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- Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief ComplianceKey ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
- COMPANY DESCRIPTIONOur client is a leading international law firm with a strong presence in Hong Kong. They are located in Hong Kong Island.JOB DESCRIPTION:* Execute comprehensive conflict searches and clearance for business acceptance and new business requests* Evaluate new client and matter submissions to deliver reports * Maintain high standards of accuracy to adhere to firm-wide compliance protocols * Coordinate with other business units to navigate tiCOMPANY DESCRIPTIONOur client is a leading international law firm with a strong presence in Hong Kong. They are located in Hong Kong Island.JOB DESCRIPTION:* Execute comprehensive conflict searches and clearance for business acceptance and new business requests* Evaluate new client and matter submissions to deliver reports * Maintain high standards of accuracy to adhere to firm-wide compliance protocols * Coordinate with other business units to navigate ti
- about the company.Our client is a prominent financial institution with a strong global footprint, known for its expertise in brokerage and investment banking. They are currently expanding their operations in Hong Kong, particularly within the derivatives and digital asset sectors, offering a dynamic and fast-paced environment for middle-office professionals to excelabout the team.You will join a collaborative and high-performing operations team that pridesabout the company.Our client is a prominent financial institution with a strong global footprint, known for its expertise in brokerage and investment banking. They are currently expanding their operations in Hong Kong, particularly within the derivatives and digital asset sectors, offering a dynamic and fast-paced environment for middle-office professionals to excelabout the team.You will join a collaborative and high-performing operations team that prides
- about the company.Our client is a well-established financial holdings firm with a significant presence in the Asian markets. Known for their robust investment capabilities and commitment to operational excellence, they offer a dynamic environment where employees are encouraged to drive process improvements and collaborate across diverse internal teams to maintain market-leading standards.about the team.You will join a high-performing Operations division thabout the company.Our client is a well-established financial holdings firm with a significant presence in the Asian markets. Known for their robust investment capabilities and commitment to operational excellence, they offer a dynamic environment where employees are encouraged to drive process improvements and collaborate across diverse internal teams to maintain market-leading standards.about the team.You will join a high-performing Operations division th
- about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYCabout the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC
- about the company.Our client is a preeminent global financial services leader with a presence in nearly 40 countries. Known for providing the stability of an international industry giant alongside the high-growth trajectory of an expanding regional business, they offer employees a richer work experience than boutique firms or established giants can provide alone. They empower their global network through local expertise, fostering a culture of ambition andabout the company.Our client is a preeminent global financial services leader with a presence in nearly 40 countries. Known for providing the stability of an international industry giant alongside the high-growth trajectory of an expanding regional business, they offer employees a richer work experience than boutique firms or established giants can provide alone. They empower their global network through local expertise, fostering a culture of ambition and
- about the company.The organization is a top-tier global financial services institution with an extensive and influential footprint across major international markets. Known for its sophisticated capital markets presence and comprehensive banking services, the firm operates at the highest levels of corporate and institutional finance. It is recognized for driving large-scale digital and structural transformations, maintaining a reputation for stability andabout the company.The organization is a top-tier global financial services institution with an extensive and influential footprint across major international markets. Known for its sophisticated capital markets presence and comprehensive banking services, the firm operates at the highest levels of corporate and institutional finance. It is recognized for driving large-scale digital and structural transformations, maintaining a reputation for stability and
- About the CompanyOur client is a prominent player in the Hong Kong financial landscape, specialising in Local Loan and Credit Card products. They pride themselves on being at the forefront of the digital marketing space, consistently outperforming traditional competitors through agile strategies and a customer-centric approach. About the TeamYou will lead a dynamic and multi-disciplinary department of 10+ subordinates. The team structure includes dedicatedAbout the CompanyOur client is a prominent player in the Hong Kong financial landscape, specialising in Local Loan and Credit Card products. They pride themselves on being at the forefront of the digital marketing space, consistently outperforming traditional competitors through agile strategies and a customer-centric approach. About the TeamYou will lead a dynamic and multi-disciplinary department of 10+ subordinates. The team structure includes dedicated
- About the CompanyOur client is a prominent player in the Hong Kong financial landscape, specialising in Local Loan and Credit Card products. They pride themselves on being at the forefront of the digital marketing space, consistently outperforming traditional competitors through agile strategies and a customer-centric approach. About the TeamYou will lead a dynamic and multi-disciplinary department of 10+ subordinates. The team structure includes dedicatedAbout the CompanyOur client is a prominent player in the Hong Kong financial landscape, specialising in Local Loan and Credit Card products. They pride themselves on being at the forefront of the digital marketing space, consistently outperforming traditional competitors through agile strategies and a customer-centric approach. About the TeamYou will lead a dynamic and multi-disciplinary department of 10+ subordinates. The team structure includes dedicated
- Join a leading financial holdings group as a Settlement VP, where you will spearhead daily operations across Hong Kong, China Connect, and global markets. This role is pivotal in managing CCASS/DCASS and the new FINI platform while leading system optimisation projects. Perfect for a technical expert with 5+ years in securities settlement. about the company.Our client is a prominent financial services firm with a robust presence in the Hong Kong and mainlanJoin a leading financial holdings group as a Settlement VP, where you will spearhead daily operations across Hong Kong, China Connect, and global markets. This role is pivotal in managing CCASS/DCASS and the new FINI platform while leading system optimisation projects. Perfect for a technical expert with 5+ years in securities settlement. about the company.Our client is a prominent financial services firm with a robust presence in the Hong Kong and mainlan
- Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.YouResponsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You
- about the company.Our client is a prestigious, fast-growing global investment bank with a significant footprint in the Asia Pacific region. Known for their excellence in equity trading and advisory services, they offer a dynamic and collaborative environment where operational integrity and client service are at the forefront of their business strategy.about the team.You will join a high-performing Equities Operations team based in Hong Kong, serving as theabout the company.Our client is a prestigious, fast-growing global investment bank with a significant footprint in the Asia Pacific region. Known for their excellence in equity trading and advisory services, they offer a dynamic and collaborative environment where operational integrity and client service are at the forefront of their business strategy.about the team.You will join a high-performing Equities Operations team based in Hong Kong, serving as the
- COMPANY DESCRIPTIONA premier, integrated wealth management and insurance company with exclusive ties to HNW and UHNW individuals, families and corporate entities across Asia. They provide sophisticated financial services including insurance and wealth planning to their clients.JOB RESPONSIBILITIES*Act as the primary liaison for regional regulators (IA, MAS) and serve as the "Key Person in Compliance" for licensed entities* Oversee the end to end complianceCOMPANY DESCRIPTIONA premier, integrated wealth management and insurance company with exclusive ties to HNW and UHNW individuals, families and corporate entities across Asia. They provide sophisticated financial services including insurance and wealth planning to their clients.JOB RESPONSIBILITIES*Act as the primary liaison for regional regulators (IA, MAS) and serve as the "Key Person in Compliance" for licensed entities* Oversee the end to end compliance
- Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable reInvestment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re
- about the company.The long-term private equity real estate investment company that seeds, builds and grow real estate businesses across Asia’s leading cities that boast some of the world’s most vibrant real estate markets.Our investment approach can be deduced to People, Strategy, and Structure, where People are the cornerstone. We work closely with outstanding entrepreneurs, to create, operate and scale sustainable real estate businesses. Together with ouabout the company.The long-term private equity real estate investment company that seeds, builds and grow real estate businesses across Asia’s leading cities that boast some of the world’s most vibrant real estate markets.Our investment approach can be deduced to People, Strategy, and Structure, where People are the cornerstone. We work closely with outstanding entrepreneurs, to create, operate and scale sustainable real estate businesses. Together with ou
- about the company.Provides tailored investment solutions for ultra-high-net-worth families across Asia. As a leading independent wealth manager in Asia, was established to bring over 90 years of expertise to Asia’s wealth landscape. Offers comprehensive multi-family office services, focusing on bespoke investment strategies to match long-term goals, risk preferences, and unique financial structures.about the job.Assist relationship managers in implementingabout the company.Provides tailored investment solutions for ultra-high-net-worth families across Asia. As a leading independent wealth manager in Asia, was established to bring over 90 years of expertise to Asia’s wealth landscape. Offers comprehensive multi-family office services, focusing on bespoke investment strategies to match long-term goals, risk preferences, and unique financial structures.about the job.Assist relationship managers in implementing
