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Job Description ...

Regulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.
Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.
KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation and total alignment with market best practices and statutory requirements.
Regulatory Liaison: Act as the lead point of contact to professionally address and resolve all inquiries, inspections, and correspondence from licensing authorities.
Policy Architecture: Continuously review and modernize internal compliance manuals, operational policies, and standard procedures to reflect current regulatory landscapes.

Requirement:

Academic Background: Degree holder in Finance, Law, or a related professional discipline.
Proven Track Record: Minimum of 5 years’ relevant experience within the financial services sector (candidates with less experience will be considered for the Compliance Officer title).
Regulatory Mastery: Deep technical knowledge of SFC licensing requirements, including extensive experience with regulatory practices, rules, and application procedures.
Linguistic & Drafting Excellence: Exceptional command of English and Chinese (Cantonese/Mandarin) with the ability to draft high-quality legal and compliance documentation.
Professional Ethics: A steadfast commitment to integrity and a strong sense of accountability.
Agile Mindset: Proactive and flexible personality with the time-management skills necessary to navigate a dynamic regulatory environment.
Availability: Immediate availability is a significant advantage and will be prioritized

Job Description

Regulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.
Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.
KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation and total alignment with market best practices and statutory requirements.
Regulatory Liaison: Act as the lead point of contact to professionally address and resolve all inquiries, inspections, and correspondence from licensing authorities.
Policy Architecture: Continuously review and modernize internal compliance manuals, operational policies, and standard procedures to reflect current regulatory landscapes.

Requirement: ...

Academic Background: Degree holder in Finance, Law, or a related professional discipline.
Proven Track Record: Minimum of 5 years’ relevant experience within the financial services sector (candidates with less experience will be considered for the Compliance Officer title).
Regulatory Mastery: Deep technical knowledge of SFC licensing requirements, including extensive experience with regulatory practices, rules, and application procedures.
Linguistic & Drafting Excellence: Exceptional command of English and Chinese (Cantonese/Mandarin) with the ability to draft high-quality legal and compliance documentation.
Professional Ethics: A steadfast commitment to integrity and a strong sense of accountability.
Agile Mindset: Proactive and flexible personality with the time-management skills necessary to navigate a dynamic regulatory environment.
Availability: Immediate availability is a significant advantage and will be prioritized

experience
6 years
skills
Compliance
qualifications
Academic Background: Degree holder in Finance, Law, or a related professional discipline.

Proven Track Record: Minimum of 5 years’ relevant experience within the financial services sector
education
Bachelor Degree

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