55 jobs found for Regulatory in Hong Kong

about the company.My client is a global leader in cloud computing and AI, they are looking for an Assistant Finance Manager to oversee the regulatory landscape across Europeabout the job.Manage financial compliance, tax filings and statutory reporting across key Europe markets Serve as the primary contact point of external auditors, legal counsel and countries tax authorities to ensure seamless audits and inquiriesIdentify potential compliance risks, imple

Job DescriptionRegulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation

Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re

Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance

COMPANY DESCRIPTIONA prominent financial institution with a dedicated oversight of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) frameworks. The bank operates under the regulatory supervision of the HKMA and maintains a comprehensive policy and governance agenda to ensure global and local regulatory alignment.JOB DESCRIPTION:* Provide specialised AML/CFT advisory to internal stakeholders and issue sanctions-related advice, including

COMPANY DESCRIPTIONA prominent financial institution with a dedicated oversight of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) frameworks. The bank operates under the regulatory supervision of the HKMA and maintains a comprehensive policy and governance agenda to ensure global and local regulatory alignment.JOB DESCRIPTION:* Deliver expert guidance on AML/CFT and Sanctions matters to internal business units.* Evaluate and approve h

about the company.A leading international investment bank is seeking a dedicated Legal Counsel to join its dynamic Legal Department in Hong Kong. The successful candidate will be crucial in structuring and documenting complex securities and structured transactions. This role is essential for providing direct legal advice and support to Wealth Management business of the firm.about the job.The role involves the structuring and documentation of securities and

Join a leading Chinese securities firm as a Finance Manager. You will oversee financial reporting, ensure strict SFC FRR compliance, and manage brokerage operations. This role is ideal for a CPA professional with a strong background in the securities industry looking to lead a specialized finance function in a growth-oriented environment.about the company.Our client is a well-established Chinese-based securities brokerage and financial services group with

COMPANY DESCRIPTIONA top tier insurance company is seeking a Financial Crime Compliance Senior Manager. The organisation leverages deep expertise in High Net Worth segments to drive sustainable grow across international markets. KEY DUTIES* Design, implement and maintain AML/CTF, sanctions and ABC guidelines* Serve as the main point of contact to the Group on compliance and risk advisory including daily operations and projects* Support the MLRO to evaluate

COMPANY DESCRIPTIONA top tier insurance company is seeking a Financial Crime Compliance Senior Manager. The organisation leverages deep expertise in High Net Worth segments to drive sustainable grow across international markets.KEY DUTIES* Design, implement and maintain AML/CTF, sanctions and ABC guidelines* Serve as the main point of contact to the Group on compliance and risk advisory including daily operations and projects* Support the MLRO to evaluate

about the company.My client is a leading Private Bank and they are looking for a Senior Associate under their Operations team. about the job.Act as the primary Checker and Authorizer for daily trade processing, booking, and settlement activities related to Derivatives and Structured Notes productsExpertly handle and execute complex trade life-cycle events ensuring timely and accurate executionExecute and supervise robust daily controls, including the recon

Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You

Senior Accounting Officer (Securities/FRR/Full Set)Take full ownership of the finance function at an established boutique securities firm. As a Senior Accounting Officer in a standalone capacity, you will manage the end-to-end accounting cycle, from daily bookkeeping to the preparation of SFC FRR regulatory returns. This role is ideal for a versatile finance professional who enjoys autonomy and seeks a stable, comprehensive "one-man-band" position.about th

about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC

about the company.Join a premier, globally-oriented investment bank as they aggressively expand their international footprint. We are seeking a Legal Counsel to serve as a pivotal advisor on cross-border operations and regulatory strategy. This role offers high-level exposure, reporting directly to senior management on the evolution of the firm’s global presence.about the job.Facilitate international growth by drafting complex documentation, reviewing mult

about the company / team.A market-leading international law firm with a well-established corporate practice. This is a rare opportunity to join either their Corporate IPO or Finance team.about the job.- Manage the end-to-end execution of HK IPOs and corporate finance transactions.- Draft legal documentation, conduct due diligence, and liaise with global clients.- Facilitate transaction closings and ensure strict adherence to regulatory compliance.- Coordin

about the company.We are hiring for a reputable FMCG company with strong presence in Asia.about the job.Design and lead the group's annual budgeting framework and end-to-end process.Monitor performance by tracking actuals against budgets and conducting variance analysis.Analyze financial statements to identify performance drivers and provide strategic recommendations.Develop financial models and leverage digital tools (e.g., BI) to enhance decision support

Senior Associate (6-8 PQE) Corporate - M&A & Private Equity (Hong Kong)Are you a seasoned corporate lawyer ready to lead complex, multi-jurisdictional transactions? A world-renowned global law firm is looking for a Senior Associate to join its high-performing M&A practice in Hong Kong. This role offers the opportunity to drive significant mandates for Fortune 500 companies and leading private equity houses within a sophisticated, international platform.abo

about the companyOur client is a major play in Hong Kong's equity and futures brokerage markets, they are currently looking for a Legal Counsel to join their well-resourced team in Hong Kong and support their expanding business. about the job.Draft, negotiate, and review comprehensive legal documentation for OTC derivatives, structured products, debt financing, and syndicated loan transactions.Evaluate legal risks associated with Debt Capital Markets and s

about the job.- Execute the full life-cycle of diverse property matters, including residential projects and general conveyancing, ensuring all deadlines and regulatory compliance are met - Act as the primary point of contact for clients and external stakeholders, to ensure seamless transaction workflows- Manage the drafting, assembly and filing of legal documents and correspondence, maintaining accuracy for both project based and second hand property tran

about the company.Our client is a sizeable Hong Kong corporation with a strong financial growth and global presence.about the job.Execute corporate finance initiatives, including M&A, joint ventures, and capital transactions.Conduct due diligence and valuation analyses to support investment and collaboration opportunities.Develop financial models and scenario assessments for management decision-making.Coordinate with internal teams and external advisors to

about the company.Our client is a reputable Corporate Bank and they are looking for a KYC Analyst to join the team.about the job.Manage the end-to-end KYC and CDD procedures, ensure the strict adherence to AML policies Manage periodic review, trigger events and perform risk assessments in line with the banks' KYC and AML policies and proceduresServe as first line of defence and ensure the accuracy and completeness of client data and documentationAct as the

Role Overview:You will oversee the end-to-end payment lifecycle, ensuring that both back-end processing and front-facing cashier services are executed with precision, speed, and a customer-centric focus.Key Responsibilities:Lead the Payment Operations team to deliver superior payment and cashier services that consistently exceed the expectations of both distributors and customers.Oversee the efficient processing of daily transactions and the resolution of

Act as the Legal lead for all technology related matters including drafting and reviewing commercial agreements regarding software, consultancy, licensing, service contracts etc.Support business units on digital legal related matters including analytics, marketing, sponsorship and media Advise on a full range of commercial legal related and data privacy matters Provide the business with technology related regulatory updates pertaining to AI, cybersecurity,

about the company.Our client is a leading insurance company and they are looking for a Treasury Manager support daily operationsabout the job.Oversee daily cash management, short-term funding, and bank account administration while managing key banking relationshipsDevelop and execute strategies for cash optimization and pooling to ensure sufficient operational liquidityConduct sensitivity assessments, including Structural Liquidity Adequacy Ratio calculati

Role Overview:You will oversee life insurance applications, ensuring accuracy and regulatory compliance while partnering with Underwriting and Distribution teams. This role is vital for streamlining the application process for HNW clients in the dynamic Hong Kong insurance market.about the job.Review and preview incoming life insurance applications to ensure total completeness and accuracy.Coordinate closely with Underwriting and Distribution teams to obta

about the company.Our client is a Top-Tier Swiss Financial Institution that stands as one of the largest private banking groups in its home region of Basel and ranks among the elite global "pure-play" wealth managers. about the team.You will join a sophisticated and entrepreneurial team of bankers who operate as business partners. The culture is flat and agile, allowing for direct access to senior decision-makers and rapid credit approvals. The team is sup

Digital Transformation Director (Up to 1.6M HKD) Join a market-leading organisation at the forefront of innovation. As the Digital Transformation Director, you will spearhead large-scale change initiatives, leveraging emerging technologies and AI to drive operational excellence. This role is designed for a visionary leader who balances rapid digital adoption with rigorous governance and compliance standards. Based in Hong Kong, you will act as a bridge bet

about the company.Our client is a well-established international banking group with a significant presence in the Hong Kong retail market. Known for its stability and commitment to digital transformation, the bank offers a collaborative environment where employees are encouraged to streamline processes and contribute to large-scale system enhancement initiatives.about the team.You will lead a dedicated team within the Loans Administration Department. The t

Financial Controller - Healthcare Sector Join a leading healthcare provider in Hong Kong as a Financial Controller. This all-rounded role offers strategic oversight and hands-on management. We are seeking an immediately available professional with a strong CPA background to lead finance operations. about the company.Our client is a prominent player in the Hong Kong healthcare sector. They are currently undergoing a period of strategic expansion and are loo