about the company.Market leading investment bank with global footprintsabout the job.Sit within the APAC market risk team to cover a range of equity trading business, including cash equities, delta one, flow and structured derivatives, convertible desk, etc.Handle stress testing, daily review of risk positions and exposure as well as daily recap of markets, P&L and riskCollaborate closely with counterparties like front office, corporate functions to analyz
about the company.Market leading investment bank with global footprintsabout the job.Sit within the APAC market risk team to cover a range of equity trading business, including cash equities, delta one, flow and structured derivatives, convertible desk, etc.Handle stress testing, daily review of risk positions and exposure as well as daily recap of markets, P&L and riskCollaborate closely with counterparties like front office, corporate functions to analyz
about the company.Our client is one of the Top 5 insurance firm globally about the job.Responsible for developing and enhancing policies and procedures related to sales channel and distribution activities. Ensure compliance with local/oversees regulations and group policies Provide compliance advice to business units on day-to-day operation and new business initiativesReview marketing materials and selling practices on a daily basis Investigate on suspici
about the company.Our client is one of the Top 5 insurance firm globally about the job.Responsible for developing and enhancing policies and procedures related to sales channel and distribution activities. Ensure compliance with local/oversees regulations and group policies Provide compliance advice to business units on day-to-day operation and new business initiativesReview marketing materials and selling practices on a daily basis Investigate on suspici
about the companyOur client is one of the leading global financial services firm with a strong presence in APAC. about the teamA team of 20+ in compliance professionals about the jobTo provide compliance advisory to global markets business To perform compliance monitoring on business activities and ensure completion of compliance review To assess new business initiatives, product and transaction approvals Maintain and modify control mechanisms to ensure co
about the companyOur client is one of the leading global financial services firm with a strong presence in APAC. about the teamA team of 20+ in compliance professionals about the jobTo provide compliance advisory to global markets business To perform compliance monitoring on business activities and ensure completion of compliance review To assess new business initiatives, product and transaction approvals Maintain and modify control mechanisms to ensure co
about the companyOur client is a leading Investment Management Firm, headquartered in the United Statesabout the teamFast paced working environmentIndependent and self-motivated individuals about the jobAssist/advise business on all-rounded compliance issues, including registering/licensing new investment advisers, investment management structures, licensing individuals with the SFC, SFC applications etc Conducting compliance reviews, maintaining and upd
about the companyOur client is a leading Investment Management Firm, headquartered in the United Statesabout the teamFast paced working environmentIndependent and self-motivated individuals about the jobAssist/advise business on all-rounded compliance issues, including registering/licensing new investment advisers, investment management structures, licensing individuals with the SFC, SFC applications etc Conducting compliance reviews, maintaining and upd
about the company.top general insurance firm in Hong Kong about the team.good communicationabout the job.Conduct on-site inspections and provide recommendation to clientsCreates and implements safety programs and performs accident investigationsProvides loss control assistance to business partners and supports customersPrevents injury by identifying and anticipating concerns and hazards with customer’s accounts, reports hazards found in accordance with agr
about the company.top general insurance firm in Hong Kong about the team.good communicationabout the job.Conduct on-site inspections and provide recommendation to clientsCreates and implements safety programs and performs accident investigationsProvides loss control assistance to business partners and supports customersPrevents injury by identifying and anticipating concerns and hazards with customer’s accounts, reports hazards found in accordance with agr
about the companyOur client is an investment arm of a leading Investment Bank. They are currently expanding the team globally and looking for a Manager to join their Asset Management business (new headcount). about the jobSupporting the Head of Compliance in all compliance matters for Asset Management Business, including business compliance and investment complianceProviding compliance advice to business units (portfolio managers, marketing team, operatio
about the companyOur client is an investment arm of a leading Investment Bank. They are currently expanding the team globally and looking for a Manager to join their Asset Management business (new headcount). about the jobSupporting the Head of Compliance in all compliance matters for Asset Management Business, including business compliance and investment complianceProviding compliance advice to business units (portfolio managers, marketing team, operatio
about the company.Our client is a well-known investment bank providing securities, corporate finance, sales & trading, asset management services in APAC and Europe. Currently, they are looking for an IT Audit - AVP to join their team in Hong Kong. This position will perform about the team.You will be part of the Global Audit Department, working closely with senior team members on various audit assignments. Stable, supportive and well-structured work enviro
about the company.Our client is a well-known investment bank providing securities, corporate finance, sales & trading, asset management services in APAC and Europe. Currently, they are looking for an IT Audit - AVP to join their team in Hong Kong. This position will perform about the team.You will be part of the Global Audit Department, working closely with senior team members on various audit assignments. Stable, supportive and well-structured work enviro
about the company.Foreign corporate investment bank with strong presence across the globeabout the job. Responsible for the implementation of and compliance with the established policies and control procedures of the bank according to HKMA regulationsServe as a control function to monitor and report against breaches in approved credit limit, expired authorization, late rating, overdue payment, unauthorized or non-compliance transactions. Create authorizati
about the company.Foreign corporate investment bank with strong presence across the globeabout the job. Responsible for the implementation of and compliance with the established policies and control procedures of the bank according to HKMA regulationsServe as a control function to monitor and report against breaches in approved credit limit, expired authorization, late rating, overdue payment, unauthorized or non-compliance transactions. Create authorizati
about the company.Leading investment banking player with strong presence in both the primary and secondary market about the job.Manage and lead the risk analytics function to perform model development, maintenance, back testing and validation in the area of market risk, credit and counterparty riskDrive SIMM model implementation, VaR Model backtesting, credit provisioning model validationMaintaining and enhancing enterprise model risk framework, monitoring
about the company.Leading investment banking player with strong presence in both the primary and secondary market about the job.Manage and lead the risk analytics function to perform model development, maintenance, back testing and validation in the area of market risk, credit and counterparty riskDrive SIMM model implementation, VaR Model backtesting, credit provisioning model validationMaintaining and enhancing enterprise model risk framework, monitoring
about the companyA leading Banking Group in APAC is looking for a Trade Surveillance talent to join their Global Markets Business Control unit. about the jobPerform trade surveillance on daily trading activities and work closely with Front Office staff in Global Markets To ensure surveillance procedures, guidelines and records are in place and fulfil regulatory requirements Work closely with other control units (ie operational risk, compliance, internal a
about the companyA leading Banking Group in APAC is looking for a Trade Surveillance talent to join their Global Markets Business Control unit. about the jobPerform trade surveillance on daily trading activities and work closely with Front Office staff in Global Markets To ensure surveillance procedures, guidelines and records are in place and fulfil regulatory requirements Work closely with other control units (ie operational risk, compliance, internal a
about the companyOne of the leading General Insurance in APAC. They are looking for an admin/compliance talent to join their team. about the jobReview and amend Compliance policies and procedures Review marketing/training materials to ensure regulatory requirements are fulfilledAssist Department Head in handling regulator/head officePerform FCC/AML screening and preparing monthly compliance reports skills & experiences requiredMinimum 3 years working expe
about the companyOne of the leading General Insurance in APAC. They are looking for an admin/compliance talent to join their team. about the jobReview and amend Compliance policies and procedures Review marketing/training materials to ensure regulatory requirements are fulfilledAssist Department Head in handling regulator/head officePerform FCC/AML screening and preparing monthly compliance reports skills & experiences requiredMinimum 3 years working expe
about the company.Our client is a leading regional bank. They are currently looking for a General Compliance Manager/Assistant Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branch (Corporate Banking and Wealth Management businesses) Dissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulato
about the company.Our client is a leading regional bank. They are currently looking for a General Compliance Manager/Assistant Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branch (Corporate Banking and Wealth Management businesses) Dissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulato
about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Review/update/implement compliance policies and procedures relating to PB business lineConduct investment suitability assessments, review product documents/due diligence and marketing materialsProvide training to front line staff on investmen
about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Review/update/implement compliance policies and procedures relating to PB business lineConduct investment suitability assessments, review product documents/due diligence and marketing materialsProvide training to front line staff on investmen
about the company.Well established and sizable foreign corporate investment bank with global presenceAbout the team.Market risk team with a primary focus on credit and rate derivatives products; would support equity side as wellabout the job.Measure and monitor market and liquidity risks, including development of monitoring tools, and reporting to the business and management.Proactively assess positions, analyze large P/L events and identify/quantify new r
about the company.Well established and sizable foreign corporate investment bank with global presenceAbout the team.Market risk team with a primary focus on credit and rate derivatives products; would support equity side as wellabout the job.Measure and monitor market and liquidity risks, including development of monitoring tools, and reporting to the business and management.Proactively assess positions, analyze large P/L events and identify/quantify new r
about the company.Leading investment banking player with strong presence in both the primary and secondary market about the job.Manage and lead the risk analytics function to perform model development, maintenance, back testing and validation in the area of market risk, credit and counterparty riskDrive SIMM model implementation, VaR Model backtesting, credit provisioning model validationMaintaining and enhancing enterprise model risk framework, monitoring
about the company.Leading investment banking player with strong presence in both the primary and secondary market about the job.Manage and lead the risk analytics function to perform model development, maintenance, back testing and validation in the area of market risk, credit and counterparty riskDrive SIMM model implementation, VaR Model backtesting, credit provisioning model validationMaintaining and enhancing enterprise model risk framework, monitoring
about the companyOur client is a leading investment bank with strong presence globally. about the jobLeading a team of 4-6 team members in performing monitoring and surveillance function for APACUpdating and modifying surveillance framework, policies and proceduresReviewing compliance monitoring reports, scenario reviews, analysing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing sugg
about the companyOur client is a leading investment bank with strong presence globally. about the jobLeading a team of 4-6 team members in performing monitoring and surveillance function for APACUpdating and modifying surveillance framework, policies and proceduresReviewing compliance monitoring reports, scenario reviews, analysing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing sugg
about the company.World leading direct insurance companyabout the team.Working on business continuity and risk, working closely among the teamabout the job.You will have to ensure adherence to the regional risk management frameworks / policies through effective process for a strong business continuity and incident management regimeYou will be coordinating and owning the Business Continuity Incident Management Committee and participating in few other forums
about the company.World leading direct insurance companyabout the team.Working on business continuity and risk, working closely among the teamabout the job.You will have to ensure adherence to the regional risk management frameworks / policies through effective process for a strong business continuity and incident management regimeYou will be coordinating and owning the Business Continuity Incident Management Committee and participating in few other forums
about the company.Our client is a well-known investment bank providing securities, corporate finance, sales & trading, asset management services in APAC and Europe. Currently, they are looking for an IT Audit - AVP to join their team in Hong Kong. This position will perform about the team.You will be part of the Global Audit Department, working closely with senior team members on various audit assignments. Stable, supportive and well-structured work enviro
about the company.Our client is a well-known investment bank providing securities, corporate finance, sales & trading, asset management services in APAC and Europe. Currently, they are looking for an IT Audit - AVP to join their team in Hong Kong. This position will perform about the team.You will be part of the Global Audit Department, working closely with senior team members on various audit assignments. Stable, supportive and well-structured work enviro
about the company.Regional financial insitution with investment banking, brokerage and asset management businessabout the job.Partner closely with the front office to advise, review, assess risk for investment deals globally, ranging from private equity, pre-IPO/IPO, real estate, acquisition finace, leveraged finance, secondary loans, etc.Serve as one of the members in the investment committee and participate in the decision making and approval process for
about the company.Regional financial insitution with investment banking, brokerage and asset management businessabout the job.Partner closely with the front office to advise, review, assess risk for investment deals globally, ranging from private equity, pre-IPO/IPO, real estate, acquisition finace, leveraged finance, secondary loans, etc.Serve as one of the members in the investment committee and participate in the decision making and approval process for
about the companyOur client is a leading regional bank with Corporate and Investment Banking services about the teamA team of 30 legal & compliance professionals about the jobAdvise operation/front line staffs on KYC/CRS/FATCA proceduresTo assist in reviewing KYC related policies, internal guidelines and manuals To participate in planning/launching KYC programme and global KYC initiativesTo facilitate the communication between Head Quarter and regulatory
about the companyOur client is a leading regional bank with Corporate and Investment Banking services about the teamA team of 30 legal & compliance professionals about the jobAdvise operation/front line staffs on KYC/CRS/FATCA proceduresTo assist in reviewing KYC related policies, internal guidelines and manuals To participate in planning/launching KYC programme and global KYC initiativesTo facilitate the communication between Head Quarter and regulatory
about the company.Our client is a leading Chinese Financial Investment Group with leading business/investment in Life Insurance, Asset Management and Healthcare sector. Their Life Insurance business is tapping into the HK market and looking for a Deputy Head about the job.Acting as a Deputy Head of Compliance and handling all-rounded Compliance matters Participate in setting up Compliance framework for general compliance, AML, distribution compliance, da
about the company.Our client is a leading Chinese Financial Investment Group with leading business/investment in Life Insurance, Asset Management and Healthcare sector. Their Life Insurance business is tapping into the HK market and looking for a Deputy Head about the job.Acting as a Deputy Head of Compliance and handling all-rounded Compliance matters Participate in setting up Compliance framework for general compliance, AML, distribution compliance, da
about the company.Well known foreign corporate investment banking player with stable and progressive growth throughout the past few yearsabout the team.Stable team based in Hong Kong with offshore supporting resourceabout the job.Perform credit analysis, evaluation and risk assessment on clients including banks, non-bank financial institutions(NBFIs) and sovereigns in APAC region Prepare and review credit proposal, application and determine internal counte
about the company.Well known foreign corporate investment banking player with stable and progressive growth throughout the past few yearsabout the team.Stable team based in Hong Kong with offshore supporting resourceabout the job.Perform credit analysis, evaluation and risk assessment on clients including banks, non-bank financial institutions(NBFIs) and sovereigns in APAC region Prepare and review credit proposal, application and determine internal counte
about the company.A highly-respected investment bank is now hiring an Global Markets Audit - AVP for their Hong Kong office. You will join an international platform which offers full-range of financial services including investment banking, corporate banking, asset wealth management. about the team. The Bank fosters diversity, multicultural and flexible work culture. Being part of the APAC Audit Department, you will work with about the job. As a valued
about the company.A highly-respected investment bank is now hiring an Global Markets Audit - AVP for their Hong Kong office. You will join an international platform which offers full-range of financial services including investment banking, corporate banking, asset wealth management. about the team. The Bank fosters diversity, multicultural and flexible work culture. Being part of the APAC Audit Department, you will work with about the job. As a valued
about the company.Boutique foreign corporate bank offering excellent work life balanceabout the job.Provide independent credit analysis, due diligence and recommendation on new credit applications requests.Partner closely with the business unit in the conduct of credit/ lending activity.Prepare detailed annual reviews as well as renewals for bilateral facilities.Process waiver and amendment requests and provide independent recommendation to management.Moni
about the company.Boutique foreign corporate bank offering excellent work life balanceabout the job.Provide independent credit analysis, due diligence and recommendation on new credit applications requests.Partner closely with the business unit in the conduct of credit/ lending activity.Prepare detailed annual reviews as well as renewals for bilateral facilities.Process waiver and amendment requests and provide independent recommendation to management.Moni
