59 jobs found for Regulatory in Hong Kong

Stable Banking Group Career development Friendly Working Environment THE COMPANY My client is a stable bank within the region. They are now looking for a finance associate for their regulatory reporting team. THE ROLE Report to the team head, you will be responsible for: Preparing HKMA Banking Return and Surveys. Handling the changes in regulatory reporting requirements from the HKMA. Participate in system enhancement. Liaise with the regulators for

about the company.Our client is an emerging medical devices company seeking for a Regulatory Affairs Manager to drive product registeration outside of Hong Kongabout the job.Prepare and compile comprehensive regulatory submissions focused on the European Union Medical Device Regulation and Asia-Pacific markets.Manage the lifecycle of regulatory submissions, including addressing ongoing inquiries and requests for additional information from regulatory autho

about the company. Our client is a rapidly expanding global digital assets ecosystem, who is seeking a Senior Legal Counsel. The role involves managing ongoing licensing and financial regulatory matters globally, as well as addressing and mitigating regulatory risks within the organization.about the job.Handle ongoing licensing and financial regulatory matters across various global jurisdictionsAddress regulatory risk within the company and implement measu

about the company.We are hiring for a Professional Company that has a strong presence around the globe. about the job.Spearhead the review of IPO and audit engagement documentation, ensuring compliance with Listing Rules and regulatory standards.Conduct M&A due diligence, including review of agreements and corporate records.Prepare and manage company secretarial documents for IPOs and corporate transactions, ensuring adherence to the Companies Ordinance an

COMPANY DESCRIPTION: A distinguished international law firm with a strong presence in APAC. They are globally recognised as market leaders in offering top tier expertise in corporate and commercial law. They are located in Hong Kong Island. JOB DESCRIPTION:Compliance Operations and Advisory:Manage the daily work flow of client on boarding and matter opening, resolving issues to ensure efficient service.Act as the first point of escalation for complex queri

about the company.Our client is a leading financial institution with a significant international presence, who is looking for a legal professional to join its regional legal team. This role provides critical legal counsel and support for capital markets activities across its Asian Pacific operations, focusing on regulatory adherence and risk mitigation.about the job.Offer strategic legal guidance on business initiatives and pivotal decisions, ensuring comp

about the company.My client is a prominent financial institution who is seeking a seasoned legal professional to join their Hong Kong team. The role focuses on leading corporate secretarial functions and providing essential legal and governance support to the leadership within the legal department. about the job.Manage corporate secretarial matters for the Hong Kong Branch, ensuring compliance with statutory and regulatory obligations.Act as the legal coor

IT Audit Manager, Bank, 55-70kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i

IT Audit Manager, Bank, 60-75kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i

IT Audit Manager, Bank, 55-60kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i

about the company.A prominent financial institution is seeking a Head of Legal for its Asia Pacific operations. This role involves leading legal matters and supporting business leaders in achieving strategic goals while ensuring sound risk management. about the job.Provide strategic legal advice and guidance on business plans and their implementation, ensuring alignment with legal and regulatory objectives.Actively participate in regional management and d

Internal Audit, Corporate Bank, 40-50kOpen to big 4 (banking audit)Regional Team Stable Environment My client is a leading corporate bank. They are now looking for an Audit Manager for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Performing AML audit; Identifying key emerging risks, and drafting and re

Internal Audit, Vice President, Insurance, 80-100kInternational Insurance Company Global Team (Travel Required) New role My client is a growing international insurance company. They are now looking for an Audit, Vice President for their high performing team. Travel Required for the role. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Co

about the company.Our client is a leading Medical Devices MNC seeking for an experienced product manager to manage a portfolio of products with high expectations.about the job.Lead new product launches, including developing launch materials, conducting training sessions, etc;Formulate marketing strategies for the product line and implement marketing initiatives to accomplish sales target and business growth;Act as the bridge between local sales team and R

Internal Audit, Corporate Bank, 45-55kOpen to big 4 (banking audit)Regional Team Stable Environment My client is a leading corporate bank. They are now looking for an Audit Manager for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Performing AML audit; Identifying key emerging risks, and drafting and re

Internal Audit, Corporate Bank, 40-50kOpen to big 4 (banking audit)Regional Team Stable Environment My client is a leading corporate bank. They are now looking for an Audit Manager for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Performing AML audit; Identifying key emerging risks, and drafting and re

about the company.Our client is an established bank and they are currently hiring a seasoned data governance and management professional to join the team about the job.Design and implement forward-thinking Data Governance framework that meets international benchmarks and regulatory expectations, which includes policies, standards, and processes to elevate data quality, assigning clear roles such as Data Stewards, Owners, and Users to ensure accountability

about the company.A market leader in Pharmaceutical sector is looking for a Senior Product Manager to join their young and dynamic team.about the team.It is a new headcount and you will be direct reporting to the CEO.about the job.Develop and implement comprehensive marketing strategies and tactical plans for assigned pharmaceutical products, aligned with overall brand and company objectives.Lead the entire product lifecycle management process, from pre-la

Our client is a leading insurer. They're looking for a dedicated and experienced Director to join the Financial Crime Compliance team. Reporting to the Chief Compliance Officer, you'll play a crucial role in safeguarding the organization by ensuring robust controls against financial crime.Responsibilities:Lead and enhance our internal compliance controls for AML/CTF, sanctions, and ABC, aligning with local regulatory requirements and Group Standards.As the

Company DescriptionA global law firm provides legal advice on the laws of several key offshore financial centres, focusing primarily on the corporate and financial sectors. They also offers extensive corporate administration services through its dedicated global division. They are located in Hong Kong Island.Job Duties- providing support to daily operations for compliance function- implementing and analysing policies and procedures- monitoring regulatory

Senior Financial Analyst, APAC, MNCOur client is a renowned MNC with a rich history of innovation and a commitment to excellence. To support their rapid growth, they are seeking a Senior Financial Analyst to join the APAC FP&A teamResponsibilities:Consolidate regional management reporting Develop and analyze monthly management reports and budget forecasts, working closely with stakeholders across APAC regions. Provide financial modelling to assess financ

about the job.Support the end-to-end execution of corporate finance deals, including Initial Public Offerings (IPOs), mergers and acquisitions (M&A), pre-IPO financing, and various fundraising and advisory projects.Conduct essential internal approval processes, perform comprehensive due diligence, carry out market research, and prepare regulatory filings.Under supervision, manage and resolve transaction-related issues and oversee the preparation and review

Key Responsibilities:Provide comprehensive back-office support to our internal sales teams (brokers/advisors), ensuring all administrative aspects of life insurance new business and policy servicing are handled efficiently.Manage the end-to-end submission of paperwork, including meticulous form filling, document preparation, and ensuring all submissions adhere to strict company and regulatory timelines.Act as a key liaison, providing face-to-face support

Compliance Associate, Asset Management, 35-45k Stable Asset Management company Friendly working culture Good career development My client is an asset management company with stable business within Asia. They are now looking for a Compliance Associate for their team in Hong Kong. You will be responsible for - Handling compliance policies; Managing internal control framework; Maintaining comprehensive documentation;Preparing required regulatory filings an

Our clinet a financial institution, is looking for an experienced Program Manager to lead the modernization of our core banking supervision systems. This role demands a product owner mindset, deep understanding of banking supervision, and collaboration with stakeholders to ensure high-quality, secure, and compliant solutions. about the job.Oversee the end-to-end program delivery lifecycle, ensuring timeline monitoring, reporting on progress, and managing p

IT Audit Manager, Bank, 55-70kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i

Providing legal advice and solutions for Hong Kong, Singapore and Malaysia on a broad range of in-house legal matters, including but not limited to commercial, intellectual property, regulatory, employment, data privacy etc.Draft, review and negotiate a full range of legal documents, contract review, templates and other policies Collaborating with internal stakeholders across departments to address legal issues and provide strategic adviceAdvise senior le

Provide support to the Board and senior management on best practicesLead and manage the legal / company secretarial team to ensure compliance with statutory/regulatory obligationsOversee the preparation of board and committee meeting minutes, agendas etc. Improve and implement corporate governance framework and policies Draft, review and negotiate a range of commercial legal agreements including entity structuring, compliance etc. Support corporate transac

Key Responsibilities:Define and execute long-term strategies and annual roadmaps for fintech products, ensuring alignment with overall company objectives.Lead product requirement analysis, prioritization, and iteration planning, collaborating with technology, design, marketing, and operations teams for efficient product delivery.Analyze global fintech trends, regulatory policies, and user needs to drive product innovation and enhance market competitiveness

about the company.Join a rapidly expanding and well-established insitutional bank with a strong presence in the region. Our client is committed to delivering exceptional wealth management solutions to their discerning clientele.about the team.Be part of a dynamic and client-centric private wealth management team. You'll collaborate with experienced professionals dedicated to providing bespoke financial advice and building long-term relationships with high-