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51 jobs found for Regulatory in Hong Kong

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    • permanent
    about the company.This role is with the legal team of a well-established financial institution with a strong presence in the Asian market. The organization is known for its wide range of financial services, including direct investments and licensed business activities. The successful candidate will join the legal department in a crucial position to support business operations and manage key legal matters.about the job.Providing legal advice on complex busi
    about the company.This role is with the legal team of a well-established financial institution with a strong presence in the Asian market. The organization is known for its wide range of financial services, including direct investments and licensed business activities. The successful candidate will join the legal department in a crucial position to support business operations and manage key legal matters.about the job.Providing legal advice on complex busi
    • permanent
    about the company.My client is a reputable investment bank with strong roots in Asia, who looking for Legal Counsel focus on Litigation and/or HR affairs.about the job. Providing crucial advice and assistance on dispute prevention, litigation, arbitration, internal investigations, and regulatory enforcement matters.Offering legal guidance to various internal teams, including middle and back offices such as HR, IT, Treasury, Finance, and Research.Managing g
    about the company.My client is a reputable investment bank with strong roots in Asia, who looking for Legal Counsel focus on Litigation and/or HR affairs.about the job. Providing crucial advice and assistance on dispute prevention, litigation, arbitration, internal investigations, and regulatory enforcement matters.Offering legal guidance to various internal teams, including middle and back offices such as HR, IT, Treasury, Finance, and Research.Managing g
    • permanent
    • HK$60,000 - HK$90,000 per month
    about the company.Our client is a listed company with a strong presence in China.about the job.Develop and execute annual internal audit plans and strategies based on risk and regulatory priorities.Oversee and lead all audit projects across finance, IT, and business operations.Manage coordination with external auditors, regulatory bodies, and internal departments.Monitor company-wide compliance and provide actionable solutions for identified control defici
    about the company.Our client is a listed company with a strong presence in China.about the job.Develop and execute annual internal audit plans and strategies based on risk and regulatory priorities.Oversee and lead all audit projects across finance, IT, and business operations.Manage coordination with external auditors, regulatory bodies, and internal departments.Monitor company-wide compliance and provide actionable solutions for identified control defici
    • contract
    • HK$35,000 - HK$40,000 per month
    about the company.My client is a leading Private Bank and they are looking for a Senior Associate under their Operations team. about the job.Act as the primary Checker and Authorizer for daily trade processing, booking, and settlement activities related to Derivatives and Structured Notes productsExpertly handle and execute complex trade life-cycle events ensuring timely and accurate executionExecute and supervise robust daily controls, including the recon
    about the company.My client is a leading Private Bank and they are looking for a Senior Associate under their Operations team. about the job.Act as the primary Checker and Authorizer for daily trade processing, booking, and settlement activities related to Derivatives and Structured Notes productsExpertly handle and execute complex trade life-cycle events ensuring timely and accurate executionExecute and supervise robust daily controls, including the recon
    • permanent
    about the company.We are a leading, high-growth hedge fund manager based in Hong Kong (HK) with a strong focus on investing in global technology. Our investment strategies have consistently achieved top-tier track records over the past 10 years. Due to continued expansion, we are looking for a highly capable professional to strengthen our infrastructure team in the combined Operations and Risk functions.The Role (Title Dependent on Experience)This role req
    about the company.We are a leading, high-growth hedge fund manager based in Hong Kong (HK) with a strong focus on investing in global technology. Our investment strategies have consistently achieved top-tier track records over the past 10 years. Due to continued expansion, we are looking for a highly capable professional to strengthen our infrastructure team in the combined Operations and Risk functions.The Role (Title Dependent on Experience)This role req
    • contract
    • HK$25,000 - HK$30,000 per month
    about the company.My client is a leading corporate bank and they are looking for an Associate, Clearing and Deposits under operations department. about the job.Lead the Deposit Team to ensure efficient and professional processing of all deposit services (e.g., funding, confirmations, terminations)Provide coaching and performance appraisal for subordinates and clerical staffEnsure all deposit transactions comply with industry practices, internal policies, a
    about the company.My client is a leading corporate bank and they are looking for an Associate, Clearing and Deposits under operations department. about the job.Lead the Deposit Team to ensure efficient and professional processing of all deposit services (e.g., funding, confirmations, terminations)Provide coaching and performance appraisal for subordinates and clerical staffEnsure all deposit transactions comply with industry practices, internal policies, a
    • permanent
    about the company.A market leading global law firm with a highly- acclaimed corporate team in Hong Kong.about the job.- Support the team on IPO transactions, including due diligence and document verifications.- Conduct legal research and manage transaction timelines.- Liaise with internal teams, external clients and regulatory authorities.skills & experiences required.- Minimum 2 years of corporate paralegal experience. - Fluency in English, Mandarin and C
    about the company.A market leading global law firm with a highly- acclaimed corporate team in Hong Kong.about the job.- Support the team on IPO transactions, including due diligence and document verifications.- Conduct legal research and manage transaction timelines.- Liaise with internal teams, external clients and regulatory authorities.skills & experiences required.- Minimum 2 years of corporate paralegal experience. - Fluency in English, Mandarin and C
    • permanent
    about the company.An international law firm with a strong establishment in Hong Kong, specialising in finance, funds, and corporate transactions. about the job.- Assist with drafting and reviewing legal documents related to funds.- Support the Funds team, maintaining regulatory compliance and conducting legal research.- Provide administrative support, and manage internal files and documents.skills & experiences required.- Minimum 2 years of relevant experi
    about the company.An international law firm with a strong establishment in Hong Kong, specialising in finance, funds, and corporate transactions. about the job.- Assist with drafting and reviewing legal documents related to funds.- Support the Funds team, maintaining regulatory compliance and conducting legal research.- Provide administrative support, and manage internal files and documents.skills & experiences required.- Minimum 2 years of relevant experi
    • permanent
    about the company.A leading and well-established financial institution with a strong presence in the Asian market is looking to hire an experienced Senior Legal Counsel to join its dynamic legal team in Hong Kong. This is a pivotal role where you will be instrumental in providing broad-ranging legal advice and driving strategic business decisions across various divisions of the bank.about the job.Provide contextual legal advice on a broad range of matters
    about the company.A leading and well-established financial institution with a strong presence in the Asian market is looking to hire an experienced Senior Legal Counsel to join its dynamic legal team in Hong Kong. This is a pivotal role where you will be instrumental in providing broad-ranging legal advice and driving strategic business decisions across various divisions of the bank.about the job.Provide contextual legal advice on a broad range of matters
    • permanent
    about the company.A leading international investment bank is seeking a dedicated Legal Counsel to join its dynamic Legal Department in Hong Kong. The successful candidate will be crucial in structuring and documenting complex securities and structured transactions. This role is essential for providing direct legal advice and support to Wealth Management business of the firm.about the job. The role involves the structuring and documentation of securities an
    about the company.A leading international investment bank is seeking a dedicated Legal Counsel to join its dynamic Legal Department in Hong Kong. The successful candidate will be crucial in structuring and documenting complex securities and structured transactions. This role is essential for providing direct legal advice and support to Wealth Management business of the firm.about the job. The role involves the structuring and documentation of securities an
    • permanent
    Manage the legal function working closely with the compliance and company secretarial teams Responsible for drafting, reviewing and negotiating agreements including insurance, reinsurance, distribution and other commercial agreementsSupport senior management and business units on legal and business related issues, working closely to form strategies for new regional projects Engage with external counsel to deal with disputes and regulatory mattersskills &
    Manage the legal function working closely with the compliance and company secretarial teams Responsible for drafting, reviewing and negotiating agreements including insurance, reinsurance, distribution and other commercial agreementsSupport senior management and business units on legal and business related issues, working closely to form strategies for new regional projects Engage with external counsel to deal with disputes and regulatory mattersskills &
    • permanent
    Key Responsibilities:Manage inquiries and complaints originating from customers, distribution channels, internal departments, and external insurance regulatory bodies. Based on these interactions, propose improvement plans.Evaluate and approve claims, then communicate fair and just claim decisions, including offering flexible alternatives, to the distribution channels.Responsible for monitoring the operations teamKey requirements:A Diploma or Degree in Bus
    Key Responsibilities:Manage inquiries and complaints originating from customers, distribution channels, internal departments, and external insurance regulatory bodies. Based on these interactions, propose improvement plans.Evaluate and approve claims, then communicate fair and just claim decisions, including offering flexible alternatives, to the distribution channels.Responsible for monitoring the operations teamKey requirements:A Diploma or Degree in Bus
    • contract
    • HK$20,000 - HK$25,000 per month
    about the company.Our client is a reputable Investment Bank and they are looking for a KYC Analyst to join the team.about the job.Manage the end-to-end KYC and CDD procedures, ensure the strict adherence to AML policies Manage periodic review, trigger events and perform risk assessments in line with the banks' KYC and AML policies and proceduresServe as first line of defence and ensure the accuracy and completeness of client data and documentationAct as th
    about the company.Our client is a reputable Investment Bank and they are looking for a KYC Analyst to join the team.about the job.Manage the end-to-end KYC and CDD procedures, ensure the strict adherence to AML policies Manage periodic review, trigger events and perform risk assessments in line with the banks' KYC and AML policies and proceduresServe as first line of defence and ensure the accuracy and completeness of client data and documentationAct as th
    • permanent
    AML system management● Support AML system enhancement project and lead UAT tasks.● Review Screening, transaction monitoring and customer risk rating alerts. Study the trend ofthe AML risk and design the mitigation plans.● Update the name screening, transaction monitoring and customer risk rating operationprocedures on an ongoing basis in order to ensure compliance with higher of the Grouprequirements or local regulatory requirement.● Follow up the threshol
    AML system management● Support AML system enhancement project and lead UAT tasks.● Review Screening, transaction monitoring and customer risk rating alerts. Study the trend ofthe AML risk and design the mitigation plans.● Update the name screening, transaction monitoring and customer risk rating operationprocedures on an ongoing basis in order to ensure compliance with higher of the Grouprequirements or local regulatory requirement.● Follow up the threshol
    • permanent
    1. Onboarding & Periodical review● Ensure timely, accurate due diligence reviews and risk assessment of new onboarding agreements of relevant Business Partners in both HK & SG.● Perform detailed KYC analysis for Business Partners and clients of the Lioner Group, including reviewing organizational structures, geographical locations, shareholder percentages, and relationships among headquarters, parent companies, subsidiaries, and affiliates.● Perform period
    1. Onboarding & Periodical review● Ensure timely, accurate due diligence reviews and risk assessment of new onboarding agreements of relevant Business Partners in both HK & SG.● Perform detailed KYC analysis for Business Partners and clients of the Lioner Group, including reviewing organizational structures, geographical locations, shareholder percentages, and relationships among headquarters, parent companies, subsidiaries, and affiliates.● Perform period
    • contract
    about the company.My client is a leading financial institutions and they are looking for KYC / AML Specialist to join their winning team.about the job.Perform name screening and identify risk level on clients and their connected parties, to ensure compliance with regulatory standardsConduct CDD by gathering, reviewing, and verifying comprehensive KYC documentation for new clients and ensuring timely completion of KYC periodic reviews for existing relations
    about the company.My client is a leading financial institutions and they are looking for KYC / AML Specialist to join their winning team.about the job.Perform name screening and identify risk level on clients and their connected parties, to ensure compliance with regulatory standardsConduct CDD by gathering, reviewing, and verifying comprehensive KYC documentation for new clients and ensuring timely completion of KYC periodic reviews for existing relations
    • permanent
    - Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl
    - Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl
    • permanent
    ● Client management with top-tier asset management in Hong Kong and Asia● Managing the end-to-end cycle of licensing application with the SFC● Assist companies with completing and submitting relevant notifications or other applications with the SFC● Conduct mock SFC inspections, including overseeing and reviewing the work of the project team, preparing mock SFC inspection reports, and reviewing draft reports prepared by the project team● Advising on compli
    ● Client management with top-tier asset management in Hong Kong and Asia● Managing the end-to-end cycle of licensing application with the SFC● Assist companies with completing and submitting relevant notifications or other applications with the SFC● Conduct mock SFC inspections, including overseeing and reviewing the work of the project team, preparing mock SFC inspection reports, and reviewing draft reports prepared by the project team● Advising on compli
    • permanent
    Finance Manager, up to 55kOur client is a well-established company listed on the Hong Kong Stock Exchange, operating across multiple sectors. They are seeking a highly competent and hands-on Finance Manager to lead a small team and oversee their Hong Kong business unit, focusing specifically on Local Statutory Accounts and Financial Operations.Responsibilities:Lead and manage the preparation of full sets of accounts for the Hong Kong entity.Oversee and ens
    Finance Manager, up to 55kOur client is a well-established company listed on the Hong Kong Stock Exchange, operating across multiple sectors. They are seeking a highly competent and hands-on Finance Manager to lead a small team and oversee their Hong Kong business unit, focusing specifically on Local Statutory Accounts and Financial Operations.Responsibilities:Lead and manage the preparation of full sets of accounts for the Hong Kong entity.Oversee and ens
    • contract
    • HK$40,000 - HK$55,000 per year
    about the company.Consumer Financeabout the job.Lead end-to-end design and development of system applications Drive the complete Software Development Lifecycle, spanning initial requirement gathering through final program deployment Conduct in-depth analysis of user needs, translate them into comprehensive system functional designs, oversee quality assurance, and coordinate with UAT phase Partner with external vendors and internal cross-functional teams to
    about the company.Consumer Financeabout the job.Lead end-to-end design and development of system applications Drive the complete Software Development Lifecycle, spanning initial requirement gathering through final program deployment Conduct in-depth analysis of user needs, translate them into comprehensive system functional designs, oversee quality assurance, and coordinate with UAT phase Partner with external vendors and internal cross-functional teams to
    • contract
    • HK$25,000 - HK$27,000 per month, 1 month contract completion bonus
    about the job.Perform full spectrum of APAC payroll functions and ensure monthly payroll process for new hires, terminations, salary changes, compensation and benefit payouts are executed promptly, accurately and in compliance with country statutory regulations and company policies.Close collaboration with our service providers and internal stakeholders to ensure timely and accurate salary payments to employees.Prepare and consolidate monthly reports and
    about the job.Perform full spectrum of APAC payroll functions and ensure monthly payroll process for new hires, terminations, salary changes, compensation and benefit payouts are executed promptly, accurately and in compliance with country statutory regulations and company policies.Close collaboration with our service providers and internal stakeholders to ensure timely and accurate salary payments to employees.Prepare and consolidate monthly reports and
    • permanent
    • HK$70,000 - HK$85,000 per month, and bonus
    about the company.The client is a well established financial institution and seeking an experienced and strategic leader to manage the IT Policy and Compliance. about the job.Formulate the overall strategy, goals, and management system for the IT Policy and Compliance function, including IT Policy Management, Compliance Management, and Issues Management.Lead and manage all internal and external IT audit and compliance engagements (e.g., HKMA C-RAF, PCI-DSS
    about the company.The client is a well established financial institution and seeking an experienced and strategic leader to manage the IT Policy and Compliance. about the job.Formulate the overall strategy, goals, and management system for the IT Policy and Compliance function, including IT Policy Management, Compliance Management, and Issues Management.Lead and manage all internal and external IT audit and compliance engagements (e.g., HKMA C-RAF, PCI-DSS
    • permanent
    About the CompanyA leading hedge fund manager based in Hong Kong, focuses on investing in global technology. We have consistently maintained a top-tier track record over the past decade.About the Team.The company has grown steadily for more than 10 years and now has around 50 people across Hong Kong, Singapore, and Tokyo. About the Job.Due to expansion, we are hiring an Operations & Risk Contral Professional to support trade booking, P&L / NAV, risk monito
    About the CompanyA leading hedge fund manager based in Hong Kong, focuses on investing in global technology. We have consistently maintained a top-tier track record over the past decade.About the Team.The company has grown steadily for more than 10 years and now has around 50 people across Hong Kong, Singapore, and Tokyo. About the Job.Due to expansion, we are hiring an Operations & Risk Contral Professional to support trade booking, P&L / NAV, risk monito
    • permanent
    Finance Manager, up to 55kOur client is a well-established company listed on the Hong Kong Stock Exchange, operating across multiple sectors. They are seeking a highly competent and hands-on Finance Manager to lead a small team and oversee their Hong Kong business unit, focusing specifically on Local Statutory Accounts and Financial Operations.Responsibilities:Lead and manage the preparation of full sets of accounts for the Hong Kong entity.Oversee and ens
    Finance Manager, up to 55kOur client is a well-established company listed on the Hong Kong Stock Exchange, operating across multiple sectors. They are seeking a highly competent and hands-on Finance Manager to lead a small team and oversee their Hong Kong business unit, focusing specifically on Local Statutory Accounts and Financial Operations.Responsibilities:Lead and manage the preparation of full sets of accounts for the Hong Kong entity.Oversee and ens
    • permanent
    • HK$35,000 - HK$42,000 per month, and bonus
    about the company.Our client, a well-established financial institution, is currently looking for an experienced Senior Analyst / Assistant Manager, Technology Risk & IT Assurance. The ideal candidate will work closely with the team to work on security risk assessment and ensure compliance with security framework. about the job.Perform deep-dive assessments, control testing, and thematic reviews on key technology and cybersecurity controls (e.g., access man
    about the company.Our client, a well-established financial institution, is currently looking for an experienced Senior Analyst / Assistant Manager, Technology Risk & IT Assurance. The ideal candidate will work closely with the team to work on security risk assessment and ensure compliance with security framework. about the job.Perform deep-dive assessments, control testing, and thematic reviews on key technology and cybersecurity controls (e.g., access man
    • permanent
    • HK$35,000 - HK$65,000 per month
    COMPANY DESCRIPTION A top tier international law firm with over 35 offices globally. They are located in Central. JOB DESCRIPTION* Coordinate and manage due diligence processes, including document collection, organisation, and review* Ensure compliance with regulatory requirements relevant to HKEx, SEC, and other applicable financial regulators* Assist in the preparation of transaction documents including prospectus, verification, board resolution, etc. *
    COMPANY DESCRIPTION A top tier international law firm with over 35 offices globally. They are located in Central. JOB DESCRIPTION* Coordinate and manage due diligence processes, including document collection, organisation, and review* Ensure compliance with regulatory requirements relevant to HKEx, SEC, and other applicable financial regulators* Assist in the preparation of transaction documents including prospectus, verification, board resolution, etc. *
    • contract
    • HK$25,000 - HK$40,000 per year
    about the company.Regulatory Authority about the job.Conduct system analysis, development, and provide ongoing operational support for applications Provide daily end-user support regarding application usage Perform system support when necessary Manage and deliver assigned ad-hoc projectsskills & experiences required.Bachelor's degree in Computer Science, Information Systems, or a closely related field Minimum 2 years of relevant professional experience Pro
    about the company.Regulatory Authority about the job.Conduct system analysis, development, and provide ongoing operational support for applications Provide daily end-user support regarding application usage Perform system support when necessary Manage and deliver assigned ad-hoc projectsskills & experiences required.Bachelor's degree in Computer Science, Information Systems, or a closely related field Minimum 2 years of relevant professional experience Pro
    • permanent
    DESCRIPTIONA global MNC listed in the Hong Kong Stock Exchange with over 50 years of operations in Hong Kong, China, Europe and US.JOB DESCRIPTION* Drafting, reviewing and preparing commercial agreements and contracts including sales & purchase agreements, NDA's, memorandums, etc.* Providing legal advisory to on Group Matters for key areas including business operations, risk mitigation, transactions, investments, etc. * Handling litigation and regulatory
    DESCRIPTIONA global MNC listed in the Hong Kong Stock Exchange with over 50 years of operations in Hong Kong, China, Europe and US.JOB DESCRIPTION* Drafting, reviewing and preparing commercial agreements and contracts including sales & purchase agreements, NDA's, memorandums, etc.* Providing legal advisory to on Group Matters for key areas including business operations, risk mitigation, transactions, investments, etc. * Handling litigation and regulatory
    • permanent
    Join a leading global biopharmaceutical company in Hong Kong dedicated to creating life-changing medicines. We are looking for a high-impact, results-focused professional to lead our external engagement and communication strategy, ensuring patients can access our innovative therapies.The Opportunity: Your Core MissionYou will be the architect of our "environment shaping" efforts in Hong Kong, translating our company mission into tangible patient benefits.
    Join a leading global biopharmaceutical company in Hong Kong dedicated to creating life-changing medicines. We are looking for a high-impact, results-focused professional to lead our external engagement and communication strategy, ensuring patients can access our innovative therapies.The Opportunity: Your Core MissionYou will be the architect of our "environment shaping" efforts in Hong Kong, translating our company mission into tangible patient benefits.
    • permanent
    • HK$18,000 - HK$25,000 per month
    Operation Executive - Financial Services (Entry-Level Welcome)We are hiring for a leading financial services company seeking a highly motivated and detail-oriented Operation Executive to join our dynamic back-office team. This role is crucial for ensuring the accurate processing, administration, and execution of various financial service processes. Recent university graduates and career starters are encouraged to apply!Responsibilities:This combined role o
    Operation Executive - Financial Services (Entry-Level Welcome)We are hiring for a leading financial services company seeking a highly motivated and detail-oriented Operation Executive to join our dynamic back-office team. This role is crucial for ensuring the accurate processing, administration, and execution of various financial service processes. Recent university graduates and career starters are encouraged to apply!Responsibilities:This combined role o
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