34 jobs found for compliance, risk & governance

about the job.Prepare credit risk management reports to support management's decisionMonitor risk appetite measurements, stay up to date on risk management regulations including credit risk and climate risk in order to facilitate enhancement of risk framework in the greater china regionPrepare and analyze credit portfolio reports for Hong Kong and the Greater China region, and management of the credit risk related data. Participate in risk committee meetin

about the job.Conduct risk assessments on investment and asset liability management related initiatives, identifying potential risks and evaluating their potential impact on the company.Monitor and analyse the risks associated with investment portfolios, asset-liability positions, and derivatives transactions, and ensure the effectiveness of the risk mitigating actions and compliance with internal policies, standards and regulatory guidelines.Support risk

about the company.Our client is a prominent global compliance advisory firm with offices in New York, Chicago, San Francisco, Miami, London, and Hong Kong. They have earned a strong reputation as a market leader by providing comprehensive services to clients operating in various jurisdictions. about the team.As part of your new role, you will have the opportunity to join a team of nine members who possess extensive experience in compliance and a strong leg

about the company.Our client is a Regional Corporate Banking with strong presence in Hong Kong. about the job. Carry out compliance monitoring activities Identify potential or actual risks found in compliance monitoring process, proposing suggestions in order to mitigate risksAssess and review the effectiveness of the existing Compliance control framework. Identifying any significant deficiencies and evaluating the impacts, as well as providing recommendat

about the companyOur client is a one of the top tier Private Banks globally about the jobMaintain a comprehensive Compliance program specific to the private banking division, in line with regulatory requirements and industry best practices.Provide advice and guidance on Compliance matters, including regulatory requirements and restrictions, internal policies and procedures etcStay up to date with relevant laws, regulations, industry norms and best practic

about the companyOur client is a leading asset manager with a strong presence in the Asia region about the teamA team of 3 in Investment Compliance about the jobLeading the Investment Compliance for business in APAC, reporting to the Head of Legal and Compliance APACWorking closely with regulators and external parties on inquiries, inspection, filing and reporting etc Reviewing pre-trade and post-trade monitoring, investigate and address potential breache

about the company.Our client is one of the biggest Investment Banking. about the team.Stable and friendly team. about the job.Collaborate with various departments to implement new compliance tasks, policies, and proceduresDevelop and execute new compliance checks to accommodate the rapid business growthConduct regular compliance reviews to ensure adherence to regulationsMonitor trading patterns for any potential compliance issuesIdentify, pursue, and addre

about the teamA team of 10+ in Sanctions Advisory about the jobTo provide Sanctions advisory support across Corporate and Retail BankingTo lead a team of 10 in Sanctions Advisory and InvestigationLead Sanctions projects and assignments Maintain and develop Sanctions framework, not limited to policies and procedures, work-flow, system, manpower etc Keep abreast of changes in local regulatory requirements and group policies and procedures on Sanctions-relate

about the team.You will be working in a team of 6.about the job.Report to the AML Manager, you will have the opportunity to:Aid the Manager in examining and investigating suspicious activities and associated alerts (e.g., from the Transaction Monitoring system, name screening system, intelligence from law enforcement or regulators, etc.). Monitor and analyze suspicious activities and trends to improve the effectiveness and efficiency of relevant detection

about the company.Out client is one of the reputable corporate bank which provides retail banking, corporate and small business banking, investment banking and wealth management, and treasury and capital market solutionsabout the team.Friendly working enironment about the job.Lead and execute integrated risk coordination, project management, and risk measurement tasks.Coordinate integrated risk coordination, credit portfolio management, and various managem

about the company.Our client is one of the reputable corporate bank about the team.Flexible working culture, 8 team members about the job.Lead and carry out post-loan management, risk alert management, and risk monitoring. Perform post-loan monitoring, promote its effectiveness and completeness. Monitor the changes in risk profile and asset quality of financial institutions and corporate credit clients, participate in credit portfolio thematic review and

about the job.Perform regular monitoring and reporting in the area of asset and liability management, liquidity risk, and interest rate risk, including PnL calculations as well as stress testing.Report and present asset and liability management issues and recommend practical and effective remedial measures to ALCO and risk management committee in Hong KongConduct risk reporting as well as reviewing risk limits, triggers, risk indicator by statistical metho

about the company.Out client is a reputable corporate bank, osters a culture of integrity, colliaboration, and flexbility. about the team.You will be joining a team of 6 memebersabout the job.Execute daily asset and liability management (ALM), liquidity risk, and interest rate risk reporting and monitoring, including P&L calculations and regular stress testing.Present ALM-related matters to the Asset/Liability Committee (ALCO) and Risk Management Committee

about the company.Our client, a highly regarded and established investment group, offers a wide range of services to corporate and institutional clients. These services include alternative investment, asset management, corporate finance and capital markets, as well as securities and wealth management.about the team.about the teamYou will have the opportunity to join a team comprised of exceptional high-caliber members.about the job.Compile credit files and

about the company.Our client is a renowned brokerage company listed in the US, offering a comprehensive range of investment services. Their business encompasses trading and clearing services, margin financing and securities lending, as well as wealth management solutions.about the team.The organisation boasts a strong compliance culture and is comprised of highly skilled team members of exceptional caliber.about the job.Provide advice and support for busi

about the company.Our client is a renowned brokerage company listed in the US, offering a comprehensive range of investment services. Their business encompasses trading and clearing services, margin financing and securities lending, as well as wealth management solutionsabout the team.You will be joining an excellent team of 14 people, the culture is friendly and flexible. about the job.Conduct thorough investigations into compliance issues and red flags,

about the company.Our client is a leading technology-driven online brokerage and wealth management platform. It offers innovative financial services, including stock trading, margin financing, and wealth management solutions to a diverse range of clients. It has gained recognition as a trusted platform in the financial industryabout the team.As part of a great compliance team, you will be joining a group of 14 professionals. The working environment fosters

about the company.Our Client is one of the biggest corporate bank in Asia which engages in the provision of international commercial banking and financial services. It operates through the following segments: Corporate Banking, Personal Banking, Treasury Operations, and Others. about the team.You will have the opportunity to join a team of friendly and dependable members. The leadership values and appreciates the contributions of team members, fostering a

about the company.Stable Chinese Bank with solid financial back upabout the team.New headcount in a team of experienced risk managersabout the job.Drive projects and execute daily activities in the area of quantitative risk, covering areas and topics including credit risk modeling, credit portfolio management, operational risk, enterprise risk.Coordinate risk management projects for Hong Kong branch, including Basel III implementation and Expected Credit L

about the company. a stable chinese corporate bank with solid financial backupabout the team.This is a new headcount within a group of experienced risk managersabout the job.Lead and manage end to end post lending credit risk monitoring functionsExecute effective execution of post lending credit control measures for corporate and financial institutional clientsIdentify and provide early-alerts on potential problematic credits accounts and recommend classif

about the company.Our client is a famouse investment group in the Global Market focused on alternative investment, asset management, corporate finance and capital markets, securities and wealth management for corporate and institutional clients.They are now looking for market risk expert who is familiar with FICC product join their team. about the team.You will collaborate with a team of highly skilled and accomplished members who possess exceptional exper

about the companyOur client is an expanding Retail Bank with a strong presence in the Asia region. about the teamDynamic, international working environment Rewarding and supportive culture about the jobActing as the MLRO and heads up the Financial Crime Compliance (FCC) functionImplement AML/Fraud/Sanctions framework to mitigate financial crime risks, including the implementation and evaluation of policies and procedures, evaluation existing work-flow, u

about the job.Partner with the front office to advise, review, assess investment and project risk, ranging from private equity, private credit, project finance, structured finance, acquisition finance, leveraged finance, etc.Assess underlying business logics and evaluate the counterparty’s credit risk, collateral’s liquidity Identify, measure, monitor and report relevant risk (i.e. investment/market/ credit risk, etc) in the investment/ fund portfolios, co

about the company.Leading and well established financial group in Hong Kong with investment banking, asset management and direct investment businessabout the job.Partner with the front office to advise, review, assess investment and project risk, ranging from private equity, private credit, project finance, structured finance, acquisition finance, leveraged finance, etc.Assess underlying business logics and evaluate the counterparty’s credit risk, collater

about the companyOur client is one of the top-tier European Investment Bank about the teamA team of 20+ in compliance professionals about the jobTo provide compliance advisory to global markets business (Equities & Equities Derivatives) To assess new business initiatives, product and transaction approvals Maintain and modify control mechanisms to ensure compliance with laws and regulations Keep abreast of new rules and regulations issued by the SFC and pr

about the company.A regional based brokerage with stable working environmentabout the team.You will be managing a team of 2-3about the job.Oversee credit risk assessment and review credit limit proposal, covering equity, fixed income, OTC derivatives productsEnsure risk and control measures are executed timely and effectively, including position monitoring, daily margin call, etcConduct risk report review, account monitoring and credit due diligence; monit

about the company.Our client is a fast-growing financial institution, with SFC Type 1 2 4 6 9 licenses. about the job.Support the Asset Management compliance team is handling all rounded Compliance matters; including both Investment Compliance and Business Compliance matters To ensure the business comply with latest regulatory requirements Responsible for dissemination of circularsProvide Compliance advice to business and operation Assist on SFC inspection

about the company.Well established brokerage firm backed up by a sizable financial groupabout the team.Stable team and harmonious working environmentabout the job.Support overall credit risk management of retail, wealth management and institutional clients; manage credit risk exposure from product, counterparty, enterprise and client perspectivesPropose product LTV ratio and ongoing risk monitoring for investment products including equities, fixed income,

about the company.Foreign Investment Bank with diversified business segments across IBD, brokerage, corporate banking, asset management, etc about the team.A group of experienced risk management subject matter expertsabout the job.Serve as a contact point facing off global markets business covering structured or non plain vanilla transactions as well as new activities requests across global equity, global credit, global macro.Partner with counterparties li

about the companyOur client is a regional corporate bank and private wealth management company. They are looking to expand the team in Hong Kong and looking for On-boarding Makers, Checkers and Approvers. about the jobFacilitate/review/approve on-boarding process against internal AML procedures and guidelinesComplete KYC review to ensure the account opening process fulfill latest regulatory requirements and Bank’s policies Conduct AML screening (ie name s