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114 jobs found for Compliance in Hong Kong

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    • permanent
    • HK$20,000 - HK$30,000 per month
    • full-time
    about the companyOur client is a regional corporate and investment bank with strong presence in HK and other APAC regionabout the teamA team of 3 in Regional General Compliance DepartmentWork-life balance and stable teamabout the jobAssist in performing general compliance duties, including policies review, conducting on/off-site monitoring, preparing compliance training etcAssist in enhancing regional compliance framework and updating procedures and policies to ensure compliance with latest regulations/group policies Collect and review overseas offices compliance reports Communicate with local Compliance teams on compliance initiatives and regional projects Provide advice to local/overseas office on general compliance matters skills & experiences requiredUniversity Degree in Finance, Law, Accounting or Economics At least 2 years compliance experienceGood command in spoken and written English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a regional corporate and investment bank with strong presence in HK and other APAC regionabout the teamA team of 3 in Regional General Compliance DepartmentWork-life balance and stable teamabout the jobAssist in performing general compliance duties, including policies review, conducting on/off-site monitoring, preparing compliance training etcAssist in enhancing regional compliance framework and updating procedures and policies to ensure compliance with latest regulations/group policies Collect and review overseas offices compliance reports Communicate with local Compliance teams on compliance initiatives and regional projects Provide advice to local/overseas office on general compliance matters skills & experiences requiredUniversity Degree in Finance, Law, Accounting or Economics At least 2 years compliance experienceGood command in spoken and written English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$50,000 - HK$60,000 per month
    • full-time
    about the company.Our client is an expanding insurer with life insurance and general insurance business about the job.Responsible to develop and enhance policies and procedures related to sales channel and distribution activities. Ensure compliance with local/oversees regulations and group policies Provide compliance advice to business units on day-to-day operation and new business initiativesInvestigate on suspicious misconduct cases Liaise with external professional service providers on compliance and corporate governance issuesLead/assist in ad hoc assignments skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 5 years compliance experience. Experience in insurance business is a mustGood command in English and Cantonese Self-motivated, a team player and willing to learn Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.Our client is an expanding insurer with life insurance and general insurance business about the job.Responsible to develop and enhance policies and procedures related to sales channel and distribution activities. Ensure compliance with local/oversees regulations and group policies Provide compliance advice to business units on day-to-day operation and new business initiativesInvestigate on suspicious misconduct cases Liaise with external professional service providers on compliance and corporate governance issuesLead/assist in ad hoc assignments skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 5 years compliance experience. Experience in insurance business is a mustGood command in English and Cantonese Self-motivated, a team player and willing to learn Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$35,000 - HK$50,000 per month
    • full-time
    about the company.Our client is a reputable regional bank. They are currently looking for a Regulatory Compliance Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branchDissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements Provide general compliance advisory to different business units Liaise with regulators (HKMA/SFC) and external parties on enquiries, questionnaires, on-site inspection etc skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 4 years compliance experience. Strong knowledge in Corporate Banking ComplianceOpen to candidates with general compliance and regulatory compliance Eager to learn, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.Our client is a reputable regional bank. They are currently looking for a Regulatory Compliance Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branchDissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements Provide general compliance advisory to different business units Liaise with regulators (HKMA/SFC) and external parties on enquiries, questionnaires, on-site inspection etc skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 4 years compliance experience. Strong knowledge in Corporate Banking ComplianceOpen to candidates with general compliance and regulatory compliance Eager to learn, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$50,000 - HK$75,000 per month
    • full-time
    about the companyOur client is a leading investment bank, expanding business globally about the teamA Compliance team of 40+ in Hong Kong office about the jobActs as the Team Lead for the Staff Dealing functionLiaise with Global Compliance Teams on policy rollout, strategic initiatives, enhancement of strategic pre-clearance platform and system upgrades etc Update and modify local compliance policies, manuals and proceduresProvide advice and guidance to SFC-licensed corporations under the Group in relation to the licensing, personal dealing and other regulatory matters Review and approve staff dealing request, outside business directorship/interests, private investment etc Lead investigation on potential violations casesLiaise and handle regulators’ request/survey/notification and internal/external auditors Conduct compliance training and lead Central Compliance projects when necessary skills & experiences requiredUniversity Degree in Law, Accounting, Finance, or relevant professional qualifications Minimum 5 years compliance advisory experience with exposure in investment banking or control room Strong understanding of staff dealing regulations is a mustKnowledge of licensing, DOI would be an advantage Solid investment product knowledge would be an advantageGood command in both verbal and written English and CantoneseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a leading investment bank, expanding business globally about the teamA Compliance team of 40+ in Hong Kong office about the jobActs as the Team Lead for the Staff Dealing functionLiaise with Global Compliance Teams on policy rollout, strategic initiatives, enhancement of strategic pre-clearance platform and system upgrades etc Update and modify local compliance policies, manuals and proceduresProvide advice and guidance to SFC-licensed corporations under the Group in relation to the licensing, personal dealing and other regulatory matters Review and approve staff dealing request, outside business directorship/interests, private investment etc Lead investigation on potential violations casesLiaise and handle regulators’ request/survey/notification and internal/external auditors Conduct compliance training and lead Central Compliance projects when necessary skills & experiences requiredUniversity Degree in Law, Accounting, Finance, or relevant professional qualifications Minimum 5 years compliance advisory experience with exposure in investment banking or control room Strong understanding of staff dealing regulations is a mustKnowledge of licensing, DOI would be an advantage Solid investment product knowledge would be an advantageGood command in both verbal and written English and CantoneseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$80,000 - HK$100,000 per month
    • full-time
    about the companyOur client is a Regional Corporate and Investment Bank about the teamA team of 10+ in Compliance Departmentabout the jobActing as the Team Lead of Compliance Testing and ensuring control/monitoring function is performing effectively and efficiently Leading team in conducting compliance self-review and testing Updating compliance self-reviews program and conduct risk-based monitoring activities Liaising with internal departments and management in identifying objectives Reviewing regular/ad hoc compliance testing reports Leading various projects and involved in HQ initiatives skills & experiences requiredUniversity Degree in Law, Accounting, Finance, or relevant professional qualifications Minimum 10 years compliance advisory experience within banking industry. Prior experience in Auditing would be an advantage Good command in both verbal and written English To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a Regional Corporate and Investment Bank about the teamA team of 10+ in Compliance Departmentabout the jobActing as the Team Lead of Compliance Testing and ensuring control/monitoring function is performing effectively and efficiently Leading team in conducting compliance self-review and testing Updating compliance self-reviews program and conduct risk-based monitoring activities Liaising with internal departments and management in identifying objectives Reviewing regular/ad hoc compliance testing reports Leading various projects and involved in HQ initiatives skills & experiences requiredUniversity Degree in Law, Accounting, Finance, or relevant professional qualifications Minimum 10 years compliance advisory experience within banking industry. Prior experience in Auditing would be an advantage Good command in both verbal and written English To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$60,000 - HK$80,000 per month
    • full-time
    about the company.Our client is a well-funded crypto asset management company about the job.As business is expanding globally, you will be responsible for all global regulatory compliance matters, with a strong focus on local/overseas licensing matters, including United States, United Kingdom, Australia, Bermuda, BVI, Cayman Island etc). You will also be responsible for reviewing new business initiatives, developing/enhancing the compliance programme, provide compliance advice to business regarding regulatory compliance matters skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 5 years compliance experience. Experience in overseas licensing is a must Good command in English and Mandarin Self-motivated, a team player and willing to learn Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.Our client is a well-funded crypto asset management company about the job.As business is expanding globally, you will be responsible for all global regulatory compliance matters, with a strong focus on local/overseas licensing matters, including United States, United Kingdom, Australia, Bermuda, BVI, Cayman Island etc). You will also be responsible for reviewing new business initiatives, developing/enhancing the compliance programme, provide compliance advice to business regarding regulatory compliance matters skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 5 years compliance experience. Experience in overseas licensing is a must Good command in English and Mandarin Self-motivated, a team player and willing to learn Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$40,000 - HK$60,000 per month
    • full-time
    about the company.A regional private and corporate bank is looking for a Customer Due Diligence (CDD) Compliance Manager about the team.You will be joining a team of 40+ in Compliance Team about the job.Perform day-to-day Customer Due Diligence (CDD) review and approval. Review client due diligence assessment to determine the nature and level of due diligence requiredDetect any reporting on suspicious activities Provide AML advisory to relevant internal parties Support regulatory filing and ad hoc projects skills & experiences required.Bachelor degree holder in Law, Finance, Accounting, Business or relevant disciplines Minimum of 5 years Customer Due Diligence (CDD)/AML experience (open to candidates in operation/compliance), preferably with Private Banking exposure Fluent in spoken and written English and Chinese Mature working attitude, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.A regional private and corporate bank is looking for a Customer Due Diligence (CDD) Compliance Manager about the team.You will be joining a team of 40+ in Compliance Team about the job.Perform day-to-day Customer Due Diligence (CDD) review and approval. Review client due diligence assessment to determine the nature and level of due diligence requiredDetect any reporting on suspicious activities Provide AML advisory to relevant internal parties Support regulatory filing and ad hoc projects skills & experiences required.Bachelor degree holder in Law, Finance, Accounting, Business or relevant disciplines Minimum of 5 years Customer Due Diligence (CDD)/AML experience (open to candidates in operation/compliance), preferably with Private Banking exposure Fluent in spoken and written English and Chinese Mature working attitude, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$30,000 - HK$35,000, per month, Double pay, Discretionary Bonus
    • full-time
    about the company.Our client is a EU buying office with a strong presence in Hong Kong. With the rising awareness in social compliance and responsibility, they would like to invite a candidate to join their Hong Kong office as a Product Compliance Specialist. about the job.As a Product Compliance Specialist, you are required to Ensure all factory sociali complaince evaluations (FCE) are in line with company's SOP.Help develop factory evaluation plans and schedules from social compliance perspetive, as well as ensure all FCEs are arranged and conducts in schedule.Conduct FCE of Asia's supplier base for factories to ensure they comply with company requirements.Review and verify the critical non-compliance (CNC) found during audit as conducted by the ME audit team and third parties.Review FCE audit reports and report any compliance discrepancies and follow up with the corrective actions.Update and ensure all FCE data are accurate in the system.Prepare FCE audit report to summarize the evaluation results.Prepare FCE data for monthly and quarterly reports.Assist in system upgrade and development to ensure all requirements are met.Support process & system audits, as well as standardization of work documentation.skills & experiences required.To be successful at this position, you needBachelor degree or above, with good communication skills in both Chinese and English.At least 3 year social compliance experience within a retail/ buying office field.Knowledge in BSCI/ SA8000, Better Work Factory, ACCORD and other social compliance standards.Experience in auditing within manufacturing environment.
    about the company.Our client is a EU buying office with a strong presence in Hong Kong. With the rising awareness in social compliance and responsibility, they would like to invite a candidate to join their Hong Kong office as a Product Compliance Specialist. about the job.As a Product Compliance Specialist, you are required to Ensure all factory sociali complaince evaluations (FCE) are in line with company's SOP.Help develop factory evaluation plans and schedules from social compliance perspetive, as well as ensure all FCEs are arranged and conducts in schedule.Conduct FCE of Asia's supplier base for factories to ensure they comply with company requirements.Review and verify the critical non-compliance (CNC) found during audit as conducted by the ME audit team and third parties.Review FCE audit reports and report any compliance discrepancies and follow up with the corrective actions.Update and ensure all FCE data are accurate in the system.Prepare FCE audit report to summarize the evaluation results.Prepare FCE data for monthly and quarterly reports.Assist in system upgrade and development to ensure all requirements are met.Support process & system audits, as well as standardization of work documentation.skills & experiences required.To be successful at this position, you needBachelor degree or above, with good communication skills in both Chinese and English.At least 3 year social compliance experience within a retail/ buying office field.Knowledge in BSCI/ SA8000, Better Work Factory, ACCORD and other social compliance standards.Experience in auditing within manufacturing environment.
    • permanent
    • HK$20,000 - HK$32,000 per month
    • full-time
    about the company.Our client is a regional Insurance firm about the job.Assist Department Head in all-rounded Compliance matters for non-life insurance businessEnsure compliance operations, policies and procedures comply with latest regulationsInvolved in distribution compliance, AML and General ComplianceLiaise with Insurance Authority (IA) and relevant regulators Liaise with external professional service providers on compliance issues, including lawyers and auditors skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 2 years insurance experience. Compliance experience would be an advantageOpen to candidates from operations or relevant disciplines within insurance industry Self-motivated, a team player and willing to learn Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.Our client is a regional Insurance firm about the job.Assist Department Head in all-rounded Compliance matters for non-life insurance businessEnsure compliance operations, policies and procedures comply with latest regulationsInvolved in distribution compliance, AML and General ComplianceLiaise with Insurance Authority (IA) and relevant regulators Liaise with external professional service providers on compliance issues, including lawyers and auditors skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 2 years insurance experience. Compliance experience would be an advantageOpen to candidates from operations or relevant disciplines within insurance industry Self-motivated, a team player and willing to learn Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$40,000 - HK$60,000 per month
    • full-time
    about the company Our client is a foreign incorporated Private Bank with strong presence in Asia, Europe and the U.S. Due to expansion, they are now hiring an operational risk professional to join their risk and control department. about the team The bank offers a multicultural and collaborative environment. about the job You will: Formulate, review and update the internal control framework to ensure that they are in compliant with HKMA guidelines and group’s standard. Assess and perform control reviews on key control process and procedures in the region Provide recommendations and suggestions to strength the control processCooperate with business to promote the risk culture environment skills & experiences required 5 years experience in operations or operational risk from wealth management or private bank Familiar with KYC, CDD product due diligence and other operational areasGood understanding of risk and control procedures Good command of English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk
    about the company Our client is a foreign incorporated Private Bank with strong presence in Asia, Europe and the U.S. Due to expansion, they are now hiring an operational risk professional to join their risk and control department. about the team The bank offers a multicultural and collaborative environment. about the job You will: Formulate, review and update the internal control framework to ensure that they are in compliant with HKMA guidelines and group’s standard. Assess and perform control reviews on key control process and procedures in the region Provide recommendations and suggestions to strength the control processCooperate with business to promote the risk culture environment skills & experiences required 5 years experience in operations or operational risk from wealth management or private bank Familiar with KYC, CDD product due diligence and other operational areasGood understanding of risk and control procedures Good command of English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk
    • permanent
    • HK$20,000 - HK$25,000, per year, Double pay, Discretionary Bonus
    • full-time
    about the company.Our client is a well-established company with market leading position in toy industry. Backed by a strong financial funding, they are now looking for a young and energetic quality assurance candidate to join their team in Hong Kong.about the team.There are around 10 people in the office. As for the quality assurance and compliance team, it is a team of 3 where you would be a key team member in conducting quality activities for global business.about the job.As a Quality Assurance & Compliance Officer, you are responsible forContribute to the set up and implementation of quality system to ensure the quality of products is up to company standard.Assist in planning the quliaty operation budget together with teammates and manager.Daily operation of quality assurance work from audting, reporting and testing.Draft product and testing specification.Liase with internal stakeholders and vendors from around the globe to solve regulations, product testing and related quality issues.Handle production line audit and inspection.Help handle customer compliants and implement corrective actions.skills & experiences required.To succeed in this position, you will needEducation background in quality, chemistry, product engineering or related discipline.1-3 year Quality assurance/ management experience in toy industry.Lab testing experience of toys are welcome.Excellent communication skills in both English and Chinese is neccessary.
    about the company.Our client is a well-established company with market leading position in toy industry. Backed by a strong financial funding, they are now looking for a young and energetic quality assurance candidate to join their team in Hong Kong.about the team.There are around 10 people in the office. As for the quality assurance and compliance team, it is a team of 3 where you would be a key team member in conducting quality activities for global business.about the job.As a Quality Assurance & Compliance Officer, you are responsible forContribute to the set up and implementation of quality system to ensure the quality of products is up to company standard.Assist in planning the quliaty operation budget together with teammates and manager.Daily operation of quality assurance work from audting, reporting and testing.Draft product and testing specification.Liase with internal stakeholders and vendors from around the globe to solve regulations, product testing and related quality issues.Handle production line audit and inspection.Help handle customer compliants and implement corrective actions.skills & experiences required.To succeed in this position, you will needEducation background in quality, chemistry, product engineering or related discipline.1-3 year Quality assurance/ management experience in toy industry.Lab testing experience of toys are welcome.Excellent communication skills in both English and Chinese is neccessary.
    • permanent
    • HK$45,000 - HK$60,000 per month
    • full-time
    about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Conduct investment suitability assessments and review product due diligenceProvide training to front line staff on investment suitability and increase risk awareness & compliance culture. Topics covering material amend/cancel/re-book check, upward post-trade amendment check, order taking process for investment products etc Assist in bank-wide compliance projects and initiatives for Private Banking business skills & experiences requiredUniversity Degree in Economics, Finance, Law or AccountingAt least 3 to 7 years of relevant experience. Private Banking experience would be an advantage, Retail Banking/Wealth Management experience would be consideredExperience in performing investment suitability testing is a mustUnderstand selling practice and good to have product due diligence experience Written and spoken English and conversational Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Conduct investment suitability assessments and review product due diligenceProvide training to front line staff on investment suitability and increase risk awareness & compliance culture. Topics covering material amend/cancel/re-book check, upward post-trade amendment check, order taking process for investment products etc Assist in bank-wide compliance projects and initiatives for Private Banking business skills & experiences requiredUniversity Degree in Economics, Finance, Law or AccountingAt least 3 to 7 years of relevant experience. Private Banking experience would be an advantage, Retail Banking/Wealth Management experience would be consideredExperience in performing investment suitability testing is a mustUnderstand selling practice and good to have product due diligence experience Written and spoken English and conversational Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$40,000 - HK$80,000 per month
    • full-time
    about the company.Our client is a Leading Electronic Trading Platform across the globe, with operations in 40+ countries about the team.Will you be joining an APAC Regional Compliance Team with over 10+ members about the job.Provide AML advises to internal/external stakeholders in APAC on AML, client on-boarding and KYC mattersMaintain and update company policies and operational procedures to ensure Compliance with AML-related regulations in APAC Review and handle escalated cases from KYC/CDD team in Hong KongProvide KYC and AML compliance training in APAC region skills & experiences required.Bachelor degree or above in Law, Business, Accounting or relevant disciplines Minimum 5 years AML compliance experience, preferably from brokers or other international financial institutions Extensive knowledge of AML regulations and experience in dealing with regulatory bodies Speaks fluent Cantonese and English Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.Our client is a Leading Electronic Trading Platform across the globe, with operations in 40+ countries about the team.Will you be joining an APAC Regional Compliance Team with over 10+ members about the job.Provide AML advises to internal/external stakeholders in APAC on AML, client on-boarding and KYC mattersMaintain and update company policies and operational procedures to ensure Compliance with AML-related regulations in APAC Review and handle escalated cases from KYC/CDD team in Hong KongProvide KYC and AML compliance training in APAC region skills & experiences required.Bachelor degree or above in Law, Business, Accounting or relevant disciplines Minimum 5 years AML compliance experience, preferably from brokers or other international financial institutions Extensive knowledge of AML regulations and experience in dealing with regulatory bodies Speaks fluent Cantonese and English Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$100,000 - HK$130,000, per month, + bonus
    • full-time
    about the company. Our client has global operations spanning Asia, Europe and America. They have over 100 people in the HK office and are expanding with an additional headcount in the legal/compliance department. Draft, review and negotiate legal documentation Handle a range of transactional work including M&A transactions, projects etc. Work with other team members to identify any potential legal or compliance issues for the business Advise on all legal and compliance matters for the company Engage with external counsel when required skills & experiences required. Bachelor Degree or above in relevant disciplinesHong Kong qualified Lawyer with at least 10 PQE (ideally with some gained in-house) Able to handle issues independently and develop strategies for the business Excellent English, Cantonese and Mandarin is required
    about the company. Our client has global operations spanning Asia, Europe and America. They have over 100 people in the HK office and are expanding with an additional headcount in the legal/compliance department. Draft, review and negotiate legal documentation Handle a range of transactional work including M&A transactions, projects etc. Work with other team members to identify any potential legal or compliance issues for the business Advise on all legal and compliance matters for the company Engage with external counsel when required skills & experiences required. Bachelor Degree or above in relevant disciplinesHong Kong qualified Lawyer with at least 10 PQE (ideally with some gained in-house) Able to handle issues independently and develop strategies for the business Excellent English, Cantonese and Mandarin is required
    • permanent
    • HK$50,000 - HK$80,000 per month
    • full-time
    about the company. My client is a Global Consumer Goods company looking for a Legal Counsel in Hong Kong about the team. Reporting to CEO, this role will be providing legal support for different regions including but not limited to Asia, Europe and the US about the job. You will be providing legal support on daily operations of the businessesYou will review and draft all kinds of license agreements, supplier contracts, distribution agreements, agency agreements, employment agreementsYou will work closely with external lawyers to support the businessYou will work on compliance and handling contentious matters skills & experiences required. You need to be a HK qualified lawyer with at least 2PQESolid experience from law firm and ideally other international company in Retailing industryGood command of written and spoken English and ChineseStrong business sense and communication skills Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng at + 852 2232 3467 or email: faye.zheng@randstad.com.hk
    about the company. My client is a Global Consumer Goods company looking for a Legal Counsel in Hong Kong about the team. Reporting to CEO, this role will be providing legal support for different regions including but not limited to Asia, Europe and the US about the job. You will be providing legal support on daily operations of the businessesYou will review and draft all kinds of license agreements, supplier contracts, distribution agreements, agency agreements, employment agreementsYou will work closely with external lawyers to support the businessYou will work on compliance and handling contentious matters skills & experiences required. You need to be a HK qualified lawyer with at least 2PQESolid experience from law firm and ideally other international company in Retailing industryGood command of written and spoken English and ChineseStrong business sense and communication skills Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng at + 852 2232 3467 or email: faye.zheng@randstad.com.hk
    • permanent
    • HK$40,000 - HK$70,000 per month
    • full-time
    about the companyOur client is a leading Investment Management Firm, headquartered in the United Statesabout the teamFast paced working environmentIndependent and self-motivated individuals about the jobAssist/advise business on all-rounded compliance issues, including registering/licensing new investment advisers, investment management structures, licensing individuals with the SFC, SFC applications etc Conducting compliance reviews, maintaining and updating policies and procedures, including drafting new processes to streamline compliance initiativesCommunicate with internal stakeholders on potential risk and provide solutions/recommendations Assist with compliance protocols and training skills & experiences requiredUniversity Degree in Law, Finance, Accounting, Economics or relevant disciplineAt least 3 to 7 years of relevant compliance experience in buy-side (hedge funds/private equity/asset management). Candidates with Audit/Advisory/Consultancy experience would be consideredBasic knowledge of private funds Strong language skills in written and spoken English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a leading Investment Management Firm, headquartered in the United Statesabout the teamFast paced working environmentIndependent and self-motivated individuals about the jobAssist/advise business on all-rounded compliance issues, including registering/licensing new investment advisers, investment management structures, licensing individuals with the SFC, SFC applications etc Conducting compliance reviews, maintaining and updating policies and procedures, including drafting new processes to streamline compliance initiativesCommunicate with internal stakeholders on potential risk and provide solutions/recommendations Assist with compliance protocols and training skills & experiences requiredUniversity Degree in Law, Finance, Accounting, Economics or relevant disciplineAt least 3 to 7 years of relevant compliance experience in buy-side (hedge funds/private equity/asset management). Candidates with Audit/Advisory/Consultancy experience would be consideredBasic knowledge of private funds Strong language skills in written and spoken English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$70,000 - HK$100,000 per month
    • full-time
    about the company. My client is a state-owned enterprise who is looking for a lawyer with to join the legal team and support their expanding business about the team. Reporting to Head of legal, you will be join a small legal team and support the daily business in Hong Kong about the job. You will draft, review, negotiate and comment on various legal documentsYou will provide professional legal advices and support for businessYou will review and update the internal policies to meet SFC regulationsYou will liaise with counterparties, external counsels and other professional partiesOther ad-hoc legal related duties and assignments as requested skills & experiences required. You need to be a qualified solicitor in Hong Kong or PRC with 4-6 PQE Solid experience and knowledge in listing rules and SFC regulationsExperience in financial institutions or Funds house will be an advantageProficiency in both spoken and written English and Chinese Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng at + 852 2232 3467 or email: faye.zheng@randstad.com.hk
    about the company. My client is a state-owned enterprise who is looking for a lawyer with to join the legal team and support their expanding business about the team. Reporting to Head of legal, you will be join a small legal team and support the daily business in Hong Kong about the job. You will draft, review, negotiate and comment on various legal documentsYou will provide professional legal advices and support for businessYou will review and update the internal policies to meet SFC regulationsYou will liaise with counterparties, external counsels and other professional partiesOther ad-hoc legal related duties and assignments as requested skills & experiences required. You need to be a qualified solicitor in Hong Kong or PRC with 4-6 PQE Solid experience and knowledge in listing rules and SFC regulationsExperience in financial institutions or Funds house will be an advantageProficiency in both spoken and written English and Chinese Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng at + 852 2232 3467 or email: faye.zheng@randstad.com.hk
    • permanent
    • full-time
    about the company. Our client is a reputable international law firm who is currently looking for a Compliance Assistant to be a part of their Risk and Compliance team. You will be joining their international and expanding team to be involved in conflicts, AML and sanctions work. about the job. Maintain knowledge of the firm's relevant processes, policidies and procedures and industry standardAdvising fee earners and partners on best practice in relation to client matter opening proceduresHandling administrative queries linked to the client and matter opening process through helpline or emailOccassionally, you will be working across teams from IT departmnetsn, Accounts to Marketing and Business Development Review new client and matter formsConduct conflict searches and analyst conflict seach results and manage conflict resolutionEslate legal and commercial conflicts to Senior Compliance Officers, Risk lawyers and morePerform on-going monitoring of existing clients and update client due diligence documents when requiredRecord the decisions and steps that have been taken to on-board the client, with a summary of the risk assessment skill & experiences required.At least 2 years of working experience ideally in compliance in a professional services firm or a bankAttention to detail, excellent communicator and team playerknowledgable in Intapp would be an advantage but not a mustKnowledge of SRA & the Law Society of Hong Kong rules would be an advantage but not a mustExperience in working within a centralised conflicts team, clearing conflicts through analysis, escalation and resolutionIf interested, please click "apply" or please contact JJ How via jj.how@randstad.com.hk for further enquiries
    about the company. Our client is a reputable international law firm who is currently looking for a Compliance Assistant to be a part of their Risk and Compliance team. You will be joining their international and expanding team to be involved in conflicts, AML and sanctions work. about the job. Maintain knowledge of the firm's relevant processes, policidies and procedures and industry standardAdvising fee earners and partners on best practice in relation to client matter opening proceduresHandling administrative queries linked to the client and matter opening process through helpline or emailOccassionally, you will be working across teams from IT departmnetsn, Accounts to Marketing and Business Development Review new client and matter formsConduct conflict searches and analyst conflict seach results and manage conflict resolutionEslate legal and commercial conflicts to Senior Compliance Officers, Risk lawyers and morePerform on-going monitoring of existing clients and update client due diligence documents when requiredRecord the decisions and steps that have been taken to on-board the client, with a summary of the risk assessment skill & experiences required.At least 2 years of working experience ideally in compliance in a professional services firm or a bankAttention to detail, excellent communicator and team playerknowledgable in Intapp would be an advantage but not a mustKnowledge of SRA & the Law Society of Hong Kong rules would be an advantage but not a mustExperience in working within a centralised conflicts team, clearing conflicts through analysis, escalation and resolutionIf interested, please click "apply" or please contact JJ How via jj.how@randstad.com.hk for further enquiries
    • permanent
    • full-time
    about the job.- Assisting in legal documents related to ECM / DCM / derivatives- Supporting the team with ad hoc assignments - Working closely with other departments - Preparing regular / ad hoc management reports- Providing support on compliance skills & experiences required.- Bachelor degree of Law- private practice / in house SFC regulations and compliance experiences If you're interested in this role, click 'apply now' or for further information and a confidential discussion on this role or to find out about more opportunities, please contact Sherman Ma on +852 2232 3463 or email sherman.ma@randstad.com.hk
    about the job.- Assisting in legal documents related to ECM / DCM / derivatives- Supporting the team with ad hoc assignments - Working closely with other departments - Preparing regular / ad hoc management reports- Providing support on compliance skills & experiences required.- Bachelor degree of Law- private practice / in house SFC regulations and compliance experiences If you're interested in this role, click 'apply now' or for further information and a confidential discussion on this role or to find out about more opportunities, please contact Sherman Ma on +852 2232 3463 or email sherman.ma@randstad.com.hk
    • permanent
    • full-time
    about the company Our client is a world's leading Private Bank with strong presence in Asia, Europe and the U.S. Due to expansion, they are now hiring a credit monitoring professional to join their risk and control department. about the team The bank offers a multicultural and collaborative environment. about the job You will: monitor the credit risk exposure so that they are in compliance with regulatory requirementsidentify trends, make assessment of compliance and risk rating reviewreport all incidents according to the Incident Management SystemReview the watch list and pick up "early warnings" signal from market information skills & experiences required Minimum 5 years experience in credit risk monitoring or portfolio monitoring from Private Bank or Private Wealth Management Good knowledge in PB product, such as FX and Equity derivative Excellent stakeholder management skillsGood command of English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk
    about the company Our client is a world's leading Private Bank with strong presence in Asia, Europe and the U.S. Due to expansion, they are now hiring a credit monitoring professional to join their risk and control department. about the team The bank offers a multicultural and collaborative environment. about the job You will: monitor the credit risk exposure so that they are in compliance with regulatory requirementsidentify trends, make assessment of compliance and risk rating reviewreport all incidents according to the Incident Management SystemReview the watch list and pick up "early warnings" signal from market information skills & experiences required Minimum 5 years experience in credit risk monitoring or portfolio monitoring from Private Bank or Private Wealth Management Good knowledge in PB product, such as FX and Equity derivative Excellent stakeholder management skillsGood command of English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Gillian Lam on +852 2232 3442 or gillian.lam@randstad.com.hk
    • permanent
    • HK$55,000 - HK$65,000 per month
    • full-time
    about the company Our client is a well-known retail and corporate bank with strong presence in the region. Currently, they are looking for a Manager Manager to join the treasury department and perform credit analysis. about the team You will work with a team of 3-5 credit manager in a team-orientated environment and support work culture. about the job You will: Review and approve credit proposal for corporate and financial institutionsPerform bond investment analysis on suggested client's name Ensure loan quality and compliance with Bank’s policies and appetitesWork closely with front office and other senior stakeholders skills & experiences required Minimum 3 years experience in FI or corporate credit analyst or approvalSolid knowledge in treasury products such as bonds and treasury productsStrong analytics and communication skills Proficient in both English and Chinese
    about the company Our client is a well-known retail and corporate bank with strong presence in the region. Currently, they are looking for a Manager Manager to join the treasury department and perform credit analysis. about the team You will work with a team of 3-5 credit manager in a team-orientated environment and support work culture. about the job You will: Review and approve credit proposal for corporate and financial institutionsPerform bond investment analysis on suggested client's name Ensure loan quality and compliance with Bank’s policies and appetitesWork closely with front office and other senior stakeholders skills & experiences required Minimum 3 years experience in FI or corporate credit analyst or approvalSolid knowledge in treasury products such as bonds and treasury productsStrong analytics and communication skills Proficient in both English and Chinese
    • permanent
    • HK$30,000 - HK$40,000, per month, Bonus
    • full-time
    about the company Our client is a well-established private bank. about the team The team is expanding and dynamic. about the job You are responsible for: Ensuring the monitoring, review, testing and challenge the results of the First Line of DefencePerform sales suitability, including online investment distribution and private banking productsSupport the implementation and maintenance of the Business Risk Framework and identifying and assessing the overall effectiveness of the internal control environment, specifically the control tools and processes, in the private banking sector skills & experiences required Bachelor degree in finance, business administration or related disciplinesAt least 3 years of relevant working experience in private banking, wealth management sectorsGood understanding of the key risks associated with the Private Banking productsGood command in English, Chinese is a plus To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    about the company Our client is a well-established private bank. about the team The team is expanding and dynamic. about the job You are responsible for: Ensuring the monitoring, review, testing and challenge the results of the First Line of DefencePerform sales suitability, including online investment distribution and private banking productsSupport the implementation and maintenance of the Business Risk Framework and identifying and assessing the overall effectiveness of the internal control environment, specifically the control tools and processes, in the private banking sector skills & experiences required Bachelor degree in finance, business administration or related disciplinesAt least 3 years of relevant working experience in private banking, wealth management sectorsGood understanding of the key risks associated with the Private Banking productsGood command in English, Chinese is a plus To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    • permanent
    • HK$15,000 - HK$25,000, per month, Bonus
    • full-time
    about the company Our client is a well-established Investment Bank. about the team It is a fast-paced, dynamic working environment. about the job You will:identify operational loss events through analysis of company data and escalate these events to the senior managementassist in Business Continuity Planning, Disaster Recovery and Crisis Management activities and prepare key risk indicator reportsbe responsible for the annual organizational risk & control self-assessment program skills & experiences required University Degree in Finance, Risk or relevant discipline1-2 years of relevant working experience in Operational Risk, Control or relevant disciplineStrong stakeholder management experienceGood written and spoken communication skills in English and Chiense (including Mandarin) languages To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    about the company Our client is a well-established Investment Bank. about the team It is a fast-paced, dynamic working environment. about the job You will:identify operational loss events through analysis of company data and escalate these events to the senior managementassist in Business Continuity Planning, Disaster Recovery and Crisis Management activities and prepare key risk indicator reportsbe responsible for the annual organizational risk & control self-assessment program skills & experiences required University Degree in Finance, Risk or relevant discipline1-2 years of relevant working experience in Operational Risk, Control or relevant disciplineStrong stakeholder management experienceGood written and spoken communication skills in English and Chiense (including Mandarin) languages To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    • permanent
    • HK$30,000 - HK$40,000, per month, Bonus
    • full-time
    about the company Our client is a well-established corporate bank. about the team The team is dynamic and stable. about the job You will: Assist in developing SAS logics for formulating new portfolio management.Assist in workflow re-engineering for formulating appropriate strategies to improve efficiency and transparency.Develop and maintain in-house databases and applications.Assist in performing system enhancement UAT. skills & experiences required Degree holder in Risk Management, Mathematics, Statistics, or related disciplines.At least 3 years of working experience in statistics and analytics is preferable.Familiar with SAS, VBA and other programming languages and databases.Good command of written & spoken English and Chinese.To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    about the company Our client is a well-established corporate bank. about the team The team is dynamic and stable. about the job You will: Assist in developing SAS logics for formulating new portfolio management.Assist in workflow re-engineering for formulating appropriate strategies to improve efficiency and transparency.Develop and maintain in-house databases and applications.Assist in performing system enhancement UAT. skills & experiences required Degree holder in Risk Management, Mathematics, Statistics, or related disciplines.At least 3 years of working experience in statistics and analytics is preferable.Familiar with SAS, VBA and other programming languages and databases.Good command of written & spoken English and Chinese.To apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    • permanent
    • full-time
    about the company. My client is a top-tier international bank, who is looking for a Derivative lawyer to join the team. about the team. Reporting to Head of Legal, you will join a well-established legal team to provide legal advises to protect Bank's business and reputation. about the job. You will be providing guidance and advice relating to traded products master agreement documentationUnderstand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the relevant conduct of businessYou will work closely with the on-boarding functions, and in particular with the Client Management Group to ensure that the client service offering across Banking Middle Office is unified and seamlessYou will provide prompt, commercial, practical and high quality legal advice to all relevant business areasYou will be taking up the ad hoc activities and other legal and compliance projects raised skills & experiences required. You need to be qualified to HK Bar with 2-5 years’ PQEYou need to have excellent knowledge of a variety of traded markets master agreement documentation, in particular ISDA Master Agreements NegotiationYou need to be capable of building strong relationships with key stakeholders and external clients, and displaying the ability to liaise efficiently with senior front office contactsYou need to be highly organised, with excellent time and portfolio management skills Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng on + 852 2232 3467 or email: faye.zheng@randstad.com.hk
    about the company. My client is a top-tier international bank, who is looking for a Derivative lawyer to join the team. about the team. Reporting to Head of Legal, you will join a well-established legal team to provide legal advises to protect Bank's business and reputation. about the job. You will be providing guidance and advice relating to traded products master agreement documentationUnderstand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the relevant conduct of businessYou will work closely with the on-boarding functions, and in particular with the Client Management Group to ensure that the client service offering across Banking Middle Office is unified and seamlessYou will provide prompt, commercial, practical and high quality legal advice to all relevant business areasYou will be taking up the ad hoc activities and other legal and compliance projects raised skills & experiences required. You need to be qualified to HK Bar with 2-5 years’ PQEYou need to have excellent knowledge of a variety of traded markets master agreement documentation, in particular ISDA Master Agreements NegotiationYou need to be capable of building strong relationships with key stakeholders and external clients, and displaying the ability to liaise efficiently with senior front office contactsYou need to be highly organised, with excellent time and portfolio management skills Please click the link to apply for this role. Alternatively, for a confidential discussion please contact Faye Zheng on + 852 2232 3467 or email: faye.zheng@randstad.com.hk
    • permanent
    • full-time
    about the company.Founded in 1992, the company is registered with the Securities and Futures Commission of Hong Kong and holds Type 1 (Dealing in securities), Type 2 (Dealing in futures contracts), Type 4 (Advising on securities), Type 5 (Advising on futures contracts), and Type 9 (Asset management) licenses. They strive to provide high quality asset management, investment advisory, and securities brokerage services in Hong Kong. about the team. Services are carried out by dedicated professionals including experienced portfolio managers and specialists in the legal, finance and operations functions. The team has a strong track record in investment management and providing superior asset management services. about the job. Provide accurate and efficient trade execution from clients for Global Futures and Options products (including commodities futures and index futures) Assist to perform day-end processing for trade reconciliation and settlement Handle client's enquiries from the electronic trading platform and provide customer support Work closely with Operations and Settlement department on daily day-end processing matters and related taskFollow up of day-end reconciliation for all trade transaction, customer enquiries, etc.Risk monitoring of clients account, monitor trades to ensure compile with Group Compliance Policy and the Securities and Futures OrdinanceEnsure all transaction in compliance with relevant rules and regulations set forth in SFC Hong Kong and report any irregularities to responsible officers and managementCovered overseas markets such as LME, CME, ICE, SGX etc.Work in conjunction with regional Compliance, Legal, Risk, Credit, Product and Technology teams to deliver enhanced productsOther ad-hoc duties assigned by the supervisor and management skills & experiences required.Holder of SFC Type 2 & 5 licenseDegree holder in Finance / Statistics / Financial Engineering or related disciplinesMinimum of 5-8 years of solid experience in dealing Futures and CommoditiesWilling to work night shift duties and on Hong Kong public holidaysStrong analytical skills and details orientedWork independently and ability to work under pressureGood command of spoken & written in Chinese, English, and MandarinFamiliar with Bloomberg, ATP, Sharp Point, E-Sunny, Ayers,CQG
    about the company.Founded in 1992, the company is registered with the Securities and Futures Commission of Hong Kong and holds Type 1 (Dealing in securities), Type 2 (Dealing in futures contracts), Type 4 (Advising on securities), Type 5 (Advising on futures contracts), and Type 9 (Asset management) licenses. They strive to provide high quality asset management, investment advisory, and securities brokerage services in Hong Kong. about the team. Services are carried out by dedicated professionals including experienced portfolio managers and specialists in the legal, finance and operations functions. The team has a strong track record in investment management and providing superior asset management services. about the job. Provide accurate and efficient trade execution from clients for Global Futures and Options products (including commodities futures and index futures) Assist to perform day-end processing for trade reconciliation and settlement Handle client's enquiries from the electronic trading platform and provide customer support Work closely with Operations and Settlement department on daily day-end processing matters and related taskFollow up of day-end reconciliation for all trade transaction, customer enquiries, etc.Risk monitoring of clients account, monitor trades to ensure compile with Group Compliance Policy and the Securities and Futures OrdinanceEnsure all transaction in compliance with relevant rules and regulations set forth in SFC Hong Kong and report any irregularities to responsible officers and managementCovered overseas markets such as LME, CME, ICE, SGX etc.Work in conjunction with regional Compliance, Legal, Risk, Credit, Product and Technology teams to deliver enhanced productsOther ad-hoc duties assigned by the supervisor and management skills & experiences required.Holder of SFC Type 2 & 5 licenseDegree holder in Finance / Statistics / Financial Engineering or related disciplinesMinimum of 5-8 years of solid experience in dealing Futures and CommoditiesWilling to work night shift duties and on Hong Kong public holidaysStrong analytical skills and details orientedWork independently and ability to work under pressureGood command of spoken & written in Chinese, English, and MandarinFamiliar with Bloomberg, ATP, Sharp Point, E-Sunny, Ayers,CQG
    • contract
    • HK$18,000 - HK$20,000 per month
    • full-time
    about the company.A tp tier international asset management firm is looking to hire Risk Analyst position (12 months contract) within their Risk and Compliance team about the job. about the job.Develop various resources related to the project including presentation, technical documents and user support documentationdevelop pricing modules supprting various types of structured notes, EMTN,options, derivativesassist in development of stress testing engine for funds, indexes, securitiesCommunicate with APAC offices to assess their needs and mutualize resources, expectations and needsskills & experiences required.Bachelor's degree in Finance, Mathematics or Accounting with prior internship experiences in Financial ServicesStrong VBA/macros skills is required Pro-active and independent with strong communication skills in Chinese and EnglishImmediately available candidates preferredInterested candidates, please send over your application to Prerna Bajaj at prerna.bajaj@randstad.com.hk
    about the company.A tp tier international asset management firm is looking to hire Risk Analyst position (12 months contract) within their Risk and Compliance team about the job. about the job.Develop various resources related to the project including presentation, technical documents and user support documentationdevelop pricing modules supprting various types of structured notes, EMTN,options, derivativesassist in development of stress testing engine for funds, indexes, securitiesCommunicate with APAC offices to assess their needs and mutualize resources, expectations and needsskills & experiences required.Bachelor's degree in Finance, Mathematics or Accounting with prior internship experiences in Financial ServicesStrong VBA/macros skills is required Pro-active and independent with strong communication skills in Chinese and EnglishImmediately available candidates preferredInterested candidates, please send over your application to Prerna Bajaj at prerna.bajaj@randstad.com.hk
    • permanent
    • full-time
    about the company. We are currently working with a reputable international law firm to look for a Legal Assistant to be a part of their US Corporate team. You will be involved in several high profile Hong Kong IPO projects including working with rising technology companies, biotech companies and fintech companies. about the job.Carring out due diligence related tasks Conducting forensic verification of economic and financial data Research US IPO related sanction rules and issues applicable to Chinese companiesAttending conference calls and compiling research notes and etc.Other drafting and supporting tasks related to SEC Compliance skills & experiences required.LLB/ LLM/ JD Degree holderFluency in English and MandarinAbility to work independently and with a team If interested, please click "apply" or feel free to reach out to JJ How via jj.how@randstad.com.hk for a confidential discussion
    about the company. We are currently working with a reputable international law firm to look for a Legal Assistant to be a part of their US Corporate team. You will be involved in several high profile Hong Kong IPO projects including working with rising technology companies, biotech companies and fintech companies. about the job.Carring out due diligence related tasks Conducting forensic verification of economic and financial data Research US IPO related sanction rules and issues applicable to Chinese companiesAttending conference calls and compiling research notes and etc.Other drafting and supporting tasks related to SEC Compliance skills & experiences required.LLB/ LLM/ JD Degree holderFluency in English and MandarinAbility to work independently and with a team If interested, please click "apply" or feel free to reach out to JJ How via jj.how@randstad.com.hk for a confidential discussion
    • contract
    • HK$30,000 - HK$35,000 per month
    • full-time
    about the company.A top tier investment bank is looking for a KYC Analyst position to join their fast-growing Compliance team. about the job.Responsible for account opening; prepare the onboarding checks for new customers and handle the client documentationEnsure the alerts generated from the system are fully and properly investigated Ensure the CDD process is in accordance with Bank's AML/KYC regulatory requirements and it is completed timely. Ad-hoc duties as assignedskills & experiences required.Bachelor's degree in Business, Accounting or Finance or related discipline 2-3+ years of experience in AML/KYC/CDD/OperationsGood interpersonal and communication skills in English and ChineseInterested candidates, please send your resume to Prerna Bajaj at prerna.bajaj@randstad.com.hk
    about the company.A top tier investment bank is looking for a KYC Analyst position to join their fast-growing Compliance team. about the job.Responsible for account opening; prepare the onboarding checks for new customers and handle the client documentationEnsure the alerts generated from the system are fully and properly investigated Ensure the CDD process is in accordance with Bank's AML/KYC regulatory requirements and it is completed timely. Ad-hoc duties as assignedskills & experiences required.Bachelor's degree in Business, Accounting or Finance or related discipline 2-3+ years of experience in AML/KYC/CDD/OperationsGood interpersonal and communication skills in English and ChineseInterested candidates, please send your resume to Prerna Bajaj at prerna.bajaj@randstad.com.hk
    • permanent
    • HK$45,000 - HK$70,000 per month
    • full-time
    about the company.Top Tier Global Bank has historical success in Hong Kong with great Global coverage. Due to business need, a Relationship Manager in needed to join the platform in managing an exixting portfolio of Chinese Conglomerate accounts. about the team.Join a team of rich cultural diversity and well structured system. Enjoy transaprent career progression with great work-life balance. about the job.As a Relationship manager, you'll support the team in managing a portfolio of business with growth targets and strategically grow business relationships in Chinese conglomerates. Target clients will includes chinese conglomerates across different sectorfs. You will work closely with various product, legal, risk stakeholders at the bank to ensure a commitment to strong compliance and credit culture to uphold the risk management integrity of the firm and its customers. You will also be building strong relationship with clients in order to develop business opportunity. skills & experiences required.Your previous experience as a Relationship Manager within Corporate Banking will lead to your success and fit within the department. You will have 4+ years experience with strong knowledge in capital market solutions, syndicated loans and familiar in preparing credit proposals for corporate clients. You're a team player and detail oriented ensuring credit, operational, compliance risks are held to the highest standards of bank policy. Due to target client segment. you will be required to speak Cantonese /Mandarin and English on a day-to-day basis.If you're interested in this role, click 'apply now' or for more information and a confidential discussion on this role or to find out more opportunities in Corporate Banking contact Yetta Chan at +852 2232 3415 or email yetta.chan@randstad.com.hk.
    about the company.Top Tier Global Bank has historical success in Hong Kong with great Global coverage. Due to business need, a Relationship Manager in needed to join the platform in managing an exixting portfolio of Chinese Conglomerate accounts. about the team.Join a team of rich cultural diversity and well structured system. Enjoy transaprent career progression with great work-life balance. about the job.As a Relationship manager, you'll support the team in managing a portfolio of business with growth targets and strategically grow business relationships in Chinese conglomerates. Target clients will includes chinese conglomerates across different sectorfs. You will work closely with various product, legal, risk stakeholders at the bank to ensure a commitment to strong compliance and credit culture to uphold the risk management integrity of the firm and its customers. You will also be building strong relationship with clients in order to develop business opportunity. skills & experiences required.Your previous experience as a Relationship Manager within Corporate Banking will lead to your success and fit within the department. You will have 4+ years experience with strong knowledge in capital market solutions, syndicated loans and familiar in preparing credit proposals for corporate clients. You're a team player and detail oriented ensuring credit, operational, compliance risks are held to the highest standards of bank policy. Due to target client segment. you will be required to speak Cantonese /Mandarin and English on a day-to-day basis.If you're interested in this role, click 'apply now' or for more information and a confidential discussion on this role or to find out more opportunities in Corporate Banking contact Yetta Chan at +852 2232 3415 or email yetta.chan@randstad.com.hk.
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