60 jobs found for Regulatory in Hong Kong

AVP, Regulatory ComplianceJoin a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. About the job.Monitor, interpret, and analyze updates on banking regulation

about the company.A leading international investment bank is seeking a dedicated Legal Counsel to join its dynamic Legal Department in Hong Kong. The successful candidate will be crucial in structuring and documenting complex securities and structured transactions. This role is essential for providing direct legal advice and support to Wealth Management business of the firm.about the job.The role involves the structuring and documentation of securities and

This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region.About the team.You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the

Job DescriptionRegulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation

AVP, Regulatory Compliance Join a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. about the job.Monitor, interpret, and analyze updates on banking regulatio

Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance

Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You

about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and

Manager - Technical Accounting and PolicyAn exciting opportunity has arisen for a high-calibre CPA to join a organisation in Hong Kong. As a Manager within the team, you will drive and develop policies audit and virtual assets to shape a future-ready accounting profession.about the company.Our client is a prominent, independent organisation in Hong Kong. They play a pivotal role in maintaining professional standardsabout the team.The successful candidate w

about the team.You will lead a dynamic, collaborative, and fast-paced frontline operations team dedicated to delivering top-tier service. The team thrives on clear communication, mutual support, and a shared goal of operational efficiency. Backed by senior operations management, this group values proactive problem-solving and fosters an inclusive environment focused on continuous professional development.about the job.Oversee daily operations of the assign

about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC

Senior Associate (6-8 PQE) Corporate - M&A & Private Equity (Hong Kong)Are you a seasoned corporate lawyer ready to lead complex, multi-jurisdictional transactions? A world-renowned global law firm is looking for a Senior Associate to join its high-performing M&A practice in Hong Kong. This role offers the opportunity to drive significant mandates for Fortune 500 companies and leading private equity houses within a sophisticated, international platform.abo

about the team.You will lead a dynamic, collaborative, and fast-paced frontline operations team dedicated to delivering top-tier service. The team thrives on clear communication, mutual support, and a shared goal of operational efficiency. Backed by senior operations management, this group values proactive problem-solving and fosters an inclusive environment focused on continuous professional development.about the job.Oversee daily operations of the assign

about the companyOur client is a major play in Hong Kong's equity and futures brokerage markets, they are currently looking for a Legal Counsel to join their well-resourced team in Hong Kong and support their expanding business. about the job.Draft, negotiate, and review comprehensive legal documentation for OTC derivatives, structured products, debt financing, and syndicated loan transactions.Evaluate legal risks associated with Debt Capital Markets and s

about the company.Join a premier, globally-oriented investment bank as they aggressively expand their international footprint. We are seeking a Legal Counsel to serve as a pivotal advisor on cross-border operations and regulatory strategy. This role offers high-level exposure, reporting directly to senior management on the evolution of the firm’s global presence.about the job.Facilitate international growth by drafting complex documentation, reviewing mult

about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and

Handle all Corporate Governance related matters including creating and implementing frameworksPartner with IT and other teams to handle data governance policies including data privacy issuesAdvise senior stakeholders on governance, compliance and risk related mattersOversee various committee meetings including preparing, organising and taking minutesAssist with developing corporate policies relating to ESG integration and regulatory matters skills & exp

This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,

about the company.Join an elite, top-tier Chinese law firm, recognised for their M&A and antitrust practices. about the job.- Take ownership of drafting, reviewing, and organising merger control filings and antitrust compliance reviews for major cross-border transactions.- Serve as the primary legal contact for a portfolio of European and US companies, and global trading enterprises.- Work closely alongside top-ranked practice partners on regulatory cases,

about the job.As an Underwriting Manager, you will:Monitor and manage daily life insurance underwriting processes and new business operations to ensure full compliance with company operational rules.Underwrite large cases and complex new business applications within agreed turnaround times.Build and maintain long-lasting, cooperative partnerships with the agency channel, providing same-day feedback and solutions to District Directors.Analyse enquiry patter

Officer - Treasury Operations & Trade Settlement (Hong Kong)Join a leading international banking group as an Officer in Treasury Operations (Contract). Based in Hong Kong, you will handle clerical work for treasury market transactions, execute payments, and ensure full regulatory compliance. This is an exceptional entry-level opportunity for a meticulous professional looking to scale their career in banking operations.about the company.Our client is one of

Senior Accounting Officer (Securities/FRR/Full Set)Take full ownership of the finance function at an established boutique securities firm. As a Senior Accounting Officer in a standalone capacity, you will manage the end-to-end accounting cycle, from daily bookkeeping to the preparation of SFC FRR regulatory returns. This role is ideal for a versatile finance professional who enjoys autonomy and seeks a stable, comprehensive "one-man-band" position.about th

about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate

Finance Director - Professional Services & Strategic Leadership (Hong Kong)An exceptional opportunity has arisen for a high-calibre CPA to join a premier global professional services consulting business as Regional Finance Director in Hong Kong. Leading financial operations and driving strategic regional growth, you will champion fiscal excellence across APAC. This pivotal executive role offers significant career advancement within a dynamic corporate land

Digital Transformation Director (Up to 1.6M HKD) Join a market-leading organisation at the forefront of innovation. As the Digital Transformation Director, you will spearhead large-scale change initiatives, leveraging emerging technologies and AI to drive operational excellence. This role is designed for a visionary leader who balances rapid digital adoption with rigorous governance and compliance standards. Based in Hong Kong, you will act as a bridge bet

about the company / team.A market-leading international law firm with a well-established corporate practice. This is a rare opportunity to join either their Corporate IPO or Finance team.about the job.- Manage the end-to-end execution of HK IPOs and corporate finance transactions.- Draft legal documentation, conduct due diligence, and liaise with global clients.- Facilitate transaction closings and ensure strict adherence to regulatory compliance.- Coordin

about the company.Our client is one of Asia’s largest brokerage and financial services groups. With a strong regional footprint and a reputation for excellence, they provide a comprehensive suite of financial services to corporate, institutional, and retail clients, backed by robust regulatory standards and innovative technology.about the team.You will join an established, collaborative, and fast-paced client data management team. The team culture focuses

about the company.We are partnering with a fast-growing medical device innovator dedicated to revolutionizing gastroenterology through high-performance, intuitive tools. In search of a strategic and commercially-minded Regional Product Manager, this role offers the opportunity to join a professional, purpose-driven culture focused on enhancing clinical outcomes and patient well-being. This is an exciting opportunity for an individual passionate about medic

about the company.We are partnering with a world-renowned medical technology, services, and solutions pioneer dedicated to alleviating pain, restoring health, and extending life for millions of people globally. Operating at the cutting edge of clinical innovation, their advanced neurosurgery portfolio includes state-of-the-art navigation systems, intraoperative imaging, and cranial/spinal surgical instruments. We are seeking a highly driven, clinically sav

Act as the Legal lead for all technology related matters including drafting and reviewing commercial agreements regarding software, consultancy, licensing, service contracts etc.Support business units on digital legal related matters including analytics, marketing, sponsorship and media Advise on a full range of commercial legal related and data privacy matters Provide the business with technology related regulatory updates pertaining to AI, cybersecurity,