivers comprehensive financial services while actively driving technological innovation across its branches.about the team.The Operations Department serves as a foundational pillar of the bank, ensuring the seamless, compliantabout the company.Our client is a well-established corporate and commercial banking institution with a strong regional footprint in Hong Kong. Known for its commitment to robust risk governance and sustainable development, the bank delivers comprehensive financial services while actively driving technological innovation across its branches.about the team.The Operations Department serves as a foundational pillar of the bank, ensuring the seamless, compliant
- about the company.The client is a rapidly growing, licensed financial group headquartered in Shanghai with a strategic, expanding presence in Hong Kong. Led by a team of senior professionals with deep investment banking expertise, the firm operates as an SFC-licensed corporation holding Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) regulated activities.The firm primarily serves institutional and high-net-worabout the company.The client is a rapidly growing, licensed financial group headquartered in Shanghai with a strategic, expanding presence in Hong Kong. Led by a team of senior professionals with deep investment banking expertise, the firm operates as an SFC-licensed corporation holding Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) regulated activities.The firm primarily serves institutional and high-net-wor
- about the company.Our client is an established, growth-oriented financial services group in Hong Kong holding SFC Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) regulated licenses. They offer a dynamic, entrepreneurial, and highly professional operating environment. Unlike large legacy institutions where duties are strictly siloed, this firm offers a flat structure where you will gain comprehensive exposure across the firm's financial labout the company.Our client is an established, growth-oriented financial services group in Hong Kong holding SFC Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) regulated licenses. They offer a dynamic, entrepreneurial, and highly professional operating environment. Unlike large legacy institutions where duties are strictly siloed, this firm offers a flat structure where you will gain comprehensive exposure across the firm's financial l
- about the company.Our client is a highly prominent, top-tier Chinese securities firm with an expansive international footprint and a dominant capital markets presence in Hong Kong. They offer a comprehensive suite of financial services including institutional brokerage, investment banking, asset management, and wealth management. Known for their rapid cross-border growth and massive market liquidity, they provide a stable, sophisticated, and highly capitaabout the company.Our client is a highly prominent, top-tier Chinese securities firm with an expansive international footprint and a dominant capital markets presence in Hong Kong. They offer a comprehensive suite of financial services including institutional brokerage, investment banking, asset management, and wealth management. Known for their rapid cross-border growth and massive market liquidity, they provide a stable, sophisticated, and highly capita
- about the company.stablished as a strategic bridgehead in Hong Kong, the firm is a comprehensive financial services institution and licensed boutique investment bank. It operates as the core overseas platform for its Mainland Chinese parent company, serving as a vital nexus that connects domestic enterprises and investors with global capital markets. about the job.Oversee the daily settlement and clearing operations for institutional equity trades across kabout the company.stablished as a strategic bridgehead in Hong Kong, the firm is a comprehensive financial services institution and licensed boutique investment bank. It operates as the core overseas platform for its Mainland Chinese parent company, serving as a vital nexus that connects domestic enterprises and investors with global capital markets. about the job.Oversee the daily settlement and clearing operations for institutional equity trades across k
- about the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transforabout the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transfor
- Our client is a highly prominent, technology-driven financial institution in Hong Kong holding SFC-regulated licenses. Known for delivering comprehensive online brokerage, wealth management, and innovative fintech solutions, they combine a dynamic workplace culture with solid financial standing. They offer a capital-backed, fast-paced platform where finance professionals can gain broad operational exposure and accelerate their professional development.abouOur client is a highly prominent, technology-driven financial institution in Hong Kong holding SFC-regulated licenses. Known for delivering comprehensive online brokerage, wealth management, and innovative fintech solutions, they combine a dynamic workplace culture with solid financial standing. They offer a capital-backed, fast-paced platform where finance professionals can gain broad operational exposure and accelerate their professional development.abou
- about the company.Our client is a well-established, premier international investment bank with a leading presence in the Asia-Pacific region.about the team.To support their expanding capital markets platform in Hong Kong, they are seeking an experienced IPO Principal to join their Investment Banking team.about the job.Lead and execute Hong Kong IPO sponsorship transactions from origination through to listing completion, ensuring strict compliance with HKEXabout the company.Our client is a well-established, premier international investment bank with a leading presence in the Asia-Pacific region.about the team.To support their expanding capital markets platform in Hong Kong, they are seeking an experienced IPO Principal to join their Investment Banking team.about the job.Lead and execute Hong Kong IPO sponsorship transactions from origination through to listing completion, ensuring strict compliance with HKEX
- about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways toabout the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to
- about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways toabout the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to
- about the company.Our client is a prominent, well-established banking group with a comprehensive global footprint and a deeply respected presence in Hong Kong. Known for its financial stability and client-centric approach, the bank offers an elite wealth management ecosystem. The institution bridges regional capital with global financial opportunities, serving UHNW families, entrepreneurs, and corporate entities.about the team.You will join a high-performiabout the company.Our client is a prominent, well-established banking group with a comprehensive global footprint and a deeply respected presence in Hong Kong. Known for its financial stability and client-centric approach, the bank offers an elite wealth management ecosystem. The institution bridges regional capital with global financial opportunities, serving UHNW families, entrepreneurs, and corporate entities.about the team.You will join a high-performi
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