job details

Key Responsibilities

...

Regulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.
Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.
AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance Officer, ensuring robust KYC, CDD, and transaction monitoring systems are aligned with the latest AMLO and FATF "Travel Rule" requirements.
Risk Management: Provide advisory on complex product launches, including derivatives and tokenized assets (RWA), ensuring adherence to Professional Investor (PI) suitability standards.
Stakeholder Management: Advise the Board and senior management on the impact of new regulatory developments

The Ideal Candidate

Qualifications: University degree in Law, Finance, or a related discipline. Professional certifications (e.g., CAMS, HKSI) are highly preferred.
Experience: 8+ years of compliance experience within regulators
Technical Knowledge: Deep understanding of the Securities and Futures Ordinance (SFO). Direct experience woking inside regulators is a significant advantage.
Leadership: Proven track record of managing a compliance team and navigating successful regulatory audits or inspections.

Key Responsibilities

Regulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.
Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.
AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance Officer, ensuring robust KYC, CDD, and transaction monitoring systems are aligned with the latest AMLO and FATF "Travel Rule" requirements.
Risk Management: Provide advisory on complex product launches, including derivatives and tokenized assets (RWA), ensuring adherence to Professional Investor (PI) suitability standards.
Stakeholder Management: Advise the Board and senior management on the impact of new regulatory developments

...

The Ideal Candidate

Qualifications: University degree in Law, Finance, or a related discipline. Professional certifications (e.g., CAMS, HKSI) are highly preferred.
Experience: 8+ years of compliance experience within regulators
Technical Knowledge: Deep understanding of the Securities and Futures Ordinance (SFO). Direct experience woking inside regulators is a significant advantage.
Leadership: Proven track record of managing a compliance team and navigating successful regulatory audits or inspections.

experience
8 years
skills
Compliance
qualifications
Qualifications: University degree in Law, Finance, or a related discipline. Professional certifications (e.g., CAMS, HKSI) are highly preferred.

8+ years of compliance experience within regulators
education
Bachelor Degree

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summary

hong kong
permanent
full-time

specialism
banking & financial services
sub specialism
compliance, risk & governance
reference number
91M0270876_9971058153477316692

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javis cheung

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about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC
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posted 29 april 2026
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head of compliance.

job details

Key Responsibilities

The Ideal Candidate

Key Responsibilities

The Ideal Candidate

experience

skills

qualifications

education

share this job.

the application process.

apply with randstad.

we’ll give you a call.

getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview.

start your new job.

get in touch

javis cheung

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