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18 Regulatory Banking & financial services jobs found

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    • permanent
    Key Responsibilities:Work with business units on daily operations and administrative mattersHelp with product development such as product paperImplement, streamline and system enhancements and manage delivery, improve front office to back office operations of businessAssist with regulatory policies and guidelines to ensure the bank is adhere to regulatory framework, internal control and best practicesHelp business with new initiatives Perform business impa
    Key Responsibilities:Work with business units on daily operations and administrative mattersHelp with product development such as product paperImplement, streamline and system enhancements and manage delivery, improve front office to back office operations of businessAssist with regulatory policies and guidelines to ensure the bank is adhere to regulatory framework, internal control and best practicesHelp business with new initiatives Perform business impa
    • permanent
    My client is a global private bank with strong growth in Asia. To cope with the expansion of the business, they are looking to hire an experienced ARM in Private Banking to serve UHNW clients.ResponsibilitiesSupport relationship managers by providing high-quality service delivery to UHNW clients;Perform account opening, documentation, order placing, account maintenance, credit facility and periodical review;Execute clients' orders, including money market,
    My client is a global private bank with strong growth in Asia. To cope with the expansion of the business, they are looking to hire an experienced ARM in Private Banking to serve UHNW clients.ResponsibilitiesSupport relationship managers by providing high-quality service delivery to UHNW clients;Perform account opening, documentation, order placing, account maintenance, credit facility and periodical review;Execute clients' orders, including money market,
    • permanent
    • HK$100,000 - HK$130,000 per month, plus shares plus bonus
    about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team A team of 5+ in Hong Kong Regulatory ComplianceDynamic, international working environmentStable working environment with low turnover rate in record about the job You will be responsible for Hong Kong compliance, which encompasses providing regulatory guidance for existing and new business - particular
    about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team A team of 5+ in Hong Kong Regulatory ComplianceDynamic, international working environmentStable working environment with low turnover rate in record about the job You will be responsible for Hong Kong compliance, which encompasses providing regulatory guidance for existing and new business - particular
    • permanent
    • HK$1,200,000 - HK$1,500,000 per year, attractive bonus
    about the company.Market leading insurance companyabout the job.Develop and lead the IT security governance framework and risk portfolioConduct gap analyses on regulatory requirements and drive programs to address gapsLead and coordinate cybersecurity and compliance assessmentsDefine and monitor key risk indicators (KRIs) related to IT and technology risks, reporting to leadership teamsPartner with risk owners to identify, assess, and manage technology/dat
    about the company.Market leading insurance companyabout the job.Develop and lead the IT security governance framework and risk portfolioConduct gap analyses on regulatory requirements and drive programs to address gapsLead and coordinate cybersecurity and compliance assessmentsDefine and monitor key risk indicators (KRIs) related to IT and technology risks, reporting to leadership teamsPartner with risk owners to identify, assess, and manage technology/dat
    • permanent
    • HK$40,000 - HK$50,000 per month, competitive performance bonus
    On behalf of a EU Top-ranked Insurer, we are now seeking candidates with minimum 4 years of experience in treasury or related areas to join the Treasury team as an Assistant Manager. The selected candidate will be working in a small team, directly reports to the Head of Treasury. MNCs. 5 days work. WLB.about the job.Oversee and control the organisation's cash flow and liquidityEvaluate the current cash situation and predict future cash flowsImplement effec
    On behalf of a EU Top-ranked Insurer, we are now seeking candidates with minimum 4 years of experience in treasury or related areas to join the Treasury team as an Assistant Manager. The selected candidate will be working in a small team, directly reports to the Head of Treasury. MNCs. 5 days work. WLB.about the job.Oversee and control the organisation's cash flow and liquidityEvaluate the current cash situation and predict future cash flowsImplement effec
    • permanent
    • HK$28,000 - HK$33,000 per month
    ResponsibilitiesPerform account opening and maintenance services including processing all client onboarding documents and ensuring compliance with related regulatory requirements and internal guidelines;Support RMs in completing KYC/ CDD review, credit application and related documentations;Provide administrative support to Team Leader / RMs and liaise with relevant departments to execute transactions;Answer queries from RMs and clients on transactional ac
    ResponsibilitiesPerform account opening and maintenance services including processing all client onboarding documents and ensuring compliance with related regulatory requirements and internal guidelines;Support RMs in completing KYC/ CDD review, credit application and related documentations;Provide administrative support to Team Leader / RMs and liaise with relevant departments to execute transactions;Answer queries from RMs and clients on transactional ac
    • permanent
    Key Responsibilities:Prepare financial and management reports for Hong Kong BranchReview, analysis and interpret operating results to cost, budgets, operating policies and maintenance of operating budgetsKnowledge in HKMA reportingEnsure timely submission of Hong Kong and US regulatory reportsPrimary contact for HKMA Provide comments and recommendations to management on cost control and profit improvementWork with head office on financial reporting and tec
    Key Responsibilities:Prepare financial and management reports for Hong Kong BranchReview, analysis and interpret operating results to cost, budgets, operating policies and maintenance of operating budgetsKnowledge in HKMA reportingEnsure timely submission of Hong Kong and US regulatory reportsPrimary contact for HKMA Provide comments and recommendations to management on cost control and profit improvementWork with head office on financial reporting and tec
    • permanent
    • HK$100,000 - HK$125,000 per year, discretionary bonus
    about the company.An established wholesale bank with strong infrastructure and product suite diversication is looking for a high calibre candidate with the Global Markets space to join their team. A fast-paced environment with promising career path can be expected from the role.about the team.The Bank's Global Market Interest Rate Trading team is a highly skilled and experienced group within the organization. They specialize in trading various interest rat
    about the company.An established wholesale bank with strong infrastructure and product suite diversication is looking for a high calibre candidate with the Global Markets space to join their team. A fast-paced environment with promising career path can be expected from the role.about the team.The Bank's Global Market Interest Rate Trading team is a highly skilled and experienced group within the organization. They specialize in trading various interest rat
    • permanent
    • HK$20,000 - HK$40,000 per month
    about the companyOn behalf on a European bank, we are looking for a KYC analyst/associate to join their expanding business. The ideal candidate will have at least 3 years of experience in corporate banking KYC.about the jobRegularly perform KYC and CDD checks on existing accounts to ensure compliance with regulatory guidelinesEnsure data and document processing related to client screening adheres to regulations, guidelines, standardsConduct name screening
    about the companyOn behalf on a European bank, we are looking for a KYC analyst/associate to join their expanding business. The ideal candidate will have at least 3 years of experience in corporate banking KYC.about the jobRegularly perform KYC and CDD checks on existing accounts to ensure compliance with regulatory guidelinesEnsure data and document processing related to client screening adheres to regulations, guidelines, standardsConduct name screening
    • permanent
    • HK$60,000 - HK$80,000 per month
    about the company.Our client is an reputable retail bank with strong presences in APAC region. about the job. Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting survey, investigation, self-assessment and questionnaireManage relationship with regulators by coordin
    about the company.Our client is an reputable retail bank with strong presences in APAC region. about the job. Review new product proposals/product document, marketing materials, and identify compliance issues/concerns Provide advice to different departments on compliance and related matters and ensure regulatory requirements were met Assist in conducting survey, investigation, self-assessment and questionnaireManage relationship with regulators by coordin
    • contract
    • HK$26,000 - HK$33,000 per month
    about the company. Our client is a leading foreign bank seeking a highly skilled and motivated LC Officer to join our team. As an LC Officer, you will play a crucial role in facilitating trade finance operations and ensuring compliance with international regulations and bank policies. If you have a strong background in letter of credit processing and a passion for delivering exceptional customer service, we invite you to apply for this exciting opportunity
    about the company. Our client is a leading foreign bank seeking a highly skilled and motivated LC Officer to join our team. As an LC Officer, you will play a crucial role in facilitating trade finance operations and ensuring compliance with international regulations and bank policies. If you have a strong background in letter of credit processing and a passion for delivering exceptional customer service, we invite you to apply for this exciting opportunity
    • permanent
    about the companyA well-known foreign bank is looking for a client on-boarding analyst. The ideal candidate will have at least 3 years of experience in corporate client on-boarding and have excellent communication and client servicing skills. about the jobEnd-to-end on-boarding process for new clients, actively follow up with clients and internal stakeholders (Front Office, CDD, compliance, and operations)Gather documents and required information from clie
    about the companyA well-known foreign bank is looking for a client on-boarding analyst. The ideal candidate will have at least 3 years of experience in corporate client on-boarding and have excellent communication and client servicing skills. about the jobEnd-to-end on-boarding process for new clients, actively follow up with clients and internal stakeholders (Front Office, CDD, compliance, and operations)Gather documents and required information from clie
    • permanent
    • HK$70,000 - HK$115,000 per month, annual discretionary bonus
    about the company.This fast-growing and global cryptocurrency-focused bank is looking for a competent Relationship Manager to join their front-office team to manage and grow their local and regional portfolio across multiple sectors. Emphasis on strong teamwork culture, versatility and agility can be expected from this distinguished team in the market. about the job.Develop and execute a comprehensive sales strategy to attract institutional clients and dri
    about the company.This fast-growing and global cryptocurrency-focused bank is looking for a competent Relationship Manager to join their front-office team to manage and grow their local and regional portfolio across multiple sectors. Emphasis on strong teamwork culture, versatility and agility can be expected from this distinguished team in the market. about the job.Develop and execute a comprehensive sales strategy to attract institutional clients and dri
    • permanent
    • HK$48,000 - HK$58,000 per month
    about the team. Join this dynamic team with heavy emphasis of team work and stable career progression. Rich cultural dynamics and opportunity to work with regional offices. Client facing and quality suggestions on business strategies will be expected to help the team move forward.about the job. As an influential member of the team, you will maintain clientele portfolio in Asia and Hong Kong:Manage and nurture relationships with multinational corporations (
    about the team. Join this dynamic team with heavy emphasis of team work and stable career progression. Rich cultural dynamics and opportunity to work with regional offices. Client facing and quality suggestions on business strategies will be expected to help the team move forward.about the job. As an influential member of the team, you will maintain clientele portfolio in Asia and Hong Kong:Manage and nurture relationships with multinational corporations (
    • permanent
    • HK$60,000 - HK$100,000 per month, competitive bonus
    about the company.International corporate investment bank about the team.Stable and experienced team of FI credit risk professionalsabout the job.Deal with daily requests and prepare credit applications for various business lines requesting credit limits on financial institutionsPerform credit analysis, recommendation of internal ratings and credit limits, assessment of credit risks embedded in banking products or structured transactions Partner with busin
    about the company.International corporate investment bank about the team.Stable and experienced team of FI credit risk professionalsabout the job.Deal with daily requests and prepare credit applications for various business lines requesting credit limits on financial institutionsPerform credit analysis, recommendation of internal ratings and credit limits, assessment of credit risks embedded in banking products or structured transactions Partner with busin
    • permanent
    • HK$120,000 - HK$140,000 per month, attractive & stable bonus payout
    about the company. This well-known regional bank is looking for (senior) relationship manager who is familiar with PE/VC fund finance to join their team to manage and grow their customer portfolio. With a strong growth plan and the vision to become a better leader in its field, it continues to gain market share over its competitor within APAC regionabout the team. Join this multinational team with heavy emphasis of team work and stable career progression.
    about the company. This well-known regional bank is looking for (senior) relationship manager who is familiar with PE/VC fund finance to join their team to manage and grow their customer portfolio. With a strong growth plan and the vision to become a better leader in its field, it continues to gain market share over its competitor within APAC regionabout the team. Join this multinational team with heavy emphasis of team work and stable career progression.
    • permanent
    • HK$120,000 - HK$140,000 per month, attractive & stable bonus payout
    about the company. This well-known regional bank is looking for Senior Coverage Banker who is familiar with PE fund financing to join their team to manage and grow their customer portfolio. With a strong growth plan and the vision to become a better leader in its field, it continues to gain market share over its competitor within APAC regionabout the team. Join this multinational team with heavy emphasis of team work and stable career progression. Rich cul
    about the company. This well-known regional bank is looking for Senior Coverage Banker who is familiar with PE fund financing to join their team to manage and grow their customer portfolio. With a strong growth plan and the vision to become a better leader in its field, it continues to gain market share over its competitor within APAC regionabout the team. Join this multinational team with heavy emphasis of team work and stable career progression. Rich cul
    • permanent
    • HK$60,000 - HK$75,000 per month
    about the team. Join this dynamic and forefront team with heavy emphasis of teamwork and stable career progression. Market leading position in terms of green financing not limited to syndicated finance and green bond. Client facing and quality suggestions on business strategies will be expected to help the team move forward. about the job. We are seeking a highly motivated and skilled Green Finance Research Analyst to join our prestigious corporate inve
    about the team. Join this dynamic and forefront team with heavy emphasis of teamwork and stable career progression. Market leading position in terms of green financing not limited to syndicated finance and green bond. Client facing and quality suggestions on business strategies will be expected to help the team move forward. about the job. We are seeking a highly motivated and skilled Green Finance Research Analyst to join our prestigious corporate inve

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