68 jobs found for Compliance in Hong Kong

COMPANY DESCRIPTIONTop tier international law firm with a renowned presence here in Hong Kong. With a strong focus on private wealth, dispute resolution, and international trade, they are known for its expertise in cross-border and multi-jurisdictional matters.JOB DESCRIPTION* leading the day to day of client on boarding * providing advisory and guidance to internal and external stakeholders in relations to conflicts and AML issues* assisting with drafting

• Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:

COMPANY DESCRIPTION*Reviewing CDD that is received by the team and communicating shortfalls and further requeststo the business, in line with policy and regulatory requirements*Performing Screening Checks and analysing results identifying areas for review.*Remediation of existing CDD.*Carrying out regular reviews of CDD information held in line with agreed policy and procedures.*Completing CDD data entry and maintaining data quality.JOB DESCRIPTION*1 to 5

Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.

about the company.A global leader in the FMCG sector to find a seasoned and strategic Trade Compliance Manager. Based in Hong Kong, you will join a dynamic regional team and play a crucial role in navigating the complex landscape of international trade.about the job.You will actively monitor customs regulations across the APAC region, assess potential impacts, and communicate necessary actions to mitigate risk and ensure compliance.You will oversee all reg

Key ResponsibilitiesRegulatory Compliance: Develop and maintain comprehensive compliance policies and procedures that are in line with SFC and other relevant regulations. SFC Licensing & Regulatory Liaison: Oversee all aspects of SFC licensing for Types 1, 4, and 9 activities. This includes managing new license applications for the firm and its responsible officers, handling inquiries and inspections from the SFC, and ensuring timely reporting. Manager-In

Perform due diligence on customer documentation during onboarding and periodic reviews.Provide guidance on KYC requirements to other business departments and liaise with compliance team for further guidance whenever necessary.Review screening and escalating results for sanctions or AML issues.Stay informed about regulatory changes and industry practices.Help formulate and implement policies and procedures for KYC compliance.Support system projects related

about the company.My client is a leading bank and they are looking AML Analyst to handle AML / CFT sanctions mattersabout the job.As a maker role to provide sanctions advisory during the AML process, to oversee EDD approval process for corporate and individual clientsConduct and assist with KYC / CDD/ periodic reviews and perform quality assirance when neededAssist to review and enhance the policies and procedures and assist to develop and update the asses

Key Responsibilities• Manage a team of account opening officers, ensuring timely and accurate processing ofnew account requests• Oversee onboarding for retail, corporate, and high-net-worth clients, ensuring fullcompliance with KYC/AML regulations• Collaborate with compliance, front office, and risk teams to resolve documentation andonboarding issues• Conduct training sessions and implement process improvements• Ensure adherence to internal policies, regul

Reporting to: Regional Medical LeadAbout CompanyOur client is an expanding pharmaceutical company dedicated to bringing innovative and effective medical solutions to the Hong Kong market and the wider region. Our focus is on bridging the gap between scientific advancement and patient care, ensuring healthcare professionals have access to the latest therapies and information.What You'll DoAs the Medical Affairs Manager for the speciality care portfolio, you

about the company.A leading multinational retail corporation, this company operates as a prominent importer catering to key markets in North America and the United Kingdom. With a global sourcing team, it focuses on acquiring high-quality merchandise while maintaining strict standards for compliance and quality assurance. The organization is known for its extensive product categories and its ability to consistently deliver value to its customers.about the

COMPANY DESCRIPTIONA premier property developer with a substantial portfolio of real estate in Hong Kong and Mainland China. JOB DUTIES* Providing support to the company secretarial division of the Group and its subsidiaries* Ensure compliance with all relevant laws and regulations including Companies Ordinance, Hong Kong Listing Rules, etc.* Organising board meeting and drafting of minutes* Providing advisory and guide to the Board of DirectorsREQUIREMENT

Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.● Provide regular reports and analyses on operational performance to seniormanagement.

about the company.Our client is a sizeable and reputable MNC listed in Hong Kong.about the job.Assist in drafting and editing investor communications, including press releases, presentations, reports, and newsletters in English.Support the preparation of investor briefing materials, Q&A documents, and meeting agendas.Coordinate with internal departments to gather financial and operational data for investor updates.Maintain and update investor databases and

COMPANY DESCRIPTIONA distinguished MNC delivering logistic services across Asia, Europe, North America and more. KEY DUTIES* Draft and review legal documents including contract agreements, sales & purchase agreements, joint ventures, NDA's, etc.* Provide legal advisory to internal/ external stakeholders * Serve as the central point of contact between stakeholders * Provide compliance guidelines to mitigate risk and address legal issues* Provide oversight t

about the company.A well-established international sourcing company seeking an experienced and meticulous Quality Manager to lead their quality assurance operations from their Kwun Tong office. This pivotal role is responsible for upholding the highest product quality standards across the entire supply chain, ensuring excellence from the factory floor to the market. about the job.As the Quality Manager, you will be the key figure in implementing and execut

(Senior) Finance OfficerOur client is a HK listed property developer, they are looking for a detail-oriented and motivated (Senior) Finance Officer to join their team. ResponsibilitiesManage and process accounts payable and accounts receivableAssist with the preparation of financial statements and reportsReconcile bank statements and general ledger accountsProcess payroll in a timely and accurate mannerEnsure compliance with company policies and relevant f

about the company.A well-established international sourcing company seeking an experienced and meticulous Quality Manager to lead their quality assurance operations from their Kwun Tong office. This pivotal role is responsible for upholding the highest product quality standards across the entire supply chain, ensuring excellence from the factory floor to the market. about the job.As the Quality Manager, you will be the key figure in implementing and execut

COMPANY DESCRIPTIONA notable boutique corporate and fiduciary solutions that specialises in wealth preservation and administrative services for a select clientele.JOB DESCRIPTION* Assist in the administration of trust and corporate entities, including maintaining statutory records, preparing resolutions, and handling client correspondence.* Ensure all administrative tasks are performed in compliance with relevant laws and regulations, including anti-money

Senior Officer - Sales & Marketing (Residential) | Listed Developer5-day work weekReputable LandlordStable Project PipelinesAttractive Remuneration PackageHKD 300K - 500K p.a. About the CompanyOur client company is a reputable property developer with strong presences in Hong Kong and across the region. With continuous property development in Hong Kong, they are now looking for high calibre sales & marketing professional to join their dynamic team as Senior

To perform a wide range of the following functions under the guidance of Head of Risk & Senior Credit Analyst: Prepare annual reviews / annual renewals for existing facilities, including analysis on climate risk.Prepare waivers and amendments.Update and maintain credit ratings.Monitor financial covenants and negative news of existing borrowers.Assist in preparing periodic credit control & credit compliance reports, stress tests etc.Assist in due diligence

1. Execute and monitor cryptocurrency transactions, including deposits, withdrawals, and transfers across multiple platforms and wallets.2. Develop, implement, and improve deposit and withdraw procedures for cryptocurrency handling.3. Manage private keys and ensure the secure storage and handling of digital assets.4. Open and maintain accounts, ensuring availability and safety.5. Preserve accurate and current financial records of all money movements6. Reco

about the company.A well-established international sourcing company seeking an experienced and meticulous Quality Manager to lead their quality assurance operations from their Kwun Tong office. This pivotal role is responsible for upholding the highest product quality standards across the entire supply chain, ensuring excellence from the factory floor to the market.about the job.you will oversee and manage daily quality inspection operations, ensuring prod

Our client is a sizable corporation listed in Hong Kong. They are seeking a highly capable Finance Director to lead their finance function and drive strategic financial initiatives especially in the UK marketThis role requires a dedicated and experienced professional to provide critical financial leadership, ensuring effective and high-performance financial services are delivered company-wide. The successful candidate will be instrumental in safeguarding t

about the company.We are exclusively representing a premier U.S. financial services firm with a significant and long-standing presence in Asia. For over 40 years, our client has operated in Hong Kong, providing investors with secure, easy-to-use tools and resources for accessing the U.S. market. As an entity registered with the Securities & Futures Commission of Hong Kong (“SFC”), they are a key player in the region.about the job.We are seeking a senior, d

about the job.Source and identify new suppliers for woven products, with a focus on quality, cost-effectiveness, and ethical compliance.Manage the end-to-end sourcing process, from initial supplier outreach and negotiation to final product delivery.Oversee all aspects of supplier management, including performance monitoring, risk assessment, and relationship building.Negotiate contracts and pricing to secure the best possible terms.Implement and manage qu

about the company.Established Corporate Services Company.about the job.Maintained and supported the day-to-day operations of application and infrastructure systems, troubleshooting and resolving incidents related to software, hardware, and networks.Administered Microsoft 365 services, managing user accounts, permissions, licenses, and security policies to facilitate effective communication and collaboration.Acted as a key point of contact for technical ass

about the company.My client is a leading insurance and health care company and they are looking for an experienced trainer to support their project. about the job.Develop and update all training content, including e-learning and manuals, specifically tailored to insurance industry policies, products, and compliance standardsFacilitate engaging and practical training sessions for new hires and existing staffsAssess trainee performance through evaluations an

Position: Property Sales Manager - Residential about the company.We are a partnering with leading property developer. They are looking for an experienced and results-driven Sales Manager to lead the sales and marketing efforts for exciting new first-hand residential project. This is a critical role responsible for formulating sales strategies, prepare sales documentations and ensuring full compliance with the relevant Residential Properties Sales Ordinance

about the company.We are proud to partner with one of Hong Kong's most respected and stable organizations. We are seeking a dynamic and strategic HR Manager to act as a dedicated HR Business Partner for their expansive and innovative Technology (IT) Division.This is a crucial role where you will align HR strategies with business objectives, providing expert consultation and support to drive performance, talent development, and employee engagement within a