Join a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment.
about the job.
Monitor, interpret, and analyze updates on banking regulations issued by the HKMA and other relevant statutory bodies.
Formulate, review, and update compliance policies, procedures, and manuals to ensure full alignment with current regulatory expectations.
Provide proactive and practical compliance advisory services to business units regarding new product launches, marketing materials, and operational processes.
Conduct regular compliance reviews, gap analyses, and risk assessments to identify potential vulnerabilities and recommend remediation plans.
Liaise directly with external regulators, auditors, and internal stakeholders on compliance-related inquiries and examinations.
Design and deliver comprehensive compliance training programmes to promote a strong culture of regulatory awareness across the bank.
skills & experience required.
Bachelor's degree in Law, Finance, Accounting, Business Administration, or a related discipline.
Minimum 5 to 7 years of compliance experience within a retail bank, commercial bank, or a relevant financial regulatory authority.
Solid technical knowledge of the Banking Ordinance, HKMA Supervisory Policy Manuals (SPM), AML/CFT guidelines, and relevant tax compliance regulations (such as FATCA and CRS).
Strong analytical, problem-solving, and communication skills, with the ability to articulate complex regulatory requirements to non-compliance stakeholders.
Professional proficiency in written and spoken English, as well as fluent Cantonese and Mandarin.
If you are interested in this role, please click 'Apply Now' or send your CV directly to javis.cheung@randstad.com.hk.
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