40 jobs found for Regulatory in Hong Kong

Associate, Regulatory Reporting, 30-40k Stable Bank All round exposure Friendly Working Environment THE COMPANY A fast growing bank is looking for a Finance Associate for their regulatory reporting team. THE ROLE Reporting into the Finance Director, your key responsibilities are: Prepare HKMA banking returns.Prepare annual / interim financial disclosure. Ensure proper control checking and review procedures are in place.Ensure implemented accounting

about the company.A leading financial services firm is seeking a skilled financial regulatory lawyer to join their dedicated legal team in a key advisory role. The successful candidate will provide essential legal counsel to various internal departments and management, supporting the company's day-to-day operations and strategic initiatives. This position offers the opportunity to work within a small, collaborative team and handle a diverse range of legal

Draft, review and negotiate a full range of general commercial agreements including employment contracts, data privacy agreements and other contractsHandle listing rules' compliance for the Group and collaborate with other business units to prepare announcements, circulars, regulatory submissions and other governance related mattersConduct internal legal and compliance training as required to ensure strict compliance with current regulatory changesCollabo

• Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:

about the company.Our client is a reputable Corporate bank and they are looking for Associate, Client Service to provide sales support to Relationship Managers under Corporate teamabout the job.Provide support to Relationship Managers and assist in cultivating long-term relationship with corporate customersHandle customer account activities including KYC process, customer onboarding and clients inquires in accordance with regulatory requirements and intern

about the company.Regulatory Authorityabout the job.Document business requirements and manage projects to ensure IT and project teams can deliver high-quality solutions Collaborate with business and technical teams to capture requirements for processes, applications, and analytics, then translate them into functional and technical specifications.Conduct business impact analysis, evaluate and design technical solutions, and assist with change managementCond

IT Audit Manager, Bank, 55-60kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i

IT Audit Manager, Bank, 55-60kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i

Key ResponsibilitiesRegulatory Compliance: Develop and maintain comprehensive compliance policies and procedures that are in line with SFC and other relevant regulations. SFC Licensing & Regulatory Liaison: Oversee all aspects of SFC licensing for Types 1, 4, and 9 activities. This includes managing new license applications for the firm and its responsible officers, handling inquiries and inspections from the SFC, and ensuring timely reporting. Manager-In

Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.

Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.● Provide regular reports and analyses on operational performance to seniormanagement.

Provide advice to internal stakeholders on strategies, regulatory issues and risk mitigationHandle a wide range of contentious matters including investigations, enforcement actions and other disputesDraft and review legal documents including pleadings, submissions and noticesMonitor legal updates relevant to the regulatory landscape Supervise and mentor junior lawyers as requiredskills & experiences required.Hong Kong Qualified Lawyer with a minimum of 7 y

Perform due diligence on customer documentation during onboarding and periodic reviews.Provide guidance on KYC requirements to other business departments and liaise with compliance team for further guidance whenever necessary.Review screening and escalating results for sanctions or AML issues.Stay informed about regulatory changes and industry practices.Help formulate and implement policies and procedures for KYC compliance.Support system projects related

ABOUT THE COMPANYA premier international law firm is seeking a motivated and skilled Paralegal to join their legal team. They are located in Hong Kong Island.JOB DESCRIPTION* drafting and preparation of documents including announcements, circulars, press releases, etc. for regulatory bodies * assist in the preparation of meeting and committee meetings* ensure compliance with laws and regulations, including pre and post IPO Governance requirements* support

Finance & Treasury Managers (Cryptocurrency) 40-70kMy client, a leading cryptocurrency company experiencing significant growth, is seeking a Finance Manager and a Treasury Manager to join their expanding team.Finance Manager Responsibilities:Handling financial reporting and management accountingManaging finance system implementationStaying updated on regulatory developmentsOverseeing other finance-related dutiesTreasury Manager Responsibilities:Executing a

COMPANY DESCRIPTION A highly reputable global law firm that provides comprehensive legal services with a focus on investment funds. It operates in various jurisdictions, including Hong Kong, offering paralegal and other support roles to its legal teamsKEY RESPONSIBILITIES * Assist with the preparation and modification of legal documents, including legal opinions, private offering memoranda, and other relevant fund documents*Help manage team-specific finan

COMPANY DESCRIPTION*Reviewing CDD that is received by the team and communicating shortfalls and further requeststo the business, in line with policy and regulatory requirements*Performing Screening Checks and analysing results identifying areas for review.*Remediation of existing CDD.*Carrying out regular reviews of CDD information held in line with agreed policy and procedures.*Completing CDD data entry and maintaining data quality.JOB DESCRIPTION*1 to 5

about the company.My client is a leading international bank and they are looking for a high calibre individual to join their Treasury Operations.about the job.Manage and process administrative work related to settlement and trade transactionsPrepare and verify payments, confirm trade details with counterparts and posting account entries in comply with bank and regulatory requirements Answer enquiries regarding to treasury product settlement Handle ad hoc d

about the company.My client is a reputable bank in Hong Kong and they are looking for a Senior Officer, Trade Finance to join their winning team. about the job.Perform documents check submitted under Letters of Credit, ensuring strict adherence to UCP 600 and other international standard practiceIdentify and resolve any issues or discrepancies in bills transactions, working efficiently to minimise delaysAct as the final checker for all import and export bi

about the company.Regulatory Authorityabout the job.Grasp the design and functionality of current systems, including their dependencies on other applications Translate business needs into detailed technical specifications for system changes Modify and implement code to meet new requirements, following best practices for coding and version control Conduct through unit and system integration testing (SIT) to ensure quality Conduct code view on developers cod

about the company.My client is a leading corporate bank and they are looking for an Assistant Remittance Manager to provides operation support on Cash Management products and services.about the job.Provide daily operation support in related to Remittance & Cash Management products and services such as remittance processing, auto-pay, payments, investigation etc.Comply with internal policy and procedures, guidelines and regulatory requirementsClosely work w

about the company.Our client is a sizeable and reputable MNC listed in Hong Kong.about the job.Assist in drafting and editing investor communications, including press releases, presentations, reports, and newsletters in English.Support the preparation of investor briefing materials, Q&A documents, and meeting agendas.Coordinate with internal departments to gather financial and operational data for investor updates.Maintain and update investor databases and

We are currently helping our clients with 5 hirings for Paralegals, including Corporate - IPO, Banking/ Finance and Dispute Resolution. If you are interested, please apply and our team will reach out to share more details with you.Job Description:Corporate - IPO* drafting and preparation of documents including announcements, circulars, press releases, etc. for regulatory bodies* ensure compliance with laws and regulations, including pre and post IPO Govern

Client Relations (Senior) Associate, Life InsuranceWe are looking for a dedicated and experienced Senior Officer / Officer to join the Client Relations team. This role is crucial for providing customer service and professional advice and support to our clients, contributing directly to our company's objectives.Key Responsibilities:Deliver outstanding customer service and support management to clients by following company objectives.Engage in cross-team col

about the company.Regulatory Authoritiesabout the job.Develop and implement code changes by modifying existing program code to align with functional and technical specifications.Ensure all code adheres to best practices in coding and version control.Design and execute comprehensive unit and system integration tests (SIT) to ensure quality standards are met before advancing to the next testing phase.Provide support during testing phases, troubleshooting and

Compliance Associate, Asset Management, 35-45k Stable Asset Management company Friendly working culture Good career development My client is an asset management company with stable business within Asia. They are now looking for a Compliance Associate for their team in Hong Kong. You will be responsible for - Handling compliance policies; Managing internal control framework; Maintaining comprehensive documentation;Preparing required regulatory filings an

Assistant Manager, Customer Service - Life InsuranceAre you an experienced customer service professional ready to take on a new step? Join the team as an Assistant Manager or Senior Officer, where you will be responsible for our customer service operations, ensuring our clients receive exceptional support for their life insurance policies. This role is perfect for a proactive individual who excels at problem-solving.Key Responsibilities:Customer Service: E

about the company.Our client is a highly reputable and leading corporate bank with a strong and growing presence in the Hong Kong market. Our client is dedicated to providing comprehensive and innovative financial solutions to a wide range of clients. about the team.The FICC Trading team is a key part of their front office, responsible for managing the bank's long-term portfolio. They are in a phase of significant expansion, making this an exciting opportu

Our client is a sizable corporation listed in Hong Kong. They are seeking a highly capable Finance Director to lead their finance function and drive strategic financial initiatives especially in the UK marketThis role requires a dedicated and experienced professional to provide critical financial leadership, ensuring effective and high-performance financial services are delivered company-wide. The successful candidate will be instrumental in safeguarding t

about the company.A leading service provider in the public sector, this organization specializes in managing large-scale, complex facilities and infrastructure. The company is known for its high standards in maintenance, operations, and technical services. It plays a key role in ensuring the smooth and efficient functioning of a major transportation and exhibition hub, providing a range of services from operational support to strategic facility management.