36 Compliance Banking & financial services jobs found

about the job.Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.Assist in liaising with local regulators, coordinate the bank’s response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.Track key regulatory changes and act as the primary compliance liaison for multiple business units.Update and im

Operating under the guidance of the regulatory division head,within equities compliance team, this collaborative unit oversees governance for the institutional trading and derivatives departments. The group operates with a high degree of autonomy, relying on proactive risk identification, mutual dependability, and a shared dedication to upholding the firm's rigorous ethical standards.about the job.Deliver authoritative guidance on the interpretation of st

about the company.An industry-leading financial services conglomerate in Hong Kong, celebrated for its expansive investment portfolio and unwavering commitment to regulatory integrity. This organisation champions a progressive, inclusive workplace where compliance professionals are empowered as strategic business partners, ensuring sustainable corporate growth and steadfast market trust.about the team.You will integrate into a specialised, high-calibre com

about the job.Oversee the company's overall compliance framework, including providing regulatory advice and conducting annual product and policy reviews.Supervise day-to-day compliance operations, including client onboarding, transaction monitoring, and ensuring business activities comply with regulatory requirements and internal guidelines.Manage license applications and provide strategic advice on licensing issues.Participate in the development of new bu

about the company.Our client is a highly prestigious, top-tier commercial banking group with a prominent international network and a deeply established presence in Hong Kong. Renowned for their extensive corporate banking platform and global trade finance networks, they offer a secure and capital-backed operating environment. They provide employees with structured executive career progression, high cross-regional visibility, and a stable work culture.about

about the company.Our client is a prominent International Banking Group with a strong presence in Hong Kong. Operating within dynamic regional and global financial markets, the institution delivers comprehensive commercial and corporate banking solutions while adhering to regulatory and governance standards.about the team.You will join the International Management team within the International Banking Group, reporting locally to the Country CEO for Hong Ko

Contract KYC Analyst, Corporate Banking (Up to HKD 29k) An exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a st

about the company.Our client is a highly respected financial institution , renowned for its strong cross-border network across the Greater Bay Area and Mainland China, the bank provides comprehensive retail, commercial, and wealth management servicesabout the job.Serve as the primary product champion and business representative for all AML and financial crime technology suites, encompassing transaction monitoring, sanctions screening, and investigative cas

about the company.Our client is a highly prestigious, top-tier commercial banking group with a prominent international network and a deeply established presence in Hong Kong. Renowned for their extensive corporate banking platform and global trade finance networks, they offer a secure and capital-backed operating environment. They provide employees with structured executive career progression, high cross-regional visibility, and a stable work culture.about

Contract KYC Analyst, Corporate BankingAn exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a strong APAC presenc

about the company.Our client is a highly prestigious, tier-1 Asian commercial banking group with an expansive international footprint and a dominant presence in Hong Kong. Renowned for their strong balance sheet, prudent risk management, and comprehensive commercial and investment banking services, they offer a stable, capital-backed platform. They provide employees with structured executive career progression, high visibility, and a collaborative work cul

An exciting opportunity has arisen with a prestigious international bank in Hong Kong for an experienced Senior Associate within Corporate Banking KYC. This pivotal role focuses on managing end-to-end customer due diligence, ensuring adherence to local AML regulations, and liaising with key internal stakeholders to streamline client onboarding.about the company.Our client is a well-established international corporate bank with a strong and growing presence

about the company.Our client is a well-established asset management firm in Hong Kong, known for managing a diverse portfolio of equity and fixed income products. The firm delivers exceptional investment solutions to institutional and private clients, maintaining a strong commitment to regulatory compliance, operational efficiency, and long-term business growth.about the team.You will join a collaborative and high-performing operations team that works clos

about the company.Our client is a prominent Chinese securities house with a solid presence in Hong Kong. Backed by strong institutional resources, the firm offers a broad range of financial services including investment banking, corporate finance, and equity capital markets. They are currently expanding their Investment Banking Department (IBD) to capture expanding Hong Kong capital market opportunities.about the team.You will join a dynamic and highly pro

about the company.Our client is a premier regional commercial bank with an established international presence and a strong growth footprint in Hong Kong. Dedicated to operational excellence and robust regulatory standards, the institution offers an agile, supportive workplace that fosters career progression and ongoing learning within banking compliance and operations. about the team.You will join an energetic, high-performing Customer Due Diligence team r

Are you a KYC specialist looking to advance your career within a leading banking environment in Hong Kong? We are seeking a detail-oriented Senior Associate to manage end-to-end client onboarding, periodic reviews, and AML/CFT compliance. Ensure regulatory alignment with HKMA standards while supporting key business stakeholders. Apply today to step up your career.about the company.Our client is a well-established international banking institution in Hong K

Are you an operational or compliance professional seeking a high-visibility role within a dynamic private wealth environment? An established single family office in Hong Kong is looking for a meticulous Middle-Office & Compliance Analyst to oversee end-to-end investment workflows, banking coordination, and robust AML/KYC compliance frameworks across multi-asset portfolios.about the company.Our client is a well-capitalised single family office based in Hong

Operations Associate, Cash & Deposit Operations Teamabout the company.Our client is a well-established international banking group with a prominent footprint in Hong Kong. Known for providing robust financial services across Asia-Pacific, they offer a collaborative, stable, and highly regulated workplace environment. The institution prioritises talent development, offering continuous training and career development opportunities for emerging banking profes

about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (

about the company.Our client is a well-established international banking group with a prominent presence in Hong Kong. Renowned for its robust market presence, strong financial stability, and collaborative work culture, the institution provides exceptional operational support to global treasury and capital markets businesses while fostering professional growth for its employees.about the team.You will join a dynamic and collaborative Treasury Operations te

An exciting opportunity for an experienced Associate to join an established corporate banking institution in Hong Kong. You will deliver exceptional customer service, handle end-to-end transaction processing, and manage robust KYC/CDD compliance procedures for Japanese corporate clients. Minimum 3 years of experience in corporate banking RM support or customer service required.about the company.Our client is a global corporate banking leader with a strong

about the company.Our client is a leading, award-winning regional private banking group renowned for its dedicated wealth management focus and strong balance sheet backing. Operating as a premier wealth management platform across key global financial hubs, the firm offers an exceptional suite of tailored investment, credit, and estate planning solutions to high-net-worth and ultra-high-net-worth clients worldwide.about the team.You will lead and supervise

about the company. Our client is a major international banking institution and a leading retail network platform across Greater China. Supported by unmatched balance sheet strength and a comprehensive global footprint, the bank delivers a wide array of personal, commercial, and wealth management services, serving millions of retail customers with innovative financial products.about the team. You will serve as a key member of the executive leadership team w

Are you an experienced quantitative structurer looking to lead product innovation within capital markets? A prestigious international investment bank in Hong Kong is hiring a Vice President to join their equity derivatives team. You will design bespoke payoff structures, support client coverage, and drive solution origination. Apply today to advance your career.about the company.Our client is a premier international securities firm with a prominent presenc

Are you an ambitious fixed income portfolio manager seeking an entrepreneurial platform with exceptional upside? A reputable state-owned financial conglomerate's asset management arm in Hong Kong is hiring a Portfolio Manager to build their Investment Grade strategies. Drive AUM growth, capitalize on lucrative incentive splits, and lead team expansion. Apply now to advance your career.about the company.Our client is the asset management platform of a Chine

about the company.Our client is a well-established international financial institution with a strong presence in Hong Kong. Renowned for its comprehensive corporate banking services and operational excellence, the bank provides a stable, professional environment that values precision, efficiency, and continuous professional development for its operations team.about the team.You will join the Corporate Payment Services team, a dedicated group of specialists

about the company.stablished as a strategic bridgehead in Hong Kong, the firm is a comprehensive financial services institution and licensed boutique investment bank. It operates as the core overseas platform for its Mainland Chinese parent company, serving as a vital nexus that connects domestic enterprises and investors with global capital markets. about the job.Oversee the daily settlement and clearing operations for institutional equity trades across k

about the company.Our client is a leading global investment management firm with a strong presence in Hong Kong. They deliver robust asset and investment management solutions across regional and international markets. Known for their high professional standards, they empower employees through continuous career growth and structured operational governance.about the team.You will join the Finance & Investment Services team, reporting directly to the Associat

Contract Operations Officer – Bank Confirmation & Audit Support about the company.Our client is a well-established financial organization based in Hong Kong, dedicated to providing reliable and high-quality operational services. They foster a collaborative, fast-paced work environment that supports professional development and teamwork across all operational functions.about the team.You will join the dynamic Operations & IT Department, working alongside ex

Are you a seasoned Corporate Banking Relationship Manager looking to drive portfolio growth within a global Tier-1 investment bank? Join an elite coverage team in Hong Kong managing top-tier blue-chip corporates and MNCs. Deliver sophisticated corporate banking, structured finance, and capital markets solutions to market-leading conglomerates today.about the company.Our client is a premier Tier-1 global corporate and investment bank with an extensive inter