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137 jobs found for Compliance in Hong Kong

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    • permanent
    • HK$50,000 - HK$70,000 per month
    • full-time
    about the companyOur client is a regional bank with strong presence in Asia about the teamA team of 20+ Legal and Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc compliance testing projectsskills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplines At least 5 years compliance experience in compliance review/internal audit/risk control functionsQualification in accounting would be an advantage Good command in spoken and written English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a regional bank with strong presence in Asia about the teamA team of 20+ Legal and Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc compliance testing projectsskills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplines At least 5 years compliance experience in compliance review/internal audit/risk control functionsQualification in accounting would be an advantage Good command in spoken and written English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$45,000 - HK$53,000 per month
    • full-time
    about the companyOur client is a regional bank with strong presence in Asia about the teamA team of 20+ Legal and Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc compliance testing projectsskills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplines At least 5 years compliance experience in compliance review/internal audit/risk control functionsQualification in accounting would be an advantage Good command in spoken and written English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a regional bank with strong presence in Asia about the teamA team of 20+ Legal and Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc compliance testing projectsskills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplines At least 5 years compliance experience in compliance review/internal audit/risk control functionsQualification in accounting would be an advantage Good command in spoken and written English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$25,000 - HK$30,000 per month
    • full-time
    about the company.Our client is a state-owned regional bank, providing Corporate Banking and Wealth Management services. Office located in Central. They are currently expanding business in Hong Kong and looking for a junior Compliance Officer. about the team.You will be joining a team of 5+ in Compliance team about the job.Assist Team Head in handling full spectrum of compliance duties, including General Compliance and AML Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements from HKMA and SFC Perform AML screening, including transaction monitoring, account openings review, KYC review, sanctions/PEP review etc Liaise with HKMA/SFC on enquiries, questionnaires, on-site inspection etc skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 2 years compliance experience Good command in written and spoken EnglishMature working attitude, self-motivated and a team playerInterested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.Our client is a state-owned regional bank, providing Corporate Banking and Wealth Management services. Office located in Central. They are currently expanding business in Hong Kong and looking for a junior Compliance Officer. about the team.You will be joining a team of 5+ in Compliance team about the job.Assist Team Head in handling full spectrum of compliance duties, including General Compliance and AML Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements from HKMA and SFC Perform AML screening, including transaction monitoring, account openings review, KYC review, sanctions/PEP review etc Liaise with HKMA/SFC on enquiries, questionnaires, on-site inspection etc skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 2 years compliance experience Good command in written and spoken EnglishMature working attitude, self-motivated and a team playerInterested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$25,000 - HK$38,000 per month
    • full-time
    about the companyA Hong Kong-based investment group is hiring for a junior Compliance talent to join their Asset Management arm. Our client provides a range of financial services, reputable for their quantitative strategies and quality research through proprietary trading platforms. about the teamA team of 3 in the Asset Management Compliance Department about the jobSupport the Head of Compliance in all compliance matters, including general compliance, investment compliance and AMLProvide compliance advice to business units and managements Review and update policies and procedures to ensure adherence with latest regulations and internal policies Handle licensing matters Perform surveillance function, AML investigation and KYC/CDD reviewLiaise with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 2 years compliance experience in asset management firms. Knowledge of proprietary trading would be an advantage. Candidates from professional services/regulators would be consideredFluent in spoken and written English and Chinese Eager to learn and self-motivated individual To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyA Hong Kong-based investment group is hiring for a junior Compliance talent to join their Asset Management arm. Our client provides a range of financial services, reputable for their quantitative strategies and quality research through proprietary trading platforms. about the teamA team of 3 in the Asset Management Compliance Department about the jobSupport the Head of Compliance in all compliance matters, including general compliance, investment compliance and AMLProvide compliance advice to business units and managements Review and update policies and procedures to ensure adherence with latest regulations and internal policies Handle licensing matters Perform surveillance function, AML investigation and KYC/CDD reviewLiaise with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 2 years compliance experience in asset management firms. Knowledge of proprietary trading would be an advantage. Candidates from professional services/regulators would be consideredFluent in spoken and written English and Chinese Eager to learn and self-motivated individual To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$1,200,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties (e.g. SFC, HKEx) skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties (e.g. SFC, HKEx) skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$120,000 - HK$150,000 per month
    • full-time
    about the company.My client is a well rounded Bank who provides a comprehensive range of corporate banking, personal banking, wealth management, and investment services. about the team.You will be joining a established legal team and to lead the team to support the business.about the job.You will draft, review and negotiate full range of commercial contracts and legal documentationYou will provide legal advice on all legal aspects of the business and products of the Bank GroupYou will manage the legal risk of the Bank and advise on legal risk management and complianceYou will liaise with external lawyers and counselskills & experiences required.You need to be a Hong Kong qualified lawyer with at least 15 PQEYou need to have solid experience in a wide spectrum of general corporate, commercial and banking assignments and commercial litigationGood leadership, interpersonal and negotiation skillsExcellent command of both spoken and written English and Chinese; Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng at + 852 2232 3467 or email: faye.zheng@randstad.com.hk
    about the company.My client is a well rounded Bank who provides a comprehensive range of corporate banking, personal banking, wealth management, and investment services. about the team.You will be joining a established legal team and to lead the team to support the business.about the job.You will draft, review and negotiate full range of commercial contracts and legal documentationYou will provide legal advice on all legal aspects of the business and products of the Bank GroupYou will manage the legal risk of the Bank and advise on legal risk management and complianceYou will liaise with external lawyers and counselskills & experiences required.You need to be a Hong Kong qualified lawyer with at least 15 PQEYou need to have solid experience in a wide spectrum of general corporate, commercial and banking assignments and commercial litigationGood leadership, interpersonal and negotiation skillsExcellent command of both spoken and written English and Chinese; Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng at + 852 2232 3467 or email: faye.zheng@randstad.com.hk
    • permanent
    • HK$35,000 - HK$40,000 per month
    • full-time
    about the company.Our client is a reputable regional bank. They are currently looking for a General/Regulatory Compliance Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branchDissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements Provide general compliance advisory to different business units Liaise with regulators (HKMA/SFC) and external parties on enquiries, questionnaires, on-site inspection etc skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 4 years compliance experience. Strong knowledge in Corporate Banking ComplianceOpen to candidates with general compliance and regulatory compliance Eager to learn, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.Our client is a reputable regional bank. They are currently looking for a General/Regulatory Compliance Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branchDissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements Provide general compliance advisory to different business units Liaise with regulators (HKMA/SFC) and external parties on enquiries, questionnaires, on-site inspection etc skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 4 years compliance experience. Strong knowledge in Corporate Banking ComplianceOpen to candidates with general compliance and regulatory compliance Eager to learn, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$70,000 - HK$85,000 per year
    • full-time
    about the companyOur client is a well-known real estate private equity with strong presence globally. Holding SFC Type 1 4 9 license and with an AUM of USD $150billion. They are rapidly expanding in recent years and looking for compliance talents to join their team. about the teamA team of 3 in Hong Kong Compliance Department about the jobActs as the Deputy Head of Compliance. Lead team to perform compliance functions To establish and modify AML/regulatory compliance framework Primary contact point with (SFC) on enquiries, questionnaires, inspection etc Review and approve fund distribution activities and marketing materials Advise business on new initiatives, business operations and other compliance matters skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 7 years compliance experience in asset managers or private equity business Solid compliance experience in SFC Type 1 4 9 licensed business Excellent in spoken and written English is required. Chinese skills would be an advantageTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a well-known real estate private equity with strong presence globally. Holding SFC Type 1 4 9 license and with an AUM of USD $150billion. They are rapidly expanding in recent years and looking for compliance talents to join their team. about the teamA team of 3 in Hong Kong Compliance Department about the jobActs as the Deputy Head of Compliance. Lead team to perform compliance functions To establish and modify AML/regulatory compliance framework Primary contact point with (SFC) on enquiries, questionnaires, inspection etc Review and approve fund distribution activities and marketing materials Advise business on new initiatives, business operations and other compliance matters skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 7 years compliance experience in asset managers or private equity business Solid compliance experience in SFC Type 1 4 9 licensed business Excellent in spoken and written English is required. Chinese skills would be an advantageTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$100,000 - HK$120,000 per month
    • full-time
    about the companyOur client is a leading Asian Investment Group with an AUM of over $20billion USD. They are searching for a motivated and spirited individual to join their Hong Kong office. about the teamA team of 10+ in the Compliance Department about the jobActs as the Team Lead and leading 3 staffs in performing Asset Management Compliance for Hong Kong and SingaporePrimary contact point with regulators (SFC and MAS) on enquiries, questionnaires, inspection etc Review and approve fund distribution activities and marketing materials Review and modify policies and procedures, compliance manuals regarding latest regulationsAdvise business on new initiatives, transactions, business operations and other compliance matters skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 7 years compliance experience in asset management firms. Knowledge of quantitative trading would be an advantage Familiar with HK and SGP regulations and requirements on funds (management) business Experience in people management would be an advantageFluent in spoken and written English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a leading Asian Investment Group with an AUM of over $20billion USD. They are searching for a motivated and spirited individual to join their Hong Kong office. about the teamA team of 10+ in the Compliance Department about the jobActs as the Team Lead and leading 3 staffs in performing Asset Management Compliance for Hong Kong and SingaporePrimary contact point with regulators (SFC and MAS) on enquiries, questionnaires, inspection etc Review and approve fund distribution activities and marketing materials Review and modify policies and procedures, compliance manuals regarding latest regulationsAdvise business on new initiatives, transactions, business operations and other compliance matters skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 7 years compliance experience in asset management firms. Knowledge of quantitative trading would be an advantage Familiar with HK and SGP regulations and requirements on funds (management) business Experience in people management would be an advantageFluent in spoken and written English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$50,000 - HK$80,000 per month
    • full-time
    about the companyOur client is a Leading European Investment Bank with expanding business in Asia about the teamRegional team, fast paced working environmentWesternise culture about the jobTo provide compliance advisory to global markets business, with a focus on FICC desk To perform compliance monitoring on business activities and ensure completion of compliance review To assess new business initiatives, product and transaction approvals Maintain and modify control mechanisms to ensure compliance with laws and regulations Provide compliance training to business and supporting staffs skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant fieldMinimum 5 years market compliance experience Knowledge in global markets business and regulations. Knowledge of FICC products would be an advantage Strong command in spoken and written English is required
    about the companyOur client is a Leading European Investment Bank with expanding business in Asia about the teamRegional team, fast paced working environmentWesternise culture about the jobTo provide compliance advisory to global markets business, with a focus on FICC desk To perform compliance monitoring on business activities and ensure completion of compliance review To assess new business initiatives, product and transaction approvals Maintain and modify control mechanisms to ensure compliance with laws and regulations Provide compliance training to business and supporting staffs skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant fieldMinimum 5 years market compliance experience Knowledge in global markets business and regulations. Knowledge of FICC products would be an advantage Strong command in spoken and written English is required
    • permanent
    • full-time
    about the company.A reputable international law firm is currently looking for a Conflicts Analyst to be a part of a department where you will be performing, analysing, interpreting and providing specialised research regarding conflict check reports. You will be assisting lawyers in the areas of business intake, conflict check requests, the clarification of entities and handling of confidential information. about the job.Understand and perform the analysis and research process on all potential new businessVerify that all searching is complete, consistent and accurate and that all Firm conflicts procedures have been followedCreate written analysis for attorneys Process requests for conflict searches, perform necessary research and complete business intake formRespond to requests and answer or facilitate questions relating to conflicts policies and procedures in a timely manner Address time sensitive issues and serve as a public face of New Business and ConflictsContribute to process, procedures, and technology improvements in order to reduce risk and improve efficiencyskills & experiences required.At least 4 years of experience in conflictsHave a familiarity with UK & US Conflict rulesKnowledgeable of business and research tools, e.g. BcD Orbis, LegalKey, Worldcheck and Capital IQReliable and a good problem solverinterested, please click "apply" above or please contact JJ How via jj.how@randstad.com.hk for a confidential discussion
    about the company.A reputable international law firm is currently looking for a Conflicts Analyst to be a part of a department where you will be performing, analysing, interpreting and providing specialised research regarding conflict check reports. You will be assisting lawyers in the areas of business intake, conflict check requests, the clarification of entities and handling of confidential information. about the job.Understand and perform the analysis and research process on all potential new businessVerify that all searching is complete, consistent and accurate and that all Firm conflicts procedures have been followedCreate written analysis for attorneys Process requests for conflict searches, perform necessary research and complete business intake formRespond to requests and answer or facilitate questions relating to conflicts policies and procedures in a timely manner Address time sensitive issues and serve as a public face of New Business and ConflictsContribute to process, procedures, and technology improvements in order to reduce risk and improve efficiencyskills & experiences required.At least 4 years of experience in conflictsHave a familiarity with UK & US Conflict rulesKnowledgeable of business and research tools, e.g. BcD Orbis, LegalKey, Worldcheck and Capital IQReliable and a good problem solverinterested, please click "apply" above or please contact JJ How via jj.how@randstad.com.hk for a confidential discussion
    • permanent
    • AU$40,000 - AU$50,000 per month
    • full-time
    about the companyA regional Corporate and Private bank is looking for a CDD Compliance candidate to join their teamabout the teamA team of 50+ in Compliance Department about the jobActing as a Team Lead and ensure compliance with KYC/CDD policies and procedures To conduct periodic review on existing accounts and to review any triggered eventsEnsure existing control procedures on client onboarding are followed to mitigate potential operational risk Provide advice to ‘makers’ to enhance quality and efficiencyProvide KYC/CDD training to branch staffs skills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplinesAML qualification (ie CAMS, AAMLP, CAMLP etc) is needed A minimum of 5 years operation/compliance experienceHad experience in CDD, KYC and client onboarding would be preferred Fluent in spoken and written English and Chinese
    about the companyA regional Corporate and Private bank is looking for a CDD Compliance candidate to join their teamabout the teamA team of 50+ in Compliance Department about the jobActing as a Team Lead and ensure compliance with KYC/CDD policies and procedures To conduct periodic review on existing accounts and to review any triggered eventsEnsure existing control procedures on client onboarding are followed to mitigate potential operational risk Provide advice to ‘makers’ to enhance quality and efficiencyProvide KYC/CDD training to branch staffs skills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplinesAML qualification (ie CAMS, AAMLP, CAMLP etc) is needed A minimum of 5 years operation/compliance experienceHad experience in CDD, KYC and client onboarding would be preferred Fluent in spoken and written English and Chinese
    • permanent
    • full-time
    about the company.A reputable international law firm is currently looking for a Compliance Legal Counsel to be a part of their Regional Business Professional function to provide advice and guidance to partners, lawyers and business professionals across the full spectrum of risk and compliance issues including but not limited to the responsibilities below: about the job.Design, develop and implement preventive monitoring mechanisms with respect to compliance objectives Participate in the creation of new global policies and actively promoting awareness of and compliance with new global policies in the local office while monitoring compliance with global policies in the local officeAdvise the team in the Hong Kong office on queries to gifts and hospitality Be an advisor to the central compliance team on gifts and hospitality requiring central compliance approval in relation to any local restrictions or specific local concernsImplement, operate and develop the compliance management system for the Hong Kong officeAct as the Data Protection Officer to ensure strict compliance with Data Privacy regulations, co-ordinating the annual Data Privacy registration process where applicable and stimulate and promote awareness of the Firm's data privacy policyReview and assist with engagement letters, supplier contracts, and other agreements and documents Prepare and review draft audit letters skills & experiences required.Legal qualification such as a PCLL/ Bar would be favourable At least 6 years of prior working experience with good understanding in local bar regulations, local anti-money laundering, anti-bribery, data privacy and insider trading regulationsProfessional compliance qualification will be considered favourable Ability to carry out responsibilities independently and take a leadership role If interested, please click "apply" or please contact JJ How via jj.how@randstad.com.hk for a confidential discussion
    about the company.A reputable international law firm is currently looking for a Compliance Legal Counsel to be a part of their Regional Business Professional function to provide advice and guidance to partners, lawyers and business professionals across the full spectrum of risk and compliance issues including but not limited to the responsibilities below: about the job.Design, develop and implement preventive monitoring mechanisms with respect to compliance objectives Participate in the creation of new global policies and actively promoting awareness of and compliance with new global policies in the local office while monitoring compliance with global policies in the local officeAdvise the team in the Hong Kong office on queries to gifts and hospitality Be an advisor to the central compliance team on gifts and hospitality requiring central compliance approval in relation to any local restrictions or specific local concernsImplement, operate and develop the compliance management system for the Hong Kong officeAct as the Data Protection Officer to ensure strict compliance with Data Privacy regulations, co-ordinating the annual Data Privacy registration process where applicable and stimulate and promote awareness of the Firm's data privacy policyReview and assist with engagement letters, supplier contracts, and other agreements and documents Prepare and review draft audit letters skills & experiences required.Legal qualification such as a PCLL/ Bar would be favourable At least 6 years of prior working experience with good understanding in local bar regulations, local anti-money laundering, anti-bribery, data privacy and insider trading regulationsProfessional compliance qualification will be considered favourable Ability to carry out responsibilities independently and take a leadership role If interested, please click "apply" or please contact JJ How via jj.how@randstad.com.hk for a confidential discussion
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$20,000 - HK$30,000, per month, Bonus
    • full-time
    about the companyOur client is an international corporate and investment bank with a strong presence in Europe, America and Asia.about the jobYou will:Work as a team to provide professional advises to corporate & investment banking units om compliance & AML related issueWork closely with Risk Management & Strategy team to provide support to business operationDisseminating the up-to-date regulatory and legislative change such as the circulars and e-mail correspondence issued by HKMA, SFC or other concerned parties to enhance compliance culture in the bankCooperate with various stakeholders to perform continuous improvement on AML & compliance in terms of Policy & Procedures, system enhancements & internal workflowWork as a team to review internal and external control reportsAssist on handling enquiries, self-assessment & review from regulatory authoritiesPrepare compliance report and assist on preparing training materials about all new legislation, guidelines, regulation and code issued by the regulatorsCollaborate with the team to review & update compliance & control policyskills & experiences requiredDegree or above2 year + banking Compliance would be preferableImmediate available would be an advantageStrong English writing and speaking ability is a mustGood command of written & spoken Chinese is a plusTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    about the companyOur client is an international corporate and investment bank with a strong presence in Europe, America and Asia.about the jobYou will:Work as a team to provide professional advises to corporate & investment banking units om compliance & AML related issueWork closely with Risk Management & Strategy team to provide support to business operationDisseminating the up-to-date regulatory and legislative change such as the circulars and e-mail correspondence issued by HKMA, SFC or other concerned parties to enhance compliance culture in the bankCooperate with various stakeholders to perform continuous improvement on AML & compliance in terms of Policy & Procedures, system enhancements & internal workflowWork as a team to review internal and external control reportsAssist on handling enquiries, self-assessment & review from regulatory authoritiesPrepare compliance report and assist on preparing training materials about all new legislation, guidelines, regulation and code issued by the regulatorsCollaborate with the team to review & update compliance & control policyskills & experiences requiredDegree or above2 year + banking Compliance would be preferableImmediate available would be an advantageStrong English writing and speaking ability is a mustGood command of written & spoken Chinese is a plusTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    • permanent
    • HK$55,000 - HK$70,000 per month
    • full-time
    Our client is a leading company with business across property management, property development and construction.They are looking for an Internal Audit Manager with a growth mindset in their new subsidiary. Responsibility: You will be reporting to the Head of IA and responsible to prepare full spectrum of internal control, audit, compliance and risk management including but not limited to:Prepare the internal audit report and reviewManage the audit procedure and streamline the existing policyDesign the risk management framework Ad-hoc task when neededRequirement:Bachelor degree in Finance/ Accounting/ Business related majorQualified accountant such as HKICPA/CPA/CIA/CISA/ ACCAMinimum 8 years of experience in internal audit, control, risk or complianceGood command in Cantonese, English and Mandarin is essentialExperience working in property/ NGO/ public sector/ construction/ government sector is a plusCandidate with IT audit experience would be a plusCandidate with less experience would be considered as Assistant Manager
    Our client is a leading company with business across property management, property development and construction.They are looking for an Internal Audit Manager with a growth mindset in their new subsidiary. Responsibility: You will be reporting to the Head of IA and responsible to prepare full spectrum of internal control, audit, compliance and risk management including but not limited to:Prepare the internal audit report and reviewManage the audit procedure and streamline the existing policyDesign the risk management framework Ad-hoc task when neededRequirement:Bachelor degree in Finance/ Accounting/ Business related majorQualified accountant such as HKICPA/CPA/CIA/CISA/ ACCAMinimum 8 years of experience in internal audit, control, risk or complianceGood command in Cantonese, English and Mandarin is essentialExperience working in property/ NGO/ public sector/ construction/ government sector is a plusCandidate with IT audit experience would be a plusCandidate with less experience would be considered as Assistant Manager
    • permanent
    • HK$35,000 - HK$45,000 per month
    • full-time
    about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Conduct investment suitability assessments and review product due diligenceProvide training to front line staff on investment suitability and increase risk awareness & compliance culture. Topics covering material amend/cancel/re-book check, upward post-trade amendment check, order taking process for investment products etc Assist in bank-wide compliance projects and initiatives for Private Banking business skills & experiences requiredUniversity Degree in Economics, Finance, Law or AccountingAt least 3 to 7 years of relevant experience. Private Banking experience would be an advantage, Retail Banking/Wealth Management experience would be consideredExperience in performing investment suitability testing is a mustUnderstand selling practice and good to have product due diligence experience Written and spoken English and conversational Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Conduct investment suitability assessments and review product due diligenceProvide training to front line staff on investment suitability and increase risk awareness & compliance culture. Topics covering material amend/cancel/re-book check, upward post-trade amendment check, order taking process for investment products etc Assist in bank-wide compliance projects and initiatives for Private Banking business skills & experiences requiredUniversity Degree in Economics, Finance, Law or AccountingAt least 3 to 7 years of relevant experience. Private Banking experience would be an advantage, Retail Banking/Wealth Management experience would be consideredExperience in performing investment suitability testing is a mustUnderstand selling practice and good to have product due diligence experience Written and spoken English and conversational Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$500,000 - HK$720,000, per year, Bonus
    • full-time
    about the companyOur client is an expanding asset management firm with a strong presence in Greater China.about the teamExpanding businessOpen and collaborative cultureabout the jobYou will assist in developing, updating and maintaining risk management policies and frameworksYou will manage across market risk, credit risk, operational risk, counterparty credit risk, as well as regulatory risk associated with the investment portfolios managed by the companyYou will prepare periodic risk and performance reports to internal stakeholders and provide relevant risk and performance data for external client reportingskills & experiences requiredUniversity Degree in Risk Management, Business Administration, Finance, Accounting or other relevant studiesCFA & FRM qualified - preferredAt least 3 to 5 years relevant risk management experience either in sell-side or buy-side industryStrong product knowledge in equities, fixed incomes, currencies and related derivatives risk management, portfolio construction and tradingAbility to multi-task and able to work independently with minimum supervisionProficiency in Excel, Excel VBA, Access, SQL. Coding experience - ideal but not a mustStrong presentation and communication skills in fluent English and Chinese languagesTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the companyOur client is an expanding asset management firm with a strong presence in Greater China.about the teamExpanding businessOpen and collaborative cultureabout the jobYou will assist in developing, updating and maintaining risk management policies and frameworksYou will manage across market risk, credit risk, operational risk, counterparty credit risk, as well as regulatory risk associated with the investment portfolios managed by the companyYou will prepare periodic risk and performance reports to internal stakeholders and provide relevant risk and performance data for external client reportingskills & experiences requiredUniversity Degree in Risk Management, Business Administration, Finance, Accounting or other relevant studiesCFA & FRM qualified - preferredAt least 3 to 5 years relevant risk management experience either in sell-side or buy-side industryStrong product knowledge in equities, fixed incomes, currencies and related derivatives risk management, portfolio construction and tradingAbility to multi-task and able to work independently with minimum supervisionProficiency in Excel, Excel VBA, Access, SQL. Coding experience - ideal but not a mustStrong presentation and communication skills in fluent English and Chinese languagesTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,500,000, per year, Bonus
    • full-time
    about the companyOur client is an expanding Financial Services Firm in HK.about the teamLeadership roleDynamic working environment with good work-life balanceabout the jobImplement the operational risk management framework and ensure its effectivenessSupport business initiatives without compromising standards of internal control by liaising with the Businesses to foster the understanding and spirit of controls and ensure accurate and objective reporting to Senior ManagementEnsure that potential operational risk areas are accurately recognised and creative solutions are delivered in a timely, concise and appropriate manner to optimise the level of business control and maximising efficiencyBuild the department with sufficient resources and skills to perform as a Centre of Excellence in operational risk managementEnsure oversight and support, other subsidiaries/group companies by sharing best practices, tools and expertise skills & experiences requiredUniversity degree in finance, accounting or related disciplineAt least 10+ years of relevant working experience in operational risk management or compliance in retail banking or virtual bankKnowledge of regulatory environment in the financial services sector and exposure to an operations and control environment (e.g. audit, compliance)Ability to conceptualise and articulate the operational impact of business changeGreat sense of ownership and servicing mindset to ensure efficient and effective customer service processesStrong track record in managing/leading a teamTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the companyOur client is an expanding Financial Services Firm in HK.about the teamLeadership roleDynamic working environment with good work-life balanceabout the jobImplement the operational risk management framework and ensure its effectivenessSupport business initiatives without compromising standards of internal control by liaising with the Businesses to foster the understanding and spirit of controls and ensure accurate and objective reporting to Senior ManagementEnsure that potential operational risk areas are accurately recognised and creative solutions are delivered in a timely, concise and appropriate manner to optimise the level of business control and maximising efficiencyBuild the department with sufficient resources and skills to perform as a Centre of Excellence in operational risk managementEnsure oversight and support, other subsidiaries/group companies by sharing best practices, tools and expertise skills & experiences requiredUniversity degree in finance, accounting or related disciplineAt least 10+ years of relevant working experience in operational risk management or compliance in retail banking or virtual bankKnowledge of regulatory environment in the financial services sector and exposure to an operations and control environment (e.g. audit, compliance)Ability to conceptualise and articulate the operational impact of business changeGreat sense of ownership and servicing mindset to ensure efficient and effective customer service processesStrong track record in managing/leading a teamTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • full-time
    Our client is a leading Hong Kong based conglomerate with investments, property development and operational presence in over 30 countriesHandle a full range of company secretarial duties, corporate governance and compliance functionsPrepare annual/interim reports, minutes, announcements and circularsManage board operations and logistics including compliance with listing rules, Companies Ordinance and other regulatory matters Manage statutory compliance for the listed Group and its subsidiaries skills & experiences required.Member of ICSA / HKICS with at least 8 years' relevant company secretarial experience with experience working in professional firms or large listed companies Excellent written and spoken English and ChinesePositive attitude with good communication ability
    Our client is a leading Hong Kong based conglomerate with investments, property development and operational presence in over 30 countriesHandle a full range of company secretarial duties, corporate governance and compliance functionsPrepare annual/interim reports, minutes, announcements and circularsManage board operations and logistics including compliance with listing rules, Companies Ordinance and other regulatory matters Manage statutory compliance for the listed Group and its subsidiaries skills & experiences required.Member of ICSA / HKICS with at least 8 years' relevant company secretarial experience with experience working in professional firms or large listed companies Excellent written and spoken English and ChinesePositive attitude with good communication ability
    • permanent
    • HK$480,000 - HK$1,300,000, per year, Bonus
    • full-time
    about the companyOur client is a top tier Global Investment Bank with a strong presence in APAC.about the teamInternational and supportive cultureFast-paced working environment about the jobYou will evaluate the creditworthiness and manage credit risk of a portfolio of Hedge Funds and Prime BrokerageConduct due diligence and prepare credit reviews with appropriate analysis to support recommendations such as counterparty rating and credit limitsNegotiate credit related terms of legal documentation (ISDA/CSA, GMRA, PBA) required to initiate trading relationship with Hedge FundsAssess the risk associated with OTC derivatives (equity, credit, fx, rates) and repo lending transactions with Hedge Funds, provide sales/trading with trade pre-approvals and Initial Margin/Haircut calculations in a timely manner to maintain business continuity while ensuring risk appetite is appropriately managedMonitor client credit lines and stress test guidelines, investigate any limit breach by determining the source/rationale for the excess and ensured risk methodologies adequately captured credit exposure to counterparties skills & experiences requiredBachelor's degree preferably in accounting, finance or quantitative disciplineMBA or CFA qualification - idealAt least 2 to 10+ years of relevant risk management experience in credit risk/counterparty risk or prime brokerage riskGood quantitative risk analysis skills employed in a credit risk, market risk or trading environmentExperience in conducting due diligence and analysis of the financial condition of hedge fund counterparties or prime brokerage - idealKnowledge and understanding of financial markets and a breadth of trading and lending products with specific knowledge of derivativesFamiliarity with common trading documentation, particularly ISDA/CSA, Prime Brokerage and Repo AgreementsExcellent communicator, both written and spoken EnglishAbility to work under pressure and demonstrate effective time management and planning skillsAbility to work in a team based environment and independently when required To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the companyOur client is a top tier Global Investment Bank with a strong presence in APAC.about the teamInternational and supportive cultureFast-paced working environment about the jobYou will evaluate the creditworthiness and manage credit risk of a portfolio of Hedge Funds and Prime BrokerageConduct due diligence and prepare credit reviews with appropriate analysis to support recommendations such as counterparty rating and credit limitsNegotiate credit related terms of legal documentation (ISDA/CSA, GMRA, PBA) required to initiate trading relationship with Hedge FundsAssess the risk associated with OTC derivatives (equity, credit, fx, rates) and repo lending transactions with Hedge Funds, provide sales/trading with trade pre-approvals and Initial Margin/Haircut calculations in a timely manner to maintain business continuity while ensuring risk appetite is appropriately managedMonitor client credit lines and stress test guidelines, investigate any limit breach by determining the source/rationale for the excess and ensured risk methodologies adequately captured credit exposure to counterparties skills & experiences requiredBachelor's degree preferably in accounting, finance or quantitative disciplineMBA or CFA qualification - idealAt least 2 to 10+ years of relevant risk management experience in credit risk/counterparty risk or prime brokerage riskGood quantitative risk analysis skills employed in a credit risk, market risk or trading environmentExperience in conducting due diligence and analysis of the financial condition of hedge fund counterparties or prime brokerage - idealKnowledge and understanding of financial markets and a breadth of trading and lending products with specific knowledge of derivativesFamiliarity with common trading documentation, particularly ISDA/CSA, Prime Brokerage and Repo AgreementsExcellent communicator, both written and spoken EnglishAbility to work under pressure and demonstrate effective time management and planning skillsAbility to work in a team based environment and independently when required To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • full-time
    about the job.Responsible for HR risk & compliance of relevant procedures, policies and guidelines.Assists the Section Head of HR Risk and Compliance to review human resources policies, developing new ideas and methods for effectively addressing potential legal / risk & compliance issues with regard to human resourcesConducts extensive risk & compliance related research on regulatory requirements.Reviews operations flow and develops new initiatives to improve efficiency and productivityAssist and coordinate the audit issues of the department with respective parties.Assist in implementation and monitoring of HR risk and compliance related policies and operation manuals.Monitor the implementation of various Enhanced Competency Framework with respective departments.Handle general staff’s enquiries in related to HR risk and compliance procedures, policies, guidelines and issues.Requirementsskills & experiences required.University degree, preferably major in Human Resources ManagementAt least 5 years’ experience in banking/finance sectorSound knowledge of human resources processes and risk and compliance management concepts;Good understanding of banking operations and relevant bank policies and guidelines;A detail-minded team player with good communication skills and risk awarenessGood command of both spoken and written English and Chinese
    about the job.Responsible for HR risk & compliance of relevant procedures, policies and guidelines.Assists the Section Head of HR Risk and Compliance to review human resources policies, developing new ideas and methods for effectively addressing potential legal / risk & compliance issues with regard to human resourcesConducts extensive risk & compliance related research on regulatory requirements.Reviews operations flow and develops new initiatives to improve efficiency and productivityAssist and coordinate the audit issues of the department with respective parties.Assist in implementation and monitoring of HR risk and compliance related policies and operation manuals.Monitor the implementation of various Enhanced Competency Framework with respective departments.Handle general staff’s enquiries in related to HR risk and compliance procedures, policies, guidelines and issues.Requirementsskills & experiences required.University degree, preferably major in Human Resources ManagementAt least 5 years’ experience in banking/finance sectorSound knowledge of human resources processes and risk and compliance management concepts;Good understanding of banking operations and relevant bank policies and guidelines;A detail-minded team player with good communication skills and risk awarenessGood command of both spoken and written English and Chinese
    • permanent
    • HK$40,000 - HK$60,000, per month, attractive package
    • full-time
    About the CompanyOur client is a global leading pharmaceutical company which focuses in different therapeutic areas. They are now looking for a Regulatory Affairs manager to support their business in Hong Kong. You will be working in a very stable working environment with great potential for growth. As a pioneer in the field, they keep investing in R&D, with a great amount of value over the last 10 years, to develop more life-saving therapies for patients and practitioners.About the jobAs a Regulatory Affairs Manager, you willResponsible to support regulatory tasks for a range of investigational and licensed products Working closely with business team, Scientists or Therapeutic Area Leads primarily on operational activities and projectsSupport the compilation and submission of high-quality documentation such as new license applications, change applications, labeling submissions, license renewals, clinical trial applicationsAssist in reviewing technical and/or scientific information for compliance with regulatory requirements and interpretationsGathers and assembles information necessary for submissions in accordance with regulations and relevant guidelinesDraft and review regulatory documentsMaintain good relationship with internal and external parties such as commercial teams and service teamsSkills & Experience requiredbachelor’s Degree in science, pharmaceuticals or related fieldat least 4 years of experience as regulatory affairs in pharmaceuticals sectorExperienced in managing medical information and drug safety related issuessexcellent command in oral and written English, Mandarin and Cantonese Candidates without concrete regional experience will also be consideredInterested parties, please apply directly with your current and expected salary. Feel free to reach out to Perry Chung at perry.chung@randstad.com.hk for any questions you might have.
    About the CompanyOur client is a global leading pharmaceutical company which focuses in different therapeutic areas. They are now looking for a Regulatory Affairs manager to support their business in Hong Kong. You will be working in a very stable working environment with great potential for growth. As a pioneer in the field, they keep investing in R&D, with a great amount of value over the last 10 years, to develop more life-saving therapies for patients and practitioners.About the jobAs a Regulatory Affairs Manager, you willResponsible to support regulatory tasks for a range of investigational and licensed products Working closely with business team, Scientists or Therapeutic Area Leads primarily on operational activities and projectsSupport the compilation and submission of high-quality documentation such as new license applications, change applications, labeling submissions, license renewals, clinical trial applicationsAssist in reviewing technical and/or scientific information for compliance with regulatory requirements and interpretationsGathers and assembles information necessary for submissions in accordance with regulations and relevant guidelinesDraft and review regulatory documentsMaintain good relationship with internal and external parties such as commercial teams and service teamsSkills & Experience requiredbachelor’s Degree in science, pharmaceuticals or related fieldat least 4 years of experience as regulatory affairs in pharmaceuticals sectorExperienced in managing medical information and drug safety related issuessexcellent command in oral and written English, Mandarin and Cantonese Candidates without concrete regional experience will also be consideredInterested parties, please apply directly with your current and expected salary. Feel free to reach out to Perry Chung at perry.chung@randstad.com.hk for any questions you might have.
    • permanent
    • HK$800,000 - HK$900,000, per year, Bonus
    • full-time
    about the companyOur client is a leading Full Service Bank in Hong Kong with a strong presence in the region.about the teamFast-growing businessOpen and collaborative working cultureGood work-life balanceabout the jobYou will assist in developing the enterprise framework, policies and guidelines in relation to operational risk managementYou will devise the mechanism and tools for risk identification, assessment, monitoring and reporting of operational riskYou will initiate and conduct regulatory driven and internal risk assessmentYou will provide support to facilitate leadership's oversight of operational riskYou will lead projects in relation to operational risk management for the regionYou will develop policy and framework for monitoring third party risk for the Groupskills & experiences requiredBachelor's Degree in Risk Management, Finance, Accounting, Statistics, Quantitative Analysis or related disciplineAt least 4-6 years of relevant experience in operational risk, internal control, audit or risk governance in financial institutions / Big 4 firmStrong presentation and communuication skills in fluent English and Chinese languagesTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the companyOur client is a leading Full Service Bank in Hong Kong with a strong presence in the region.about the teamFast-growing businessOpen and collaborative working cultureGood work-life balanceabout the jobYou will assist in developing the enterprise framework, policies and guidelines in relation to operational risk managementYou will devise the mechanism and tools for risk identification, assessment, monitoring and reporting of operational riskYou will initiate and conduct regulatory driven and internal risk assessmentYou will provide support to facilitate leadership's oversight of operational riskYou will lead projects in relation to operational risk management for the regionYou will develop policy and framework for monitoring third party risk for the Groupskills & experiences requiredBachelor's Degree in Risk Management, Finance, Accounting, Statistics, Quantitative Analysis or related disciplineAt least 4-6 years of relevant experience in operational risk, internal control, audit or risk governance in financial institutions / Big 4 firmStrong presentation and communuication skills in fluent English and Chinese languagesTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • full-time
    about the company. Our client is a reputable listed company who is currently looking for a Senior Company Secretarial Officer/ Company Secretarial Officer to be a part of a team of 7. about the job. Provide a full spectrum of company secretarial support to listed companies and their subsidiariesDrafting and reviewing annual and interim reports, circulars, announcements and other documentsArranging internal meetings and liaising with external partiesMaintaining statutory filings and records to ensure the group companies in compliance with various statutory/ regulatory requirementsAssist in ad hoc assignments skills & experiences required.Degree holder with HKCGI/ CGI associate member At least 5 years of relevant experience with at least 2 years experience gained from listed companies Knowledgeable in Companies Ordinance, Listing Rules, SFO reporting requirements and other compliance regulations Good command of written and spoken Chinese and English If interested, please click "apply" or please contact JJ How via jj.how@randstad.com.hk for a confidential discussion
    about the company. Our client is a reputable listed company who is currently looking for a Senior Company Secretarial Officer/ Company Secretarial Officer to be a part of a team of 7. about the job. Provide a full spectrum of company secretarial support to listed companies and their subsidiariesDrafting and reviewing annual and interim reports, circulars, announcements and other documentsArranging internal meetings and liaising with external partiesMaintaining statutory filings and records to ensure the group companies in compliance with various statutory/ regulatory requirementsAssist in ad hoc assignments skills & experiences required.Degree holder with HKCGI/ CGI associate member At least 5 years of relevant experience with at least 2 years experience gained from listed companies Knowledgeable in Companies Ordinance, Listing Rules, SFO reporting requirements and other compliance regulations Good command of written and spoken Chinese and English If interested, please click "apply" or please contact JJ How via jj.how@randstad.com.hk for a confidential discussion
    • permanent
    • HK$30,000 - HK$45,000 per month
    • full-time
    about the company.This top tier Chinese bank is looking for a well-focused Assistant Relationship Manager to join their NBFI team to manage and grow their global portfolio. Strong team culture and work life balance can be expected from this one of the best reputed team in the marketabout the job. - work with senior relationship managers and department heads in manging NBFI portfolio and work along with global office - assist on client-onbaording and contribute to KYC / Due Diligence process to ensure compliance protocol of portfolio is uphold - sort out business opportunities by mapping out new clients and cooperate with other product partners in lending, financial markets, DCM, M&A, etc- support and prepare credit proposals, pitch book materials and work on annual review on portfolios skills & experiences required. You will have 3+ years of experience in FIG bsiness and will be familiar with usual KYC, compliance credit mandates within Instituitonal Business. Due to business need, you will be proficient in Mandarin, English and Cantonese. You will be a team worker who show great sense of self-motivation. Due to portfolio needs, you will be native in Mandarin and comfortable with traditional & simplified chinese written communicationIf you're interested in this role, click 'apply now' or for more information and a confidential discussion on this role or to find out more opportunities in Instititonal Banking contact Yetta Chan at +852 2232 3415 or email yetta.chan@randstad.com.hk
    about the company.This top tier Chinese bank is looking for a well-focused Assistant Relationship Manager to join their NBFI team to manage and grow their global portfolio. Strong team culture and work life balance can be expected from this one of the best reputed team in the marketabout the job. - work with senior relationship managers and department heads in manging NBFI portfolio and work along with global office - assist on client-onbaording and contribute to KYC / Due Diligence process to ensure compliance protocol of portfolio is uphold - sort out business opportunities by mapping out new clients and cooperate with other product partners in lending, financial markets, DCM, M&A, etc- support and prepare credit proposals, pitch book materials and work on annual review on portfolios skills & experiences required. You will have 3+ years of experience in FIG bsiness and will be familiar with usual KYC, compliance credit mandates within Instituitonal Business. Due to business need, you will be proficient in Mandarin, English and Cantonese. You will be a team worker who show great sense of self-motivation. Due to portfolio needs, you will be native in Mandarin and comfortable with traditional & simplified chinese written communicationIf you're interested in this role, click 'apply now' or for more information and a confidential discussion on this role or to find out more opportunities in Instititonal Banking contact Yetta Chan at +852 2232 3415 or email yetta.chan@randstad.com.hk
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