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about the company. ...

Our client is a fast-growing, dynamic asset management firm specializing in bespoke investment solutions and structured products. With an expanding footprint across Asia-Pacific, they have established a reputation for agility, robust compliance standards, and client-centric service, making them an employer of choice for forward-thinking financial professionals.

about the team.You will join a high-performing, collaborative executive environment working closely with senior leadership. The team thrives on cross-functional efficiency, open communication, and entrepreneurial spirit. You will lead the operational backbone of the firm, fostering a positive, disciplined culture across local and regional subsidiaries.

about the job.

Serve as the Operations Lead for Compliance, Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), Operational Control, and IT functions.
Maintain, review, and update the Compliance Manual alongside internal operational controls.
Monitor best execution practices for structured product trades and oversee retrocession disclosures.
Review and approve personal dealing requests and monitor Continuing Professional Training (CPT) completion for licensed representatives.
Manage liquid capital monitoring and complete the annual Business & Risk Management Questionnaire.
Oversee comprehensive fund operations, maintain client agreements, and cultivate strong client relationships.
Supervise vendor service quality and handle company secretarial matters in collaboration with external partners.
Manage operational activities and controls for subsidiaries based in Greater China.

skills & experiences required.

Bachelor’s degree in Finance, Business Administration, or a related discipline.
5-10 years of experience in a senior operations or compliance role within an External Asset Manager (EAM), fund house, or financial institution.
Strong technical understanding of financial management, operational controls, and regulatory compliance frameworks.
Proven ability to work under pressure, manage multiple regional priorities, and solve complex problems.
Excellent interpersonal skills with an ability to manage cross-border operational teams.
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) and standard financial software.
Excellent command of both written and spoken English and Chinese (including Mandarin for regional collaboration).

about the company.
Our client is a fast-growing, dynamic asset management firm specializing in bespoke investment solutions and structured products. With an expanding footprint across Asia-Pacific, they have established a reputation for agility, robust compliance standards, and client-centric service, making them an employer of choice for forward-thinking financial professionals.

about the job.

Serve as the Operations Lead for Compliance, Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), Operational Control, and IT functions.
Maintain, review, and update the Compliance Manual alongside internal operational controls.
Monitor best execution practices for structured product trades and oversee retrocession disclosures.
Review and approve personal dealing requests and monitor Continuing Professional Training (CPT) completion for licensed representatives.
Manage liquid capital monitoring and complete the annual Business & Risk Management Questionnaire.
Oversee comprehensive fund operations, maintain client agreements, and cultivate strong client relationships.
Supervise vendor service quality and handle company secretarial matters in collaboration with external partners.
Manage operational activities and controls for subsidiaries based in Greater China.

skills & experiences required.

Bachelor’s degree in Finance, Business Administration, or a related discipline.
5-10 years of experience in a senior operations or compliance role within an External Asset Manager (EAM), fund house, or financial institution.
Strong technical understanding of financial management, operational controls, and regulatory compliance frameworks.
Proven ability to work under pressure, manage multiple regional priorities, and solve complex problems.
Excellent interpersonal skills with an ability to manage cross-border operational teams.
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) and standard financial software.
Excellent command of both written and spoken English and Chinese (including Mandarin for regional collaboration).

experience
5 years
skills
External Asset Management / Fund House / Fund Operations
qualifications
Previous experience working at EAM office is preferred.
education
Bachelor Degree

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summary

central and western district
HK$40,000 - HK$50,000 per month, discretionary bonus
permanent
full-time

specialism
banking & financial services
sub specialism
middle office & operations
reference number
91M0271483_2179350153235435315

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joanna cheung

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operations manager - asset management - up to 50k.

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joanna cheung

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