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41 jobs found for Regulatory

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    • permanent
    • HK$35,000 - HK$50,000 per month, competitive bonus
    We are currently looking for a finance professional to join our Finance Team as an Assistant Vice President in an Expanding Corporate Banking with a global presence. The ideal candidates should have at least 3 years of experience in the banking industry, specifically with exposure to HKMA returns reporting. Our client provides a friendly and supportive work environment.about the job.Responsible for daily accounting dutiesPrepare full-set HKMA returns, Surv
    We are currently looking for a finance professional to join our Finance Team as an Assistant Vice President in an Expanding Corporate Banking with a global presence. The ideal candidates should have at least 3 years of experience in the banking industry, specifically with exposure to HKMA returns reporting. Our client provides a friendly and supportive work environment.about the job.Responsible for daily accounting dutiesPrepare full-set HKMA returns, Surv
    • permanent
    • HK$30,000 - HK$35,000 per month, competitive performance bonus
    My client is a leading commercial bank in the APAC region. We are currently seeking an Assistant Manager to join their Finance Team. This is an essential position in handling financial and regulatory reporting, supervise junior team members and report directly to the Team Head.about the job.Assist in compiling regular reports, submissions to Head Office, HKMA returns, and tax filings etc.Contribute to system enhancement projects in the accounting and repo
    My client is a leading commercial bank in the APAC region. We are currently seeking an Assistant Manager to join their Finance Team. This is an essential position in handling financial and regulatory reporting, supervise junior team members and report directly to the Team Head.about the job.Assist in compiling regular reports, submissions to Head Office, HKMA returns, and tax filings etc.Contribute to system enhancement projects in the accounting and repo
    • permanent
    • HK$25,000 - HK$30,000 per month
    Key responsibilities:Conduct underwriting evaluations for individual life insurance applications, completing the assessments within the company's key performance indicators and approval thresholds.Adhere to the company's internal guidelines and any applicable regulatory requirements, while also meeting the agreed-upon service level standards.Respond to inquiries and requests from sales representatives and internal staff. Provide support to help uplift the
    Key responsibilities:Conduct underwriting evaluations for individual life insurance applications, completing the assessments within the company's key performance indicators and approval thresholds.Adhere to the company's internal guidelines and any applicable regulatory requirements, while also meeting the agreed-upon service level standards.Respond to inquiries and requests from sales representatives and internal staff. Provide support to help uplift the
    • permanent
    • HK$30,000 - HK$35,000 per month, competitive performance bonus
    My client is a leading commercial bank in the APAC region. We are currently seeking an Assistant Manager to join their Finance Team. This is an essential position in handling financial and regulatory reporting, supervise junior team members and report directly to the Team Head.about the job.Assist in compiling regular reports, submissions to Head Office, HKMA returns, and tax filings etc.Contribute to system enhancement projects in the accounting and repo
    My client is a leading commercial bank in the APAC region. We are currently seeking an Assistant Manager to join their Finance Team. This is an essential position in handling financial and regulatory reporting, supervise junior team members and report directly to the Team Head.about the job.Assist in compiling regular reports, submissions to Head Office, HKMA returns, and tax filings etc.Contribute to system enhancement projects in the accounting and repo
    • permanent
    • HK$90,000 - HK$150,000 per month, bonus
    Head of Distribution (Agency & Bancassurance), Key PersonLife insurer backed by one of the largest Financial Institutions in ChinaBusiness setup, leadership roleChannel proposition and managementAbout the CompanyMy client is one of the largest Financial Institutions in China, they are setting up a life insurance arm in Hong Kong, looking for a Head of Distribution.About the JobRegulatory Compliance:Ensure adherence to all regulatory requirements and mainta
    Head of Distribution (Agency & Bancassurance), Key PersonLife insurer backed by one of the largest Financial Institutions in ChinaBusiness setup, leadership roleChannel proposition and managementAbout the CompanyMy client is one of the largest Financial Institutions in China, they are setting up a life insurance arm in Hong Kong, looking for a Head of Distribution.About the JobRegulatory Compliance:Ensure adherence to all regulatory requirements and mainta
    • permanent
    Draft and review contracts related to the business operations and general management of company's development projectsProvide legal advice to internal business stakeholders, ensuring legal / compliance obligations are aligned to HK Listing Rules, Takeover Codes etc. Advise on new legislative and regulatory requirements, recommending policy and process changes as neededIdentify, monitor, and manage risks to the company, staying informed about emerging indus
    Draft and review contracts related to the business operations and general management of company's development projectsProvide legal advice to internal business stakeholders, ensuring legal / compliance obligations are aligned to HK Listing Rules, Takeover Codes etc. Advise on new legislative and regulatory requirements, recommending policy and process changes as neededIdentify, monitor, and manage risks to the company, staying informed about emerging indus
    • permanent
    Our client is a renowned multinational technology company with fast growing business across the US, UK Europe and Asia. They are seeking an experienced lawyer to join their legal team in Hong Kong. Job Description:Review, draft, and negotiate a variety of commercial contracts, including IT, software, and sales agreements.Conduct legal research on product compliance and international legislative changes, and support reviewing and analyzing of research res
    Our client is a renowned multinational technology company with fast growing business across the US, UK Europe and Asia. They are seeking an experienced lawyer to join their legal team in Hong Kong. Job Description:Review, draft, and negotiate a variety of commercial contracts, including IT, software, and sales agreements.Conduct legal research on product compliance and international legislative changes, and support reviewing and analyzing of research res
    • permanent
    about the company.Our client, a financial institution, is seeking for a dynamic Legal and Compliance Counsel to join the team. about the job.provide legal advice to the senior management and develop the appropriate internal legal & compliance framework and guidelinesdraft and review corporate and commercial contracts, and deal with regulatory and dispute workresponsible for advising the business and management on compliance mattersliaise with external lawy
    about the company.Our client, a financial institution, is seeking for a dynamic Legal and Compliance Counsel to join the team. about the job.provide legal advice to the senior management and develop the appropriate internal legal & compliance framework and guidelinesdraft and review corporate and commercial contracts, and deal with regulatory and dispute workresponsible for advising the business and management on compliance mattersliaise with external lawy
    • permanent
    about the company.Our client is a reputable regional bank, who is currently looking for a Senior Legal Counsel to join the team and support the business in HK. about the job.provide legal advice to the senior management and develop the appropriate internal legal framework and guidelinesReview and draft all types of corporate and commercial contracts, and deal with regulatory workprovide legal advice on design and restructuring of new products and projects
    about the company.Our client is a reputable regional bank, who is currently looking for a Senior Legal Counsel to join the team and support the business in HK. about the job.provide legal advice to the senior management and develop the appropriate internal legal framework and guidelinesReview and draft all types of corporate and commercial contracts, and deal with regulatory workprovide legal advice on design and restructuring of new products and projects
    • permanent
    about the companyOur client is a renowned financial institution with a strong presence in Asia. They are currently seeing a Team Head for their Private Wealth Management Operations team. The role reports directly to the COO and will be a key decision maker in the business. about the jobSupervise the operational process of the private wealth management businessLiaise with front office, ensure operations team is able to support front line efficiently and eff
    about the companyOur client is a renowned financial institution with a strong presence in Asia. They are currently seeing a Team Head for their Private Wealth Management Operations team. The role reports directly to the COO and will be a key decision maker in the business. about the jobSupervise the operational process of the private wealth management businessLiaise with front office, ensure operations team is able to support front line efficiently and eff
    • permanent
    Our client is a well-known MNC. They are seeking a highly motivated Junior Counsel to join their legal team in Hong Kong. This is an exciting opportunity for junior lawyers that want to gain exposure in a commercial environment.Responsibilities:● Review, draft, and negotiate a variety of commercial contracts, including distribution agreements, sales agreements, .● Conduct legal research on product compliance and international legislative changes.● Provide
    Our client is a well-known MNC. They are seeking a highly motivated Junior Counsel to join their legal team in Hong Kong. This is an exciting opportunity for junior lawyers that want to gain exposure in a commercial environment.Responsibilities:● Review, draft, and negotiate a variety of commercial contracts, including distribution agreements, sales agreements, .● Conduct legal research on product compliance and international legislative changes.● Provide
    • permanent
    • HK$1,500,000 - HK$2,000,000 per year
    Chief Financial Officer - FMCGOur client is a reputable company with a business expansion plan. They are seeking for an experienced CFO to join their executive team and lead the financial strategy for their consumer goods business.Job Responsibilities:Develop and implement financial strategies to support the company's growth and business objectivesOversee all financial activities including budgeting, forecasting, and financial reportingProvide leadership a
    Chief Financial Officer - FMCGOur client is a reputable company with a business expansion plan. They are seeking for an experienced CFO to join their executive team and lead the financial strategy for their consumer goods business.Job Responsibilities:Develop and implement financial strategies to support the company's growth and business objectivesOversee all financial activities including budgeting, forecasting, and financial reportingProvide leadership a
    • permanent
    about the job.Direct and oversee a team of 10+ individuals handling various aspects of school operations.Develop and implement school-wide non-educational systems for operational excellence.Organize data and manage compliance reporting to regulatory bodies.Oversee pupil records, administrative structures, and staff management.Coordinate catering, transportation, and extracurricular activities.Support school events and clinic operations.Assist in budget de
    about the job.Direct and oversee a team of 10+ individuals handling various aspects of school operations.Develop and implement school-wide non-educational systems for operational excellence.Organize data and manage compliance reporting to regulatory bodies.Oversee pupil records, administrative structures, and staff management.Coordinate catering, transportation, and extracurricular activities.Support school events and clinic operations.Assist in budget de
    • permanent
    • HK$25,000 - HK$35,000 per month, competitive performance bonus
    On behalf of a leading global securities institution, we are now looking for a Financial Analyst to join the Financial Control team. You will be joing a small team, directly reports to the Team Head to support the reporting functions. Opens to Big 4 candidates.about the job.Support daily P&L reporting and prepare monthly balance sheet data for management insights.Conduct balance sheet reconciliation for the Global Investment Banking business.Oversee month
    On behalf of a leading global securities institution, we are now looking for a Financial Analyst to join the Financial Control team. You will be joing a small team, directly reports to the Team Head to support the reporting functions. Opens to Big 4 candidates.about the job.Support daily P&L reporting and prepare monthly balance sheet data for management insights.Conduct balance sheet reconciliation for the Global Investment Banking business.Oversee month
    • permanent
    Draft and review contracts related to the business operations and general management of company's development projectsProvide legal advice to internal business stakeholders, ensuring legal / compliance obligations are aligned to HK Listing Rules, Takeover Codes etc. Advise on new legislative and regulatory requirements, recommending policy and process changes as neededIdentify, monitor, and manage risks to the company, staying informed about emerging indus
    Draft and review contracts related to the business operations and general management of company's development projectsProvide legal advice to internal business stakeholders, ensuring legal / compliance obligations are aligned to HK Listing Rules, Takeover Codes etc. Advise on new legislative and regulatory requirements, recommending policy and process changes as neededIdentify, monitor, and manage risks to the company, staying informed about emerging indus
    • permanent
    about the company.Our client is a global fintech company who is looking for a Legal Counsel to join the team and support the fast growing business. about the job.Handle a broad range of group level legal work, including but not limited to contract review, licensing support and other commercial supportIdentify legal and regulatory risk and provide solutions to achieve business goalsSupport on compliance and company secretarial work Other ad hoc assignments
    about the company.Our client is a global fintech company who is looking for a Legal Counsel to join the team and support the fast growing business. about the job.Handle a broad range of group level legal work, including but not limited to contract review, licensing support and other commercial supportIdentify legal and regulatory risk and provide solutions to achieve business goalsSupport on compliance and company secretarial work Other ad hoc assignments
    • permanent
    about the company.Our client is an APAC Private Equity platform, who is looking for PE M&A lawyer to support their expanding business about the job.review and advise on a wide range of investment-related transaction documents, fund documents and commercial agreements provide day-to-day legal support to transactions in Greater China and APAC region advise on compliance i.e. KYC and AML and other relevant regulatory issueswork closely with external counsels
    about the company.Our client is an APAC Private Equity platform, who is looking for PE M&A lawyer to support their expanding business about the job.review and advise on a wide range of investment-related transaction documents, fund documents and commercial agreements provide day-to-day legal support to transactions in Greater China and APAC region advise on compliance i.e. KYC and AML and other relevant regulatory issueswork closely with external counsels
    • permanent
    • HK$20,000 - HK$25,000 per month, 17 AL up + medical and dental coverage
    Job Responsibilities: The incumbent will be responsible for handling enquiries / complaints / feedback of customer and delivering quality customer service. Manage calls in an efficient, professional and accurate mannerEstablish and maintain good customer relationships by providing one-stop customer care services Provide after-sales service to customers Ensure the service delivered meets the company standard and complies with internal and regulatory require
    Job Responsibilities: The incumbent will be responsible for handling enquiries / complaints / feedback of customer and delivering quality customer service. Manage calls in an efficient, professional and accurate mannerEstablish and maintain good customer relationships by providing one-stop customer care services Provide after-sales service to customers Ensure the service delivered meets the company standard and complies with internal and regulatory require
    • permanent
    • HK$30,000 - HK$45,000 per month
    about the companyAn expanding foreign corporate bank is looking for a KYC Associate to join their operations team.about the job.Reviewing documentation for account openings, periodic reviews, and closures to ensure compliance with group standards and local KYC/AML regulations.Conducting due diligence on new and existing corporate banking clients, including gathering KYC documentation and entering customer data into systems.Working with Relationship Manager
    about the companyAn expanding foreign corporate bank is looking for a KYC Associate to join their operations team.about the job.Reviewing documentation for account openings, periodic reviews, and closures to ensure compliance with group standards and local KYC/AML regulations.Conducting due diligence on new and existing corporate banking clients, including gathering KYC documentation and entering customer data into systems.Working with Relationship Manager
    • permanent
    • HK$1,500,000 - HK$2,000,000 per year
    Head of Internal Audit, public sector, up to 2mAs the Head of Internal Audit, you will be responsible for leading and managing the internal audit function within the company. You will play a critical role in providing independent and objective assurance on the effectiveness of risk management, control, and governance processes. Key Responsibilities:Develop and execute a risk-based internal audit plan.Lead and conduct internal audits to assess the effective
    Head of Internal Audit, public sector, up to 2mAs the Head of Internal Audit, you will be responsible for leading and managing the internal audit function within the company. You will play a critical role in providing independent and objective assurance on the effectiveness of risk management, control, and governance processes. Key Responsibilities:Develop and execute a risk-based internal audit plan.Lead and conduct internal audits to assess the effective
    • permanent
    • HK$1,000,000 - HK$1,200,000 per year
    Our client is a Hong Kong listed company seeking a skilled and experienced Financial Controller to join their dynamic team. This pivotal role involves overseeing all aspects of financial management of the listed company. Responsibilities: Reporting to the management, you will be responsible toLead a team of 7 and closely manage all operation finance duties from AR, AP to month-end closingPrepare financial reports, budgets, and financial statements in accor
    Our client is a Hong Kong listed company seeking a skilled and experienced Financial Controller to join their dynamic team. This pivotal role involves overseeing all aspects of financial management of the listed company. Responsibilities: Reporting to the management, you will be responsible toLead a team of 7 and closely manage all operation finance duties from AR, AP to month-end closingPrepare financial reports, budgets, and financial statements in accor
    • permanent
    • HK$70,000 - HK$85,000 per month, bonus
    Head of Broker (Life Insurance)Brokerage partnership development (ideally with MCV clients)People management rolePromising career progressionAbout the CompanyMy client is a fast-growing life insurer. They are expanding their distribution channel. Hence, looking for a brokerage head.About the JobMy client is seeking an experienced, driven, and strategic individual to join their company as the Head of Broker within their Brokerage Distribution department. Th
    Head of Broker (Life Insurance)Brokerage partnership development (ideally with MCV clients)People management rolePromising career progressionAbout the CompanyMy client is a fast-growing life insurer. They are expanding their distribution channel. Hence, looking for a brokerage head.About the JobMy client is seeking an experienced, driven, and strategic individual to join their company as the Head of Broker within their Brokerage Distribution department. Th
    • permanent
    • HK$40,000 - HK$60,000 per month, competitive performance bonus
    Our client is the Tier 1 bank in Hong Kong with global exposure. We are now seeking for a Product Control Manager to join the Valuation Team, directly reports to the Department Head. The ideal candidates will have a background in product control or valuation control, along with previous experience in market risk. Strong communication skills are essential.about the job.Perform valuation adjustments for Fixed Income asset classesEnsure accurate calculation o
    Our client is the Tier 1 bank in Hong Kong with global exposure. We are now seeking for a Product Control Manager to join the Valuation Team, directly reports to the Department Head. The ideal candidates will have a background in product control or valuation control, along with previous experience in market risk. Strong communication skills are essential.about the job.Perform valuation adjustments for Fixed Income asset classesEnsure accurate calculation o
    • permanent
    Chief Financial Officer My client is a dynamic property investment company, they are seeking a seasoned Chief Financial Officer (CFO) to join their executive team. This role presents a unique opportunity for a finance professional with a strong financial services background to make a significant impact in a dynamic and growing industry. Role Overview: As the CFO, you will lead our financial operations, provide strategic financial guidance to the senior man
    Chief Financial Officer My client is a dynamic property investment company, they are seeking a seasoned Chief Financial Officer (CFO) to join their executive team. This role presents a unique opportunity for a finance professional with a strong financial services background to make a significant impact in a dynamic and growing industry. Role Overview: As the CFO, you will lead our financial operations, provide strategic financial guidance to the senior man
    • permanent
    • HK$1,500,000 - HK$2,000,000 per year
    Chief Financial Officer - FMCGOur client is a reputable company with a business expansion plan. They are seeking for an experienced CFO to join their executive team and lead the financial strategy for their consumer goods business.Job Responsibilities:Develop and implement financial strategies to support the company's growth and business objectivesOversee all financial activities including budgeting, forecasting, and financial reportingProvide leadership a
    Chief Financial Officer - FMCGOur client is a reputable company with a business expansion plan. They are seeking for an experienced CFO to join their executive team and lead the financial strategy for their consumer goods business.Job Responsibilities:Develop and implement financial strategies to support the company's growth and business objectivesOversee all financial activities including budgeting, forecasting, and financial reportingProvide leadership a
    • permanent
    • HK$1,300,000 - HK$1,700,000 per year
    About the company.Our client is a prominent global financial services firm with a long-standing presence in Hong Kong, dedicated to providing secure and innovative solutions for investors interested in the U.S. market. As part of their expansion strategy, they are seeking a highly qualified Sales Leader to join their team as a part of the senior leadership team, reporting directly to the Managing Director, APAC.About the job.Drive growth in Hong Kong while
    About the company.Our client is a prominent global financial services firm with a long-standing presence in Hong Kong, dedicated to providing secure and innovative solutions for investors interested in the U.S. market. As part of their expansion strategy, they are seeking a highly qualified Sales Leader to join their team as a part of the senior leadership team, reporting directly to the Managing Director, APAC.About the job.Drive growth in Hong Kong while
    • permanent
    about the companyOur client is a large financial institution with strong global markets business in Asia. It operates in more than 30 countries and have a significant presence in the financial industry. They are currently looking for a program manager with 8+ years of relevant experience in financial services to join their business.about the jobLead impactful cross-functional transformation initiatives, focusing on strategic business development, regulator
    about the companyOur client is a large financial institution with strong global markets business in Asia. It operates in more than 30 countries and have a significant presence in the financial industry. They are currently looking for a program manager with 8+ years of relevant experience in financial services to join their business.about the jobLead impactful cross-functional transformation initiatives, focusing on strategic business development, regulator
    • permanent
    • HK$1,500,000 - HK$2,000,000 per year
    Chief Financial Officer My client is a dynamic property investment company, they are seeking a seasoned Chief Financial Officer (CFO) to join their executive team. This role presents a unique opportunity for a finance professional with a strong financial services background to make a significant impact in a dynamic and growing industry. Role Overview: As the CFO, you will lead our financial operations, provide strategic financial guidance to the senior man
    Chief Financial Officer My client is a dynamic property investment company, they are seeking a seasoned Chief Financial Officer (CFO) to join their executive team. This role presents a unique opportunity for a finance professional with a strong financial services background to make a significant impact in a dynamic and growing industry. Role Overview: As the CFO, you will lead our financial operations, provide strategic financial guidance to the senior man
    • permanent
    • HK$50,000 - HK$70,000 per month, bonus
    Senior Manager, Agency OperationsOne of Asia's leading life insurersPeople management roleStreamlined team for more focused scopeAbout the CompanyMy client is one of Asia's leading life insurers. They're looking for a people leader to ensure Agency Operations run flawlessly.About the JobLead and oversee the agency operations team to ensure efficient sales support and administrative services for both the Agency and the Distribution Office, while maintaining
    Senior Manager, Agency OperationsOne of Asia's leading life insurersPeople management roleStreamlined team for more focused scopeAbout the CompanyMy client is one of Asia's leading life insurers. They're looking for a people leader to ensure Agency Operations run flawlessly.About the JobLead and oversee the agency operations team to ensure efficient sales support and administrative services for both the Agency and the Distribution Office, while maintaining
    • permanent
    • HK$1,500,000 - HK$2,000,000 per year
    Chief Financial Officer - FMCGOur client is a reputable company with a business expansion plan. They are seeking for an experienced CFO to join their executive team and lead the financial strategy for their consumer goods business.Job Responsibilities:Develop and implement financial strategies to support the company's growth and business objectivesOversee all financial activities including budgeting, forecasting, and financial reportingProvide leadership a
    Chief Financial Officer - FMCGOur client is a reputable company with a business expansion plan. They are seeking for an experienced CFO to join their executive team and lead the financial strategy for their consumer goods business.Job Responsibilities:Develop and implement financial strategies to support the company's growth and business objectivesOversee all financial activities including budgeting, forecasting, and financial reportingProvide leadership a
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