70 jobs found for Regulatory in Hong Kong

Junior Regulatory Lawyer - Financial Services Regulation & SFC Compliance (Hong Kong)An established law firm is seeking a Junior Regulatory Lawyer (NQ-2 PQE) to join its leading dispute resolution and regulatory practice in Hong Kong. Reporting directly to a highly respected Senior Partner, this role offers exceptional exposure to complex financial services investigations, SFC regulatory compliance, and advisory matters.about the company.Our client is an i

Are you an experienced banking professional looking to advance your career in regulatory risk oversight? A leading international corporate bank is seeking a dedicated Senior Associate to join their Governance Planning Department. In this pivotal role, you will lead KYC account documentation, screening, and regulatory adherence checks in Hong Kong.about the company.Our client is a well-established global corporate banking institution known for its strong ma

Manager - Company SecretaryAn established conglomerate is seeking an experienced Company Secretary to lead corporate governance, regulatory compliance, and board operations. This high-impact role oversees multi-sector operations, managing HKEX Listing Rules disclosures, annual reporting, and stakeholder communications. Ideal for an HKICS/CGI qualified professional looking to step into a prominent leadership position within a premier Hong Kong enterprise.ab

about the job.Oversee the company's overall compliance framework, including providing regulatory advice and conducting annual product and policy reviews.Supervise day-to-day compliance operations, including client onboarding, transaction monitoring, and ensuring business activities comply with regulatory requirements and internal guidelines.Manage license applications and provide strategic advice on licensing issues.Participate in the development of new bu

An exceptional opportunity for a System / Business Analyst in Hong Kong to drive the execution and evolution of an internally developed Third-Party Risk Management (TPRM) platform. You will bridge Risk Policy SMEs and IT teams, ensuring policy compliance, automated KRI monitoring, and regulatory reporting across the enterprise.about the company.Our client is a prominent financial services enterprise in Hong Kong dedicated to maintaining robust risk managem

about the company.Our client is a highly prestigious, top-tier Japanese financial group with an expansive global network and a dominant securities and investment banking presence in Hong Kong. Renowned for providing comprehensive capital markets, institutional equities, fixed income, and investment banking solutions, they offer a well-capitalised, stable, and dynamic operating environment. They provide employees with structured career development, high ope

about the company.Our client is a well-capitalized international trading group with expanding operations across Asia and the Middle East.about the job.Manage internal controls, risk management frameworks, and compliance reviews across global operations.Formulate, implement, and monitor group-wide compliance policies, procedures, and corporate governance standards.Conduct third-party onboarding due diligence (KYC), maintain database integrity, and perform p

about the job.Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.Assist in liaising with local regulators, coordinate the bank’s response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.Track key regulatory changes and act as the primary compliance liaison for multiple business units.Update and im

about the company.Our client is a dominant player in the Chinese securities market with a rapidly expanding international hub in Hong Kong. They provide a comprehensive suite of services, including investment banking, wealth management, and institutional brokerage. The firm is known for its entrepreneurial spirit and offers a professional environment where high-potential individuals are given early responsibility and clear career paths.about the team.The F

about the company.Our client is a highly prominent, long-standing commercial banking group with an extensive international network and a deeply established presence in Hong Kong. Renowned for providing comprehensive corporate banking, trade finance, and commercial lending services across Asia, they offer a well-capitalised, stable, and secure operating environment. They provide employees with strong structured career progression, high operational stability

Are you an ambitious investment banking professional seeking your next career milestone in capital markets? A leading regional financial institution in Hong Kong is looking for a proactive Analyst or Associate to join their growing Equity Capital Markets (ECM) team. Drive execution across equity offerings, private investments, and market origination activities.about the company.Our client is a prominent bank in Hong Kong offering comprehensive corporate f

about the company.Our client is a well-established international financial institution with a strong presence in Hong Kong. Renowned for its comprehensive corporate banking services and operational excellence, the bank provides a stable, professional environment that values precision, efficiency, and continuous professional development for its operations team.about the team.You will join the Corporate Payment Services team, a dedicated group of specialists

about the company.Our client is a premier regional commercial bank with an established international presence and a strong growth footprint in Hong Kong. Dedicated to operational excellence and robust regulatory standards, the institution offers an agile, supportive workplace that fosters career progression and ongoing learning within banking compliance and operations. about the team.You will join an energetic, high-performing Customer Due Diligence team r

Join a premier international legal practice in Hong Kong specialising in high-stakes commercial litigation and arbitration. Working alongside top-tier professionals, you will support complex disputes, winding-up proceedings, and regulatory defence matters for a prestigious clientele, including major banks and listed companies. Exceptional career exposure awaits.about the company.You will be joining a highly reputable legal practice in Hong Kong renowned fo

Manager - Company SecretaryAn established conglomerate is seeking an experienced Company Secretary to lead corporate governance, regulatory compliance, and board operations. This high-impact role oversees multi-sector operations, managing HKEX Listing Rules disclosures, annual reporting, and stakeholder communications. Ideal for an HKICS/CGI qualified professional looking to step into a prominent leadership position within a premier Hong Kong enterprise.ab

Cybersecurity Sepcialistabout the company.Our client is functioning as a major Japanese bank's regional hub, the Hong Kong office delivers corporate lending, trade finance, and treasury solutions, acting as a strategic capital bridge between global markets and Greater China.about the team.You will be working in a small team of 3 people. about the job.Governance & Regulatory Compliance: Coordinate regulatory, APAC regional, and Head Office security assessme

An exciting opportunity has arisen with a prestigious international bank in Hong Kong for an experienced Senior Associate within Corporate Banking KYC. This pivotal role focuses on managing end-to-end customer due diligence, ensuring adherence to local AML regulations, and liaising with key internal stakeholders to streamline client onboarding.about the company.Our client is a well-established international corporate bank with a strong and growing presence

about the company.The company is a fast-growing FinTech powerhouse that started as a digital broker in Hong Kong and has evolved into a global financial groupabout the job.Daily Operations & Multi-Asset SettlementEquities (HK & US): Oversee daily trade processing, clearing, and settlement for HK Equities (CCASS) and US Equities (DTC/BONY), ensuring strict adherence to T+2 and T+1 settlement cycles respectively.Derivatives (Options/Futures): Manage the clea

Are you an ambitious investment banker seeking your next career advancement in Hong Kong? A top-tier investment bank is looking for an Associate or Senior Associate to join their IBD execution desk. You will lead Hong Kong IPO transactions, conduct due diligence, and manage regulatory submissions. Apply now to advance your career.about the company.Our client is a premier investment bank with a dominant market presence across Asia-Pacific and a track record

about the company.Our client is a well-established asset management firm in Hong Kong, known for managing a diverse portfolio of equity and fixed income products. The firm delivers exceptional investment solutions to institutional and private clients, maintaining a strong commitment to regulatory compliance, operational efficiency, and long-term business growth.about the team.You will join a collaborative and high-performing operations team that works clos

About the Company Our client is a prominent financial organization in Hong Kong. To support their expanding digital infrastructure, they are seeking a high-caliber Assistant Vice President to join their dedicated IT Security team.About the Role Reporting directly to the Head of Cybersecurity, you will play a critical role in safeguarding the enterprise environment. You will oversee the execution of security controls, manage vulnerability initiatives, align

Contract KYC Analyst, Corporate BankingAn exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a strong APAC presenc

Litigation Partner - Commercial Dispute Resolution & Arbitration (Hong Kong)A prestigious international law firm is seeking an experienced Litigation Partner to join its esteemed dispute resolution practice in Hong Kong. This is an exceptional opportunity for a senior legal professional with a strong portable book of business to lead high-stakes commercial litigation matters and drive strategic practice growth in the region.about the company.Our client is

Assistant Vice President, CybersecurityAbout the Company Our client is a prominent financial organization in Hong Kong. To support their expanding digital infrastructure, they are seeking a high-caliber Assistant Vice President to join their dedicated IT Security team.About the Role Reporting directly to the Head of Cybersecurity, you will play a critical role in safeguarding the enterprise environment. You will oversee the execution of security controls,

about the company.a leading financial services group to recruit an experienced Trust Manager / Wealth Planner to join their expanding estate, trust, and legacy planning platform in Hong Kong. This role offers a dynamic dual focus—combining internal stakeholder collaboration and cross-selling with external business development to deliver comprehensive fiduciary, trust, and corporate solutions to High-Net-Worth (HNW) clients.about the job.Holistic Wealth & L

Mid-Level Corporate M&A Associate - 3-5 PQE & Hong Kong Admitted (Hong Kong)A prestigious international law firm is seeking a mid-level corporate M&A associate with 3 to 5 years PQE to join its expanding practice in Hong Kong. The successful candidate will handle high-value cross-border transactions, joint ventures, and general corporate advisory matters. Immediate availability is strongly preferred to support immediate team growth.about the company.Our cl

about the company.Our client is a leading, award-winning regional private banking group renowned for its dedicated wealth management focus and strong balance sheet backing. Operating as a premier wealth management platform across key global financial hubs, the firm offers an exceptional suite of tailored investment, credit, and estate planning solutions to high-net-worth and ultra-high-net-worth clients worldwide.about the team.You will lead and supervise

about the company.Our client is a prominent financial services enterprise in Hong Kong dedicated to maintaining robust risk management and regulatory compliance standards. They invest heavily in modern risk technology platforms, data analytics, and governance frameworks to safeguard operations and drive digital innovation across regional business units.about the team.You will join a dynamic Risk Management team collaborating closely with Risk Policy SMEs,

A leading Chinese securities firm in Hong Kong is hiring a Director or Executive Director to lead TMT-focused investment banking mandates. Drive HKEX listings, lead sponsor execution, and shape deal origination. Apply now to advance your career.about the company.Our client is a prominent Chinese securities firm with a growing presence in Hong Kong. Renowned for its strong capital markets capabilities, the institution specialises in equity capital markets,

Are you a KYC specialist looking to advance your career within a leading banking environment in Hong Kong? We are seeking a detail-oriented Senior Associate to manage end-to-end client onboarding, periodic reviews, and AML/CFT compliance. Ensure regulatory alignment with HKMA standards while supporting key business stakeholders. Apply today to step up your career.about the company.Our client is a well-established international banking institution in Hong K