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77 jobs found for Regulatory

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    • permanent
    Junior Regulatory Lawyer - Financial Services Regulation & SFC Compliance (Hong Kong)An established law firm is seeking a Junior Regulatory Lawyer (NQ-2 PQE) to join its leading dispute resolution and regulatory practice in Hong Kong. Reporting directly to a highly respected Senior Partner, this role offers exceptional exposure to complex financial services investigations, SFC regulatory compliance, and advisory matters.about the company.Our client is an i
    Junior Regulatory Lawyer - Financial Services Regulation & SFC Compliance (Hong Kong)An established law firm is seeking a Junior Regulatory Lawyer (NQ-2 PQE) to join its leading dispute resolution and regulatory practice in Hong Kong. Reporting directly to a highly respected Senior Partner, this role offers exceptional exposure to complex financial services investigations, SFC regulatory compliance, and advisory matters.about the company.Our client is an i
    • permanent
    • HK$27,000 - HK$33,000 per month, discretionary bonus
    about the company.Our client is a well-established private banking institution in Hong Kong offering bespoke wealth management solutions to high-net-worth clients across Asia Pacific.about the team.You will join an experienced and collaborative Compliance and Client Operations team that values operational efficiency, regulatory accuracy, and risk awareness. about the job.Conduct, review, and analyse information to ensure that KYC and CDD requirements for n
    about the company.Our client is a well-established private banking institution in Hong Kong offering bespoke wealth management solutions to high-net-worth clients across Asia Pacific.about the team.You will join an experienced and collaborative Compliance and Client Operations team that values operational efficiency, regulatory accuracy, and risk awareness. about the job.Conduct, review, and analyse information to ensure that KYC and CDD requirements for n
    • permanent
    • HK$30,000 - HK$35,000 per month, discretionary bonus
    Are you an experienced banking professional looking to advance your career in regulatory risk oversight? A leading international corporate bank is seeking a dedicated Senior Associate to join their Governance Planning Department. In this pivotal role, you will lead KYC account documentation, screening, and regulatory adherence checks in Hong Kong.about the company.Our client is a well-established global corporate banking institution known for its strong ma
    Are you an experienced banking professional looking to advance your career in regulatory risk oversight? A leading international corporate bank is seeking a dedicated Senior Associate to join their Governance Planning Department. In this pivotal role, you will lead KYC account documentation, screening, and regulatory adherence checks in Hong Kong.about the company.Our client is a well-established global corporate banking institution known for its strong ma
    • permanent
    • HK$60,000 - HK$90,000 per month
    about the company.An industry-leading financial services conglomerate in Hong Kong, celebrated for its expansive investment portfolio and unwavering commitment to regulatory integrity. This organisation champions a progressive, inclusive workplace where compliance professionals are empowered as strategic business partners, ensuring sustainable corporate growth and steadfast market trust.about the team.You will integrate into a specialised, high-calibre com
    about the company.An industry-leading financial services conglomerate in Hong Kong, celebrated for its expansive investment portfolio and unwavering commitment to regulatory integrity. This organisation champions a progressive, inclusive workplace where compliance professionals are empowered as strategic business partners, ensuring sustainable corporate growth and steadfast market trust.about the team.You will integrate into a specialised, high-calibre com
    • permanent
    Are you a KYC professional looking to advance your career in a leading corporate banking institution? A premier global bank is seeking an experienced Senior Associate to join their Governance Planning Department in Hong Kong. In this role, you will oversee customer due diligence, manage AML screening, and drive compliance efficiency.about the company.Our client is a prominent international corporate and investment bank with a solid regional footprint in As
    Are you a KYC professional looking to advance your career in a leading corporate banking institution? A premier global bank is seeking an experienced Senior Associate to join their Governance Planning Department in Hong Kong. In this role, you will oversee customer due diligence, manage AML screening, and drive compliance efficiency.about the company.Our client is a prominent international corporate and investment bank with a solid regional footprint in As
    • permanent
    Are you an ambitious investment banker seeking your next career advancement in Hong Kong? A top-tier investment bank is looking for an Associate or Senior Associate to join their IBD execution desk. You will lead Hong Kong IPO transactions, conduct due diligence, and manage regulatory submissions. Apply now to advance your career.about the company.Our client is a premier investment bank with a dominant market presence across Asia-Pacific and a track record
    Are you an ambitious investment banker seeking your next career advancement in Hong Kong? A top-tier investment bank is looking for an Associate or Senior Associate to join their IBD execution desk. You will lead Hong Kong IPO transactions, conduct due diligence, and manage regulatory submissions. Apply now to advance your career.about the company.Our client is a premier investment bank with a dominant market presence across Asia-Pacific and a track record
    • permanent
    about the company.Our client is a highly prominent, long-standing commercial banking group with an extensive international network and a deeply established presence in Hong Kong. Renowned for providing comprehensive corporate banking, trade finance, and commercial lending services across Asia, they offer a well-capitalised, stable, and secure operating environment. They provide employees with strong structured career progression, high operational stability
    about the company.Our client is a highly prominent, long-standing commercial banking group with an extensive international network and a deeply established presence in Hong Kong. Renowned for providing comprehensive corporate banking, trade finance, and commercial lending services across Asia, they offer a well-capitalised, stable, and secure operating environment. They provide employees with strong structured career progression, high operational stability
    • permanent
    about the job.Oversee the company's overall compliance framework, including providing regulatory advice and conducting annual product and policy reviews.Supervise day-to-day compliance operations, including client onboarding, transaction monitoring, and ensuring business activities comply with regulatory requirements and internal guidelines.Manage license applications and provide strategic advice on licensing issues.Participate in the development of new bu
    about the job.Oversee the company's overall compliance framework, including providing regulatory advice and conducting annual product and policy reviews.Supervise day-to-day compliance operations, including client onboarding, transaction monitoring, and ensuring business activities comply with regulatory requirements and internal guidelines.Manage license applications and provide strategic advice on licensing issues.Participate in the development of new bu
    • permanent
    about the company.Our client is a leading, award-winning regional private banking group renowned for its dedicated wealth management focus and strong balance sheet backing. Operating as a premier wealth management platform across key global financial hubs, the firm offers an exceptional suite of tailored investment, credit, and estate planning solutions to high-net-worth and ultra-high-net-worth clients worldwide.about the team.You will lead and supervise
    about the company.Our client is a leading, award-winning regional private banking group renowned for its dedicated wealth management focus and strong balance sheet backing. Operating as a premier wealth management platform across key global financial hubs, the firm offers an exceptional suite of tailored investment, credit, and estate planning solutions to high-net-worth and ultra-high-net-worth clients worldwide.about the team.You will lead and supervise
    • contract
    • HK$19,000 - HK$23,000 per month
    about the company.Our client is a well-established international financial institution with a strong presence in Hong Kong. Renowned for its comprehensive corporate banking services and operational excellence, the bank provides a stable, professional environment that values precision, efficiency, and continuous professional development for its operations team.about the team.You will join the Corporate Payment Services team, a dedicated group of specialists
    about the company.Our client is a well-established international financial institution with a strong presence in Hong Kong. Renowned for its comprehensive corporate banking services and operational excellence, the bank provides a stable, professional environment that values precision, efficiency, and continuous professional development for its operations team.about the team.You will join the Corporate Payment Services team, a dedicated group of specialists
    • permanent
    • HK$23,500 - HK$30,000 per month, discretionary bonus
    about the company.Our client is a premier regional commercial bank with an established international presence and a strong growth footprint in Hong Kong. Dedicated to operational excellence and robust regulatory standards, the institution offers an agile, supportive workplace that fosters career progression and ongoing learning within banking compliance and operations. about the team.You will join an energetic, high-performing Customer Due Diligence team r
    about the company.Our client is a premier regional commercial bank with an established international presence and a strong growth footprint in Hong Kong. Dedicated to operational excellence and robust regulatory standards, the institution offers an agile, supportive workplace that fosters career progression and ongoing learning within banking compliance and operations. about the team.You will join an energetic, high-performing Customer Due Diligence team r
    • permanent
    A leading Chinese securities firm in Hong Kong is hiring a Director or Executive Director to lead TMT-focused investment banking mandates. Drive HKEX listings, lead sponsor execution, and shape deal origination. Apply now to advance your career.about the company.Our client is a prominent Chinese securities firm with a growing presence in Hong Kong. Renowned for its strong capital markets capabilities, the institution specialises in equity capital markets,
    A leading Chinese securities firm in Hong Kong is hiring a Director or Executive Director to lead TMT-focused investment banking mandates. Drive HKEX listings, lead sponsor execution, and shape deal origination. Apply now to advance your career.about the company.Our client is a prominent Chinese securities firm with a growing presence in Hong Kong. Renowned for its strong capital markets capabilities, the institution specialises in equity capital markets,
    • permanent
    Manager - Company SecretaryAn established conglomerate is seeking an experienced Company Secretary to lead corporate governance, regulatory compliance, and board operations. This high-impact role oversees multi-sector operations, managing HKEX Listing Rules disclosures, annual reporting, and stakeholder communications. Ideal for an HKICS/CGI qualified professional looking to step into a prominent leadership position within a premier Hong Kong enterprise.ab
    Manager - Company SecretaryAn established conglomerate is seeking an experienced Company Secretary to lead corporate governance, regulatory compliance, and board operations. This high-impact role oversees multi-sector operations, managing HKEX Listing Rules disclosures, annual reporting, and stakeholder communications. Ideal for an HKICS/CGI qualified professional looking to step into a prominent leadership position within a premier Hong Kong enterprise.ab
    • permanent
    about the job.Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.Assist in liaising with local regulators, coordinate the bank’s response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.Track key regulatory changes and act as the primary compliance liaison for multiple business units.Update and im
    about the job.Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.Assist in liaising with local regulators, coordinate the bank’s response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.Track key regulatory changes and act as the primary compliance liaison for multiple business units.Update and im
    • contract
    • HK$19,000 - HK$23,000 per year
    Operations Associate, Cash & Deposit Operations Teamabout the company.Our client is a well-established international banking group with a prominent footprint in Hong Kong. Known for providing robust financial services across Asia-Pacific, they offer a collaborative, stable, and highly regulated workplace environment. The institution prioritises talent development, offering continuous training and career development opportunities for emerging banking profes
    Operations Associate, Cash & Deposit Operations Teamabout the company.Our client is a well-established international banking group with a prominent footprint in Hong Kong. Known for providing robust financial services across Asia-Pacific, they offer a collaborative, stable, and highly regulated workplace environment. The institution prioritises talent development, offering continuous training and career development opportunities for emerging banking profes
    • permanent
    about the company.Our client is a highly prestigious, top-tier Japanese financial group with an expansive global network and a dominant securities and investment banking presence in Hong Kong. Renowned for providing comprehensive capital markets, institutional equities, fixed income, and investment banking solutions, they offer a well-capitalised, stable, and dynamic operating environment. They provide employees with structured career development, high ope
    about the company.Our client is a highly prestigious, top-tier Japanese financial group with an expansive global network and a dominant securities and investment banking presence in Hong Kong. Renowned for providing comprehensive capital markets, institutional equities, fixed income, and investment banking solutions, they offer a well-capitalised, stable, and dynamic operating environment. They provide employees with structured career development, high ope
    • permanent
    Manager - Company SecretaryAn established conglomerate is seeking an experienced Company Secretary to lead corporate governance, regulatory compliance, and board operations. This high-impact role oversees multi-sector operations, managing HKEX Listing Rules disclosures, annual reporting, and stakeholder communications. Ideal for an HKICS/CGI qualified professional looking to step into a prominent leadership position within a premier Hong Kong enterprise.ab
    Manager - Company SecretaryAn established conglomerate is seeking an experienced Company Secretary to lead corporate governance, regulatory compliance, and board operations. This high-impact role oversees multi-sector operations, managing HKEX Listing Rules disclosures, annual reporting, and stakeholder communications. Ideal for an HKICS/CGI qualified professional looking to step into a prominent leadership position within a premier Hong Kong enterprise.ab
    • permanent
    DCM Associate - Debt Capital Markets & Offshore Bonds (Hong Kong)Are you an ambitious legal professional looking to elevate your practice within an elite debt capital markets team? Based in Hong Kong, this position offers high-level exposure to sophisticated cross-border debt issuances, high-yield bonds, and structured finance across the Asia-Pacific region. You will collaborate with industry-leading partners advising global financial institutions and top-
    DCM Associate - Debt Capital Markets & Offshore Bonds (Hong Kong)Are you an ambitious legal professional looking to elevate your practice within an elite debt capital markets team? Based in Hong Kong, this position offers high-level exposure to sophisticated cross-border debt issuances, high-yield bonds, and structured finance across the Asia-Pacific region. You will collaborate with industry-leading partners advising global financial institutions and top-
    • permanent
    • HK$26,000 - HK$31,000 per month, discretionary bonus
    An exciting opportunity for an experienced Associate to join an established corporate banking institution in Hong Kong. You will deliver exceptional customer service, handle end-to-end transaction processing, and manage robust KYC/CDD compliance procedures for Japanese corporate clients. Minimum 3 years of experience in corporate banking RM support or customer service required.about the company.Our client is a global corporate banking leader with a strong
    An exciting opportunity for an experienced Associate to join an established corporate banking institution in Hong Kong. You will deliver exceptional customer service, handle end-to-end transaction processing, and manage robust KYC/CDD compliance procedures for Japanese corporate clients. Minimum 3 years of experience in corporate banking RM support or customer service required.about the company.Our client is a global corporate banking leader with a strong
    • permanent
    • HK$19,000 - HK$23,000 per month
    about the company.Our client is a well-established international banking group with a prominent presence in Hong Kong. Renowned for its robust market presence, strong financial stability, and collaborative work culture, the institution provides exceptional operational support to global treasury and capital markets businesses while fostering professional growth for its employees.about the team.You will join a dynamic and collaborative Treasury Operations te
    about the company.Our client is a well-established international banking group with a prominent presence in Hong Kong. Renowned for its robust market presence, strong financial stability, and collaborative work culture, the institution provides exceptional operational support to global treasury and capital markets businesses while fostering professional growth for its employees.about the team.You will join a dynamic and collaborative Treasury Operations te
    • temporary
    • HK$50,000 - HK$60,000 per month
    about the company.Our client is a leading global investment management firm with a strong presence in Hong Kong. They deliver robust asset and investment management solutions across regional and international markets. Known for their high professional standards, they empower employees through continuous career growth and structured operational governance.about the team.You will join the Finance & Investment Services team, reporting directly to the Associat
    about the company.Our client is a leading global investment management firm with a strong presence in Hong Kong. They deliver robust asset and investment management solutions across regional and international markets. Known for their high professional standards, they empower employees through continuous career growth and structured operational governance.about the team.You will join the Finance & Investment Services team, reporting directly to the Associat
    • permanent
    • HK$24,000 - HK$27,000 per month, discretionary bonus
    about the company.Our client is a well-established international commercial bank with a growing presence in Hong Kong. Renowned for its comprehensive financial services and strong corporate culture, the institution provides an exceptional platform for professional development and exposure to complex treasury products.about the team.You will join a dynamic and highly collaborative Treasury Operations team. The environment is supportive, structured, and focu
    about the company.Our client is a well-established international commercial bank with a growing presence in Hong Kong. Renowned for its comprehensive financial services and strong corporate culture, the institution provides an exceptional platform for professional development and exposure to complex treasury products.about the team.You will join a dynamic and highly collaborative Treasury Operations team. The environment is supportive, structured, and focu
    • permanent
    • HK$30,000 - HK$35,000 per month, Competitive package + bonus
    Join a premier international legal practice in Hong Kong specialising in high-stakes commercial litigation and arbitration. Working alongside top-tier professionals, you will support complex disputes, winding-up proceedings, and regulatory defence matters for a prestigious clientele, including major banks and listed companies. Exceptional career exposure awaits.about the company.You will be joining a highly reputable legal practice in Hong Kong renowned fo
    Join a premier international legal practice in Hong Kong specialising in high-stakes commercial litigation and arbitration. Working alongside top-tier professionals, you will support complex disputes, winding-up proceedings, and regulatory defence matters for a prestigious clientele, including major banks and listed companies. Exceptional career exposure awaits.about the company.You will be joining a highly reputable legal practice in Hong Kong renowned fo
    • permanent
    • HK$45,000 - HK$55,000 per month
    About the Company Our client is a prominent financial organization in Hong Kong. To support their expanding digital infrastructure, they are seeking a high-caliber Assistant Vice President to join their dedicated IT Security team.About the Role Reporting directly to the Head of Cybersecurity, you will play a critical role in safeguarding the enterprise environment. You will oversee the execution of security controls, manage vulnerability initiatives, align
    About the Company Our client is a prominent financial organization in Hong Kong. To support their expanding digital infrastructure, they are seeking a high-caliber Assistant Vice President to join their dedicated IT Security team.About the Role Reporting directly to the Head of Cybersecurity, you will play a critical role in safeguarding the enterprise environment. You will oversee the execution of security controls, manage vulnerability initiatives, align
    • permanent
    Cybersecurity Sepcialistabout the company.Our client is functioning as a major Japanese bank's regional hub, the Hong Kong office delivers corporate lending, trade finance, and treasury solutions, acting as a strategic capital bridge between global markets and Greater China.about the team.You will be working in a small team of 3 people. about the job.Governance & Regulatory Compliance: Coordinate regulatory, APAC regional, and Head Office security assessme
    Cybersecurity Sepcialistabout the company.Our client is functioning as a major Japanese bank's regional hub, the Hong Kong office delivers corporate lending, trade finance, and treasury solutions, acting as a strategic capital bridge between global markets and Greater China.about the team.You will be working in a small team of 3 people. about the job.Governance & Regulatory Compliance: Coordinate regulatory, APAC regional, and Head Office security assessme
    • permanent
    • HK$30,000 - HK$37,000 per month, discretionary bonus
    An exciting opportunity has arisen with a prestigious international bank in Hong Kong for an experienced Senior Associate within Corporate Banking KYC. This pivotal role focuses on managing end-to-end customer due diligence, ensuring adherence to local AML regulations, and liaising with key internal stakeholders to streamline client onboarding.about the company.Our client is a well-established international corporate bank with a strong and growing presence
    An exciting opportunity has arisen with a prestigious international bank in Hong Kong for an experienced Senior Associate within Corporate Banking KYC. This pivotal role focuses on managing end-to-end customer due diligence, ensuring adherence to local AML regulations, and liaising with key internal stakeholders to streamline client onboarding.about the company.Our client is a well-established international corporate bank with a strong and growing presence
    • permanent
    • HK$45,000 - HK$55,000 per month
    Assistant Vice President, CybersecurityAbout the Company Our client is a prominent financial organization in Hong Kong. To support their expanding digital infrastructure, they are seeking a high-caliber Assistant Vice President to join their dedicated IT Security team.About the Role Reporting directly to the Head of Cybersecurity, you will play a critical role in safeguarding the enterprise environment. You will oversee the execution of security controls,
    Assistant Vice President, CybersecurityAbout the Company Our client is a prominent financial organization in Hong Kong. To support their expanding digital infrastructure, they are seeking a high-caliber Assistant Vice President to join their dedicated IT Security team.About the Role Reporting directly to the Head of Cybersecurity, you will play a critical role in safeguarding the enterprise environment. You will oversee the execution of security controls,
    • permanent
    about the company.a leading financial services group to recruit an experienced Trust Manager / Wealth Planner to join their expanding estate, trust, and legacy planning platform in Hong Kong. This role offers a dynamic dual focus—combining internal stakeholder collaboration and cross-selling with external business development to deliver comprehensive fiduciary, trust, and corporate solutions to High-Net-Worth (HNW) clients.about the job.Holistic Wealth & L
    about the company.a leading financial services group to recruit an experienced Trust Manager / Wealth Planner to join their expanding estate, trust, and legacy planning platform in Hong Kong. This role offers a dynamic dual focus—combining internal stakeholder collaboration and cross-selling with external business development to deliver comprehensive fiduciary, trust, and corporate solutions to High-Net-Worth (HNW) clients.about the job.Holistic Wealth & L
    • permanent
    • HK$30,000 - HK$37,000 per month, discretionary bonus
    about the company.Our client is a well-established, global banking institution known for providing comprehensive financial solutions, corporate banking services, and robust treasury products. With a commitment to operational excellence and continuous technological advancement, they offer a dynamic, collaborative, and inclusive environment that encourages professional growth and innovation.about the team.You will join an energetic, high-performing treasury
    about the company.Our client is a well-established, global banking institution known for providing comprehensive financial solutions, corporate banking services, and robust treasury products. With a commitment to operational excellence and continuous technological advancement, they offer a dynamic, collaborative, and inclusive environment that encourages professional growth and innovation.about the team.You will join an energetic, high-performing treasury
    • contract
    • HK$35,000 - HK$45,000 per month
    about the company.Our client is a well-established asset management firm in Hong Kong, known for managing a diverse portfolio of equity and fixed income products. The firm delivers exceptional investment solutions to institutional and private clients, maintaining a strong commitment to regulatory compliance, operational efficiency, and long-term business growth.about the team.You will join a collaborative and high-performing operations team that works clos
    about the company.Our client is a well-established asset management firm in Hong Kong, known for managing a diverse portfolio of equity and fixed income products. The firm delivers exceptional investment solutions to institutional and private clients, maintaining a strong commitment to regulatory compliance, operational efficiency, and long-term business growth.about the team.You will join a collaborative and high-performing operations team that works clos
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