about the company.
Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong.
about the team.
...
You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.
- Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO financing rounds.
- Syndication & Bookbuilding: Coordinate investor targeting, roadshows, bookbuilding, pricing, allocation, and settlement processes, utilizing regulatory tools (such as FINI) and internal distribution channels.
- Market Intelligence & Pitching: Prepare high-quality pitch books, teasers, investor presentations, and market intelligence updates to support origination and client coverage activities.
- Structuring & Documentation: Perform market analysis, review offering documents, valuation models, and prospectus materials to ensure precise deal structuring.
- Stakeholder & Regulatory Liaison: Serve as a primary touchpoint for internal cross-functional units (IBD, Sales & Trading, Compliance, Equity Research) as well as external professional parties and regulators.
- Deal Risk & Compliance: Ensure all transactions adhere strictly to internal risk controls, external regulatory frameworks, and industry standards.
skills & experiences required.
- Bachelor’s degree or above in Finance, Accounting, Economics, Business Administration, or a related discipline.
- Holder of SFC Type 1 and/or Type 6 representative licenses (or eligible for immediate licensing).
- 5 to 12 years of ECM or Corporate Finance/IBD execution experience within reputable investment banks or brokerage firms (title and responsibilities will be tailored based on candidate seniority, from Associate to VP level).
- Proven track record in executing Hong Kong and/or cross-border equity transactions with a strong understanding of HKEX Listing Rules, regulatory practices, and settlement frameworks (e.g., FINI).
- Exceptional communication and presentation skills, with fluency in English and Mandarin (Cantonese is an advantage).
- Self-motivated team player with strong multi-tasking abilities and the capacity to deliver under tight timelines.