77 jobs found for Compliance in Hong Kong

COMPANY DESCRIPTIONTop tier international law firm with a renowned presence here in Hong Kong. With a strong focus on private wealth, dispute resolution, and international trade, they are known for its expertise in cross-border and multi-jurisdictional matters.JOB DESCRIPTION* leading the day to day of client on boarding * providing advisory and guidance to internal and external stakeholders in relations to conflicts and AML issues* assisting with drafting

Key ResponsibilitiesRegulatory Compliance: Develop and maintain comprehensive compliance policies and procedures that are in line with SFC and other relevant regulations. SFC Licensing & Regulatory Liaison: Oversee all aspects of SFC licensing for Types 1, 4, and 9 activities. This includes managing new license applications for the firm and its responsible officers, handling inquiries and inspections from the SFC, and ensuring timely reporting. Manager-In

● Investigate suspicious transactions reported from business units and prepare suspicioustransaction reports for MLRO to review● Investigate and document reasons for closing name screening alerts and transactionmonitoring alerts● Coordinate ABC due diligence on vendors or other third parties to ensure the compliance withlocal, Group and regulatory requirements● Provide AML, sanctions and anti-bribery and corruption ("ABC") related advice to businessunits t

about the company.A global leader in the FMCG sector to find a seasoned and strategic Trade Compliance Manager. Based in Hong Kong, you will join a dynamic regional team and play a crucial role in navigating the complex landscape of international trade.about the job.You will actively monitor customs regulations across the APAC region, assess potential impacts, and communicate necessary actions to mitigate risk and ensure compliance.You will oversee all reg

Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.

● Support in different anti-bribery and corruption ("ABC") and AML related projects● Ensure projects are implemented in accordance with defined timeline and compliancewith group and local regulatory requirements● Recommend changes to ABC and AML procedures to increase effectiveness ofcompliance programs● Review and update ABC, AML and sanctions policies and procedures to reflectchanges made by regulators and Group Compliance● Provide ABC, AML and sanctions

Perform due diligence on customer documentation during onboarding and periodic reviews.Provide guidance on KYC requirements to other business departments and liaise with compliance team for further guidance whenever necessary.Review screening and escalating results for sanctions or AML issues.Stay informed about regulatory changes and industry practices.Help formulate and implement policies and procedures for KYC compliance.Support system projects related

about the company.My client is a leading bank and they are looking AML Analyst to handle AML / CFT sanctions mattersabout the job.As a maker role to provide sanctions advisory during the AML process, to oversee EDD approval process for corporate and individual clientsConduct and assist with KYC / CDD/ periodic reviews and perform quality assirance when neededAssist to review and enhance the policies and procedures and assist to develop and update the asses

Key Responsibilities• Manage a team of account opening officers, ensuring timely and accurate processing ofnew account requests• Oversee onboarding for retail, corporate, and high-net-worth clients, ensuring fullcompliance with KYC/AML regulations• Collaborate with compliance, front office, and risk teams to resolve documentation andonboarding issues• Conduct training sessions and implement process improvements• Ensure adherence to internal policies, regul

1. Onboarding & Periodical review● Ensure timely, accurate due diligence reviews and risk assessment of new onboarding agreements of relevant Business Partners in both HK & SG.● Perform detailed KYC analysis for Business Partners and clients of the Lioner Group, including reviewing organizational structures, geographical locations, shareholder percentages, and relationships among headquarters, parent companies, subsidiaries, and affiliates.● Perform period

COMPANY DESCRIPTIONA distinguished MNC delivering logistic services across Asia, Europe, North America and more. KEY DUTIES* Draft and review legal documents including contract agreements, sales & purchase agreements, joint ventures, NDA's, etc.* Provide legal advisory to internal/ external stakeholders * Serve as the central point of contact between stakeholders * Provide compliance guidelines to mitigate risk and address legal issues* Provide oversight t

Reporting to: Regional Medical LeadAbout CompanyOur client is an expanding pharmaceutical company dedicated to bringing innovative and effective medical solutions to the Hong Kong market and the wider region. Our focus is on bridging the gap between scientific advancement and patient care, ensuring healthcare professionals have access to the latest therapies and information.What You'll DoAs the Medical Affairs Manager for the speciality care portfolio, you

about the job.Assist lawyers with drafting, reviewing, and preparing various legal documentsManage document retention and filing systems, ensuring compliance with internal policies and legal standards.Coordinate service of process for pleadings, subpoenas, and other legal documentsskills & experiences required.A bachelor's degree in Law (LLB) or a related field is preferredPrevious experience as a paralegal or legal assistant, particularly with exposure to

about the company.A leading multinational retail corporation, this company operates as a prominent importer catering to key markets in North America and the United Kingdom. With a global sourcing team, it focuses on acquiring high-quality merchandise while maintaining strict standards for compliance and quality assurance. The organization is known for its extensive product categories and its ability to consistently deliver value to its customers.about the

Responsible for a full range of legal and compliance matters for Hong Kong with some PRC and Macau support Draft, review and prepare commercial agreements including service contracts, vendor agreements, marketing materials etcSupport business units in offering legal advice, drafting policies, implementing compliance regulations and ad hoc projectsConduct legal research and deliver internal trainings skills & experiences required.Hong Kong Qualified Sol

COMPANY DESCRIPTIONA premier property developer with a substantial portfolio of real estate in Hong Kong and Mainland China. JOB DUTIES* Providing support to the company secretarial division of the Group and its subsidiaries* Ensure compliance with all relevant laws and regulations including Companies Ordinance, Hong Kong Listing Rules, etc.* Organising board meeting and drafting of minutes* Providing advisory and guide to the Board of DirectorsREQUIREMENT

Chief Financial Officer, HK Listed, FMCG/ RetailOur client is a HK listed business with various business portfolios, we are looking for a CFO to lead their finance teams and drive the business growth. This pivotal role demands a seasoned profession to drive strategic financial management and report directly to the CEO. The successful candidate will be instrumental in guiding the company’s sustained performance and expansion. Responsibilities:Direct and man

COMPANY DESCRIPTIONA notable boutique corporate and fiduciary solutions that specialises in wealth preservation and administrative services for a select clientele.JOB DESCRIPTION* Assist in the administration of trust and corporate entities, including maintaining statutory records, preparing resolutions, and handling client correspondence.* Ensure all administrative tasks are performed in compliance with relevant laws and regulations, including anti-money

Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.● Provide regular reports and analyses on operational performance to seniormanagement.

about the company.Our client is a sizeable and reputable MNC listed in Hong Kong.about the job.Assist in drafting and editing investor communications, including press releases, presentations, reports, and newsletters in English.Support the preparation of investor briefing materials, Q&A documents, and meeting agendas.Coordinate with internal departments to gather financial and operational data for investor updates.Maintain and update investor databases and

To perform a wide range of the following functions under the guidance of Head of Risk & Senior Credit Analyst: Prepare annual reviews / annual renewals for existing facilities, including analysis on climate risk.Prepare waivers and amendments.Update and maintain credit ratings.Monitor financial covenants and negative news of existing borrowers.Assist in preparing periodic credit control & credit compliance reports, stress tests etc.Assist in due diligence

1. Execute and monitor cryptocurrency transactions, including deposits, withdrawals, and transfers across multiple platforms and wallets.2. Develop, implement, and improve deposit and withdraw procedures for cryptocurrency handling.3. Manage private keys and ensure the secure storage and handling of digital assets.4. Open and maintain accounts, ensuring availability and safety.5. Preserve accurate and current financial records of all money movements6. Reco

about the company.A well-established international sourcing company seeking an experienced and meticulous Quality Manager to lead their quality assurance operations from their Kwun Tong office. This pivotal role is responsible for upholding the highest product quality standards across the entire supply chain, ensuring excellence from the factory floor to the market.about the job.you will oversee and manage daily quality inspection operations, ensuring prod

Our client is a sizable corporation listed in Hong Kong. They are seeking a highly capable Finance Director to lead their finance function and drive strategic financial initiatives especially in the UK marketThis role requires a dedicated and experienced professional to provide critical financial leadership, ensuring effective and high-performance financial services are delivered company-wide. The successful candidate will be instrumental in safeguarding t

● Perform account opening and maintenance services including processing all clientonboarding documents and ensuring compliance with related regulatory requirements andinternal guidelines;● Support RMs in completing KYC/ CDD review, credit application and related documentations;● Provide administrative support to Team Leader / RMs and liaise with relevant departments toexecute transactions;● Answer queries from RMs and clients on transactional

Regional Finance Controller, Property Management, Client portfolioOur client is a sizable real estate management and investment management firm, managing a diversified, commercially-minded. We are seeking a strategic Regional Finance Controller to lead the APAC finance team for a major institutional client portfolio. Responsibilities: Serve as the primary finance business partner to the Account Director and principal point of contact for APAC client escala

about the company.Our client is a leading financial institution with a significant international presence, who is looking for a legal professional to join its regional legal team. This role provides critical legal counsel and support for Global Markets and Corporate Banking activities across its Asian Pacific operations, focusing on regulatory adherence and risk mitigation.about the job.Offer strategic legal guidance on business initiatives and pivotal dec

about the company.A global logistics organization focusing on simplifying geography, with a dedicated focus on the AMERICAS trade lane.about the team.A specialized team focused on driving the development and profitability of the USA and LATAM Ocean freight trade lane business from the Hong Kong office.about the job.This pivotal role is responsible for the strategic development and profitable growth of the USA and LATAM trade lane. You will be hands-on in c

about the job.Source and identify new suppliers for woven products, with a focus on quality, cost-effectiveness, and ethical compliance.Manage the end-to-end sourcing process, from initial supplier outreach and negotiation to final product delivery.Oversee all aspects of supplier management, including performance monitoring, risk assessment, and relationship building.Negotiate contracts and pricing to secure the best possible terms.Implement and manage qu

about the company.We are exclusively representing a premier U.S. financial services firm with a significant and long-standing presence in Asia. For over 40 years, our client has operated in Hong Kong, providing investors with secure, easy-to-use tools and resources for accessing the U.S. market. As an entity registered with the Securities & Futures Commission of Hong Kong (“SFC”), they are a key player in the region.about the job.We are seeking a senior, d