48 Compliance Banking & financial services jobs found

about the job.Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.Assist in liaising with local regulators, coordinate the bank’s response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.Track key regulatory changes and act as the primary compliance liaison for multiple business units.Update and im

about the company.An industry-leading financial services conglomerate in Hong Kong, celebrated for its expansive investment portfolio and unwavering commitment to regulatory integrity. This organisation champions a progressive, inclusive workplace where compliance professionals are empowered as strategic business partners, ensuring sustainable corporate growth and steadfast market trust.about the team.You will integrate into a specialised, high-calibre com

about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and

Operating under the guidance of the regulatory division head,within equities compliance team, this collaborative unit oversees governance for the institutional trading and derivatives departments. The group operates with a high degree of autonomy, relying on proactive risk identification, mutual dependability, and a shared dedication to upholding the firm's rigorous ethical standards.about the job.Deliver authoritative guidance on the interpretation of st

about the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will le

about the company.Our client is a highly prestigious, tier-1 Asian commercial banking group with an expansive international footprint and a dominant presence in Hong Kong. Renowned for their strong balance sheet, prudent risk management, and comprehensive commercial and investment banking services, they offer a stable, capital-backed platform. They provide employees with structured executive career progression, high visibility, and a collaborative work cul

Contract KYC Analyst, Corporate Banking (Up to HKD 29k) An exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a st

about the company.Our client is a highly prestigious, top-tier commercial banking group with a prominent international network and a deeply established presence in Hong Kong. Renowned for their extensive corporate banking platform and global trade finance networks, they offer a secure and capital-backed operating environment. They provide employees with structured executive career progression, high cross-regional visibility, and a stable work culture.about

about the company.Our client is a prominent International Banking Group with a strong presence in Hong Kong. Operating within dynamic regional and global financial markets, the institution delivers comprehensive commercial and corporate banking solutions while adhering to regulatory and governance standards.about the team.You will join the International Management team within the International Banking Group, reporting locally to the Country CEO for Hong Ko

about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate

about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate

about the company.Our client is a highly prestigious, top-tier commercial banking group with a prominent international network and a deeply established presence in Hong Kong. Renowned for their extensive corporate banking platform and global trade finance networks, they offer a secure and capital-backed operating environment. They provide employees with structured executive career progression, high cross-regional visibility, and a stable work culture.about

Contract KYC Analyst, Corporate BankingAn exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a strong APAC presenc

about the company.Our client is a well-established private banking institution in Hong Kong offering bespoke wealth management solutions to high-net-worth clients across Asia Pacific.about the team.You will join an experienced and collaborative Compliance and Client Operations team that values operational efficiency, regulatory accuracy, and risk awareness. about the job.Conduct, review, and analyse information to ensure that KYC and CDD requirements for n

An exciting opportunity has arisen with a prestigious international bank in Hong Kong for an experienced Senior Associate within Corporate Banking KYC. This pivotal role focuses on managing end-to-end customer due diligence, ensuring adherence to local AML regulations, and liaising with key internal stakeholders to streamline client onboarding.about the company.Our client is a well-established international corporate bank with a strong and growing presence

Are you a KYC professional looking to advance your career in a leading corporate banking institution? A premier global bank is seeking an experienced Senior Associate to join their Governance Planning Department in Hong Kong. In this role, you will oversee customer due diligence, manage AML screening, and drive compliance efficiency.about the company.Our client is a prominent international corporate and investment bank with a solid regional footprint in As

about the company.Our client is a well-established asset management firm in Hong Kong, known for managing a diverse portfolio of equity and fixed income products. The firm delivers exceptional investment solutions to institutional and private clients, maintaining a strong commitment to regulatory compliance, operational efficiency, and long-term business growth.about the team.You will join a collaborative and high-performing operations team that works clos

Are you a KYC specialist looking to advance your career within a leading banking environment in Hong Kong? We are seeking a detail-oriented Senior Associate to manage end-to-end client onboarding, periodic reviews, and AML/CFT compliance. Ensure regulatory alignment with HKMA standards while supporting key business stakeholders. Apply today to step up your career.about the company.Our client is a well-established international banking institution in Hong K

about the company.Our client is a prominent Chinese securities house with a solid presence in Hong Kong. Backed by strong institutional resources, the firm offers a broad range of financial services including investment banking, corporate finance, and equity capital markets. They are currently expanding their Investment Banking Department (IBD) to capture expanding Hong Kong capital market opportunities.about the team.You will join a dynamic and highly pro

about the company.Our client is a premier regional commercial bank with an established international presence and a strong growth footprint in Hong Kong. Dedicated to operational excellence and robust regulatory standards, the institution offers an agile, supportive workplace that fosters career progression and ongoing learning within banking compliance and operations. about the team.You will join an energetic, high-performing Customer Due Diligence team r

about the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order flo

Are you an operational or compliance professional seeking a high-visibility role within a dynamic private wealth environment? An established single family office in Hong Kong is looking for a meticulous Middle-Office & Compliance Analyst to oversee end-to-end investment workflows, banking coordination, and robust AML/KYC compliance frameworks across multi-asset portfolios.about the company.Our client is a well-capitalised single family office based in Hong

about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f

Operations Associate, Cash & Deposit Operations Teamabout the company.Our client is a well-established international banking group with a prominent footprint in Hong Kong. Known for providing robust financial services across Asia-Pacific, they offer a collaborative, stable, and highly regulated workplace environment. The institution prioritises talent development, offering continuous training and career development opportunities for emerging banking profes

about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (

about the company.Our client is a well-established international banking group with a prominent presence in Hong Kong. Renowned for its robust market presence, strong financial stability, and collaborative work culture, the institution provides exceptional operational support to global treasury and capital markets businesses while fostering professional growth for its employees.about the team.You will join a dynamic and collaborative Treasury Operations te

about the company.Our client is a well-established, global banking institution known for providing comprehensive financial solutions, corporate banking services, and robust treasury products. With a commitment to operational excellence and continuous technological advancement, they offer a dynamic, collaborative, and inclusive environment that encourages professional growth and innovation.about the team.You will join an energetic, high-performing treasury

An exciting opportunity for an experienced Associate to join an established corporate banking institution in Hong Kong. You will deliver exceptional customer service, handle end-to-end transaction processing, and manage robust KYC/CDD compliance procedures for Japanese corporate clients. Minimum 3 years of experience in corporate banking RM support or customer service required.about the company.Our client is a global corporate banking leader with a strong

about the company.Our client is a leading, award-winning regional private banking group renowned for its dedicated wealth management focus and strong balance sheet backing. Operating as a premier wealth management platform across key global financial hubs, the firm offers an exceptional suite of tailored investment, credit, and estate planning solutions to high-net-worth and ultra-high-net-worth clients worldwide.about the team.You will lead and supervise

about the company. Our client is a major international banking institution and a leading retail network platform across Greater China. Supported by unmatched balance sheet strength and a comprehensive global footprint, the bank delivers a wide array of personal, commercial, and wealth management services, serving millions of retail customers with innovative financial products.about the team. You will serve as a key member of the executive leadership team w