About the team.
You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.
About the job.
Partner with business and support functions to provide clear, practical guidance on policies, procedures, and control frameworks across products and services.
Conduct robust product reviews and compliance risk assessments, identifying key regulatory risks and recommending proportionate mitigation strategies.
Support the establishment of effective and well-controlled approval processes for new products and business initiatives.
Support the development, enhancement, and maintenance of compliance policies and procedures to ensure ongoing alignment with regulatory expectations.
Monitor regulatory developments and industry trends, assessing implications and driving timely updates to frameworks, controls, and practices.
Prepare clear and insightful management information for senior stakeholders, providing a comprehensive view of compliance risks, key issues, and emerging trends.
Identify and proactively escalate material compliance issues, recommending practical solutions and supporting effective remediation.
Support regulatory inspections and internal audits, coordinating responses and ensuring high-quality, timely submissions.
Contribute to maintaining constructive and effective relationships with regulators (such as the HKMA and SFC) through responsive and professional engagement.
Design and deliver compliance training and awareness initiatives to strengthen understanding of regulatory requirements.
Promote a strong compliance culture through effective communication and engagement across the organisation.
Lead or support regional and global compliance projects, working collaboratively with cross-functional and international stakeholders.
Drive continuous improvements to compliance frameworks and processes, leveraging regulatory feedback, industry best practices, and technological developments.
Work collaboratively within the team, providing support and coverage as required to ensure the continuity and effectiveness of operations.
Skills & experience required.
Minimum 5+ years of solid experience in banking compliance, with a strong track record in business advisory, product governance, and regulatory engagement.
Demonstrated experience in Treasury and/or Global Markets compliance is highly preferred.
Strong understanding of regulatory frameworks and expectations applicable to banking activities in Hong Kong and across key markets.
Demonstrated ability to balance business enablement with effective risk management in a dynamic environment.
Proven capability to engage and influence senior stakeholders with clear, well-reasoned recommendations.
Experience working in a regional or global organisation with exposure to cross-border compliance considerations is advantageous.
Excellent communication skills, possessing the ability to provide high-quality, practical compliance advice while applying constructive challenge when necessary.
If you are interested in this role, please click 'Apply Now' or send your CV directly to javis.cheung@randstad.com.hk
...
