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71 jobs found for Regulatory in Hong Kong

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    • permanent
    • HK$400,000 per year
    • full-time
    about the company.Our client, a leading medical consultancy providing services including sourcing, market insights, marketing and sales, eCommerce, distribution and logistics as well as after-sales services is looking for a Senior Specialist, Regulatory Affairs to contribute to their business growth of Hong Kong.about the team.Works in a team of 4, reports into the Senior Manager of Regulatory Affairs.about the job.Coordinate, compile and submit regulatory
    about the company.Our client, a leading medical consultancy providing services including sourcing, market insights, marketing and sales, eCommerce, distribution and logistics as well as after-sales services is looking for a Senior Specialist, Regulatory Affairs to contribute to their business growth of Hong Kong.about the team.Works in a team of 4, reports into the Senior Manager of Regulatory Affairs.about the job.Coordinate, compile and submit regulatory
    • permanent
    • full-time
    about the company. Our client is a reputable international pharmaceutical manufacturer, and they’re currently looking for a Senior Regulatory Affairs Officer to join their team.about the job. Provide regulatory insight & strategies to cross function team as regulatory liaison throughout the product lifecyclePrepare and follow up on product registrations and handle any amendments to registered productsProvide regulatory affairs related information to other
    about the company. Our client is a reputable international pharmaceutical manufacturer, and they’re currently looking for a Senior Regulatory Affairs Officer to join their team.about the job. Provide regulatory insight & strategies to cross function team as regulatory liaison throughout the product lifecyclePrepare and follow up on product registrations and handle any amendments to registered productsProvide regulatory affairs related information to other
    • permanent
    • HK$55,000 - HK$65,000 per month
    • full-time
    about the company.Our client is a leading regional bank. They are currently looking for a General Compliance Manager/Assistant Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branch (Corporate Banking and Wealth Management businesses) Dissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulato
    about the company.Our client is a leading regional bank. They are currently looking for a General Compliance Manager/Assistant Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branch (Corporate Banking and Wealth Management businesses) Dissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulato
    • permanent
    • full-time
    about the job.Manage end-to-end pay review exercise including market benchmarking, salary budget review, bonus allocation, performance calibration processWork closely with business partners to facilitate performance review cycle and job matching exerciseConduct market positioning analysis to ensure pay competitivenessPrepare HR Dashboard and HR reports in regular basisPerform remuneration related reviews and annual remuneration audit based on the regulator
    about the job.Manage end-to-end pay review exercise including market benchmarking, salary budget review, bonus allocation, performance calibration processWork closely with business partners to facilitate performance review cycle and job matching exerciseConduct market positioning analysis to ensure pay competitivenessPrepare HR Dashboard and HR reports in regular basisPerform remuneration related reviews and annual remuneration audit based on the regulator
    • permanent
    • HK$50,000 - HK$65,000 per month
    • full-time
    about the companyOur client is a leading Regional Financial Institute, with investment banking and securities business. about the teamA team of 2 in ComplianceA stable working environmentabout the jobProvide day-to-day regulatory advice and guidance on business operation and investment/trading activities across all business units (investment banking and securities business)Maintain and modify firm’s compliance policies, manuals and procedures to ensure the
    about the companyOur client is a leading Regional Financial Institute, with investment banking and securities business. about the teamA team of 2 in ComplianceA stable working environmentabout the jobProvide day-to-day regulatory advice and guidance on business operation and investment/trading activities across all business units (investment banking and securities business)Maintain and modify firm’s compliance policies, manuals and procedures to ensure the
    • permanent
    • HK$40,000 - HK$70,000 per month
    • full-time
    about the companyOur client is an investment arm of a leading Investment Bank. They are currently expanding the team globally and looking for a Manager to join their Asset Management business (new headcount). about the jobSupporting the Head of Compliance in all compliance matters, including business compliance, investment compliance in Asset Management business Providing compliance advice to business units (portfolio managers, marketing team, operations
    about the companyOur client is an investment arm of a leading Investment Bank. They are currently expanding the team globally and looking for a Manager to join their Asset Management business (new headcount). about the jobSupporting the Head of Compliance in all compliance matters, including business compliance, investment compliance in Asset Management business Providing compliance advice to business units (portfolio managers, marketing team, operations
    • permanent
    • HK$70,000 - HK$100,000 per month
    • full-time
    about the company.Our client is a reputable Private Bank, who is looking for a Legal Counsel to join the legal team.about the team.about the team.Reporting to Head of Legal, you will join a small legal team and cover the regional work. about the job.You will review and draft all types of agreements and contractsYou will provide legal support to private banking and wealth management business You will work cross-functionally to identify, analyse and mitigate
    about the company.Our client is a reputable Private Bank, who is looking for a Legal Counsel to join the legal team.about the team.about the team.Reporting to Head of Legal, you will join a small legal team and cover the regional work. about the job.You will review and draft all types of agreements and contractsYou will provide legal support to private banking and wealth management business You will work cross-functionally to identify, analyse and mitigate
    • permanent
    • HK$60,000 - HK$80,000 per month
    • full-time
    Our client is a leading technology company with strong market presence globally. Their technology are renowned to be one of the fastest growing and innovative trends in the market and they are currently expanding their markets in various industries. This role will be the second hire within Compliance / Audit / Risk Management in the region and thus a perfect position to grow.What does this role involve? Establish regional compliance program that focuses on
    Our client is a leading technology company with strong market presence globally. Their technology are renowned to be one of the fastest growing and innovative trends in the market and they are currently expanding their markets in various industries. This role will be the second hire within Compliance / Audit / Risk Management in the region and thus a perfect position to grow.What does this role involve? Establish regional compliance program that focuses on
    • permanent
    • full-time
    about the company.My client is a Hong Kong based hedge funds focused investment firm, established more than a decade agoabout the team.You will join a small team and report directly to the head of legal & compliance about the job.- You will maintain compliance monitoring, manage licensing and regulatory matters- You will organise, review and negotiate legal documents - You will prepare KYC and implement AML procedures- You will work closely with other depa
    about the company.My client is a Hong Kong based hedge funds focused investment firm, established more than a decade agoabout the team.You will join a small team and report directly to the head of legal & compliance about the job.- You will maintain compliance monitoring, manage licensing and regulatory matters- You will organise, review and negotiate legal documents - You will prepare KYC and implement AML procedures- You will work closely with other depa
    • permanent
    • HK$25,000 - HK$30,000 per month
    • full-time
    Analyst - Financial Reporting (AR/AP) - European Corporate Investment Banking An excellent opportunity for those who are looking to join one of the Top EU Corporate Investment Banks in Hong Kong. Over 200 people in the Hong Kong office with around 8 people in the team, the position will be handling both AR/AP activities for HK branch as well as to support Regulatory Reporting functions.HK$25,000 - 30,000 per month + 2-3 months bonus Excellent Exposure with
    Analyst - Financial Reporting (AR/AP) - European Corporate Investment Banking An excellent opportunity for those who are looking to join one of the Top EU Corporate Investment Banks in Hong Kong. Over 200 people in the Hong Kong office with around 8 people in the team, the position will be handling both AR/AP activities for HK branch as well as to support Regulatory Reporting functions.HK$25,000 - 30,000 per month + 2-3 months bonus Excellent Exposure with
    • permanent
    • HK$840,000 - HK$960,000 per year
    • full-time
    about the company.Regional banking group with unique clientele and stable working environmentabout the job.Serve as a first line of defense function to monitor daily business activities of the front office to ensure compliance of regulatory requirements and internal control measuresDevelop quantitative risk control framework for risk identification, measurement, management and reportingCommunicate with the front office on significant risk and irregularitie
    about the company.Regional banking group with unique clientele and stable working environmentabout the job.Serve as a first line of defense function to monitor daily business activities of the front office to ensure compliance of regulatory requirements and internal control measuresDevelop quantitative risk control framework for risk identification, measurement, management and reportingCommunicate with the front office on significant risk and irregularitie
    • permanent
    • full-time
    about the company.Our cleint, a global CRO is currently seeking a full-time, office-based Start Up Submission/ Contract Manager to join their Clinical Research operation business in Hong Kong.about the team.To lead a team of Submission Coordinators, Principal Submission Coordinators in the Hong Kong office.about the job.Efficiently manage and successfully execute all aspects of global start-up;Perform quality checks on submission documents and site essenti
    about the company.Our cleint, a global CRO is currently seeking a full-time, office-based Start Up Submission/ Contract Manager to join their Clinical Research operation business in Hong Kong.about the team.To lead a team of Submission Coordinators, Principal Submission Coordinators in the Hong Kong office.about the job.Efficiently manage and successfully execute all aspects of global start-up;Perform quality checks on submission documents and site essenti
    • permanent
    • full-time
    Our client is a global investment management company with a market leading reputation and presence in over 30 countries. They are seeking a seasoned funds lawyer to join their regional team. Advise senior stakeholders and supervise lawyers on a range of legal and regulatory matters Draft, review and negotiate agreements to support business operations including investment management agreements, advisory agreements, distribution agreements and others Supervi
    Our client is a global investment management company with a market leading reputation and presence in over 30 countries. They are seeking a seasoned funds lawyer to join their regional team. Advise senior stakeholders and supervise lawyers on a range of legal and regulatory matters Draft, review and negotiate agreements to support business operations including investment management agreements, advisory agreements, distribution agreements and others Supervi
    • permanent
    • HK$80,000 - HK$120,000 per month
    • full-time
    A leading company with a focus on real estate are looking for a Lead / Head of Audit. This role will require international travel often throughout China and the US. What does the role involve?Take initiative on reviewing and strengthening the internal control and risk assessment for the group business.Enhance the internal control by performing audit field work, data analysis, fraud investigations under risk-based approach, followed by proposing audit recom
    A leading company with a focus on real estate are looking for a Lead / Head of Audit. This role will require international travel often throughout China and the US. What does the role involve?Take initiative on reviewing and strengthening the internal control and risk assessment for the group business.Enhance the internal control by performing audit field work, data analysis, fraud investigations under risk-based approach, followed by proposing audit recom
    • permanent
    • full-time
    Our client is a market leading HK listed company that have strong international presence, they are looking at hiring a Head of Department to join them. Responsible for reviewing and managing the Group's corporate governance policies and updates in company structure Handle meetings, minutes and resolutions for Board meetings, Committee meetings and other meetings as required Manage and develop the Company Secretarial team with support and review measures Wo
    Our client is a market leading HK listed company that have strong international presence, they are looking at hiring a Head of Department to join them. Responsible for reviewing and managing the Group's corporate governance policies and updates in company structure Handle meetings, minutes and resolutions for Board meetings, Committee meetings and other meetings as required Manage and develop the Company Secretarial team with support and review measures Wo
    • permanent
    • HK$70,000 - HK$90,000 per month
    • full-time
    about the companyOur client is a well-known regional bank with 40+ years of history. They have over 150 branches worldwide and a market value of over US$2 billion. They are looking for a Team Head to look after their Operations function within the Private Wealth Management Business. The ideal candidate will have 10+ years of experience in operations within private banking.about the jobMonitor daily activities of PWM front line staff are compliant to regula
    about the companyOur client is a well-known regional bank with 40+ years of history. They have over 150 branches worldwide and a market value of over US$2 billion. They are looking for a Team Head to look after their Operations function within the Private Wealth Management Business. The ideal candidate will have 10+ years of experience in operations within private banking.about the jobMonitor daily activities of PWM front line staff are compliant to regula
    • permanent
    • HK$50,000 - HK$100,000, per month, performance bonus
    • full-time
    about the company.A highly-respected investment bank is now hiring an Global Capital Markets Audit (AVP/ VP) for their Hong Kong office. You will join an international platform which offers full-range of financial services including investment banking, corporate banking, asset wealth management. about the team. The Bank fosters diversity, multicultural and flexible work culture. Being part of the APAC Audit Department, you will work with about the job.
    about the company.A highly-respected investment bank is now hiring an Global Capital Markets Audit (AVP/ VP) for their Hong Kong office. You will join an international platform which offers full-range of financial services including investment banking, corporate banking, asset wealth management. about the team. The Bank fosters diversity, multicultural and flexible work culture. Being part of the APAC Audit Department, you will work with about the job.
    • permanent
    • HK$50,000 - HK$100,000, per month, performance bonus
    • full-time
    about the company.A highly-respected investment bank is now hiring an Global Markets Audit (AVP/ VP) for their Hong Kong office. You will join an international platform which offers full-range of financial services including investment banking, corporate banking, asset wealth management. about the team. The Bank fosters diversity, multicultural and flexible work culture. Being part of the APAC Audit Department, you will work with about the job. As a va
    about the company.A highly-respected investment bank is now hiring an Global Markets Audit (AVP/ VP) for their Hong Kong office. You will join an international platform which offers full-range of financial services including investment banking, corporate banking, asset wealth management. about the team. The Bank fosters diversity, multicultural and flexible work culture. Being part of the APAC Audit Department, you will work with about the job. As a va
    • permanent
    • full-time
    about the job.Develop governance and control initiatives to address HR Risk and Compliance matters.Provide consulting advice and guidance to Management, department heads and people managers in managing employee and performance issues.Formulate programme to foster a diverse, inclusive and engaged culture.Lead HR strategic projects related to such as target workplace model, partnership alliance and compliance / legal and regulatory related topics.Ensure the
    about the job.Develop governance and control initiatives to address HR Risk and Compliance matters.Provide consulting advice and guidance to Management, department heads and people managers in managing employee and performance issues.Formulate programme to foster a diverse, inclusive and engaged culture.Lead HR strategic projects related to such as target workplace model, partnership alliance and compliance / legal and regulatory related topics.Ensure the
    • permanent
    • HK$50,000 - HK$70,000, per month, & performance bonus
    • full-time
    (Senior) Manager, Corporate Communications | quasi-governmental / public bodiesThe company is a sizable public services provider in Hong Kong. With continuous development programmes and funding for its digitalisation efforts, the company is looking for a (Senior) Manager, Corporate Communications to be responsible for corporate communications and media relations strategies. about the team.Report to the Marketing and Communications DirectorJoin a sizable t
    (Senior) Manager, Corporate Communications | quasi-governmental / public bodiesThe company is a sizable public services provider in Hong Kong. With continuous development programmes and funding for its digitalisation efforts, the company is looking for a (Senior) Manager, Corporate Communications to be responsible for corporate communications and media relations strategies. about the team.Report to the Marketing and Communications DirectorJoin a sizable t
    • permanent
    • HK$1,100,000 - HK$1,600,000, per year, performance bonus
    • full-time
    about the company.Our client - a well-known Private Bank with successful track record in history, is looking for an Internal Audit Director in Hong Kong. This will be a high-level contributor role providing audit assurance to Front-to-Back offices in the PB spectrum. The Bank is known to be stable and financially strong. Promote internal transfer opportunities across the region, 5 days work. Flat team structure. about the job. You will: Perform audit enga
    about the company.Our client - a well-known Private Bank with successful track record in history, is looking for an Internal Audit Director in Hong Kong. This will be a high-level contributor role providing audit assurance to Front-to-Back offices in the PB spectrum. The Bank is known to be stable and financially strong. Promote internal transfer opportunities across the region, 5 days work. Flat team structure. about the job. You will: Perform audit enga
    • permanent
    • HK$65,000 - HK$90,000, per month, performance bonus
    • full-time
    about the company.Our client - a Tier 1 Corporate Investment Bank headquartered in Europe, is now looking for a Regional Audit - AVP/ VP to join their team based in Hong Kong. You will perform independent assurance for wide range of BUs under their group. The Bank fosters diversity, multicultural and flexible work culture. Rotation opportunities, stable hours, 5 days work. You will work with colleagues from different part of the world. A truly supportive e
    about the company.Our client - a Tier 1 Corporate Investment Bank headquartered in Europe, is now looking for a Regional Audit - AVP/ VP to join their team based in Hong Kong. You will perform independent assurance for wide range of BUs under their group. The Bank fosters diversity, multicultural and flexible work culture. Rotation opportunities, stable hours, 5 days work. You will work with colleagues from different part of the world. A truly supportive e
    • permanent
    • HK$55,000 - HK$90,000, per month, & performance bonus
    • full-time
    (Senior) Manager, Public Affairs | quasi-government, publicThe company is with a vision and mission to drive the development and social impact of innovation and technology in Hong Kong. With continuous development programmes and funding, the company is looking for a (Senior) Manager, Public Affairs to be responsible for public affairs and key stakeholder engagement. about the team.Report to the Marketing and Communications DirectorJoin a sizable team and
    (Senior) Manager, Public Affairs | quasi-government, publicThe company is with a vision and mission to drive the development and social impact of innovation and technology in Hong Kong. With continuous development programmes and funding, the company is looking for a (Senior) Manager, Public Affairs to be responsible for public affairs and key stakeholder engagement. about the team.Report to the Marketing and Communications DirectorJoin a sizable team and
    • permanent
    • HK$40,000 - HK$45,000, per month, quarterly sales incentive
    • full-time
    about the companyYou will join one of the world's largest global insurance providers. about the jobYou will plan and develop sales and marketing programs to drive sales.You will perform regular visits and training to brokers and corporate agencies and maintain good business relationships. You will review and develop proper administration procedures in line with regulatory and compliance requirements. You will utilize resources to achieve individual sales t
    about the companyYou will join one of the world's largest global insurance providers. about the jobYou will plan and develop sales and marketing programs to drive sales.You will perform regular visits and training to brokers and corporate agencies and maintain good business relationships. You will review and develop proper administration procedures in line with regulatory and compliance requirements. You will utilize resources to achieve individual sales t
    • permanent
    • HK$25,000 - HK$33,000 per month
    • full-time
    Senior / Accountant | HKMA + MAS | PE Investment Firm (SFC1,4,9) - HK$25-33KAn excellent opportunity to join one of the leading investment firms in Hong Kong, our client is one of the leading PE and alternative investment firms in Hong Kong and they are currently hiring an Accountant position within Corporate Accounting function to handle daily accounting activities, monthly FRR reporting as well as MAS related duties, please find out more from below.SFC
    Senior / Accountant | HKMA + MAS | PE Investment Firm (SFC1,4,9) - HK$25-33KAn excellent opportunity to join one of the leading investment firms in Hong Kong, our client is one of the leading PE and alternative investment firms in Hong Kong and they are currently hiring an Accountant position within Corporate Accounting function to handle daily accounting activities, monthly FRR reporting as well as MAS related duties, please find out more from below.SFC
    • permanent
    • HK$80,000 - HK$110,000, per month, 3 - 4 months bonus
    • full-time
    about the job This role will directly report to the Director on the development and deployment of individual life insurance products to support achievement of the Company’s goals, with focus on Investment-Linked Products (ILP) about the jobYou will assist the Director to drive the product development with focus on ILP and Par products.You will manage the documentation needed to support product development and deployment (e.g. product specifications, policy
    about the job This role will directly report to the Director on the development and deployment of individual life insurance products to support achievement of the Company’s goals, with focus on Investment-Linked Products (ILP) about the jobYou will assist the Director to drive the product development with focus on ILP and Par products.You will manage the documentation needed to support product development and deployment (e.g. product specifications, policy
    • permanent
    • HK$75,000 - HK$95,000, per month, 3 months bonus
    • full-time
    about the job This role will directly report to the Director on the development and deployment of individual life insurance products to support achievement of the Company’s goals, with focus on Investment-Linked Products (ILP) about the jobYou will assist the Director to drive the product development with focus on ILP and Par products.You will manage the documentation needed to support product development and deployment (e.g. product specifications, policy
    about the job This role will directly report to the Director on the development and deployment of individual life insurance products to support achievement of the Company’s goals, with focus on Investment-Linked Products (ILP) about the jobYou will assist the Director to drive the product development with focus on ILP and Par products.You will manage the documentation needed to support product development and deployment (e.g. product specifications, policy
    • permanent
    • HK$20,000 - HK$25,000 per month
    • full-time
    about the companyOur client is a leading regional bank with Corporate and Investment Banking services about the teamA team of 30 legal & compliance professionals about the jobAdvise operation/front line staffs on KYC/CRS/FATCA proceduresTo assist in reviewing KYC related policies, internal guidelines and manuals To participate in planning/launching KYC programme and global KYC initiativesTo facilitate the communication between Head Quarter and regulatory
    about the companyOur client is a leading regional bank with Corporate and Investment Banking services about the teamA team of 30 legal & compliance professionals about the jobAdvise operation/front line staffs on KYC/CRS/FATCA proceduresTo assist in reviewing KYC related policies, internal guidelines and manuals To participate in planning/launching KYC programme and global KYC initiativesTo facilitate the communication between Head Quarter and regulatory
    • permanent
    • HK$50,000 - HK$60,000 per month
    • full-time
    VP, Internal Audit - International Bank - $50-60KAn excited opportunity for Big4 or junior in house auditor. Our client is a global foreign bank with 2 branches in Hong Kong, they are currently hiring the position for their business audit team, please find out more from below. Welcome both Big4 and In-House Applications HK$50,000 - 60,000 per month + bonusForeign Bank - MNC Culture - Central About Our Client:Our client is a foreign bank with a strong globa
    VP, Internal Audit - International Bank - $50-60KAn excited opportunity for Big4 or junior in house auditor. Our client is a global foreign bank with 2 branches in Hong Kong, they are currently hiring the position for their business audit team, please find out more from below. Welcome both Big4 and In-House Applications HK$50,000 - 60,000 per month + bonusForeign Bank - MNC Culture - Central About Our Client:Our client is a foreign bank with a strong globa
    • permanent
    • HK$25,000 - HK$30,000 per month
    • full-time
    about the company.Our client is a world's leading investment bank and financial services company. about the job.Act as the key contact point and manage end to end KYC process Gather and collect all required compliance or regulatory documentation via internal or public searchesManage risk effectively by ensuring timely and precise escalation Drive continuous process improvements within the team Ensure key operating and desktop procedures are kept updatedski
    about the company.Our client is a world's leading investment bank and financial services company. about the job.Act as the key contact point and manage end to end KYC process Gather and collect all required compliance or regulatory documentation via internal or public searchesManage risk effectively by ensuring timely and precise escalation Drive continuous process improvements within the team Ensure key operating and desktop procedures are kept updatedski
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