AVP, Regulatory ComplianceJoin a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. About the job.Monitor, interpret, and analyze updates on banking regulation
AVP, Regulatory ComplianceJoin a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. About the job.Monitor, interpret, and analyze updates on banking regulation
This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region.About the team.You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the
This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region.About the team.You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the
AVP, Regulatory Compliance Join a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. about the job.Monitor, interpret, and analyze updates on banking regulatio
AVP, Regulatory Compliance Join a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. about the job.Monitor, interpret, and analyze updates on banking regulatio
Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and
about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and
about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and
about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and
about the company.One of the leading, premier, independent asset management firm dedicated to providing bespoke wealth preservation, global asset allocation, and alternative investment solutions. We cater to ultra-high-net-worth individuals (UHNWIs), multi-generational families, and institutional investors. We combine a institutional-grade investment platform with an entrepreneurial, agile culture, allowing our partners to deliver truly conflict-free, clie
about the company.One of the leading, premier, independent asset management firm dedicated to providing bespoke wealth preservation, global asset allocation, and alternative investment solutions. We cater to ultra-high-net-worth individuals (UHNWIs), multi-generational families, and institutional investors. We combine a institutional-grade investment platform with an entrepreneurial, agile culture, allowing our partners to deliver truly conflict-free, clie
about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate
about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate
This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,
This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,
about the company.Our client is a premier, highly reputable financial institution in Hong Kong, fully backed by a prestigious, multi-billion dollar diversified corporate conglomerate ecosystem. The firm is a recognized market leader dedicated to providing institutional-grade wealth management, asset protection, multi-generational legacy preservation, and comprehensive retirement solutions. With deep regional roots and a massive corporate footprint, they em
about the company.Our client is a premier, highly reputable financial institution in Hong Kong, fully backed by a prestigious, multi-billion dollar diversified corporate conglomerate ecosystem. The firm is a recognized market leader dedicated to providing institutional-grade wealth management, asset protection, multi-generational legacy preservation, and comprehensive retirement solutions. With deep regional roots and a massive corporate footprint, they em
about the company.Our client is one of Asia’s largest brokerage and financial services groups. With a strong regional footprint and a reputation for excellence, they provide a comprehensive suite of financial services to corporate, institutional, and retail clients, backed by robust regulatory standards and innovative technology.about the team.You will join an established, collaborative, and fast-paced client data management team. The team culture focuses
about the company.Our client is one of Asia’s largest brokerage and financial services groups. With a strong regional footprint and a reputation for excellence, they provide a comprehensive suite of financial services to corporate, institutional, and retail clients, backed by robust regulatory standards and innovative technology.about the team.You will join an established, collaborative, and fast-paced client data management team. The team culture focuses
about the company.Our client is a Top-Tier Swiss Financial Institution that stands as one of the largest private banking groups in its home region of Basel and ranks among the elite global "pure-play" wealth managers. about the team.You will join a sophisticated and entrepreneurial team of bankers who operate as business partners. The culture is flat and agile, allowing for direct access to senior decision-makers and rapid credit approvals. The team is sup
about the company.Our client is a Top-Tier Swiss Financial Institution that stands as one of the largest private banking groups in its home region of Basel and ranks among the elite global "pure-play" wealth managers. about the team.You will join a sophisticated and entrepreneurial team of bankers who operate as business partners. The culture is flat and agile, allowing for direct access to senior decision-makers and rapid credit approvals. The team is sup
about the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progression
about the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progression
about the company.Our client is a top-performing commercial bank with an enterprising spirit, a strong financial foundation, and a commitment to absolute integrity. Recognised as a premier financial bridge between major global markets, they have built a reputation for helping businesses and community members explore new markets and unlock unique opportunities.about the team.about the team.You will join a dynamic, multi-cultural team of experienced professi
about the company.Our client is a top-performing commercial bank with an enterprising spirit, a strong financial foundation, and a commitment to absolute integrity. Recognised as a premier financial bridge between major global markets, they have built a reputation for helping businesses and community members explore new markets and unlock unique opportunities.about the team.about the team.You will join a dynamic, multi-cultural team of experienced professi
about the company.Our client is a well-established international banking group with a strong footprint in the Asia-Pacific region. Known for its stable corporate culture and commitment to professional development, the bank provides a premier platform for financial professionals to grow their careers within the Hong Kong commercial banking sector.about the team.You will join a dynamic and collaborative team of Relationship Managers and specialists. The team
about the company.Our client is a well-established international banking group with a strong footprint in the Asia-Pacific region. Known for its stable corporate culture and commitment to professional development, the bank provides a premier platform for financial professionals to grow their careers within the Hong Kong commercial banking sector.about the team.You will join a dynamic and collaborative team of Relationship Managers and specialists. The team
Are you a high-performing RM looking to transition into a pure-play Private Wealth environment without the pressure of cold hunting? Our client is a globally recognised Top-Tier Banking institution, now offering a rare "Farmer" mandate with a max HK$70k basic salary and competitive bonus. You will inherit and manage a sophisticated portfolio of existing HNW cross-border clients, focusing on relationship deepening and holistic wealth solutions.about the com
Are you a high-performing RM looking to transition into a pure-play Private Wealth environment without the pressure of cold hunting? Our client is a globally recognised Top-Tier Banking institution, now offering a rare "Farmer" mandate with a max HK$70k basic salary and competitive bonus. You will inherit and manage a sophisticated portfolio of existing HNW cross-border clients, focusing on relationship deepening and holistic wealth solutions.about the com
about the company.Our client is a prominent, world-class financial institution and wealth protection leader with a massive, trusted presence across Asia-Pacific. Renowned for its institutional stability, expansive distribution network, and comprehensive product offerings, the firm delivers top-tier wealth accumulation, pension management, and asset protection solutions. Dedicated to financial excellence and sustainable long-term growth, they continuously e
about the company.Our client is a prominent, world-class financial institution and wealth protection leader with a massive, trusted presence across Asia-Pacific. Renowned for its institutional stability, expansive distribution network, and comprehensive product offerings, the firm delivers top-tier wealth accumulation, pension management, and asset protection solutions. Dedicated to financial excellence and sustainable long-term growth, they continuously e
