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70 jobs found for Regulatory in Hong Kong

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    • permanent
    about the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will le
    about the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will le
    • permanent
    About the team.You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.About the job.Partner with business and support f
    About the team.You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.About the job.Partner with business and support f
    • permanent
    • HK$60,000 - HK$80,000 per month
    about the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory com
    about the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory com
    • permanent
    Manager - Technical Accounting and PolicyAn exciting opportunity has arisen for a high-calibre CPA to join a organisation in Hong Kong. As a Manager within the team, you will drive and develop policies audit and virtual assets to shape a future-ready accounting profession.about the company.Our client is a prominent, independent organisation in Hong Kong. They play a pivotal role in maintaining professional standardsabout the team.The successful candidate w
    Manager - Technical Accounting and PolicyAn exciting opportunity has arisen for a high-calibre CPA to join a organisation in Hong Kong. As a Manager within the team, you will drive and develop policies audit and virtual assets to shape a future-ready accounting profession.about the company.Our client is a prominent, independent organisation in Hong Kong. They play a pivotal role in maintaining professional standardsabout the team.The successful candidate w
    • permanent
    • HK$1,100,000 - HK$1,200,000 per year
    about the company.A premier global corporate and investment bank with an extensive international footprint, dedicated to delivering sophisticated financial market solutions to institutional clients and corporations worldwide. about the team.Embedded within the global Market Risk Department, this team functions as part of an integrated global mandate. This regional division covers the Asia market with a primary focus on Equity market activities, ensuring th
    about the company.A premier global corporate and investment bank with an extensive international footprint, dedicated to delivering sophisticated financial market solutions to institutional clients and corporations worldwide. about the team.Embedded within the global Market Risk Department, this team functions as part of an integrated global mandate. This regional division covers the Asia market with a primary focus on Equity market activities, ensuring th
    • permanent
    Manager - Technical Accounting and PolicyAn exciting opportunity has arisen for a high-calibre CPA to join a organisation in Hong Kong. As a Manager within the team, you will drive and develop policies audit and virtual assets to shape a future-ready accounting profession.about the company.Our client is a prominent, independent organisation in Hong Kong. They play a pivotal role in maintaining professional standardsabout the team.The successful candidate w
    Manager - Technical Accounting and PolicyAn exciting opportunity has arisen for a high-calibre CPA to join a organisation in Hong Kong. As a Manager within the team, you will drive and develop policies audit and virtual assets to shape a future-ready accounting profession.about the company.Our client is a prominent, independent organisation in Hong Kong. They play a pivotal role in maintaining professional standardsabout the team.The successful candidate w
    • permanent
    about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f
    about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f
    • permanent
    about the company.Our client is an established boutique financial services firm in Hong Kong, specializing in securities brokerage, wealth management, and corporate finance advisory. They maintain an agile, highly entrepreneurial, and professional operating environment. Unlike massive tier-1 institutions where roles are highly siloed, this firm offers a flat structure where you will gain comprehensive exposure to the firm's entire financial lifecycle and w
    about the company.Our client is an established boutique financial services firm in Hong Kong, specializing in securities brokerage, wealth management, and corporate finance advisory. They maintain an agile, highly entrepreneurial, and professional operating environment. Unlike massive tier-1 institutions where roles are highly siloed, this firm offers a flat structure where you will gain comprehensive exposure to the firm's entire financial lifecycle and w
    • permanent
    about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
    about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
    • permanent
    • HK$120,000 - HK$145,000 per month
    An outstanding opportunity has arisen for a talented Litigation Associate (2 to 7 years PQE) to join a prestigious, tier-one international law firm in Hong Kong. You will handle high-stakes commercial disputes, regulatory investigations (SFC & HKMA), and international arbitrations. A Hong Kong admitted qualification and bilingual fluency are required.about the company.Our client is a highly respected, global powerhouse law firm known for its formidable dis
    An outstanding opportunity has arisen for a talented Litigation Associate (2 to 7 years PQE) to join a prestigious, tier-one international law firm in Hong Kong. You will handle high-stakes commercial disputes, regulatory investigations (SFC & HKMA), and international arbitrations. A Hong Kong admitted qualification and bilingual fluency are required.about the company.Our client is a highly respected, global powerhouse law firm known for its formidable dis
    • permanent
    • HK$35,000 - HK$50,000 per month
    about the company.A prestigious European financial powerhouse with a long-standing heritage, operating an expansive international network that specializes in tailored corporate banking, investment solutions, and commercial lending. The institution prides itself on combining a deeply rooted culture of risk stewardship with agile, client-centric market execution.about the team.You will join a collaborative and high-performing Risk Management department at th
    about the company.A prestigious European financial powerhouse with a long-standing heritage, operating an expansive international network that specializes in tailored corporate banking, investment solutions, and commercial lending. The institution prides itself on combining a deeply rooted culture of risk stewardship with agile, client-centric market execution.about the team.You will join a collaborative and high-performing Risk Management department at th
    • permanent
    about the company.our client is a premier, globally recognized European Bank with a strong and expanding presence across the Asia-Pacific region.about the job.This is a newly created, high-visibility individual contributor position responsible for leading the strategic design, operational delivery, and regulatory compliance of Total Rewards across the APAC region.Working closely with senior regional business leaders and European Head Office stakeholders, y
    about the company.our client is a premier, globally recognized European Bank with a strong and expanding presence across the Asia-Pacific region.about the job.This is a newly created, high-visibility individual contributor position responsible for leading the strategic design, operational delivery, and regulatory compliance of Total Rewards across the APAC region.Working closely with senior regional business leaders and European Head Office stakeholders, y
    • permanent
    about the company.our client is a premier, globally recognized European Bank with a strong and expanding presence across the Asia-Pacific region.about the job.This is a newly created, high-visibility individual contributor position responsible for leading the strategic design, operational delivery, and regulatory compliance of Total Rewards across the APAC region.Working closely with senior regional business leaders and European Head Office stakeholders, y
    about the company.our client is a premier, globally recognized European Bank with a strong and expanding presence across the Asia-Pacific region.about the job.This is a newly created, high-visibility individual contributor position responsible for leading the strategic design, operational delivery, and regulatory compliance of Total Rewards across the APAC region.Working closely with senior regional business leaders and European Head Office stakeholders, y
    • permanent
    about the company.Our client is a well-established, premier international investment bank with a leading presence in the Asia-Pacific region.about the team.To support their expanding capital markets platform in Hong Kong, they are seeking an experienced IPO Principal to join their Investment Banking team.about the job.Lead and execute Hong Kong IPO sponsorship transactions from origination through to listing completion, ensuring strict compliance with HKEX
    about the company.Our client is a well-established, premier international investment bank with a leading presence in the Asia-Pacific region.about the team.To support their expanding capital markets platform in Hong Kong, they are seeking an experienced IPO Principal to join their Investment Banking team.about the job.Lead and execute Hong Kong IPO sponsorship transactions from origination through to listing completion, ensuring strict compliance with HKEX
    • permanent
    about the job.Team Management & Daily Operations SupervisionLeadership & Supervision: Lead and guide the Customer Service team; fully supervise daily account operations, including online/offline account opening verification, fund deposits and withdrawals, information updates, and stock transfers.SOP & Process Optimization: Formulate, implement, and continuously optimize the department’s Standard Operating Procedures (SOPs) and service workflows to enhance
    about the job.Team Management & Daily Operations SupervisionLeadership & Supervision: Lead and guide the Customer Service team; fully supervise daily account operations, including online/offline account opening verification, fund deposits and withdrawals, information updates, and stock transfers.SOP & Process Optimization: Formulate, implement, and continuously optimize the department’s Standard Operating Procedures (SOPs) and service workflows to enhance
    • permanent
    • HK$120,000 - HK$130,000 per month
    Digital Transformation Director (Up to 1.6M HKD) Join a market-leading organisation at the forefront of innovation. As the Digital Transformation Director, you will spearhead large-scale change initiatives, leveraging emerging technologies and AI to drive operational excellence. This role is designed for a visionary leader who balances rapid digital adoption with rigorous governance and compliance standards. Based in Hong Kong, you will act as a bridge bet
    Digital Transformation Director (Up to 1.6M HKD) Join a market-leading organisation at the forefront of innovation. As the Digital Transformation Director, you will spearhead large-scale change initiatives, leveraging emerging technologies and AI to drive operational excellence. This role is designed for a visionary leader who balances rapid digital adoption with rigorous governance and compliance standards. Based in Hong Kong, you will act as a bridge bet
    • permanent
    • HK$24,000 - HK$29,000 per month
    about the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order flo
    about the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order flo
    • permanent
    about the company.Our client is a premier, highly reputable financial institution in Hong Kong, fully backed by a prestigious, multi-billion dollar diversified corporate conglomerate ecosystem. The firm is a recognized market leader dedicated to providing institutional-grade wealth management, asset protection, multi-generational legacy preservation, and comprehensive retirement solutions. With deep regional roots and a massive corporate footprint, they em
    about the company.Our client is a premier, highly reputable financial institution in Hong Kong, fully backed by a prestigious, multi-billion dollar diversified corporate conglomerate ecosystem. The firm is a recognized market leader dedicated to providing institutional-grade wealth management, asset protection, multi-generational legacy preservation, and comprehensive retirement solutions. With deep regional roots and a massive corporate footprint, they em
    • permanent
    about the company.Our client is a leading financial institution in Hong Kong with a strong market presence and a comprehensive global network.about the team.You will join a dynamic and top-tier Corporate Finance team consisting of highly seasoned dealmakers and advisory professionals. Working closely with senior management, cross-functional internal units, and key external advisors, you will operate in a collaborative and high-performing environment that v
    about the company.Our client is a leading financial institution in Hong Kong with a strong market presence and a comprehensive global network.about the team.You will join a dynamic and top-tier Corporate Finance team consisting of highly seasoned dealmakers and advisory professionals. Working closely with senior management, cross-functional internal units, and key external advisors, you will operate in a collaborative and high-performing environment that v
    • permanent
    Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou
    Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou
    • permanent
    Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou
    Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou
    • permanent
    about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate
    about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate
    • permanent
    about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to
    about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to
    • permanent
    about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to
    about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to
    • permanent
    An exceptional opportunity has arisen for a high-calibre, Newly Qualified (NQ) Corporate Associate to join a prestigious, tier-one international law firm in Hong Kong. This mixed corporate role offers prime exposure to high-profile IPOs on the HKEX, public and private M&A, and SFC compliance advisory. A Hong Kong admitted qualification and bilingual fluency are required.about the company.Our client is a highly regarded, global law firm renowned for its pow
    An exceptional opportunity has arisen for a high-calibre, Newly Qualified (NQ) Corporate Associate to join a prestigious, tier-one international law firm in Hong Kong. This mixed corporate role offers prime exposure to high-profile IPOs on the HKEX, public and private M&A, and SFC compliance advisory. A Hong Kong admitted qualification and bilingual fluency are required.about the company.Our client is a highly regarded, global law firm renowned for its pow
    • permanent
    Associate, Finance - Leading Chinese Securities Firm (Open to Big 4)about the company.Our client is a dominant player in the Chinese securities market with a rapidly expanding international hub in Hong Kong. They provide a comprehensive suite of services, including investment banking, wealth management, and institutional brokerage. The firm is known for its entrepreneurial spirit and offers a professional environment where high-potential individuals are gi
    Associate, Finance - Leading Chinese Securities Firm (Open to Big 4)about the company.Our client is a dominant player in the Chinese securities market with a rapidly expanding international hub in Hong Kong. They provide a comprehensive suite of services, including investment banking, wealth management, and institutional brokerage. The firm is known for its entrepreneurial spirit and offers a professional environment where high-potential individuals are gi
    • permanent
    • HK$30,000 - HK$40,000 per month
    Role Overview:This role responsible for providing all administrative support to sales team.Key responsibilities:End-to-End Support: Manage the application process from the initial quote through to the final policy activation.Coordination: Act as a central point of contact between banks, insurance providers, and clients to ensure clear communication.Medical Logistics: Arrange all necessary medical check-ups and accompany clients to appointments when require
    Role Overview:This role responsible for providing all administrative support to sales team.Key responsibilities:End-to-End Support: Manage the application process from the initial quote through to the final policy activation.Coordination: Act as a central point of contact between banks, insurance providers, and clients to ensure clear communication.Medical Logistics: Arrange all necessary medical check-ups and accompany clients to appointments when require
    • permanent
    about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate
    about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate
    • permanent
    • HK$40,000 - HK$600,000 per month
    about the company.Our client is a highly respected, rapidly expanding top teir internation bank with a strong footprint in Hong Kong. Known for their premier client service and comprehensive product suite, they provide a stable and prestigious platform for financial professionals to thrive. They commit to long-term career development and offer an outstanding transition program for premier bankers.about the team.You will join a dynamic, collaborative, and h
    about the company.Our client is a highly respected, rapidly expanding top teir internation bank with a strong footprint in Hong Kong. Known for their premier client service and comprehensive product suite, they provide a stable and prestigious platform for financial professionals to thrive. They commit to long-term career development and offer an outstanding transition program for premier bankers.about the team.You will join a dynamic, collaborative, and h
    • permanent
    • HK$38,000 - HK$45,000 per month
    Executive Secretary to CEO (Hong Kong)Our client is seeking a high-calibre Executive Secretary to partner directly with the CEO. This pivotal role blends elite business operations and high-level NGO liaison management.about the company.Our client is an established organization characterized by its dynamic business ventures and deep-rooted commitment to community leadership. Helmed by prominent business and philanthropic leader , the company operates at th
    Executive Secretary to CEO (Hong Kong)Our client is seeking a high-calibre Executive Secretary to partner directly with the CEO. This pivotal role blends elite business operations and high-level NGO liaison management.about the company.Our client is an established organization characterized by its dynamic business ventures and deep-rooted commitment to community leadership. Helmed by prominent business and philanthropic leader , the company operates at th
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