55 jobs found for compliance risk governance

about the company.our client is one of the top-tier foreign investment banking located in Central about the team.you will be joining an experience team of compliance professionals about the job.Provide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ensure compliance with regulations and global best practice Prepare training materials and provide training Assist in ad hoc projects skills & experiences required.Bachelor degree in Law, Economics, Business or relevant disciplinesMinimum of 8 years compliance experience. Knowledge in CBIRC/HK cross border trading is a mustOpen to candidates in China or overseasSpeaks excellent command in Mandarin is an advantage

about the company Our client is a leading corporate bank with strong presence in Asia Pacific. Currently, they are hiring a Senior Liquidity Risk Manager for their Asset and Liability team in Hong Kong. about the team You will be working with a team of 3-4 risk professionals. Stable working environment. about the job You will: mentor and train the junior teammates enhance liquidity risk management framework and review the related policies and proceduresprepare and analyze liquidity risk and IRRBB reports (e.g. LCR, NSFR, MCO and / or IRRBB) based on regulatory requirementsact as a representative in liquidity risk and participate the new product and new business initiatives skills & experiences required Minimum 8 years experience in liquidity risk or asset and liability managementHolder of TMA / FRM / CFA membership is preferredGood knowledge in VBA or MS Excel Experienced in participating in monthly ALCO and quarterly risk committee meetings To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the companyOur client is a highly-respected securities firm providing a range of investment product to institutional clients and individuals in Hong Kong. Currently, they are expanding wealth management risk team and are now seeking a credit risk professional in margin lending. about the team This company offers attractive remuneration package. You will be mentoring and lending the junior members in the team. about the job You willReport to the department head and lead a small teamReview credit proposals on margin lending, make risk recommendations and approve limit applicationsMonitor the credit portfolio and perform margin call monitoring and instruct and execute force liquidationAssess the overall financing exposure and ensure risk limits are fully complied with HKMA guidelines and policies skills & experiences requiredMinimum 8 years credit risk experience in margin lending from investment banks/securities firmSolid knowledge in securities financing, IPO financing, structured loans, swaps, options, futures & FX etc.Strong analytics and communication skillsExcellent leadership skillsProficient in both English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company Our client is an expanding corporate bank. about the team -Bank-wide coverage -Expanding team about the job You will be responsible for: Overseeing and enhancing market risk and liquidity risk management frameworkPerforming stress testing, back-testing and scenario analysis on a regular basisEstablishing and reviewing respective risk management policies, procedures and system maintenancesPreparing daily risk reports and analysis to related functions and management skills & experiences required Degree holder in Economics, Finance, or related disciplineGood understanding of treasury products and regulatory requirementsStrong computer skills particularly in Excel and VBA is preferredExcellent command of both written & spoken English and Chinese (including Mandarin) To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk

about the company Our client is a leading Corporate & Investment Bank in HK. about the team You will lead a team of experience regulatory and general compliance managersDynamic working environment about the job You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures, in the areas of corporate banking and treasury complianceYou wlll provide advisory & support on corporate banking compliance mattersYou will provide advise on compliance training plan for the bank, manage overall licensing & notification the BankYou will handle regulatory exams & surveys, incident management and such other tasks assigned from time to timeYou will be the key compliance contact with major stakeholdersYou will review customer communication materials/correspondence with regulatory bodies regarding banking complianceYou will liaise with the local regulators on compliance matters skills & experiences required University Degree in Accounting, Law or related disciplinesAt least 10-15 years of relevant compliance experience in corporate banks, commercial banks or investment banksStrong familiarity with the banking ordinance and rules, codes and guidelines issued by HKMAIn-depth understanding of regulatory framework and solid experience in dealings with regulatorsExcellent leadership skills with ability to initiate, drive and manage changesStrong presentation and communication skills in English and Chinese languages To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

about the company Our client is an international Investment Bank with a strong presence in the Region. about the team You will lead a team of experienced risk managers in credit risk, market risk and operational risk. about the job You will advise the Executive Board Committee on risk and governance expectation for the Firm and help quantify the amount of risk the Firm should take onYou will take on direct ownership and lead the design, development and implementation of quantitative models and analytical tools for credit risk and liquidity risk monitoringYou will engage and collaborate with various internal / external units on development implementation and integration of new metrics and frameworksYou will lead the presentation of credit proposal and advise on business strategic planning, new business and product approval processes ensuring risks are identified, considered and mitigatedYou will develop and manage a comprehensive risk management framework in respect to credit risk, market risk, liquidity risk, operational risk and strategic risk to ensure proper processes for risk identification, assessment, monitoring and mitigation are in placeYou will provide new insights to understand situations and develop solutions to resolve complex problems skills & experiences required University degree and above in Finance, Economics, IT or Engineering with ideally FRM or CFA qualificationAt least 15-20+ years of relevant risk management experience in investment banks or securities firmStrong and in-depth understanding of credit risk, business analysis, global markets and ECM/DCM businessesStrong people management and leadership experienceFamiliar with SFC regulatory requirementsExcellent presentation and communication skills in fluent English and Chinese languages To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

about the companyOur client is a top-tier investment bank. about the team The team covers the firm-wide risk managementMarket and credit risk focused about the job Daily market risk, credit risk, operational risk management for all trading positions and credit portfolios of the firmAssisting in Group credit management restructure for client unified credit limit system, stock and bond collateralized product guideline and internal rating frameworkTrain and supervise juniors on risk-related mattersskills & experiences required Bachelor's degree in Risk Management, Finance, Economics, Engineering, Quantitative Finance, etc.FRM holder, with strong investment product knowledge in FICC and structured productsMinimum 5 years of relevant professional experience working in risk management area in securities or investment banking industriesCandidates who would like to lead a small team is welcomedFluent Mandarin and English is a must To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk

about the company This is one of the biggest retail banks in Hong Kong. With the adoption of digitisation in the business, they are now looking for a retail risk analytics professional to join as the Head of Risk. about the team You will report to senior management and supervise 1-2 subordinates. You will work with a team of hard working, down-to-earth and diligent professionals across the Group. about the job You will:manage the risk appetite and balance the risk and reward of the credit portfoliomanage the credit risk analytics and modelling team to provide analytics support to the Senior Management teamdevelop, maintain and enhance the credit related scorecards modelscollaborate with vendors and internal stakeholder to facilitates the credit risk system enhancement projectsensure all risk policy and procedures are complied with HKMA requirements skills & experiences required Minimum 12 years experience in credit risk analytics or credit risk management experienceGood knowledge in basel related topics, IFRS 9 implementation, stress testing, limit setting and loan pricing, portfolio management and ICAAP/capital adequacy assessmentExcellent analytics and programming skills such as Python, SAS, RStrong team leading and stakeholder management skillsGood command of English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company Our client is an leading international corporate bank with strong presence in Asia Pacific. Currently, they are hiring an AVP for their Enterprise Risk Management Department in Hong Kong. about the team The bank offers a prestigious and strong employer brand, open-minded and dynamic work culture. about the job You will: work in a team setting to support the implementation and monitoring of Enterprise risk ensure the risk governance and control framework are operating effective and in compliance with internal policies and regulatory requirements oversight Reputational & Sustainability Risks, Country Risk, Climate Risk, and Strategic Risk. support relevant Risk teams in the management of regulator skills & experiences required Minimum 5 years experience in risk governance, risk control, operational risk or enterprise risk management in financial services Big 4 candidates are welcome Familiar with HKMA requirements on risk management and risk governance framework Experience in stakeholder management with strong communication skills To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company.A top tier investment bank is looking to hire an Compliance Analyst supporting the team on compliance tasks about the job.Managing licensing reporting and pre-hire screeningReviewing trading statements and confirmations, ensuring that personal trading has been in line with company policies Reviewing alerts generated, supporting with the breach management process, drafting and issuing policy violation emailsParticipating in UAT for system changesskills & experiences required.Bachelors degree with relevant experience in Financial services industryStrong Microsoft Office skills including Word, Excel and Access Excellent communication skills in English and Cantonese Interested candidates, please send in the updated resume to Prerna Bajaj at prerna.bajaj@randstad.com.hk

about the company.Our client is a reputable fintech company, with over 50% market shares in their sector. about the team.You will be joining a young and energetic team, with strong support and clear career progression about the job.Assist in reviewing/drafting policies and procedures in AML function Review suspicious transaction alerts, conduct investigation on positive alerts and prepare reports and escalate when necessarySupport transaction monitoring, quality assurance, name screening and sanctions teamAssist in ad hoc Compliance projects skills & experiences required.Bachelor Degree or above in Law, Business, Accounting or relevant disciplines Minimum 3 years AML experience, preferably in Transaction Monitoring and CDD/EDDGood command in written and spoken English and Chinese Self-motivated, open-minded, and passionate candidate

about the company Our client is a corporate and investment bank. about the team The team is collaborative and international. about the job You will:Prepare liquidity risk reports e.g. LCR, NSFR etc in timely manner and investigate significant exposure changes and limit excess on a regional levelPerform liquidity stress testing, review methodology and resultSupport assessment and control of market and liquidity risk in the APAC regionMonitor and analyse market and liquidity risk reports including VaR, backtesting,Assist in policy review, system enhancement, new product development skills & experiences required Bachelor degree or above in Risk Management, Finance, Business or related disciplinesAt least 3 to 5 years of relevant working experience in liquidity risk/ treasury in banking industryHolder of TMA / FRM / CFA membership is preferredGood command in English, proficiency in Chinese is a plus To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk

about the company Our client is a well-established retail and corporate bank. about the team Dual reporting to risk and digital banking transformation teamsDynamic and fast-pacedFocused on product governance for digital banking about the job You will:assist the Risk Head and Product Owners in new product approval/updates, implementation of Product Governance Framework and risk management for digital bankingperform risk governance and enhancement of digital banking products and services in accordance to compliance and bank's policyengage with respective Risk Owners (credit, market, or operational risk, etc) for risk assessment of new product initiatives skills & experiences required Bachelor’s or above in Business Administration, Finance, Accounting, Risk Management or related disciplinesAt least 5-7 years’ experience in retail banking, digital banking/virtual banking and/or risk managementIn-depth understadning of digital banking services and retail products is a mustExperience in risk management/ internal control experience is a plusGood command in both Chinese and English To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk

about the company Our client is a well-established retail and corporate bank. about the team Bank-wide covergae including retail and corporate banking, global markets, private wealth managementSizeable and diversified team about the job You will:support the market risk maangement and perform stress testing and maintenance of market risk database, including troubleshooting, performance tuning, etc.be responsible for the development, implementation, monitoring and enhancement of market risk rating models and systemsparticipate in the treasury system implementation and testingassist in the workflow automation for market risk monitoring and reporting skills & experiences required Degree with major in Risk Management, Quantitative Finance, Financial Engineering, Information Technology, Computer Engineering or related disciplineHolder of CFA, FRM preferredGood understanding of market risk concepts, treasury products, capital market activities and governance frameworkAt least 3-5 years of experience in risk management areas (i.e. market risk modelling/validation)Strong knowledge in programming (e.g. VBA and SQL) and database applicationsKnowledge in risk management systems (e.g. Murex, Kondor+, Bloomberg, Reuters, etc.) and infrastructure is preferableGood command in both Chinese and English To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk

about the company Our company is a top-tier asset management firmabout the team The team is expanding and dynamicabout the job You will be responsible for: performing daily analysis and monitoring of portfolios on the capital market & alternative asset portfolios by working closely with both the businesses and the risk management function at regional and global levelpreparing Daily/Weekly/Monthly risk reports eg. VAR/Stress test/ liquidity/Stoplossmaintaining relationships with key client personnel to obtain an understanding of business operations, processes and functions skills & experiences requiredUniversity degree majoring in risk management, business, finance or related disciplinesAt least 2-3 years’ experience in investment risk within Asset management or investment banking or securities brokeragesFamiliar with Excel/VBA, Bloomberg and PowerPoint; Experience with Barra and FactSet are ideal Good command of both spoken and written English and Chinese is a must To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk

about the company Our client is a highly respected asset management with substantive growth in the region.Currently, they are looking for a senior Market Risk professional to management the market risk exposure in Hong Kong. about the team The company offers a forward-looking and fast-paced culture. You will work with a group of energetic and driven professionals. about the job You will:Perform regular investment risk review on the capital market & alternative asset portfoliosDevelop and maintain the trade risk monitoring models to verify VaR and tail riskLiaise with product teams and perform independent investment risk evaluations of any potential new capital market investments skills & experiences requiredMinimum 8 years experience in Investment bank/Asset management/Financial Risk ConsultingSolid knowledge in capital market products and alternative asset investmentsExcellent programming skills such as VBA, SQL or PythonStrong analytics and communication skillsProficient in both English and Chinese (writing and speaking)To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the companyOur client is a highly-respected securities firm providing a range of investment product to institutional clients and individuals in Hong Kong. Currently, they are expanding wealth management risk team and are now seeking a credit risk professional in margin lending. about the team This company offers attractive remuneration package. You will be mentoring and lending the junior members in the team. about the jobYou willReport to the department head and lead a small teamReview credit proposals on margin lending, make risk recommendations and approve limit applicationsMonitor the credit portfolio and perform margin call monitoring and instruct and execute force liquidationAssess the overall financing exposure and ensure risk limits are fully complied with HKMA guidelines and policiesskills & experiences requiredMinimum 8 years credit risk experience in margin lending from investment banks/securities firmSolid knowledge in securities financing, IPO financing, structured loans, swaps, options, futures & FX etc.Strong analytics and communication skillsExcellent leadership skillsProficient in both English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company This is one of the top retail bank in Hong Kong. With the adoption of new technology and digitisation in the business, they are now looking for a retail risk analytics professional to join as the Head of Risk. about the team You will report to senior management and lead a team of hard working, down-to-earth and passionate professionals across the Group. about the jobYou will: manage the risk appetite and balance the risk and reward of the credit portfoliomanage the credit risk analytics and modelling team to provide analytics support to the Senior Management teamdevelop, maintain and enhance the credit related scorecards modelscollaborate with vendors and internal stakeholder to facilitates the credit risk system enhancement projectsensure all risk policy and procedures are complied with HKMA requirements skills & experiences required Minimum 12 years experience in credit risk analytics or credit risk management experienceGood knowledge in basel related topics, IFRS 9 implementation, stress testing, limit setting and loan pricing, portfolio management and ICAAP/capital adequacy assessmentExcellent analytics and programming skills such as Python, SAS, RStrong team leading and stakeholder management skillsGood command of English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the companyThis is one of the up and coming retail banks in Hong Kong. With the adoption of new technology and digitisation in the business, they are now looking for a retail risk analytics professional to join as the Head of Risk.about the teamYou will report to senior management and supervise 1-2 subordinates. You will work with a team of hard working, down-to-earth and diligent professionals across the Group.about the jobYou will: manage the risk appetite and balance the risk and reward of the credit portfoliomanage the credit risk analytics and modelling team to provide analytics support to the Senior Management teamdevelop, maintain and enhance the credit related scorecards modelscollaborate with vendors and internal stakeholder to facilitates the credit risk system enhancement projectsensure all risk policy and procedures are complied with HKMA requirementsskills & experiences required.Minimum 12 years experience in credit risk analytics or credit risk management experienceGood knowledge in basel related topics, IFRS 9 implementation, stress testing, limit setting and loan pricing, portfolio management and ICAAP/capital adequacy assessmentExcellent analytics and programming skills such as Python, SAS, RStrong team leading and stakeholder management skillsGood command of English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company Our client is a well-established private banking sector within a bank. about the team The team is expanding. about the job You will be responsible for:conducting credit analysis and evaluation on credit proposals of existing/ potential Private banking clientsworking with relationship managers to make credit recommendations on credit proposals and credit-related mattersassisting relationship manager to ensure the proper handling of credit requests and compliance with all regulatory requirements and relevant policies and guidelines of the Bank skills & experiences required University degree holder, major in Business/Finance/Accounting or a related disciplineMinimum 5 years’ credit analysis experience on Private banking creditsGood command in written and spoken English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk

about the company Our client is a highly respected asset management with substantive growth in the region.Currently, they are looking for a senior Market Risk professional to management the market risk exposure in Hong Kong. about the team The company offers a forward-looking and fast-paced culture. You will work with a group of energetic and driven professionals. about the job You will: Perform regular investment risk review on the capital market & alternative asset portfoliosDevelop and maintain the trade risk monitoring models to verify VaR and tail risk Liaise with product teams and perform independent investment risk evaluations of any potential new capital market investments skills & experiences required Minimum 8 years experience in Investment bank/Asset management/Financial Risk ConsultingSolid knowledge in capital market products and alternative asset investmentsExcellent programming skills such as VBA, SQL or PythonStrong analytics and communication skills Proficient in both English and Chinese (writing and speaking) To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company Our client is a highly-respected securities firm providing a range of investment product to institutional clients and individuals in Hong Kong. Currently, they are expanding wealth management risk team and are now seeking a credit risk professional in margin lending. about the team This company offers attractive remuneration package. You will be mentoring and lending the junior members in the team. about the job. You will Report to the department head and lead a small teamReview credit proposals on margin lending, make risk recommendations and approve limit applicationsMonitor the credit portfolio and perform margin call monitoring and instruct and execute force liquidationAssess the overall financing exposure and ensure risk limits are fully complied with HKMA guidelines and policies skills & experiences required Minimum 8 years credit risk experience in margin lending from investment banks/securities firm Solid knowledge in securities financing, IPO financing, structured loans, swaps, options, futures & FX etc.Strong analytics and communication skillsExcellent leadership skillsProficient in both English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company This is a large corporate bank in Hong Kong provides a wide range of corporate banking products and services. Due to expansion, they are now seeking a Credit Analyst to serve their corporate client. about the team This bank provides good work life balance and a harmonious environment. Credit proposal are written in English about the job You will: report to the Team Head of Credit Analyst conduct credit assessment on large corporates and approve credit cases within you assigned lending authoritymanage the credit portfolio as well as credit control skills & experiences required. 5+ years credit analyst, credit risk or credit approval experience in Corporate Banking ;Previous coverage of Large Corporate would be a plus;Fluent in English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company This is a stable and financial wealthy securities brokerage firm. They are seeking for a market risk professionals to join their market risk team as VP. about the team This company provides good work life balance and a stable working environment. You will be working in a small team of qualified risk professionals. about the job You will: Set up and implement proper market risk limitation for company's portfolioManage the day-to-day risk exposure of FICC and equity productsAnalyse P/L events and movement to ensure limits are well monitored and properly reportedLiaise regularly with front office traders to implement risk controls and ensure all issues are addressed properly and in a timely mannerReview ISDA/GMRA terms and measure counterparty risk and liquidity risk in transactions skills & experiences required Minimum 6 years experience in market risk management in securities, banks or other relevant financial institutionQualified member of FMR/CFASolid computer skill such as VBA macros/ SQLGood command of English and Chinese and able to communicate in Mandarin To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company This is one of the up and coming retail banks in Hong Kong. With the adoption of new technology and digitisation in the business, they are now looking for a retail risk analytics professional to join as the Head of Risk. about the team You will report to senior management and supervise 1-2 subordinates. You will work with a team of hard working, down-to-earth and diligent professionals across the Group. about the job You will:manage the risk appetite and balance the risk and reward of the credit portfoliomanage the credit risk analytics and modelling team to provide analytics support to the Senior Management teamdevelop, maintain and enhance the credit related scorecards modelscollaborate with vendors and internal stakeholder to facilitates the credit risk system enhancement projects ensure all risk policy and procedures are complied with HKMA requirements skills & experiences required. Minimum 12 years experience in credit risk analytics or credit risk management experienceGood knowledge in basel related topics, IFRS 9 implementation, stress testing, limit setting and loan pricing, portfolio management and ICAAP/capital adequacy assessmentExcellent analytics and programming skills such as Python, SAS, RStrong team leading and stakeholder management skills Good command of English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company. Leading electronic trading platform in APACabout the team.You will be joining a young and enegetic team, with 12 members.about the job.Perform regular review to ensure compliance in business-related activities, entity's policy and procedures, daily operation etcAssist in handling SFC enquiries or investigation for regulated activities matterAssist in establishing and strengthening internal compliance framework and operation workflowProvide compliance advisory to different business units and initiativesAssist in ad hoc projectsskills & experiences required. Bachelor degree holder in Accounting, Law, Finance, Business or related disciplinesMinimum 1 year compliance review or audit experience in financial institutionsBig 4 auditors are welcomeGood command in written and spoken Cantonese and MandarinResponsible, hard-working and could work under pressure

about the company.Our client is a leading investment company with over 500,000 employees, 100+ portfolio companies and AUM of USD15 billion+. about the team.You will be reporting to the Head of Legal and Compliance directly. about the job.Advise internal/external stakeholders on compliance matters, includes advise on regulatory changes, business operation procedures, due diligence and KYC procedures, compliance framework etcAdvise business on fund set up, fund documentation and review business activities Conduct AML, onboarding review and perform risk assessment on investors Review FATCA and CRS related documentsLiaise with regulators and external auditors for any queries, on-site inspection etc skills & experiences required.Bachelor degree or above in Law, Accounting, Business or relevant disciplinesMinimum 5 years compliance experience in SFC regulated corporation, ideally in asset managementGood command in written and spoken English and Cantonese Independent, self-motivated candidate with stable working history

about the company.Our client is a Leading Electronic Trading Platform across the globe, with operations in 40+ countries about the team.Will you be joining an APAC Regional Compliance Team with over 10+ members about the job.Provide AML advices to internal/external stakeholders in APAC on AML, client onboarding and KYC mattersMaintain and update company policies and operational procedures to ensure Compliance with AML-related regulations in APAC Review and handle escalated cases from KYC/CDD team in Hong KongProvide KYC and AML compliance training in APAC region skills & experiences required.Bachelor degree or above in Law, Business, Accounting or relevant disciplines Minimum 5 years AML compliance experience, preferably from brokers or other international financial institutions Extensive knowledge of AML regulations and experience in dealing with regulatory bodies Speaks fluent Cantonese and English Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk

about the company. Our client is a highly-respected international financial services firm specialises in providing consulting services to the world's leading banking and financial institutions. Currently, they are expanding their regional credit risk analytics team in Hong Kong. about the team. The company offers a multinational, diverse and passionate work culture. You will work closely with a team of credit risk experts to provide the highest quality expertise to internal stakeholders. about the job.You will: Drive and support business strategy for the credit risk analytics team through the use of new technology and digital transformationDevelop, validate and review credit risk models, including Basel IRB models, IFRS 9 ECL models, stress testing models, alternative scoring models, etc.Act as a senior consultant by understand clients’ IT infrastructure and business model for the execution of risk analytics platformPerform data mining, data cleansing and big data analytics with the use of AI to support clients’ business decisions and improve their performance skills & experiences required. Minimum 5 years experience in credit risk analytics or modelling experience Good knowledge in basel related topics, IFRS 9 implementation, stress testing, limit setting and loan pricing, portfolio management and ICAAP/capital adequacy assessmentExcellent analytics and programming skills such as Python, SAS, RStrong communication and interpersonal skills Good command of English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk

about the company Our company is a well-established retail and corporate bank about the team The team is expanding and dynamicIt is bank-wide coverage about the job Perform operational risk management, including but not limited to RCSA, KRI, and operational risk event collection and analysis on a bank-wide scale Review of policies and procedures according to the regulatory requirements and based on Bank's practice Assist in compiling management reports for apprising senior management of the Bank’s control environment through extracting data from the data base maintained skills & experiences required Bachelor Degree or above in business administration, accounting or related disciplineAt least 3-6 years of relevant experience in operational risk management in banking or financial servicesFamiliar with HKMA requirements and internal control policiesGood command in English and Chinese (Mandarine is a must) Less experienced candidates will be considered as Assistant Manager To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk