72 jobs found for Regulatory in Hong Kong

about the company.We are partnering with a high-growth biotech innovator in search of a strategic and meticulous Regulatory Affairs Specialist/Manager to lead their product registration efforts. As the company prepares for its 2026 IPO, you will play a pivotal role in securing market access for their new line of lab equipment. This is a unique opportunity for an RA professional to build a regulatory framework from the ground up within a fast-paced, pre-IPO

about the company.Our client is a premier, home-grown Pharmaceutical Manufacturer with a dominant market position in Hong Kong and a growing footprint in the Greater Bay Area. Known for their high-quality portfolio of OTC, Rx, and consumer health products.We are seeking a visionary Head of R&D and Regulatory & Medical Affairs to report directly to the CEO. This is a newly defined, executive-level role designed to bridge scientific innovation with commercia

about the company.Our client is a leading international bank with a strong presence in Hong Kong and a robust network across the Greater China region. Known for its sophisticated corporate banking platform, the institution offers a wide range of services including trade finance, syndicated lending, and institutional treasury solutions. They are currently looking for a compliance professional who thrives in a structured, high-standards environment to suppor

about the company.Our client is a prestigious, rapidly expanding Asset Management firm based in Hong Kong. They manage a diverse portfolio across Private Equity and Hedge Funds, catering to institutional investors and HNWIs. With a strong commitment to regulatory integrity and operational excellence, they offer a dynamic environment for a compliance leader to shape the firm’s governance framework.about the team.You will lead a lean but highly specialized c

about the company.We are a leading, high-growth hedge fund manager based in Hong Kong (HK) with a strong focus on investing in global technology. Our investment strategies have consistently achieved top-tier track records over the past 10 years. Due to continued expansion, we are looking for a highly capable professional to strengthen our infrastructure team in the combined Operations and Risk functions.The Role (Title Dependent on Experience)This role req

about the company.A prominent financial institution in Hong Kong with a strong footprint in wealth management and retail banking. Known for its stable growth and commitment to digital transformation, the firm provides a collaborative environment where compliance is viewed as a strategic partner to the business. This is an excellent platform for an ambitious professional looking to lead a specialized team within the Investment and Insurance (I&I) space.abou

about the company.One of the major international banks and a leading arranger of specialized financial products worldwide. The position is under their corporate and commercial banking business.about the team.Stable and medium size.about the job.- Assist Compliance Management / Supervisors to oversee various controls measures outlined in SMBC's internal policies and procedures;- Assist to develop and/or continuously review the Anti-Money Laundering (“AML”)

about the company.Our client is a leading private bank with a prestigious reputation in the Hong Kong market. They are known for their commitment to excellence in client service and their robust compliance culture. This is a fantastic opportunity to join a stable institution that values technical expertise and offers a pathway for professional growth in the regulatory space.about the team.You will join a high-performing Client Onboarding and Due Diligence

about the company.A premier U.S.-headquartered commercial bank with a unique footprint acting as a financial bridge between the United States and Greater China. With a strong presence in California and key Asian financial hubs, they are recognized for their stability and specialized focus on cross-border commerce. They are currently seeking a high-caliber hybrid professional to join their Financial Crimes unit, bridging the gap between technical data scien

about the company.My client is a leading financial institutions and they are looking for KYC / AML Specialist to join their winning team.about the job.Perform name screening and identify risk level on clients and their connected parties, to ensure compliance with regulatory standardsConduct CDD by gathering, reviewing, and verifying comprehensive KYC documentation for new clients and ensuring timely completion of KYC periodic reviews for existing relations

Key Responsibilities:Manage inquiries and complaints originating from customers, distribution channels, internal departments, and external insurance regulatory bodies. Based on these interactions, propose improvement plans.Evaluate and approve claims, then communicate fair and just claim decisions, including offering flexible alternatives, to the distribution channels.Responsible for monitoring the operations teamKey requirements:A Diploma or Degree in Bus

DESCRIPTIONA renowned MNC is seeking an experienced Company Secretarial Manager to oversee the company secretarial team. This role will offer a mixture of day to day compliance work as well as handling various corporate transactions and projects.KEY RESPONSIBILITIES* Handle full spectrum of company secretarial duties for global entities* Maintain records in compliance with statutory and regulatory requirements in accordance to Companies Ordinance and othe

about the company.A well-established and leading financial institution with a strong global and regional presence. To support their continued growth and commitment to regulatory excellence, they are currently seeking a dedicated Compliance professional to join their Regulatory Compliance and Governance team in Hong Kong. They offer a dynamic work environment.about the team.You will be part of a collaborative and high-performing and expanding Compliance Dep

about the company.Our client is a premier technology service provider dedicated to modernizing the operational fabric of bankign industries. They are seeking a Digital Product Advisor with deep "insider" knowledge of business workflows and operations within the banking industry.As a senior authority on how banks actually function, you will work closely with the Product and R&D teams to ensure digital solutions solve real-world operational headaches. This i

about the company.Our client is a reputable Investment Bank and they are looking for a KYC Analyst to join the team.about the job.Manage the end-to-end KYC and CDD procedures, ensure the strict adherence to AML policies Manage periodic review, trigger events and perform risk assessments in line with the banks' KYC and AML policies and proceduresServe as first line of defence and ensure the accuracy and completeness of client data and documentationAct as th

● Conduct initial and ongoing Know Your Customer (KYC) due diligence and enhanceddue diligence (EDD) on new and existing corporate clients to ensure compliance withregulatory requirements.● Review and verify client identification documents, corporate structures, ownershipinformation, and Ultimate Beneficial Owners (UBOs) to assess client risk profiles.● Perform risk assessments and analysis on customer information, transactions, andnegative media to determ

about the company.My client is a leading commercial bank and they are looking for a Senior Officer - L/C checker under their team. about the job.Perform documents checking according to UCP 600 and other international standard practicesInvestigate and resolve discrepancies in bill transactions to ensure seamless processingAct as a checker for all import and export bill transactions, ensuring accuracy and risk mitigationManage end-to-end communication with b

ABOUT THE COMPANYA renowned MNC with a global operations in Hong Kong, Asia, UK, US and Africa. JOB DUTIES* Lead the drafting, vetting, and negotiation of commercial frameworks, including complex vendor partnerships, joint ventures and corporate transactions. * Provide legal advisory on projects, including M&A activity, corporate financing, corporate governance and structural management.* Manage the resolution of legal conflicts and oversee external litiga

about the company.We are hiring for a manufacturing client in Hong Kong.about the job.Oversee cost accounting and variance analysis for production facilities.Develop financial plans and forecasts to support decision-making.Conduct operational reviews to align costs with manufacturing workflows.Drive cost-saving initiatives to enhance profitability and efficiency.Prepare financial reporting and ensure regulatory compliance.Partner with cross-functional team

About the RoleOur client is looking for a driven and client-focused Junior Relationship Manager to join their dynamic SME Banking team. In this role, you will manage and grow a portfolio of Small and Medium Enterprise (SME) clients. Your primary focus will be providing wealth management solutions (Investment & Insurance) and handling seamless client onboarding, while acting as a trusted financial advisor to business owners.This is an excellent opportunity

Responsible for leading the legal team in providing strategic legal advice on investments, M&A projects, JVs etc.Draft, review and negotiate high-level transaction documents, cross-border agreements and other commercial contracts Advise senior stakeholders on investment strategies, deal structuring and regional regulatory issuesLiaise with external counsel for larger scale transactions and multi-jurisdictional legal mattersKeep abreast of regional and glob

About the Role We are hiring for a leading regional bank with a strong presence in Hong Kong. They are looking for a hybrid trader to join their Treasury Department. This is a unique role that combines Liquidity Management (Money Market) with Proprietary Investment (Fixed Income), offering excellent exposure to Asset Liability Management (ALM).Key ResponsibilitiesPortfolio Management: Develop and execute investment strategies for the bank’s Fixed Income po

about the job.- Assist on HKIPO, M&A, and general corporate matters, adapting to deal flow as required.- Manage the verification process, due diligence, and regulatory filings during high-volume listing periods.- Draft, review, and review legal documents, including prospectuses and board resolutions, ensuring accuracy and regulatory complianceskills & experiences required.- A minimum of 1-3 years of Paralegal experience, with specific focus on supporting

- Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl

About Our ClientOur client is a leading licensed bank incorporated in Hong Kong. With a substantial footprint in the region, they act as a pivotal hub for cross-border banking, bridging capital flows between the international markets. They provide a comprehensive suite of financial services, including corporate banking, investment banking, retail banking, and private banking. Renowned for their strong balance sheet and deep-rooted relationships with major

The main responsibilities include periodic review and other KYC-related tasks; client onboarding is not part of the scope.Act as SME to guide clients through the KYC Requirements and document variations.Risk and regulatory classification of existing clients.Interact with clients for periodic reviews and resolve issues from screening processes, escalating exceptions to AML or Compliance as appropriate.Conduct in-depth analysis on client ownership structure

Senior Finance Manager - Public Sector Our client is a prominent quasi-public organization dedicated to delivering community services and maintaining high standards of public accountability. They are currently seeking a sophisticated finance professional to join their leadership team and drive strategic reporting initiatives. Reporting to the Head of Finance, you will be responsible to:Lead a small team focusing on FP&A and partner with senior leaders to p

Assist the Director in managing key operational functions such as static data administration, post-trade processing, settlement, cash management, and nominee services.Review and refine operational policies and procedures to enhance efficiency and effectiveness.Provide expert support to Front Office and Business Teams on operational inquiries and issues.Collaborate with internal departments and external partners to resolve operational problems promptly.Ensu

about the company.Our client is the world’s largest, independent insurance brokerage and advisory firm. Unlike many of its publicly traded competitors, its private ownership allows it to focus entirely on long-term client relationships rather than quarterly stock market pressures.overview.As a Pension Specialist/Account Manager, you will lead the transition into the eMPF era, managing end-to-end scheme operations while driving portfolio growth. You will ac

Manage the legal function working closely with the compliance and company secretarial teams Responsible for drafting, reviewing and negotiating agreements including insurance, reinsurance, distribution and other commercial agreementsSupport senior management and business units on legal and business related issues, working closely to form strategies for new regional projects Engage with external counsel to deal with disputes and regulatory mattersskills &