You are successfully logged out of your my randstad account

You have successfully deleted your account

Thank you for subscribing to your personalised job alerts.

33 jobs found for compliance, risk & governance

filter2
clear all
    • permanent
    • HK$130,000 - HK$150,000 per month
    about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ens
    about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and update/draft internal policies and procedures accordingly Review and advise on new business initiatives to ens
    • permanent
    • HK$75,000 - HK$130,000 per month
    about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare
    about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare
    • permanent
    • HK$35,000 - HK$40,000 per year
    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, etc about the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Oversee AML compliance operations, including KYC procedures and transact
    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, etc about the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Oversee AML compliance operations, including KYC procedures and transact
    • permanent
    • HK$30,000 - HK$40,000 per year
    about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,
    about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,
    • permanent
    • HK$40,000 - HK$55,000 per month
    about the companyA regional Corporate and Private bank is looking for a KYC/CDD Compliance Manager to join their team about the teamA team of 70+ in Compliance Department, of which 12 in KYC Compliance about the jobLeading a team of 6 in KYC Compliance and reporting to the Team LeadTo review and update KYC policies and proceduresCoaching and advising Operation Team on KYC matters Conducting periodic review to ensure compliance with latest regulations, as w
    about the companyA regional Corporate and Private bank is looking for a KYC/CDD Compliance Manager to join their team about the teamA team of 70+ in Compliance Department, of which 12 in KYC Compliance about the jobLeading a team of 6 in KYC Compliance and reporting to the Team LeadTo review and update KYC policies and proceduresCoaching and advising Operation Team on KYC matters Conducting periodic review to ensure compliance with latest regulations, as w
    • permanent
    • HK$80,000 - HK$120,000 per month
    about the companyA significant player in asset management industry is currently looking for a Compliance Vice President/Director to join their Hong Kong office. They hold SFC Type 4 9 licenses. Besides expanding their asset management business in APAC, they are also estabishing a Private Wealth Management business. about the teamA team of 3 in Hong Kong Legal & Compliance Department. Target to add in a few more headcounts to the Compliance team within thi
    about the companyA significant player in asset management industry is currently looking for a Compliance Vice President/Director to join their Hong Kong office. They hold SFC Type 4 9 licenses. Besides expanding their asset management business in APAC, they are also estabishing a Private Wealth Management business. about the teamA team of 3 in Hong Kong Legal & Compliance Department. Target to add in a few more headcounts to the Compliance team within thi
    • permanent
    • HK$45,000 - HK$55,000 per year
    about the company.Our client, a leading full license corporation, their business including brokerage, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, etc about the team.You will have a direct reporting line to the Head of Risk and work closely with another senior operational risk team member who is not only pleasant to work with but also excels in collaborating with others.about the job.Conduct the c
    about the company.Our client, a leading full license corporation, their business including brokerage, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, etc about the team.You will have a direct reporting line to the Head of Risk and work closely with another senior operational risk team member who is not only pleasant to work with but also excels in collaborating with others.about the job.Conduct the c
    • permanent
    • HK$600,000 - HK$900,000 per year, competitive bonus
    about the company.International corporate investment bankabout the team.Market and liquidity risk professionals based in Hong Kong as well as other APAC countriesabout the job.Provide regional support and oversight on liquidity & market risk reporting and monitoring activitiesMonitoring and analyzing liquidity risk exposure, partner with internal stakeholders including the treasury, money markets to ensure alignment of risk management frameworkSupport stre
    about the company.International corporate investment bankabout the team.Market and liquidity risk professionals based in Hong Kong as well as other APAC countriesabout the job.Provide regional support and oversight on liquidity & market risk reporting and monitoring activitiesMonitoring and analyzing liquidity risk exposure, partner with internal stakeholders including the treasury, money markets to ensure alignment of risk management frameworkSupport stre
    • contract
    • HK$25,000 - HK$35,000 per month
    about the company.Our client is a top financial group who specialises in securities brokerage, investment banking, asset management, and other related services. They are currently looking for a junior candidate with compliance/KYC/AML experience to join the industry. about the job.Supporting all-rounded compliance for the company and aligning with both internal as well as regulatory guidance. Conducting compliance reviews, maintaining policies, refining pr
    about the company.Our client is a top financial group who specialises in securities brokerage, investment banking, asset management, and other related services. They are currently looking for a junior candidate with compliance/KYC/AML experience to join the industry. about the job.Supporting all-rounded compliance for the company and aligning with both internal as well as regulatory guidance. Conducting compliance reviews, maintaining policies, refining pr
    • permanent
    • HK$20,000 - HK$55,000 per month
    about the companyOur client is a Top-Tier Compliance Consultant firm. Headquartered in the United States and have over 10 offices globally. They provide high quality Compliance services to leading financial services across the globe and are reputable in the Hedge Funds, Asset Management and Private Equity industry. As their business in Hong Kong expands, they are looking for a high-calibre individual to join as Compliance Consultant. about the teamFast pa
    about the companyOur client is a Top-Tier Compliance Consultant firm. Headquartered in the United States and have over 10 offices globally. They provide high quality Compliance services to leading financial services across the globe and are reputable in the Hedge Funds, Asset Management and Private Equity industry. As their business in Hong Kong expands, they are looking for a high-calibre individual to join as Compliance Consultant. about the teamFast pa
    • permanent
    • HK$50,000 - HK$68,000 per month
    about the company.A regional bank with strong presence in Hong Kong is looking for a Compliance Manager to join their team. Office located in Central, with a team of 2 in Compliance about the job.Responsible for General Compliance matters and acting as a back-up for AML functionMaintain and update compliance manuals, internal policies and procedures. Interpret and disseminate circulars/regulatory updates from HKMA Advise business units on regulatory and co
    about the company.A regional bank with strong presence in Hong Kong is looking for a Compliance Manager to join their team. Office located in Central, with a team of 2 in Compliance about the job.Responsible for General Compliance matters and acting as a back-up for AML functionMaintain and update compliance manuals, internal policies and procedures. Interpret and disseminate circulars/regulatory updates from HKMA Advise business units on regulatory and co
    • permanent
    • HK$1,500,000 - HK$2,000,000 per year, attractive bonus
    about the company.Foreign corporate investment bank with international working environmentabout the team.Mature and seasoned business managersabout the job.Provide daily business support to the global markets business, including PnL, KPI, MIS tracking and reporting, budgeting, etc. Collaborate closely with the front office and product partner teams to formulate and execute business strategies as well as implementing new products and servicesDeliver analysi
    about the company.Foreign corporate investment bank with international working environmentabout the team.Mature and seasoned business managersabout the job.Provide daily business support to the global markets business, including PnL, KPI, MIS tracking and reporting, budgeting, etc. Collaborate closely with the front office and product partner teams to formulate and execute business strategies as well as implementing new products and servicesDeliver analysi
    • permanent
    • HK$40,000 - HK$70,000 per month
    about the company.Sizable and well established corporate bankabout the job.Provide assistance to senior management to formulate and maintain credit risk policy and risk appetite of the Bank.Prepare and conduct MIS reporting in credit risk management.Conduct impairment assessment on the credit portfolio to ensure good portfolio quality and trends.Participate in systems development and perform User Acceptance Test.skills & experiences required.Bachelor degre
    about the company.Sizable and well established corporate bankabout the job.Provide assistance to senior management to formulate and maintain credit risk policy and risk appetite of the Bank.Prepare and conduct MIS reporting in credit risk management.Conduct impairment assessment on the credit portfolio to ensure good portfolio quality and trends.Participate in systems development and perform User Acceptance Test.skills & experiences required.Bachelor degre
    • permanent
    • HK$40,000 - HK$80,000 per month
    about the company.Our client is a leading virtual bank in Hong Kong. They are currently expanding the Compliance team and looking for a (Assistant) Regulatory Compliance Manager to join. about the job.Responsible for general and regulatory compliance duties across all business lines (ie Retail Banking and Commercial Banking)Dissemination of circulars and responsible for internal announcements To update company policies, internal procedures and control acc
    about the company.Our client is a leading virtual bank in Hong Kong. They are currently expanding the Compliance team and looking for a (Assistant) Regulatory Compliance Manager to join. about the job.Responsible for general and regulatory compliance duties across all business lines (ie Retail Banking and Commercial Banking)Dissemination of circulars and responsible for internal announcements To update company policies, internal procedures and control acc
    • permanent
    • HK$45,000 - HK$60,000 per year
    about the company.Our client is a prominent life insurance company with a strong presence in the Hong Kong market for over 30 years. They have a proven track record of success and are continuously expanding their business globallyabout the team.You will be joining a collaborative and friendly compliance team consisting of approximately nine membersabout the job.Provide compliance advice and review on AML/CTF issuesCollaborate with relevant departments to r
    about the company.Our client is a prominent life insurance company with a strong presence in the Hong Kong market for over 30 years. They have a proven track record of success and are continuously expanding their business globallyabout the team.You will be joining a collaborative and friendly compliance team consisting of approximately nine membersabout the job.Provide compliance advice and review on AML/CTF issuesCollaborate with relevant departments to r
    • permanent
    • HK$30,000 - HK$45,000 per year
    about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring proper recording and storage of screening evidenceOversee the transaction process and identify suspicious
    about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring proper recording and storage of screening evidenceOversee the transaction process and identify suspicious
    • permanent
    • HK$60,000 - HK$90,000 per month
    about the company.Our client is a European foreign corporate bank with strong presence in Asia Pacific about the team.You will be joining a small team, handling all-rounded compliance activities, including Regulatory Compliance, FCC, Compliance Review etc about the job.Review, update and implement compliance manuals, policies and procedures for Hong Kong BranchAssist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self
    about the company.Our client is a European foreign corporate bank with strong presence in Asia Pacific about the team.You will be joining a small team, handling all-rounded compliance activities, including Regulatory Compliance, FCC, Compliance Review etc about the job.Review, update and implement compliance manuals, policies and procedures for Hong Kong BranchAssist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self
    • permanent
    • HK$80,000 - HK$120,000 per month
    about the companyOur client is a fast growing payment/fintech start-up with a strong presence in Greater China. They have penetrated 3 markets in APAC within 3 years and continue to expand in Asia Pacific. Currently looking for a Head of Compliance to join the Hong Kong office. about the jobReports to CEO To head up the Compliance function globally, not limited to setting up framework and work-flow, ensure daily compliance operations, advising business on
    about the companyOur client is a fast growing payment/fintech start-up with a strong presence in Greater China. They have penetrated 3 markets in APAC within 3 years and continue to expand in Asia Pacific. Currently looking for a Head of Compliance to join the Hong Kong office. about the jobReports to CEO To head up the Compliance function globally, not limited to setting up framework and work-flow, ensure daily compliance operations, advising business on
    • contract
    • HK$18,000 - HK$25,000 per month
    about the company.Our client is a corporate bank which offers a wide range of financial services including banking, insurance, and wealth management. They have their footprints all over the world and are stationed in APAC especially Singapore for many years. about the job.Processing and managing financial spreading and follow compliance guidelines as well as related credit policy. Providing consultation and advice on credit rating and financial spreading m
    about the company.Our client is a corporate bank which offers a wide range of financial services including banking, insurance, and wealth management. They have their footprints all over the world and are stationed in APAC especially Singapore for many years. about the job.Processing and managing financial spreading and follow compliance guidelines as well as related credit policy. Providing consultation and advice on credit rating and financial spreading m
    • permanent
    • HK$35,000 - HK$45,000 per year
    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, and more about the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Act as a liaison between settlements, client service, and complianc
    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, and more about the team. You will have the opportunity to join a friendly team of 10 individualsabout the job.Act as a liaison between settlements, client service, and complianc
    • permanent
    • HK$60,000 - HK$90,000 per month, competitive bonus
    about the company.Market leading insurerabout the team.High performing teamabout the job.Drive and implement the overall third party risk management framework and systemReview outsourcing assessments, provide advice to local functions on outsourcing arrangement from an operational risk perspectiveParticipate in the outsourcing and vendor management committee, prepare meeting materials and minutesAssist in preparing regular risks reports by collecting, veri
    about the company.Market leading insurerabout the team.High performing teamabout the job.Drive and implement the overall third party risk management framework and systemReview outsourcing assessments, provide advice to local functions on outsourcing arrangement from an operational risk perspectiveParticipate in the outsourcing and vendor management committee, prepare meeting materials and minutesAssist in preparing regular risks reports by collecting, veri
    • permanent
    • HK$90,000 - HK$110,000 per month
    about the company.Our client is a leading virtual bank. They are currently looking for a Senior General Compliance Manager about the job.Assist CCO in handling general and regulatory compliance duties for Hong Kong branch (Business Banking, Retail businesses and investment products) Providing compliance advisory and collaborating relevant stakeholders on regulatory changes and the impacts on daily operations Participating in upgrading and modifying operati
    about the company.Our client is a leading virtual bank. They are currently looking for a Senior General Compliance Manager about the job.Assist CCO in handling general and regulatory compliance duties for Hong Kong branch (Business Banking, Retail businesses and investment products) Providing compliance advisory and collaborating relevant stakeholders on regulatory changes and the impacts on daily operations Participating in upgrading and modifying operati
    • permanent
    • HK$40,000 - HK$70,000 per month
    about the companyOur client is the investment arm of a leading Chinese Investment Banking group. They are currently looking for an all-rounded compliance talent to join their team, covering asset management and private equities business about the jobSupporting the Head of Compliance in all compliance matters, including business compliance, investment compliance and AML regarding Asset Management and Private Equities businessWorking closely with Investmen
    about the companyOur client is the investment arm of a leading Chinese Investment Banking group. They are currently looking for an all-rounded compliance talent to join their team, covering asset management and private equities business about the jobSupporting the Head of Compliance in all compliance matters, including business compliance, investment compliance and AML regarding Asset Management and Private Equities businessWorking closely with Investmen
    • permanent
    • HK$40,000 - HK$60,000 per month
    about the companyOur client is a reputable Corporate and Investment bank with strong presence in Asia Pacific. about the teamA team of 20+ Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc
    about the companyOur client is a reputable Corporate and Investment bank with strong presence in Asia Pacific. about the teamA team of 20+ Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc
    • permanent
    • HK$600,000 - HK$750,000 per year
    about the company.International corporate investment bankabout the team.Regional team based in Hong Kongabout the job.Managing the overall credit risk reporting and monitoring process across APAC regions Serve as a point of liaison between headquarter and APAC region officesDrive business initiatives and projects, to standardise, automate, streamline overall credit monitoring and reporting process in APACTake part to enhance region risk governance awarenes
    about the company.International corporate investment bankabout the team.Regional team based in Hong Kongabout the job.Managing the overall credit risk reporting and monitoring process across APAC regions Serve as a point of liaison between headquarter and APAC region officesDrive business initiatives and projects, to standardise, automate, streamline overall credit monitoring and reporting process in APACTake part to enhance region risk governance awarenes
    • permanent
    • HK$50,000 - HK$65,000 per month, attractive bonus
    about the company.Market leading and sizable foreign corporate bank in Hong Kongabout the team.You will be leading a small and stable team about the job.Drive enhancement of Business Continuity Plan (BCP) and conduct the related drills and review;Arrange and lead regular Business Continuity Management meetings;Ensure effective implementation of HKMA and HKICL circulars in daily operation process and overall risk frameworkPlan and mitigate system failure cr
    about the company.Market leading and sizable foreign corporate bank in Hong Kongabout the team.You will be leading a small and stable team about the job.Drive enhancement of Business Continuity Plan (BCP) and conduct the related drills and review;Arrange and lead regular Business Continuity Management meetings;Ensure effective implementation of HKMA and HKICL circulars in daily operation process and overall risk frameworkPlan and mitigate system failure cr
    • permanent
    • HK$25,000 - HK$30,000 per year
    about the company.Our client is a leading global corporate banking institution. They are currently undergoing an expansion of their business in the dynamic Hong Kong marketabout the team.You will have the opportunity to join a team that embraces a flexible working cultureabout the job.Conduct regular credit reviews on the loan portfolio and other securities investments held by the companyPrepare reports on industry or country-specific outlooks and market t
    about the company.Our client is a leading global corporate banking institution. They are currently undergoing an expansion of their business in the dynamic Hong Kong marketabout the team.You will have the opportunity to join a team that embraces a flexible working cultureabout the job.Conduct regular credit reviews on the loan portfolio and other securities investments held by the companyPrepare reports on industry or country-specific outlooks and market t
    • permanent
    • HK$40,000 - HK$60,000 per month
    about the companyOur client is the investment arm of a leading Chinese Investment Banking group. They are currently looking for an all-rounded compliance talent to join their team, covering asset management and private equities business about the jobSupporting the Head of Compliance in all compliance matters, including business compliance, investment compliance and AML regarding Asset Management and Private Equities businessWorking closely with Investmen
    about the companyOur client is the investment arm of a leading Chinese Investment Banking group. They are currently looking for an all-rounded compliance talent to join their team, covering asset management and private equities business about the jobSupporting the Head of Compliance in all compliance matters, including business compliance, investment compliance and AML regarding Asset Management and Private Equities businessWorking closely with Investmen
    • permanent
    • HK$40,000 - HK$50,000 per month
    about the company.Stable Corporate Bank in Hong Kongabout the job.Provide risk management support and assist the implementation of HKMA’s regulationsServe as a liaison point between regulators, the headquarter/ internal stakeholdersResponse for various requests from headquarters or external supervisory agenciesSupport and faciliate communication between headquarters and local office on IT, accounting, internal audit, risk, regulatory related topicsAssist i
    about the company.Stable Corporate Bank in Hong Kongabout the job.Provide risk management support and assist the implementation of HKMA’s regulationsServe as a liaison point between regulators, the headquarter/ internal stakeholdersResponse for various requests from headquarters or external supervisory agenciesSupport and faciliate communication between headquarters and local office on IT, accounting, internal audit, risk, regulatory related topicsAssist i
    • permanent
    • HK$30,000 - HK$40,000 per year
    about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,
    about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,
30 of 33 jobs seen

Thank you for subscribing to your personalised job alerts.

It looks like you want to switch your language. This will reset your filters on your current job search.