74 jobs found for Compliance in Hong Kong

ResponsibilitiesSupporting day to day compliance work Reviewing self certification forms and reviewing FATCA/ CRS registration documentations Updating and maintaining FATCA/ CRS statutory policies Requirements1 to 2 years of experience utilising FATCA/ CRSAttention to detailsStrong command of Chinese and English

Perform regular checks and reviews on FATCA/CRS and AML compliance for the GroupResponsible for ensuring FATCA and CRS reporting and registration is completed in a range of jurisdictionsOversee the Group's compliance matters through CDD procedures Deal with enquiries from financial bodies and authorities globally skills & experiences required.Bachelor Degree with at least 2 years of legal/compliance experience Able to show initiative, detail-minded and w

Our client is a well recognised national brand. They are seeking a Legal and Compliance Officer in their Hong Kong office.Responsibilities:Provide guidance and support to BUs on legal and compliance related matters.Establish, maintain and implement compliance policy. Assist in the review and negotiation of contracts, agreements, and other legal documents.Stay informed about changes in relevant laws, regulations, and industry standards, and assist in implem

about the job.Establish and implement a comprehensive risk governance and control framework for the bank, covering all risk topics ranging from credit risk, market and liquidity risk, operational risk, enterprise risk, etcCollaborate and work closely with internal business stakeholders to formulate risk appetite metrics and statementsProactively identify emerging risk from external economic environment and make reasonable adjustments towards the bank's ris

about the job.Develop and manage the organization's liquidity risk management framework, including policies, limits, and processes.Oversee the assessment, monitoring, and mitigation of liquidity risks, including stress testing and scenario analysis.Ensure the company's liquidity position aligns with internal policies and external regulations.Develop and maintain contingency funding plans to address potential liquidity events.Collaborate with treasury and f

about the job.Perform in-depth fundamental credit analysis from risk perspective to examine the credit qualities of the proprietary fixed income investment portfolioConduct thorough research and analysis of the fixed income investment market and a different range of fixed income securities such as Government and corporate bonds and other debt instrumentsStay updated on market trends, economic indicators, and developments that may impact fixed income invest

about the company.Our client is a market-leading insurance company who is looking for a junior lawyer to join the team and provide the legal support to the regional business about the job.Provide legal support on contracts, business initiatives, IT, Procurement and other general commercial workProvide legal advice on structuring and documentation of M&A or restructuring transactions in AsiaDay-to-day legal advice on a wide range of commercial agreements fo

We are partnering with several clients (industry across property, life science, retail) in expanding their finance team. They are seeking a skilled and detail-oriented Accountant to join the team and support the growth of the company:Job Description:Reporting to the assistant finance manager, you will be responsible for supporting daily finance duties, managing financial records, preparing financial reports, and ensuring compliance with accounting regulati

RequirementsBachelor degree or higher in relevant field2 to 3 years of company secretarial experience Student member of HKICS or higherStrong knowledge of Companies Ordinance, Listing Rules and compliance proceduresPossess ability to multi-task and attention to detail Self driven and hardworking

about the company.Foreign bankabout the team.Experienced credit approvers, nice and friendly environmentabout the job.Evaluating and approving credit facility applications, balancing risk and returnSupport and deputise department head to lead commercial banking credit functionConduct credit investigations and analyzing financial information on borrowersAdvise the front office on credit structuring and risk mitigationProvide credit recommendations on credit

about the company.Stable Corporate Bankabout the team.You will be leading a small teamabout the job.Develop and enhance risk control measures for financial market to accommodate regulatory requirements and mitigate compliance, operational and reputational risksFormulate and review manuals with respect to compliance, operational and reputational risk on annual and need basisPerform compliance/risk assessment on new product/business initiatives from treasury

about the company.Our client is a reputable regional bank, who is currently looking for a Senior Legal Counsel to join the team and support the business in HK. about the job.provide legal advice to the senior management and develop the appropriate internal legal framework and guidelinesReview and draft all types of corporate and commercial contracts, and deal with regulatory workprovide legal advice on design and restructuring of new products and projects

about the company.Our client is a financial institution focus on PE/VC investment, looking for a senior PE lawyer to join the firm and provide day-to-day legal support.about the job.provide legal support to the management on day to day basis, including all kinds of contract review and negotiation, transaction support, as well as compliance work such as KYC/AML review on relevant regulations in regard of the operation of the SFC Type 1, 4 and 9 businesscond

Job Responsibilities:Establish the administrative operational workflow of the department, and formulate the department's administrative rules;Manage broker contracts, handle matters related to TR listing, CPD, etc.Handle policy services, commission settlement, and related workCoordinate with the middle and back-office departments such as product, underwriting, billing, and IT, facilitate communication with distribution channels, and improve service respons

about the company.Our client is a global leading biopharmaceutical company seeking for strong addition to join their medical affairs team. about the job.Identify, establish, maintain KOL database and build relationships to support clinical research activities;Provide professional medical strategic input into interactions with HCPs through field visits;Gather insights and understanding from key external experts in the field;Develop and maintain in depth kno

Deputy Financial ControllerCompany Overview:Our client is a well-established manufacturing company with factories in China and Southeast Asia. They are a leader in their industry, known for their commitment to excellence and innovation. Currently, they are seeking a Deputy Financial Controller to join their dynamic team and play a key role in their continued success.Job Description:As the Deputy Financial Controller at our client's esteemed manufacturing c

Responsible for a full range of company secretarial matters for the Group and its entities Organise and co-ordinate board meetings, committee meetings and AGM Prepare and review interim, annual reports and announcementsEnsure strict compliance of the Group with Listing Rules, SFO and Companies Ordinance Assist with corporate transactions and M&A projects skills & experiences required.HKCGI Associate Member or above with at least 8 years of company secretar

about the company.My client is a world leading company based in Europe with a global footprint & operations in over 80+ countries. With the progressive business expansion, they are now looking for an experienced and skilled Financial Analyst/ Management Accountant to join their dynamic team.about the job.Prepare monthly, quarterly and annual financial statementsConduct in-depth financial analysis to identify trends, risks, and opportunities of the business

(Assistant) Accountant - Up to 30k x 13 monthsOur client is a reputable property investment firm. They are seeking a skilled and detail-oriented (Assistant) Accountant to join the team and support the growth of the company:Job Description:Reporting to the assistant finance manager, you will be responsible for supporting daily finance duties, managing financial records, preparing financial reports, and ensuring compliance with accounting regulations. You wi

Our client is a well established Chinese company listed in Hong Kong with business across the globe. We are seeking a highly motivated Finance Manager to join their HK local finance team. Responsibilities:Lead a small team to oversee and manage the day-to-day financial operations of the Hong Kong local officePrepare accurate and timely financial statements, reports, and analysis.Monitor and analyze financial performance, highlighting trends and providing

about the company.Global Solution Provider Companyabout the job.Design, implement, and maintain secure and efficient server infrastructure to support multiple client requirementsPerform server lifecycle management, including maintenance, updates, capacity planning, and resource allocationProvide technical support and troubleshooting to clients, ensuring prompt and effective resolution of server-related issuesImplement robust security controls and ensure se

Our client is a renowned MNC with a strong presence in APAC. They are seeking a commercial lawyer to handle all contractual matters in APAC.Responsibilities:● Advise senior stakeholders of various business division on legal and compliance matters in APAC;● Review and draft legal documents and contracts including T&C, vendor agreements, customer issues, and other agreements such as service provider, software licensing and non-disclosure agreements.;● Prepar

about the company.Our client is a reputable international bank, who is looking for a Senior Legal Counsel to join the legal team and provide day to day legal support to the Prime Brokerage businessabout the job.Provide legal advisory and documentation support to the Bank’s Prime Brokerage servicesSupport legal support to Market’s Clearing business including ETD and OTC client clearingResponsible for all associated documentation negotiations for new client

about the company.Our client is a leader in the EU home appliance market. We are seeking a skilled Senior Electronic Engineer to join their R&D team in Hong Kong. about the job.As a Senior Electronic Engineer, you will be responsible forLead the design and development of electronic systems for home appliances.Collaborate with cross-functional teams to ensure product functionality and performance.Develop and test prototypes, ensuring compliance with industr

about the company.Our client is a sizable telecom company in Hong Kong. As their team is expanding, they are looking for an Assistant IT Procurement Manager to manage daily IT procurement activities. about the job.As an Assistant IT Procurement Manager, you will-Develop and implement effective procurement strategies for IT-related products and services, ensuring cost-effectiveness and value for money.-Collaborate with internal stakeholders to understand th

Our client is a well known retail company with a long history and strong presence in the market. We are looking for a highly skilled and experienced Internal Audit Manager to head up the internal audit function for Greater China and Southeast Asia business. You will play a crucial role in ensuring the effectiveness of our internal controls, risk management processes, and compliance with relevant regulations. Responsibilities:Lead and manage the internal au

Job HighlightsHighest standards project in GBAUp to 1.3m RMBBased in China about the company.My client is one of the largest institutions in Hong Kong. They have projects in cities across the Greater Bay Area . My client is now seeking a Director MEP for their diversity-focused projects in China.about the job.As the director of MEP service, you need to oversee and assist the property team with planning, negotiations, and statutory documentation submission

about the company.Our client is a global law firm with a strong presence in Hong Kong. They are located in Hong Kong Island.about the job.The job responsibilities will include: - handling full spectrum of company secretarial duties for private companies- updating and maintaining statutory records and registers- ensuring day-to-day compliance with the regulatory requirements- handling ad hoc and administrative dutiesskills & experiences required.- Bachelor'

about the company.Our client is a well-known financial institution, and they are seeking multiple senior-level Software Engineers with strong experience in Java and prior experience in developing systems for the financial services industry, such as electronic trading platforms or risk/compliance management systems etc.. about the job.Analyze business requirements, design and implement solutions, and develop software components as defined by the SDLCCollabo

Draft and review contracts related to the business operations and general management of company's development projectsProvide legal advice to internal business stakeholders, ensuring legal / compliance obligations are aligned to HK Listing Rules, Takeover Codes etc. Advise on new legislative and regulatory requirements, recommending policy and process changes as neededIdentify, monitor, and manage risks to the company, staying informed about emerging indus