44 Regulatory Banking & financial services jobs found

about the company.Our client is a well-established private banking institution in Hong Kong offering bespoke wealth management solutions to high-net-worth clients across Asia Pacific.about the team.You will join an experienced and collaborative Compliance and Client Operations team that values operational efficiency, regulatory accuracy, and risk awareness. about the job.Conduct, review, and analyse information to ensure that KYC and CDD requirements for n

Are you an experienced banking professional looking to advance your career in regulatory risk oversight? A leading international corporate bank is seeking a dedicated Senior Associate to join their Governance Planning Department. In this pivotal role, you will lead KYC account documentation, screening, and regulatory adherence checks in Hong Kong.about the company.Our client is a well-established global corporate banking institution known for its strong ma

about the job.Oversee the company's overall compliance framework, including providing regulatory advice and conducting annual product and policy reviews.Supervise day-to-day compliance operations, including client onboarding, transaction monitoring, and ensuring business activities comply with regulatory requirements and internal guidelines.Manage license applications and provide strategic advice on licensing issues.Participate in the development of new bu

about the company.Our client is a well-capitalized international trading group with expanding operations across Asia and the Middle East.about the job.Manage internal controls, risk management frameworks, and compliance reviews across global operations.Formulate, implement, and monitor group-wide compliance policies, procedures, and corporate governance standards.Conduct third-party onboarding due diligence (KYC), maintain database integrity, and perform p

Are you a KYC professional looking to advance your career in a leading corporate banking institution? A premier global bank is seeking an experienced Senior Associate to join their Governance Planning Department in Hong Kong. In this role, you will oversee customer due diligence, manage AML screening, and drive compliance efficiency.about the company.Our client is a prominent international corporate and investment bank with a solid regional footprint in As

about the job.Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.Assist in liaising with local regulators, coordinate the bank’s response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.Track key regulatory changes and act as the primary compliance liaison for multiple business units.Update and im

Are you an ambitious investment banking professional seeking your next career milestone in capital markets? A leading regional financial institution in Hong Kong is looking for a proactive Analyst or Associate to join their growing Equity Capital Markets (ECM) team. Drive execution across equity offerings, private investments, and market origination activities.about the company.Our client is a prominent bank in Hong Kong offering comprehensive corporate f

about the company.Our client is a well-established international financial institution with a strong presence in Hong Kong. Renowned for its comprehensive corporate banking services and operational excellence, the bank provides a stable, professional environment that values precision, efficiency, and continuous professional development for its operations team.about the team.You will join the Corporate Payment Services team, a dedicated group of specialists

about the company.Our client is a premier regional commercial bank with an established international presence and a strong growth footprint in Hong Kong. Dedicated to operational excellence and robust regulatory standards, the institution offers an agile, supportive workplace that fosters career progression and ongoing learning within banking compliance and operations. about the team.You will join an energetic, high-performing Customer Due Diligence team r

about the company.The company is a fast-growing FinTech powerhouse that started as a digital broker in Hong Kong and has evolved into a global financial groupabout the job.Daily Operations & Multi-Asset SettlementEquities (HK & US): Oversee daily trade processing, clearing, and settlement for HK Equities (CCASS) and US Equities (DTC/BONY), ensuring strict adherence to T+2 and T+1 settlement cycles respectively.Derivatives (Options/Futures): Manage the clea

An exciting opportunity has arisen with a prestigious international bank in Hong Kong for an experienced Senior Associate within Corporate Banking KYC. This pivotal role focuses on managing end-to-end customer due diligence, ensuring adherence to local AML regulations, and liaising with key internal stakeholders to streamline client onboarding.about the company.Our client is a well-established international corporate bank with a strong and growing presence

about the company.Our client is a well-established asset management firm in Hong Kong, known for managing a diverse portfolio of equity and fixed income products. The firm delivers exceptional investment solutions to institutional and private clients, maintaining a strong commitment to regulatory compliance, operational efficiency, and long-term business growth.about the team.You will join a collaborative and high-performing operations team that works clos

Contract KYC Analyst, Corporate BankingAn exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a strong APAC presenc

Are you an ambitious investment banker seeking your next career advancement in Hong Kong? A top-tier investment bank is looking for an Associate or Senior Associate to join their IBD execution desk. You will lead Hong Kong IPO transactions, conduct due diligence, and manage regulatory submissions. Apply now to advance your career.about the company.Our client is a premier investment bank with a dominant market presence across Asia-Pacific and a track record

about the company.a leading financial services group to recruit an experienced Trust Manager / Wealth Planner to join their expanding estate, trust, and legacy planning platform in Hong Kong. This role offers a dynamic dual focus—combining internal stakeholder collaboration and cross-selling with external business development to deliver comprehensive fiduciary, trust, and corporate solutions to High-Net-Worth (HNW) clients.about the job.Holistic Wealth & L

Are you a KYC specialist looking to advance your career within a leading banking environment in Hong Kong? We are seeking a detail-oriented Senior Associate to manage end-to-end client onboarding, periodic reviews, and AML/CFT compliance. Ensure regulatory alignment with HKMA standards while supporting key business stakeholders. Apply today to step up your career.about the company.Our client is a well-established international banking institution in Hong K

Are you an ambitious investment banker seeking your next career move? A prestigious Chinese securities firm in Hong Kong is looking for an Associate or Senior Associate to join their dynamic IBD team. You will drive mandate execution, cultivate client relationships, and deliver complex capital markets transactions. Apply now to advance your career.about the company.Our client is a well-established Chinese securities firm with a strong and growing footprint

about the company.Our client is a leading, award-winning regional private banking group renowned for its dedicated wealth management focus and strong balance sheet backing. Operating as a premier wealth management platform across key global financial hubs, the firm offers an exceptional suite of tailored investment, credit, and estate planning solutions to high-net-worth and ultra-high-net-worth clients worldwide.about the team.You will lead and supervise

A leading Chinese securities firm in Hong Kong is hiring a Director or Executive Director to lead TMT-focused investment banking mandates. Drive HKEX listings, lead sponsor execution, and shape deal origination. Apply now to advance your career.about the company.Our client is a prominent Chinese securities firm with a growing presence in Hong Kong. Renowned for its strong capital markets capabilities, the institution specialises in equity capital markets,

Are you a seasoned Corporate Banking Relationship Manager looking to drive portfolio growth within a global Tier-1 investment bank? Join an elite coverage team in Hong Kong managing top-tier blue-chip corporates and MNCs. Deliver sophisticated corporate banking, structured finance, and capital markets solutions to market-leading conglomerates today.about the company.Our client is a premier Tier-1 global corporate and investment bank with an extensive inter

Operations Associate, Cash & Deposit Operations Teamabout the company.Our client is a well-established international banking group with a prominent footprint in Hong Kong. Known for providing robust financial services across Asia-Pacific, they offer a collaborative, stable, and highly regulated workplace environment. The institution prioritises talent development, offering continuous training and career development opportunities for emerging banking profes

An elite Tier-1 global investment bank seeks a VP, Front-Office IT in Hong Kong to lead core Java OMS and trade execution system optimisation. Leading a high-performing engineering team, you will drive low-latency architectural designs, FIX protocol connectivity, and SFC/HKMA-compliant trading infrastructure, whilst reporting directly to global heads.about the company.Our client is a highly prestigious, Tier-1 global investment bank with a dominant market

about the company.Our client is a prominent Chinese securities house with a solid presence in Hong Kong. Backed by strong institutional resources, the firm offers a broad range of financial services including investment banking, corporate finance, and equity capital markets. They are currently expanding their Investment Banking Department (IBD) to capture expanding Hong Kong capital market opportunities.about the team.You will join a dynamic and highly pro

about the company.Our client is a leading global investment management firm with a strong presence in Hong Kong. They deliver robust asset and investment management solutions across regional and international markets. Known for their high professional standards, they empower employees through continuous career growth and structured operational governance.about the team.You will join the Finance & Investment Services team, reporting directly to the Associat

about the company.Our client is a well-established international commercial bank with a growing presence in Hong Kong. Renowned for its comprehensive financial services and strong corporate culture, the institution provides an exceptional platform for professional development and exposure to complex treasury products.about the team.You will join a dynamic and highly collaborative Treasury Operations team. The environment is supportive, structured, and focu

A leading international investment bank in Hong Kong is looking for an Associate to Vice President to join their equity derivatives desk. You will trade global EQD, structure FCNs, and manage volatility exposure. Apply now to advance your career.about the company.Our client is a tier-one international investment bank and securities firm with a prominent presence in Hong Kong. Renowned for its global reach and innovative financial solutions, the institution

about the company.established global asset management firm to hire a proactive Product Development Officer / Manager to join their dynamic product platform in Hong Kong.this role offers exceptional, broad-based exposure across the full product lifecycle—spanning market intelligence, product strategy, end-to-end development, and ongoing product maintenance across ETFs, mutual funds, and alternative investment platforms. about the job.Multi-Asset & Multi-Veh

about the company.Our client is a highly prestigious, top-tier commercial banking group with a prominent international network and a deeply established presence in Hong Kong. Renowned for their extensive corporate banking platform and global trade finance networks, they offer a secure and capital-backed operating environment. They provide employees with structured executive career progression, high cross-regional visibility, and a stable work culture.about

Are you an established investment banking leader with a proven track record in Asian debt financing? A prominent Chinese financial institution in Hong Kong is seeking a Managing Director to lead their Debt Capital Markets (DCM) division. Drive origination, client coverage, and execution of high-yield and investment-grade bond issuances across the region.about the company.Our client is a well-capitalised, leading securities firm offering comprehensive inves

Are you an experienced quantitative structurer looking to lead product innovation within capital markets? A prestigious international investment bank in Hong Kong is hiring a Vice President to join their equity derivatives team. You will design bespoke payoff structures, support client coverage, and drive solution origination. Apply today to advance your career.about the company.Our client is a premier international securities firm with a prominent presenc