about the company.Our client is a prominent life insurance company with a strong presence in the Hong Kong market for over 30 years. They have a proven track record of success and are continuously expanding their business globallyabout the team.You will be joining a collaborative and friendly compliance team consisting of approximately nine membersabout the job.Provide compliance advice and review on AML/CTF issuesCollaborate with relevant departments to r
about the company.Our client is a prominent life insurance company with a strong presence in the Hong Kong market for over 30 years. They have a proven track record of success and are continuously expanding their business globallyabout the team.You will be joining a collaborative and friendly compliance team consisting of approximately nine membersabout the job.Provide compliance advice and review on AML/CTF issuesCollaborate with relevant departments to r
about the company.Our client, a prominent compliance consulting firm with a strong buy-side client base, is expanding their team in the Hong Kong marketabout the team.You will have the opportunity to join the esteemed Hong Kong Compliance team, working alongside high-caliber colleaguesabout the job.Assisting clients in preparing and maintaining employee disclosure forms and organizing required books and recordsDeveloping and implementing compliance policie
about the company.Our client, a prominent compliance consulting firm with a strong buy-side client base, is expanding their team in the Hong Kong marketabout the team.You will have the opportunity to join the esteemed Hong Kong Compliance team, working alongside high-caliber colleaguesabout the job.Assisting clients in preparing and maintaining employee disclosure forms and organizing required books and recordsDeveloping and implementing compliance policie
about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare
about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare
about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,
about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,
about the company.Our esteemed client, a prominent investment group and capital markets leaderabout the team.You will be joining the compliance department, working alongside a team of approximately 50 highly skilled and friendly individualsabout the job.Conduct compliance reviews of fund documentsCollaborate with the team to revise relevant documents, and prepare necessary notices for public funds when requiredUtilize Bloomberg AIM to encode investment rul
about the company.Our esteemed client, a prominent investment group and capital markets leaderabout the team.You will be joining the compliance department, working alongside a team of approximately 50 highly skilled and friendly individualsabout the job.Conduct compliance reviews of fund documentsCollaborate with the team to revise relevant documents, and prepare necessary notices for public funds when requiredUtilize Bloomberg AIM to encode investment rul
about the companyOur client is a fast growing payment/fintech start-up with a strong presence in Greater China. They have penetrated 3 markets in APAC within 3 years and continue to expand in Asia Pacific. Currently looking for a Head of Compliance to join the Hong Kong office. about the jobReports to CEO To head up the Compliance function globally, not limited to setting up framework and work-flow, ensure daily compliance operations, advising business on
about the companyOur client is a fast growing payment/fintech start-up with a strong presence in Greater China. They have penetrated 3 markets in APAC within 3 years and continue to expand in Asia Pacific. Currently looking for a Head of Compliance to join the Hong Kong office. about the jobReports to CEO To head up the Compliance function globally, not limited to setting up framework and work-flow, ensure daily compliance operations, advising business on
about the company.Our client is a leading virtual bank in Hong Kong. They are currently expanding the Compliance team and looking for a (Assistant) Regulatory Compliance Manager to join. about the job.Responsible for general and regulatory compliance duties across all business lines (ie Retail Banking and Commercial Banking)Dissemination of circulars and responsible for internal announcements To update company policies, internal procedures and control acc
about the company.Our client is a leading virtual bank in Hong Kong. They are currently expanding the Compliance team and looking for a (Assistant) Regulatory Compliance Manager to join. about the job.Responsible for general and regulatory compliance duties across all business lines (ie Retail Banking and Commercial Banking)Dissemination of circulars and responsible for internal announcements To update company policies, internal procedures and control acc
about the company.Our client is a European foreign corporate bank with strong presence in Asia Pacific about the team.You will be joining a small team, handling all-rounded compliance activities, including Regulatory Compliance, FCC, Compliance Review etc about the job.Review, update and implement compliance manuals, policies and procedures for Hong Kong BranchAssist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self
about the company.Our client is a European foreign corporate bank with strong presence in Asia Pacific about the team.You will be joining a small team, handling all-rounded compliance activities, including Regulatory Compliance, FCC, Compliance Review etc about the job.Review, update and implement compliance manuals, policies and procedures for Hong Kong BranchAssist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self
about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ens
about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ens
about the companyOur client is a Top-Tier Compliance Consultant firm. Headquartered in the United States and have over 10 offices globally. They provide high quality Compliance services to leading financial services across the globe and are reputable in the Hedge Funds, Asset Management and Private Equity industry. As their business in Hong Kong expands, they are looking for a high-calibre individual to join as Compliance Consultant. about the teamFast pa
about the companyOur client is a Top-Tier Compliance Consultant firm. Headquartered in the United States and have over 10 offices globally. They provide high quality Compliance services to leading financial services across the globe and are reputable in the Hedge Funds, Asset Management and Private Equity industry. As their business in Hong Kong expands, they are looking for a high-calibre individual to join as Compliance Consultant. about the teamFast pa
about the company.A regional bank with strong presence in Hong Kong is looking for a Compliance Manager to join their team. Office located in Central, with a team of 2 in Compliance about the job.Responsible for General Compliance matters and acting as a back-up for AML functionMaintain and update compliance manuals, internal policies and procedures. Interpret and disseminate circulars/regulatory updates from HKMA Advise business units on regulatory and co
about the company.A regional bank with strong presence in Hong Kong is looking for a Compliance Manager to join their team. Office located in Central, with a team of 2 in Compliance about the job.Responsible for General Compliance matters and acting as a back-up for AML functionMaintain and update compliance manuals, internal policies and procedures. Interpret and disseminate circulars/regulatory updates from HKMA Advise business units on regulatory and co
about the companyA regional Corporate and Private bank is looking for a KYC/CDD Compliance Manager to join their team about the teamA team of 70+ in Compliance Department, of which 12 in KYC Compliance about the jobLeading a team of 6 in KYC Compliance and reporting to the Team LeadTo review and update KYC policies and proceduresCoaching and advising Operation Team on KYC matters Conducting periodic review to ensure compliance with latest regulations, as w
about the companyA regional Corporate and Private bank is looking for a KYC/CDD Compliance Manager to join their team about the teamA team of 70+ in Compliance Department, of which 12 in KYC Compliance about the jobLeading a team of 6 in KYC Compliance and reporting to the Team LeadTo review and update KYC policies and proceduresCoaching and advising Operation Team on KYC matters Conducting periodic review to ensure compliance with latest regulations, as w
about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, etc about the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Oversee AML compliance operations, including KYC procedures and transact
about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, etc about the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Oversee AML compliance operations, including KYC procedures and transact
about the companyA significant player in asset management industry is currently looking for a Compliance Vice President/Director to join their Hong Kong office. They hold SFC Type 4 9 licenses. Besides expanding their asset management business in APAC, they are also estabishing a Private Wealth Management business. about the teamA team of 3 in Hong Kong Legal & Compliance Department. Target to add in a few more headcounts to the Compliance team within thi
about the companyA significant player in asset management industry is currently looking for a Compliance Vice President/Director to join their Hong Kong office. They hold SFC Type 4 9 licenses. Besides expanding their asset management business in APAC, they are also estabishing a Private Wealth Management business. about the teamA team of 3 in Hong Kong Legal & Compliance Department. Target to add in a few more headcounts to the Compliance team within thi
about the company.Our client is an reputable retail bank with strong presences in APAC region. about the job. Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting survey, investigation, self-assessment and questionnaireManage relationship with regulators by coordin
about the company.Our client is an reputable retail bank with strong presences in APAC region. about the job. Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting survey, investigation, self-assessment and questionnaireManage relationship with regulators by coordin
about the companyOur client is a prominent investment banking firm with a strong presence in the APAC region about the jobAssisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and providing AML advisory to the businessLeading projects for system implementation and enhancementsColl
about the companyOur client is a prominent investment banking firm with a strong presence in the APAC region about the jobAssisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and providing AML advisory to the businessLeading projects for system implementation and enhancementsColl
about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring proper recording and storage of screening evidenceOversee the transaction process and identify suspicious
about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring proper recording and storage of screening evidenceOversee the transaction process and identify suspicious
about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring proper recording and storage of screening evidenceOversee the transaction process and identify suspicious
about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring proper recording and storage of screening evidenceOversee the transaction process and identify suspicious
about the company.Our client is a prestigious global corporate banking institution. They offer a comprehensive range of banking services, including deposits, loans, receivables, securities, cash equivalents, debt investments, and more. The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their operations.about the team.You will have the opportunity
about the company.Our client is a prestigious global corporate banking institution. They offer a comprehensive range of banking services, including deposits, loans, receivables, securities, cash equivalents, debt investments, and more. The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their operations.about the team.You will have the opportunity
about the company.International corporate investment bankabout the team.Market and liquidity risk professionals based in Hong Kong as well as other APAC countriesabout the job.Provide regional support and oversight on liquidity & market risk reporting and monitoring activitiesMonitoring and analyzing liquidity risk exposure, partner with internal stakeholders including the treasury, money markets to ensure alignment of risk management frameworkSupport stre
about the company.International corporate investment bankabout the team.Market and liquidity risk professionals based in Hong Kong as well as other APAC countriesabout the job.Provide regional support and oversight on liquidity & market risk reporting and monitoring activitiesMonitoring and analyzing liquidity risk exposure, partner with internal stakeholders including the treasury, money markets to ensure alignment of risk management frameworkSupport stre
about the company.Our client, a leading full license corporation, their business including brokerage, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, etc about the team.You will have a direct reporting line to the Head of Risk and work closely with another senior operational risk team member who is not only pleasant to work with but also excels in collaborating with others.about the job.Conduct the c
about the company.Our client, a leading full license corporation, their business including brokerage, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, etc about the team.You will have a direct reporting line to the Head of Risk and work closely with another senior operational risk team member who is not only pleasant to work with but also excels in collaborating with others.about the job.Conduct the c
about the company.Our client is a prominent top-tier asset management firm with a robust business portfolio that includes ETFs, unit trusts, investment strategies, financial planning, and advisory services. They have established a strong market presence and are recognized for their excellence in delivering comprehensive financial solutionsabout the team.You will be joining the Risk Management Department, which consists of a team of 5 professionals. In this
about the company.Our client is a prominent top-tier asset management firm with a robust business portfolio that includes ETFs, unit trusts, investment strategies, financial planning, and advisory services. They have established a strong market presence and are recognized for their excellence in delivering comprehensive financial solutionsabout the team.You will be joining the Risk Management Department, which consists of a team of 5 professionals. In this
about the company.Our client is a regional bank with a primary focus on corporate banking in the Hong Kong marketabout the team.As part of this opportunity, you will be joining the AML team, which consists of 4 staff members. In this role, you will report directly to the Team Head, who will provide guidance and supervision in your AML-related responsibilitiesabout the job.Supervise the transaction process and identify cases that require further investigati
about the company.Our client is a regional bank with a primary focus on corporate banking in the Hong Kong marketabout the team.As part of this opportunity, you will be joining the AML team, which consists of 4 staff members. In this role, you will report directly to the Team Head, who will provide guidance and supervision in your AML-related responsibilitiesabout the job.Supervise the transaction process and identify cases that require further investigati
about the company.Sizable and well established corporate bankabout the job.Provide assistance to senior management to formulate and maintain credit risk policy and risk appetite of the Bank.Prepare and conduct MIS reporting in credit risk management.Conduct impairment assessment on the credit portfolio to ensure good portfolio quality and trends.Participate in systems development and perform User Acceptance Test.skills & experiences required.Bachelor degre
about the company.Sizable and well established corporate bankabout the job.Provide assistance to senior management to formulate and maintain credit risk policy and risk appetite of the Bank.Prepare and conduct MIS reporting in credit risk management.Conduct impairment assessment on the credit portfolio to ensure good portfolio quality and trends.Participate in systems development and perform User Acceptance Test.skills & experiences required.Bachelor degre
about the company.Our client is a prominent fully licensed bank in the Hong Kong marketabout the team.You will be joining the Risk Management Team, which boasts a sizable team and a friendly cultureabout the job.Develop, review, and update bank credit policies, procedures, and guidelines in compliance with statutory and regulatory requirements as well as the Group's standardsMonitor the implementation of rectifications and enhancement measures pertaining t
about the company.Our client is a prominent fully licensed bank in the Hong Kong marketabout the team.You will be joining the Risk Management Team, which boasts a sizable team and a friendly cultureabout the job.Develop, review, and update bank credit policies, procedures, and guidelines in compliance with statutory and regulatory requirements as well as the Group's standardsMonitor the implementation of rectifications and enhancement measures pertaining t
about the company.Foreign corporate investment bank with international working environmentabout the team.Mature and seasoned business managersabout the job.Provide daily business support to the global markets business, including PnL, KPI, MIS tracking and reporting, budgeting, etc. Collaborate closely with the front office and product partner teams to formulate and execute business strategies as well as implementing new products and servicesDeliver analysi
about the company.Foreign corporate investment bank with international working environmentabout the team.Mature and seasoned business managersabout the job.Provide daily business support to the global markets business, including PnL, KPI, MIS tracking and reporting, budgeting, etc. Collaborate closely with the front office and product partner teams to formulate and execute business strategies as well as implementing new products and servicesDeliver analysi
about the company.Our client is a well-established commercial bank with a rich history spanning over 80 years. Over the years, they have demonstrated a strong track record of stability and success in the Hong Kong market. The bank has maintained a steadfast commitment to serving its customers and has consistently delivered reliable and trusted financial services.about the team.You will be joining the credit department, which boasts a team of approximately
about the company.Our client is a well-established commercial bank with a rich history spanning over 80 years. Over the years, they have demonstrated a strong track record of stability and success in the Hong Kong market. The bank has maintained a steadfast commitment to serving its customers and has consistently delivered reliable and trusted financial services.about the team.You will be joining the credit department, which boasts a team of approximately
ResponsibilitiesClient ServicingAssist Relationship Managers in providing excellent service to private banking clients.Act as a point of contact for clients, addressing their inquiries and requests promptly and professionally.Maintain accurate client records and ensure compliance with regulatory requirements. Trade ExecutionWork closely with Relationship Managers and the trading desk to execute client trades efficiently and accurately.Monitor trade settle
ResponsibilitiesClient ServicingAssist Relationship Managers in providing excellent service to private banking clients.Act as a point of contact for clients, addressing their inquiries and requests promptly and professionally.Maintain accurate client records and ensure compliance with regulatory requirements. Trade ExecutionWork closely with Relationship Managers and the trading desk to execute client trades efficiently and accurately.Monitor trade settle
about the companyA well-known foreign bank is looking for a client onboarding associate to support their expanding business. The candidate will have at least 3 years of experience in commercial client KYC onboarding and have excellent communication and client servicing skills. about the jobLiaise with front office, responsible for client account opening as a maker Oversee the entire onboarding process for new clients, actively follow up with both clients a
about the companyA well-known foreign bank is looking for a client onboarding associate to support their expanding business. The candidate will have at least 3 years of experience in commercial client KYC onboarding and have excellent communication and client servicing skills. about the jobLiaise with front office, responsible for client account opening as a maker Oversee the entire onboarding process for new clients, actively follow up with both clients a
about the job.assist Team Head and Major Relationship Managers to sort out business opportunities through new client mapping and maintain customer relationships with existing corporate clientsmarketing and self-driven prospecting of large/listed PRC corporates or conglomerates/mega corporates which have exposure in cross-border businesses between China and ASEAN countriesgenerating sales from New-To-Bank acquisitions and existing portfolio's refinancing c
about the job.assist Team Head and Major Relationship Managers to sort out business opportunities through new client mapping and maintain customer relationships with existing corporate clientsmarketing and self-driven prospecting of large/listed PRC corporates or conglomerates/mega corporates which have exposure in cross-border businesses between China and ASEAN countriesgenerating sales from New-To-Bank acquisitions and existing portfolio's refinancing c