98 jobs found for Regulatory in Hong Kong

about the company A Foreign Corporate & Investment Bank is expanding their business in Asia and looking for a Regulatory Compliance Director to join the team (new headcount). about the jobReports to Head of APAC Compliance Reviewing all policies and procedures to ensure they comply with the regulatory requirements with the HKMA and SFCTrack regulatory guidelines/circulars and coordinate with internal stakeholders on implementation planDevelop/Maintain

about the company.With a customer-centric approach, this reputable insurance player provides comprehensive coverage, investment solutions, and retirement planning options. Through strategic planning and execution, it has achieved consistent growth, expanded its customer base, and delivered impressive financial results. Their success reflects their strong market presence and commitment to meeting customer needs.about the team.You will be working in a team o

about the company.Our client is a European foreign corporate bank with strong presence in Asia Pacific about the team.You will be joining a small team, handling all-rounded compliance activities, including regulatory compliance, FCC, Compliance Review etc about the job.Review, update and implement compliance manuals, policies and procedures for Hong Kong BranchAssist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self

about the company.Our client is a reputable Insurance company provides a comprehensive range of service and products, they are currently looking for a Senior Legal Counsel to join the team and support their expanding business about the job.Provide day to day legal support to the business, handle all legal proceedings and enquiries Draft, review and negotiate contractual agreements and policy provisions of insurance contractsFollow up on any regulatory req

Our client is a conglomerate headquartered in Hong Kong and operating in high growth markets across Asia Pacific. To cope with business expansion, they are seeking a highly experienced lawyer to join their Legal & Compliance team. Responsibilities: - Provide expert and strategic legal advice to C-suite executives; handle legal and regulatory matters and other compliance matters.- Work closely with Legal & Compliance Team in Hong Kong and Mainland China, an

about the companyOur client is a fast growing payment/money lending company with a strong presence in Greater China about the jobAssisting the Head of Compliance in all-rounded Compliance matters regarding the Investment, Payment and Foreign Exchange business across APAC region Provide Compliance advises on global expansion and new business/office set up, as well as new product launchesAssist in developing/updating Group FCC and Compliance frameworkLiaise

about the company. Our client is a sizeable SFC type 1,4,6,9 licensed company, who is looking for a Head of Legal & Compliance to lead the team and support their business expansion. about the team. Reporting to the senior management of the institution, you will be leading a sizeable team of talented legal & compliance counsels and support the full spectrum of the legal & compliance matters for the Company about the job. Provide legal advice to the senior

about the companyOur client is a fast growing payment/money lending company with a strong presence in Greater China about the jobAssisting the Head of Compliance in all-rounded Compliance matters regarding the Investment, Payment and Foreign Exchange business across APAC region Supervise 5+ staff in Hong KongProvide Compliance advises on global expansion and new business/office set up, as well as new product launchesDevelop/update group FCC and Compliance

about the company.Our client is one of the largest insurance group that offers a various of premium insurance products and wealth management services. You will be joining the Finance team as a Manager to support the Financial Control functions mainly focus on the Channel Compensation. 5-day works. Hybrid. about the job.Collaborate with the Distribution Services and Support team to handle channel compensation postingMonitor, validate, and process financing

about the company.Our client is a leading financial services provider that offers clearing and settlement services to all banks in Hong Kong. They are recognized as one of the top-tier companies in the industry.about the team.You will be joining a friendly and highly skilled team of three individuals who possess a strong background and expertise in their respective fields.about the job.Assist in handling various legal and compliance tasks for the company,

Our client is one of the largest retail groups in the world. They are seeking a Data Privacy Counsel to join their Hong Kong legal team. This role is to provide legal and data protection support in the APAC region. Responsibilities:● Provide legal advices on commercial matters. ● Provide guidance and implement global data protection policy to ensure data privacy compliance.● Manage and respond to unexpected data privacy incidents.● Collaborate with regiona

about the company.A well-established insurance group in Hong Kong is seeking a Senior Finance Manager to lead a small team focusing on reporting, reporting to the Head of Finance. 5-day workweek and a culture that values team work.about the job.Manage month end reporting process and perform analysis, this includes constructing closing timetable, review month end closing journals and reconciliation, result review and circulation, coordinate closing meetings

about the companyOur client is a leading financial group with global presence. They are currently expanding the team in Hong Kong/APAC and looking for a Data Privacy Senior Manager to join their Compliance team (new headcount). about the jobDevelop and implement data privacy policies and procedures in accordance with applicable laws and regulations Assess and analyse data privacy risk and provide recommendation in mitigating potential risksWork closely wit

about the company.With a customer-centric approach, this reputable insurance player provides comprehensive coverage, investment solutions, and retirement planning options. Through strategic planning and execution, it has achieved consistent growth, expanded its customer base, and delivered impressive financial results. Their success reflects their strong market presence and commitment to meeting customer needs.about the team.You will be working in a team o

about the company.Our client is a globally renowned bank, renowned as one of the largest in the world. With a remarkable 60-year history in the Hong Kong market, they have consistently expanded their business operations. They offer a comprehensive range of financial services, including bank borrowing, sustainable finance, capital markets, risk hedging, and cash management. Their commitment to providing these services reflects their dedication to meeting th

about the company.Our client is a globally recognized and highly reputable life insurance company, renowned for its long-standing presence in the industry. With a strong focus on meeting the needs of both individual and institutional clients, they offer a diverse range of financial protection and wealth management products. Their comprehensive portfolio ensures that they cater to a wide range of financial goals and requirements.about the team.As a valuable

about the company.Our client, a leading full license corporation, serves as the parent company to a diverse range of subsidiaries. These subsidiaries provide a comprehensive suite of services including brokerage, financial planning, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, and more.about the team.You will have the opportunity to join a high-caliber team of around 10 individuals who share a str

We are currently working with a Hong Kong Conglomerate to find a highly skilled and experienced Internal Audit and Compliance Manager. In this role, you will be responsible for overseeing the implementation of a robust Compliance Framework and conducting comprehensive audits to ensure adherence to regulatory requirements.Responsibilities:Develop and implement a comprehensive Compliance Framework to ensure adherence to internal policies, regulations, and in

about the company.Our client is a globally recognised and highly reputable life insurance company. With a strong focus on meeting the needs of both individual and institutional clients, they offer a diverse range of financial protection and wealth management products. Their comprehensive portfolio ensures that they cater to a wide range of financial goals and requirements.about the teamAs a valuable addition to our Compliance team, you will have the opport

about the company.Our client is a globally recognised and highly reputable life insurance company. With a strong focus on meeting the needs of both individual and institutional clients, they offer a diverse range of financial protection and wealth management products. Their comprehensive portfolio ensures that they cater to a wide range of financial goals and requirements.about the teamAs a valuable addition to our Compliance team, you will have the opport

about the company.Our client, a leading full license corporation, serves as the parent company to a diverse range of subsidiaries. These subsidiaries provide a comprehensive suite of services including brokerage, financial planning, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, and more.about the team.You will have the opportunity to join a high-caliber team of around 10 individuals who share a str

about the company.This well-known global bank is well known for it's dominating global presence. Due to business needs, they are looking for a trade finance Team Lead to join their transaction banking shop covering open-account trade finance business. They are seeking a highly motivated and experienced Factoring/Receivable Finance seasoned banker to join the team. The successful candidate will be responsible for strengthening marketing activities and prov

about the company.This well-known global bank is well known for it's dominating global presence. Due to business needs, they are looking for a trade finance Team Lead to join their transaction banking shop covering open-account trade finance business. They are seeking a highly motivated and experienced Factoring/Receivable Finance seasoned banker to join the team. The successful candidate will be responsible for strengthening marketing activities and prov

about the job.The bank is seeking a highly experienced and accomplished Director-level Structured Lending Coverage Banker with a specialization in the food and agricultural sector to join our team. As a key player in the APAC region, you will be responsible for driving the commercial success of our structured lending portfolio within the food and agriculture industry. Your expertise and industry knowledge will be instrumental in providing tailored financin

about the company.Our client is a stable medium-sized insurance corporation with a global portfolio of businesses. Their HK Finance Department is looking for a Vice President to support their financial and management reporting function. about the team. They have a flat structure with close collaborations across all team members. They adhere a supportive work culture, embrace all-rounded skill-set in Finance. 5 days work. Stable hours. about the job.Handl

about the company.Our client is one of the largest privately owned banks globally and has established a strong and stable presence in corporate banking within Hong Kong. They are actively pursuing expansion into overseas markets while prioritizing the development of a comprehensive cross-border financial service platform.about the team.In this role, you will assume the position of a team leader, leading a team of 5 members. You will report directly to the

about the company.Our client is one of the largest privately owned banks globally and has established a strong and stable presence in corporate banking within Hong Kong. They are actively pursuing expansion into overseas markets while prioritizing the development of a comprehensive cross-border financial service platform.about the team.In this role, you will assume the position of a team leader, leading a team of 5 members. You will report directly to the

about the company.Our client is a prominent global bank renowned for their extensive customer base, which includes large corporations, financial institutions, and public sector entities. They cater to clients not only in Hong Kong but also overseas, solidifying their position as a leader in the industryabout the team.You will have the opportunity to join the KYC team within the FCC Department, known for its friendly working culture and a strong emphasis on

Responsible for leading and managing the Company Secretary TeamTo act as the Company Secretary and perform a full range of company secretarial duties Assist the legal and transactional teams on M&A, corporate finance, financing and acquisition projectsEnsure compliance of statutory and regulatory matters of and for the Group, including compliance with Companies Ordinance, Securities and Futures Ordinance, the Listing Rules and other relevant regulatory re

about the jobYou will conduct underwriting on New Business applications of Life Insurance.You will regularly revise UW guidelines, workflows and practices to enhance market competitiveness and comply with regulatory requirements. You will participate in various UW projects including system enhancement and product development. You will handle UW enquiries from distribution channels. You will provide mentorship and review cases from junior underwriters. skil