About the team.
You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.
About the job.
- Partner with business and support functions to provide clear, practical guidance on policies, procedures, and control frameworks across products and services.
- Conduct robust product reviews and compliance risk assessments, identifying key regulatory risks and recommending proportionate mitigation strategies.
- Support the establishment of effective and well-controlled approval processes for new products and business initiatives.
- Support the development, enhancement, and maintenance of compliance policies and procedures to ensure ongoing alignment with regulatory expectations.
- Monitor regulatory developments and industry trends, assessing implications and driving timely updates to frameworks, controls, and practices.
- Prepare clear and insightful management information for senior stakeholders, providing a comprehensive view of compliance risks, key issues, and emerging trends.
- Identify and proactively escalate material compliance issues, recommending practical solutions and supporting effective remediation.
- Support regulatory inspections and internal audits, coordinating responses and ensuring high-quality, timely submissions.
- Contribute to maintaining constructive and effective relationships with regulators (such as the HKMA and SFC) through responsive and professional engagement.
- Design and deliver compliance training and awareness initiatives to strengthen understanding of regulatory requirements.
- Promote a strong compliance culture through effective communication and engagement across the organisation.
- Lead or support regional and global compliance projects, working collaboratively with cross-functional and international stakeholders.
- Drive continuous improvements to compliance frameworks and processes, leveraging regulatory feedback, industry best practices, and technological developments.
- Work collaboratively within the team, providing support and coverage as required to ensure the continuity and effectiveness of operations.
Skills & experience required.
- Minimum 5+ years of solid experience in banking compliance, with a strong track record in business advisory, product governance, and regulatory engagement.
- Demonstrated experience in Treasury and/or Global Markets compliance is highly preferred.
- Strong understanding of regulatory frameworks and expectations applicable to banking activities in Hong Kong and across key markets.
- Demonstrated ability to balance business enablement with effective risk management in a dynamic environment.
- Proven capability to engage and influence senior stakeholders with clear, well-reasoned recommendations.
- Experience working in a regional or global organisation with exposure to cross-border compliance considerations is advantageous.
- Excellent communication skills, possessing the ability to provide high-quality, practical compliance advice while applying constructive challenge when necessary.
If you are interested in this role, please click 'Apply Now' or send your CV directly to javis.cheung@randstad.com.hk
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