83 jobs found for Compliance in Hong Kong

● Client management with top-tier asset management in Hong Kong and Asia● Managing the end-to-end cycle of licensing application with the SFC● Assist companies with completing and submitting relevant notifications or other applications with the SFC● Conduct mock SFC inspections, including overseeing and reviewing the work of the project team, preparing mock SFC inspection reports, and reviewing draft reports prepared by the project team● Advising on compli

● Investigate suspicious transactions reported from business units and prepare suspicioustransaction reports for MLRO to review● Investigate and document reasons for closing name screening alerts and transactionmonitoring alerts● Coordinate ABC due diligence on vendors or other third parties to ensure the compliance withlocal, Group and regulatory requirements● Provide AML, sanctions and anti-bribery and corruption ("ABC") related advice to businessunits t

1. Onboarding & Periodical review● Ensure timely, accurate due diligence reviews and risk assessment of new onboarding agreements of relevant Business Partners in both HK & SG.● Perform detailed KYC analysis for Business Partners and clients of the Lioner Group, including reviewing organizational structures, geographical locations, shareholder percentages, and relationships among headquarters, parent companies, subsidiaries, and affiliates.● Perform period

Draft, review and comment on a range of compliance documentation for the GroupHandle compliance matters for APAC at Group LevelSupport the business on a range of AML and KYC matters for client on-boarding Work with internal business units on investigation and whistleblowing supportskills & experiences required.Qualified lawyer with at least 2 years' PQE with solid compliance experience gained in financial institutions or law firmsProven experience with APA

● Support in different anti-bribery and corruption ("ABC") and AML related projects● Ensure projects are implemented in accordance with defined timeline and compliancewith group and local regulatory requirements● Recommend changes to ABC and AML procedures to increase effectiveness ofcompliance programs● Review and update ABC, AML and sanctions policies and procedures to reflectchanges made by regulators and Group Compliance● Provide ABC, AML and sanctions

AML system management● Support AML system enhancement project and lead UAT tasks.● Review Screening, transaction monitoring and customer risk rating alerts. Study the trend ofthe AML risk and design the mitigation plans.● Update the name screening, transaction monitoring and customer risk rating operationprocedures on an ongoing basis in order to ensure compliance with higher of the Grouprequirements or local regulatory requirement.● Follow up the threshol

about the company.My client is seeking a detail-oriented and proactive Officer to join Risk Control Department at Hong Kong Branch. The successful candidate will support risk management activities and reporting related to Operational Risk, Credit Risk, and Market & Liquidity Risk, to ensure company compliance and regulations about the job.Conduct regular internal inspections across departments to identify and document any control weaknesses or procedure er

about the company.My client is a leading financial institutions and they are looking for KYC / AML Specialist to join their winning team.about the job.Perform name screening and identify risk level on clients and their connected parties, to ensure compliance with regulatory standardsConduct CDD by gathering, reviewing, and verifying comprehensive KYC documentation for new clients and ensuring timely completion of KYC periodic reviews for existing relations

- Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl

about the company.A leading and well-established financial institution with a strong presence in the Asian market is looking to hire an experienced Senior Legal Counsel to join its dynamic legal team in Hong Kong. This is a pivotal role where you will be instrumental in providing broad-ranging legal advice and driving strategic business decisions across various divisions of the bank.about the job.Provide contextual legal advice on a broad range of matters

about the company.The client is a well established financial institution and seeking an experienced and strategic leader to manage the IT Policy and Compliance. about the job.Formulate the overall strategy, goals, and management system for the IT Policy and Compliance function, including IT Policy Management, Compliance Management, and Issues Management.Lead and manage all internal and external IT audit and compliance engagements (e.g., HKMA C-RAF, PCI-DSS

about the company.Our client is a leading insurance company and they are looking for a Senior Officer, AML Compliance to join their winning team. about the job.Conduct investigation on suspicious transactions and prepare STR for MLRO to review Record the justification for closing name and transaction monitoring alertsProvide AML, sanctions and anti-bribery and corruption related advice to business units Coordinate due diligence on vendors or third parties

COMPANY DESCRIPTIONA renowned international law firm with over 35 offices globally covering practices including Banking & Finance, Corporate, Mergers & Acquisitions, Private Equity and more.JOB DESCRIPTION* Managing the due diligence process for HK and US IPOs* Oversee the verification process for prospectuses to ensure compliance with HKEX and relevant US securities* Provide support on Mergers & Acquisitions and other corporate finance transactions, inclu

COMPANY DESCRIPTIONA top tier Hong Kong manufacturing company with operations in APAC. They are a private company with over 20 years of established history in Hong Kong and China.JOB DESCRIPTION* draft, review and negotiate variety of legal documents including sales & purchase agreements, NDA's, etc.* liaising with internal and external stakeholders to handle legal matters* conducting legal research * developing framework for legal and compliance policiesR

about the team.Product Development Team is a newly established, highly visible team responsible for the commercialization and strategic expansion of service offerings. The team is dedicated to balancing compliance requirements with commercial opportunities, requiring all members to be all-round thinkers who can navigate strategic vision, technical implementation, and regulatory frameworks. You will report to the Director of Product Development and work clo

COMPANY DESCRIPTIONA leading manufacturing company that specialises in delivering innovative products to technology and electronics industry. They are located in Kowloon.JOB DESCRIPTION* Handle the full spectrum of company secretarial duties for the listed company and its subsidiaries, ensuring compliance with the Hong Kong Companies Ordinance and relevant overseas jurisdiction regulations.* Prepare and file statutory returns, forms, and documents* Mainta

about the company.Our client is a leading financial institution with a significant international presence, who is looking for a legal professional to join its regional legal team. This role provides critical legal counsel and support for Global Markets and Corporate Banking activities across its Asian Pacific operations, focusing on regulatory adherence and risk mitigation.about the job.Offer strategic legal guidance on business initiatives and pivotal dec

about the job.Assist lawyers with drafting, reviewing, and preparing various legal documentsManage document retention and filing systems, ensuring compliance with internal policies and legal standards.Coordinate service of process for pleadings, subpoenas, and other legal documentsskills & experiences required.A bachelor's degree in Law (LLB) or a related field is preferredPrevious experience as a paralegal or legal assistant, particularly with exposure to

about the company.Established Professional Services Firm.about the job.Serve as the escalation point for complex L2 incidents related to the M365 suite, managing, maintaining, and securing core services such as Exchange Online, Teams, SharePoint, and Licensing.Administer and monitor cloud resources in Azure, including Virtual Machines, Virtual Networks, Storage, and Backup/DR solutions.Manage and secure Azure Active Directory, including users, groups, cond

Chief Financial Officer, HK Listed, FMCG/ RetailOur client is a HK listed business with various business portfolios, we are looking for a CFO to lead their finance teams and drive the business growth. This pivotal role demands a seasoned profession to drive strategic financial management and report directly to the CEO. The successful candidate will be instrumental in guiding the company’s sustained performance and expansion. Responsibilities:Direct and man

COMPANY DESCRIPTIONA notable conglomerate with a distinguished portfolio across Asia and Europe. They have diverse operations in multiple industries with a strong reputation for corporate governance.KEY RESPONSIBILITIES* providing oversight and to manage a team to handle full spectrum of company secretarial duties* handle company secretarial duties for listed and private entities * preparing and drafting of annual and interim reports, announcements, circu

COMPANY DESCRIPTIONA premier property developer with a substantial portfolio of real estate in Hong Kong and Mainland China. JOB DUTIES* Providing support to the company secretarial division of the Group and its subsidiaries* Ensure compliance with all relevant laws and regulations including Companies Ordinance, Hong Kong Listing Rules, etc.* Organising board meeting and drafting of minutes* Providing advisory and guide to the Board of DirectorsREQUIREMENT

about the company.A well established international law firm, with a strong corporate and banking team. about the job.- Format and translate legal documents, handle billings and accurately maintain the firm's systems.- Maintain compliance and manage the client matter life cycle.- Liaise with external and internal stakeholders, while efficiently managing and prioritising internal and external scheduling, meetings, visa procurement's, etc.skills & experience

about the company.An international law firm with a strong establishment in Hong Kong, specialising in finance, funds, and corporate transactions. about the job.- Assist with drafting and reviewing legal documents related to funds.- Support the Funds team, maintaining regulatory compliance and conducting legal research.- Provide administrative support, and manage internal files and documents.skills & experiences required.- Minimum 2 years of relevant experi

Chief Financial Officer, HK Listed, FMCG/ RetailOur client is a HK listed business with various business portfolios, we are looking for a CFO to lead their finance teams and drive the business growth. This pivotal role demands a seasoned profession to drive strategic financial management and report directly to the CEO. The successful candidate will be instrumental in guiding the company’s sustained performance and expansion. Responsibilities:Direct and man

about the company.A leading multinational retail corporation, this company operates as a prominent importer catering to key markets in North America and the United Kingdom. With a global sourcing team, it focuses on acquiring high-quality merchandise while maintaining strict standards for compliance and quality assurance. The organization is known for its extensive product categories and its ability to consistently deliver value to its customers.about the

about the job.Perform full spectrum of APAC payroll functions and ensure monthly payroll process for new hires, terminations, salary changes, compensation and benefit payouts are executed promptly, accurately and in compliance with country statutory regulations and company policies.Close collaboration with our service providers and internal stakeholders to ensure timely and accurate salary payments to employees. Prepare and consolidate monthly reports and

Responsible for a full range of legal and compliance matters for Hong Kong with some PRC and Macau support Draft, review and prepare commercial agreements including service contracts, vendor agreements, marketing materials etcSupport business units in offering legal advice, drafting policies, implementing compliance regulations and ad hoc projectsConduct legal research and deliver internal trainings skills & experiences required.Hong Kong Qualified Sol

about the company.We are partnering with property developer and they are seeking for Deputy Project Director to join the team. You will be responsible for taking full ownership of the project, including scope definition, planning, budget management, resource allocation, and risk mitigation to ensure timely and within-budget delivery.about the job.Taking full ownership of the project, including scope definition, planning, budget management, resource allocat

about the job.Perform full spectrum of APAC payroll functions and ensure monthly payroll process for new hires, terminations, salary changes, compensation and benefit payouts are executed promptly, accurately and in compliance with country statutory regulations and company policies.Close collaboration with our service providers and internal stakeholders to ensure timely and accurate salary payments to employees.Prepare and consolidate monthly reports and