AVP, Regulatory ComplianceJoin a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. About the job.Monitor, interpret, and analyze updates on banking regulation
AVP, Regulatory ComplianceJoin a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. About the job.Monitor, interpret, and analyze updates on banking regulation
COMPANY DESCRIPTIONA prominent financial institution with a dedicated oversight of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) frameworks. The bank operates under the regulatory supervision of the HKMA and maintains a comprehensive policy and governance agenda to ensure global and local regulatory alignment.JOB DESCRIPTION:* Deliver expert guidance on AML/CFT and Sanctions matters to internal business units.* Evaluate and approve h
COMPANY DESCRIPTIONA prominent financial institution with a dedicated oversight of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) frameworks. The bank operates under the regulatory supervision of the HKMA and maintains a comprehensive policy and governance agenda to ensure global and local regulatory alignment.JOB DESCRIPTION:* Deliver expert guidance on AML/CFT and Sanctions matters to internal business units.* Evaluate and approve h
This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region.About the team.You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the
This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region.About the team.You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the
Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You
Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You
Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re
Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re
AVP, Regulatory Compliance Join a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. about the job.Monitor, interpret, and analyze updates on banking regulatio
AVP, Regulatory Compliance Join a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. about the job.Monitor, interpret, and analyze updates on banking regulatio
Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
COMPANY DESCRIPTIONA prominent financial institution with a dedicated oversight of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) frameworks. The bank operates under the regulatory supervision of the HKMA and maintains a comprehensive policy and governance agenda to ensure global and local regulatory alignment.JOB DESCRIPTION:* Provide specialised AML/CFT advisory to internal stakeholders and issue sanctions-related advice, including
COMPANY DESCRIPTIONA prominent financial institution with a dedicated oversight of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) frameworks. The bank operates under the regulatory supervision of the HKMA and maintains a comprehensive policy and governance agenda to ensure global and local regulatory alignment.JOB DESCRIPTION:* Provide specialised AML/CFT advisory to internal stakeholders and issue sanctions-related advice, including
about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and
about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and
about the company.Our client is one of Asia’s largest brokerage and financial services groups. With a strong regional footprint and a reputation for excellence, they provide a comprehensive suite of financial services to corporate, institutional, and retail clients, backed by robust regulatory standards and innovative technology.about the team.You will join an established, collaborative, and fast-paced client data management team. The team culture focuses
about the company.Our client is one of Asia’s largest brokerage and financial services groups. With a strong regional footprint and a reputation for excellence, they provide a comprehensive suite of financial services to corporate, institutional, and retail clients, backed by robust regulatory standards and innovative technology.about the team.You will join an established, collaborative, and fast-paced client data management team. The team culture focuses
about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC
about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC
about the company.Our client is a Top-Tier Swiss Financial Institution that stands as one of the largest private banking groups in its home region of Basel and ranks among the elite global "pure-play" wealth managers. about the team.You will join a sophisticated and entrepreneurial team of bankers who operate as business partners. The culture is flat and agile, allowing for direct access to senior decision-makers and rapid credit approvals. The team is sup
about the company.Our client is a Top-Tier Swiss Financial Institution that stands as one of the largest private banking groups in its home region of Basel and ranks among the elite global "pure-play" wealth managers. about the team.You will join a sophisticated and entrepreneurial team of bankers who operate as business partners. The culture is flat and agile, allowing for direct access to senior decision-makers and rapid credit approvals. The team is sup
about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and
about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and
Officer - Treasury Operations & Trade Settlement (Hong Kong)Join a leading international banking group as an Officer in Treasury Operations (Contract). Based in Hong Kong, you will handle clerical work for treasury market transactions, execute payments, and ensure full regulatory compliance. This is an exceptional entry-level opportunity for a meticulous professional looking to scale their career in banking operations.about the company.Our client is one of
Officer - Treasury Operations & Trade Settlement (Hong Kong)Join a leading international banking group as an Officer in Treasury Operations (Contract). Based in Hong Kong, you will handle clerical work for treasury market transactions, execute payments, and ensure full regulatory compliance. This is an exceptional entry-level opportunity for a meticulous professional looking to scale their career in banking operations.about the company.Our client is one of
about the company.Our client is a top-performing commercial bank with an enterprising spirit, a strong financial foundation, and a commitment to absolute integrity. Recognised as a premier financial bridge between major global markets, they have built a reputation for helping businesses and community members explore new markets and unlock unique opportunities.about the team.about the team.You will join a dynamic, multi-cultural team of experienced professi
about the company.Our client is a top-performing commercial bank with an enterprising spirit, a strong financial foundation, and a commitment to absolute integrity. Recognised as a premier financial bridge between major global markets, they have built a reputation for helping businesses and community members explore new markets and unlock unique opportunities.about the team.about the team.You will join a dynamic, multi-cultural team of experienced professi
about the company.Our client is a well-established international banking group with a significant presence in the Hong Kong retail market. Known for its stability and commitment to digital transformation, the bank offers a collaborative environment where employees are encouraged to streamline processes and contribute to large-scale system enhancement initiatives.about the team.You will lead a dedicated team within the Loans Administration Department. The t
about the company.Our client is a well-established international banking group with a significant presence in the Hong Kong retail market. Known for its stability and commitment to digital transformation, the bank offers a collaborative environment where employees are encouraged to streamline processes and contribute to large-scale system enhancement initiatives.about the team.You will lead a dedicated team within the Loans Administration Department. The t
about the company.Our client is a well-established international banking group with a strong footprint in the Asia-Pacific region. Known for its stable corporate culture and commitment to professional development, the bank provides a premier platform for financial professionals to grow their careers within the Hong Kong commercial banking sector.about the team.You will join a dynamic and collaborative team of Relationship Managers and specialists. The team
about the company.Our client is a well-established international banking group with a strong footprint in the Asia-Pacific region. Known for its stable corporate culture and commitment to professional development, the bank provides a premier platform for financial professionals to grow their careers within the Hong Kong commercial banking sector.about the team.You will join a dynamic and collaborative team of Relationship Managers and specialists. The team
Are you a high-performing RM looking to transition into a pure-play Private Wealth environment without the pressure of cold hunting? Our client is a globally recognised Top-Tier Banking institution, now offering a rare "Farmer" mandate with a max HK$70k basic salary and competitive bonus. You will inherit and manage a sophisticated portfolio of existing HNW cross-border clients, focusing on relationship deepening and holistic wealth solutions.about the com
Are you a high-performing RM looking to transition into a pure-play Private Wealth environment without the pressure of cold hunting? Our client is a globally recognised Top-Tier Banking institution, now offering a rare "Farmer" mandate with a max HK$70k basic salary and competitive bonus. You will inherit and manage a sophisticated portfolio of existing HNW cross-border clients, focusing on relationship deepening and holistic wealth solutions.about the com
