Page 2 - 42 jobs found for banking & financial services

Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You

about the company.Our client is a prestigious, fast-growing global investment bank with a significant footprint in the Asia Pacific region. Known for their excellence in equity trading and advisory services, they offer a dynamic and collaborative environment where operational integrity and client service are at the forefront of their business strategy.about the team.You will join a high-performing Equities Operations team based in Hong Kong, serving as the

COMPANY DESCRIPTIONA premier, integrated wealth management and insurance company with exclusive ties to HNW and UHNW individuals, families and corporate entities across Asia. They provide sophisticated financial services including insurance and wealth planning to their clients.JOB RESPONSIBILITIES*Act as the primary liaison for regional regulators (IA, MAS) and serve as the "Key Person in Compliance" for licensed entities* Oversee the end to end compliance

Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re

about the company.The long-term private equity real estate investment company that seeds, builds and grow real estate businesses across Asia’s leading cities that boast some of the world’s most vibrant real estate markets.Our investment approach can be deduced to People, Strategy, and Structure, where People are the cornerstone. We work closely with outstanding entrepreneurs, to create, operate and scale sustainable real estate businesses. Together with ou

about the company.Provides tailored investment solutions for ultra-high-net-worth families across Asia. As a leading independent wealth manager in Asia, was established to bring over 90 years of expertise to Asia’s wealth landscape. Offers comprehensive multi-family office services, focusing on bespoke investment strategies to match long-term goals, risk preferences, and unique financial structures.about the job.Assist relationship managers in implementing

about the company.My client is a leading Private Bank and they are looking for a Senior Associate under their Operations team. about the job.Act as the primary Checker and Authorizer for daily trade processing, booking, and settlement activities related to Derivatives and Structured Notes productsExpertly handle and execute complex trade life-cycle events ensuring timely and accurate executionExecute and supervise robust daily controls, including the recon

COMPANY DESCRIPTIONA prominent financial institution with a dedicated oversight of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) frameworks. The bank operates under the regulatory supervision of the HKMA and maintains a comprehensive policy and governance agenda to ensure global and local regulatory alignment.JOB DESCRIPTION:* Deliver expert guidance on AML/CFT and Sanctions matters to internal business units.* Evaluate and approve h

COMPANY DESCRIPTIONA prominent financial institution with a dedicated oversight of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) frameworks. The bank operates under the regulatory supervision of the HKMA and maintains a comprehensive policy and governance agenda to ensure global and local regulatory alignment.JOB DESCRIPTION:* Provide specialised AML/CFT advisory to internal stakeholders and issue sanctions-related advice, including

about the company.Our client is a well-established international banking group with a significant presence in the Hong Kong retail market. Known for its stability and commitment to digital transformation, the bank offers a collaborative environment where employees are encouraged to streamline processes and contribute to large-scale system enhancement initiatives.about the team.You will lead a dedicated team within the Loans Administration Department. The t

We are exclusively mandated by a leading Global Private Bank to identify an elite Senior Investment Counsellor for their high-growth China Offshore team. This role leverages a powerhouse Investment Banking (CIB) platform to deliver institutional-grade solutions to the most successful Mainland Chinese families and entrepreneursabout the company.Our client is a premier Global Private Bank renowned for its "One Bank" philosophy, seamlessly integrating Corpora

about the company.The company is a well-established financial institution with a strong presence in Hong Kong. Known for its commitment to regulatory excellence and customer service, the bank provides a stable and professional environment. They are currently seeking a meticulous risk professional to join their compliance and control function in Kwai Hing. about the team.You will join a specialized Risk Monitoring and Control team characterized by its colla