You are successfully logged out of your my randstad account

You have successfully deleted your account

Thank you for subscribing to your personalised job alerts.

19 jobs found in Hong Kong

filter3
clear all
    • permanent
    • HK$1,000,000 - HK$1,500,000, per year, Bonus
    • full-time
    about the companyOur client is an expanding Financial Services Firm in HK.about the teamLeadership roleDynamic working environment with good work-life balanceabout the jobImplement the operational risk management framework and ensure its effectivenessSupport business initiatives without compromising standards of internal control by liaising with the Businesses to foster the understanding and spirit of controls and ensure accurate and objective reporting to Senior ManagementEnsure that potential operational risk areas are accurately recognised and creative solutions are delivered in a timely, concise and appropriate manner to optimise the level of business control and maximising efficiencyBuild the department with sufficient resources and skills to perform as a Centre of Excellence in operational risk managementEnsure oversight and support, other subsidiaries/group companies by sharing best practices, tools and expertise skills & experiences requiredUniversity degree in finance, accounting or related disciplineAt least 10+ years of relevant working experience in operational risk management or compliance in retail banking or virtual bankKnowledge of regulatory environment in the financial services sector and exposure to an operations and control environment (e.g. audit, compliance)Ability to conceptualise and articulate the operational impact of business changeGreat sense of ownership and servicing mindset to ensure efficient and effective customer service processesStrong track record in managing/leading a teamTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the companyOur client is an expanding Financial Services Firm in HK.about the teamLeadership roleDynamic working environment with good work-life balanceabout the jobImplement the operational risk management framework and ensure its effectivenessSupport business initiatives without compromising standards of internal control by liaising with the Businesses to foster the understanding and spirit of controls and ensure accurate and objective reporting to Senior ManagementEnsure that potential operational risk areas are accurately recognised and creative solutions are delivered in a timely, concise and appropriate manner to optimise the level of business control and maximising efficiencyBuild the department with sufficient resources and skills to perform as a Centre of Excellence in operational risk managementEnsure oversight and support, other subsidiaries/group companies by sharing best practices, tools and expertise skills & experiences requiredUniversity degree in finance, accounting or related disciplineAt least 10+ years of relevant working experience in operational risk management or compliance in retail banking or virtual bankKnowledge of regulatory environment in the financial services sector and exposure to an operations and control environment (e.g. audit, compliance)Ability to conceptualise and articulate the operational impact of business changeGreat sense of ownership and servicing mindset to ensure efficient and effective customer service processesStrong track record in managing/leading a teamTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$50,000 - HK$70,000 per month
    • full-time
    about the companyOur client is a regional bank with strong presence in Asia about the teamA team of 20+ Legal and Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc compliance testing projectsskills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplines At least 5 years compliance experience in compliance review/internal audit/risk control functionsQualification in accounting would be an advantage Good command in spoken and written English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a regional bank with strong presence in Asia about the teamA team of 20+ Legal and Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc compliance testing projectsskills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplines At least 5 years compliance experience in compliance review/internal audit/risk control functionsQualification in accounting would be an advantage Good command in spoken and written English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$20,000 - HK$30,000, per month, Bonus
    • full-time
    about the companyOur client is an international corporate and investment bank with a strong presence in Europe, America and Asia.about the jobYou will:Work as a team to provide professional advises to corporate & investment banking units om compliance & AML related issueWork closely with Risk Management & Strategy team to provide support to business operationDisseminating the up-to-date regulatory and legislative change such as the circulars and e-mail correspondence issued by HKMA, SFC or other concerned parties to enhance compliance culture in the bankCooperate with various stakeholders to perform continuous improvement on AML & compliance in terms of Policy & Procedures, system enhancements & internal workflowWork as a team to review internal and external control reportsAssist on handling enquiries, self-assessment & review from regulatory authoritiesPrepare compliance report and assist on preparing training materials about all new legislation, guidelines, regulation and code issued by the regulatorsCollaborate with the team to review & update compliance & control policyskills & experiences requiredDegree or above2 year + banking Compliance would be preferableImmediate available would be an advantageStrong English writing and speaking ability is a mustGood command of written & spoken Chinese is a plusTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    about the companyOur client is an international corporate and investment bank with a strong presence in Europe, America and Asia.about the jobYou will:Work as a team to provide professional advises to corporate & investment banking units om compliance & AML related issueWork closely with Risk Management & Strategy team to provide support to business operationDisseminating the up-to-date regulatory and legislative change such as the circulars and e-mail correspondence issued by HKMA, SFC or other concerned parties to enhance compliance culture in the bankCooperate with various stakeholders to perform continuous improvement on AML & compliance in terms of Policy & Procedures, system enhancements & internal workflowWork as a team to review internal and external control reportsAssist on handling enquiries, self-assessment & review from regulatory authoritiesPrepare compliance report and assist on preparing training materials about all new legislation, guidelines, regulation and code issued by the regulatorsCollaborate with the team to review & update compliance & control policyskills & experiences requiredDegree or above2 year + banking Compliance would be preferableImmediate available would be an advantageStrong English writing and speaking ability is a mustGood command of written & spoken Chinese is a plusTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Cheryl Tsang on + 852 2232 3470 or email: cheryl.tsang@randstad.com.hk
    • permanent
    • HK$800,000 - HK$900,000, per year, Bonus
    • full-time
    about the companyOur client is a leading Full Service Bank in Hong Kong with a strong presence in the region.about the teamFast-growing businessOpen and collaborative working cultureGood work-life balanceabout the jobYou will assist in developing the enterprise framework, policies and guidelines in relation to operational risk managementYou will devise the mechanism and tools for risk identification, assessment, monitoring and reporting of operational riskYou will initiate and conduct regulatory driven and internal risk assessmentYou will provide support to facilitate leadership's oversight of operational riskYou will lead projects in relation to operational risk management for the regionYou will develop policy and framework for monitoring third party risk for the Groupskills & experiences requiredBachelor's Degree in Risk Management, Finance, Accounting, Statistics, Quantitative Analysis or related disciplineAt least 4-6 years of relevant experience in operational risk, internal control, audit or risk governance in financial institutions / Big 4 firmStrong presentation and communuication skills in fluent English and Chinese languagesTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the companyOur client is a leading Full Service Bank in Hong Kong with a strong presence in the region.about the teamFast-growing businessOpen and collaborative working cultureGood work-life balanceabout the jobYou will assist in developing the enterprise framework, policies and guidelines in relation to operational risk managementYou will devise the mechanism and tools for risk identification, assessment, monitoring and reporting of operational riskYou will initiate and conduct regulatory driven and internal risk assessmentYou will provide support to facilitate leadership's oversight of operational riskYou will lead projects in relation to operational risk management for the regionYou will develop policy and framework for monitoring third party risk for the Groupskills & experiences requiredBachelor's Degree in Risk Management, Finance, Accounting, Statistics, Quantitative Analysis or related disciplineAt least 4-6 years of relevant experience in operational risk, internal control, audit or risk governance in financial institutions / Big 4 firmStrong presentation and communuication skills in fluent English and Chinese languagesTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$500,000 - HK$720,000, per year, Bonus
    • full-time
    about the companyOur client is an expanding asset management firm with a strong presence in Greater China.about the teamExpanding businessOpen and collaborative cultureabout the jobYou will assist in developing, updating and maintaining risk management policies and frameworksYou will manage across market risk, credit risk, operational risk, counterparty credit risk, as well as regulatory risk associated with the investment portfolios managed by the companyYou will prepare periodic risk and performance reports to internal stakeholders and provide relevant risk and performance data for external client reportingskills & experiences requiredUniversity Degree in Risk Management, Business Administration, Finance, Accounting or other relevant studiesCFA & FRM qualified - preferredAt least 3 to 5 years relevant risk management experience either in sell-side or buy-side industryStrong product knowledge in equities, fixed incomes, currencies and related derivatives risk management, portfolio construction and tradingAbility to multi-task and able to work independently with minimum supervisionProficiency in Excel, Excel VBA, Access, SQL. Coding experience - ideal but not a mustStrong presentation and communication skills in fluent English and Chinese languagesTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the companyOur client is an expanding asset management firm with a strong presence in Greater China.about the teamExpanding businessOpen and collaborative cultureabout the jobYou will assist in developing, updating and maintaining risk management policies and frameworksYou will manage across market risk, credit risk, operational risk, counterparty credit risk, as well as regulatory risk associated with the investment portfolios managed by the companyYou will prepare periodic risk and performance reports to internal stakeholders and provide relevant risk and performance data for external client reportingskills & experiences requiredUniversity Degree in Risk Management, Business Administration, Finance, Accounting or other relevant studiesCFA & FRM qualified - preferredAt least 3 to 5 years relevant risk management experience either in sell-side or buy-side industryStrong product knowledge in equities, fixed incomes, currencies and related derivatives risk management, portfolio construction and tradingAbility to multi-task and able to work independently with minimum supervisionProficiency in Excel, Excel VBA, Access, SQL. Coding experience - ideal but not a mustStrong presentation and communication skills in fluent English and Chinese languagesTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$1,000,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$480,000 - HK$1,300,000, per year, Bonus
    • full-time
    about the companyOur client is a top tier Global Investment Bank with a strong presence in APAC.about the teamInternational and supportive cultureFast-paced working environment about the jobYou will evaluate the creditworthiness and manage credit risk of a portfolio of Hedge Funds and Prime BrokerageConduct due diligence and prepare credit reviews with appropriate analysis to support recommendations such as counterparty rating and credit limitsNegotiate credit related terms of legal documentation (ISDA/CSA, GMRA, PBA) required to initiate trading relationship with Hedge FundsAssess the risk associated with OTC derivatives (equity, credit, fx, rates) and repo lending transactions with Hedge Funds, provide sales/trading with trade pre-approvals and Initial Margin/Haircut calculations in a timely manner to maintain business continuity while ensuring risk appetite is appropriately managedMonitor client credit lines and stress test guidelines, investigate any limit breach by determining the source/rationale for the excess and ensured risk methodologies adequately captured credit exposure to counterparties skills & experiences requiredBachelor's degree preferably in accounting, finance or quantitative disciplineMBA or CFA qualification - idealAt least 2 to 10+ years of relevant risk management experience in credit risk/counterparty risk or prime brokerage riskGood quantitative risk analysis skills employed in a credit risk, market risk or trading environmentExperience in conducting due diligence and analysis of the financial condition of hedge fund counterparties or prime brokerage - idealKnowledge and understanding of financial markets and a breadth of trading and lending products with specific knowledge of derivativesFamiliarity with common trading documentation, particularly ISDA/CSA, Prime Brokerage and Repo AgreementsExcellent communicator, both written and spoken EnglishAbility to work under pressure and demonstrate effective time management and planning skillsAbility to work in a team based environment and independently when required To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the companyOur client is a top tier Global Investment Bank with a strong presence in APAC.about the teamInternational and supportive cultureFast-paced working environment about the jobYou will evaluate the creditworthiness and manage credit risk of a portfolio of Hedge Funds and Prime BrokerageConduct due diligence and prepare credit reviews with appropriate analysis to support recommendations such as counterparty rating and credit limitsNegotiate credit related terms of legal documentation (ISDA/CSA, GMRA, PBA) required to initiate trading relationship with Hedge FundsAssess the risk associated with OTC derivatives (equity, credit, fx, rates) and repo lending transactions with Hedge Funds, provide sales/trading with trade pre-approvals and Initial Margin/Haircut calculations in a timely manner to maintain business continuity while ensuring risk appetite is appropriately managedMonitor client credit lines and stress test guidelines, investigate any limit breach by determining the source/rationale for the excess and ensured risk methodologies adequately captured credit exposure to counterparties skills & experiences requiredBachelor's degree preferably in accounting, finance or quantitative disciplineMBA or CFA qualification - idealAt least 2 to 10+ years of relevant risk management experience in credit risk/counterparty risk or prime brokerage riskGood quantitative risk analysis skills employed in a credit risk, market risk or trading environmentExperience in conducting due diligence and analysis of the financial condition of hedge fund counterparties or prime brokerage - idealKnowledge and understanding of financial markets and a breadth of trading and lending products with specific knowledge of derivativesFamiliarity with common trading documentation, particularly ISDA/CSA, Prime Brokerage and Repo AgreementsExcellent communicator, both written and spoken EnglishAbility to work under pressure and demonstrate effective time management and planning skillsAbility to work in a team based environment and independently when required To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    • permanent
    • HK$35,000 - HK$40,000 per month
    • full-time
    about the company.Our client is a reputable regional bank. They are currently looking for a General/Regulatory Compliance Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branchDissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements Provide general compliance advisory to different business units Liaise with regulators (HKMA/SFC) and external parties on enquiries, questionnaires, on-site inspection etc skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 4 years compliance experience. Strong knowledge in Corporate Banking ComplianceOpen to candidates with general compliance and regulatory compliance Eager to learn, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the company.Our client is a reputable regional bank. They are currently looking for a General/Regulatory Compliance Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branchDissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulatory requirements Provide general compliance advisory to different business units Liaise with regulators (HKMA/SFC) and external parties on enquiries, questionnaires, on-site inspection etc skills & experiences required.Bachelor degree holder or above in Law, Accounting, Business or other disciplinesMinimum of 4 years compliance experience. Strong knowledge in Corporate Banking ComplianceOpen to candidates with general compliance and regulatory compliance Eager to learn, self-motivated and a team player Interested parties please apply by clicking "Apply Now". Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$25,000 - HK$38,000 per month
    • full-time
    about the companyA Hong Kong-based investment group is hiring for a junior Compliance talent to join their Asset Management arm. Our client provides a range of financial services, reputable for their quantitative strategies and quality research through proprietary trading platforms. about the teamA team of 3 in the Asset Management Compliance Department about the jobSupport the Head of Compliance in all compliance matters, including general compliance, investment compliance and AMLProvide compliance advice to business units and managements Review and update policies and procedures to ensure adherence with latest regulations and internal policies Handle licensing matters Perform surveillance function, AML investigation and KYC/CDD reviewLiaise with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 2 years compliance experience in asset management firms. Knowledge of proprietary trading would be an advantage. Candidates from professional services/regulators would be consideredFluent in spoken and written English and Chinese Eager to learn and self-motivated individual To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyA Hong Kong-based investment group is hiring for a junior Compliance talent to join their Asset Management arm. Our client provides a range of financial services, reputable for their quantitative strategies and quality research through proprietary trading platforms. about the teamA team of 3 in the Asset Management Compliance Department about the jobSupport the Head of Compliance in all compliance matters, including general compliance, investment compliance and AMLProvide compliance advice to business units and managements Review and update policies and procedures to ensure adherence with latest regulations and internal policies Handle licensing matters Perform surveillance function, AML investigation and KYC/CDD reviewLiaise with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 2 years compliance experience in asset management firms. Knowledge of proprietary trading would be an advantage. Candidates from professional services/regulators would be consideredFluent in spoken and written English and Chinese Eager to learn and self-motivated individual To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$45,000 - HK$53,000 per month
    • full-time
    about the companyOur client is a regional bank with strong presence in Asia about the teamA team of 20+ Legal and Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc compliance testing projectsskills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplines At least 5 years compliance experience in compliance review/internal audit/risk control functionsQualification in accounting would be an advantage Good command in spoken and written English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a regional bank with strong presence in Asia about the teamA team of 20+ Legal and Compliance professionalsabout the jobConduct compliance review and testing activities To identify potential compliance-relevant risks Implement control and provide recommendations, establish remediation actions and monitor remediation process Follow up with internal audit on finds and compliance risks Assist in ad hoc compliance testing projectsskills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplines At least 5 years compliance experience in compliance review/internal audit/risk control functionsQualification in accounting would be an advantage Good command in spoken and written English and ChineseTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$100,000 - HK$120,000 per month
    • full-time
    about the companyOur client is a leading Asian Investment Group with an AUM of over $20billion USD. They are searching for a motivated and spirited individual to join their Hong Kong office. about the teamA team of 10+ in the Compliance Department about the jobActs as the Team Lead and leading 3 staffs in performing Asset Management Compliance for Hong Kong and SingaporePrimary contact point with regulators (SFC and MAS) on enquiries, questionnaires, inspection etc Review and approve fund distribution activities and marketing materials Review and modify policies and procedures, compliance manuals regarding latest regulationsAdvise business on new initiatives, transactions, business operations and other compliance matters skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 7 years compliance experience in asset management firms. Knowledge of quantitative trading would be an advantage Familiar with HK and SGP regulations and requirements on funds (management) business Experience in people management would be an advantageFluent in spoken and written English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a leading Asian Investment Group with an AUM of over $20billion USD. They are searching for a motivated and spirited individual to join their Hong Kong office. about the teamA team of 10+ in the Compliance Department about the jobActs as the Team Lead and leading 3 staffs in performing Asset Management Compliance for Hong Kong and SingaporePrimary contact point with regulators (SFC and MAS) on enquiries, questionnaires, inspection etc Review and approve fund distribution activities and marketing materials Review and modify policies and procedures, compliance manuals regarding latest regulationsAdvise business on new initiatives, transactions, business operations and other compliance matters skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 7 years compliance experience in asset management firms. Knowledge of quantitative trading would be an advantage Familiar with HK and SGP regulations and requirements on funds (management) business Experience in people management would be an advantageFluent in spoken and written English and Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • AU$40,000 - AU$50,000 per month
    • full-time
    about the companyA regional Corporate and Private bank is looking for a CDD Compliance candidate to join their teamabout the teamA team of 50+ in Compliance Department about the jobActing as a Team Lead and ensure compliance with KYC/CDD policies and procedures To conduct periodic review on existing accounts and to review any triggered eventsEnsure existing control procedures on client onboarding are followed to mitigate potential operational risk Provide advice to ‘makers’ to enhance quality and efficiencyProvide KYC/CDD training to branch staffs skills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplinesAML qualification (ie CAMS, AAMLP, CAMLP etc) is needed A minimum of 5 years operation/compliance experienceHad experience in CDD, KYC and client onboarding would be preferred Fluent in spoken and written English and Chinese
    about the companyA regional Corporate and Private bank is looking for a CDD Compliance candidate to join their teamabout the teamA team of 50+ in Compliance Department about the jobActing as a Team Lead and ensure compliance with KYC/CDD policies and procedures To conduct periodic review on existing accounts and to review any triggered eventsEnsure existing control procedures on client onboarding are followed to mitigate potential operational risk Provide advice to ‘makers’ to enhance quality and efficiencyProvide KYC/CDD training to branch staffs skills & experiences requiredUniversity Degree in Accounting, Law, Finance or relevant disciplinesAML qualification (ie CAMS, AAMLP, CAMLP etc) is needed A minimum of 5 years operation/compliance experienceHad experience in CDD, KYC and client onboarding would be preferred Fluent in spoken and written English and Chinese
    • permanent
    • HK$35,000 - HK$45,000 per month
    • full-time
    about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Conduct investment suitability assessments and review product due diligenceProvide training to front line staff on investment suitability and increase risk awareness & compliance culture. Topics covering material amend/cancel/re-book check, upward post-trade amendment check, order taking process for investment products etc Assist in bank-wide compliance projects and initiatives for Private Banking business skills & experiences requiredUniversity Degree in Economics, Finance, Law or AccountingAt least 3 to 7 years of relevant experience. Private Banking experience would be an advantage, Retail Banking/Wealth Management experience would be consideredExperience in performing investment suitability testing is a mustUnderstand selling practice and good to have product due diligence experience Written and spoken English and conversational Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a leading Regional Bank in APAC. Well-known for their Private Banking and Corporate Banking business about the jobMonitor and advise Private Banking activities in compliance perspective Conduct investment suitability assessments and review product due diligenceProvide training to front line staff on investment suitability and increase risk awareness & compliance culture. Topics covering material amend/cancel/re-book check, upward post-trade amendment check, order taking process for investment products etc Assist in bank-wide compliance projects and initiatives for Private Banking business skills & experiences requiredUniversity Degree in Economics, Finance, Law or AccountingAt least 3 to 7 years of relevant experience. Private Banking experience would be an advantage, Retail Banking/Wealth Management experience would be consideredExperience in performing investment suitability testing is a mustUnderstand selling practice and good to have product due diligence experience Written and spoken English and conversational Chinese To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$70,000 - HK$85,000 per year
    • full-time
    about the companyOur client is a well-known real estate private equity with strong presence globally. Holding SFC Type 1 4 9 license and with an AUM of USD $150billion. They are rapidly expanding in recent years and looking for compliance talents to join their team. about the teamA team of 3 in Hong Kong Compliance Department about the jobActs as the Deputy Head of Compliance. Lead team to perform compliance functions To establish and modify AML/regulatory compliance framework Primary contact point with (SFC) on enquiries, questionnaires, inspection etc Review and approve fund distribution activities and marketing materials Advise business on new initiatives, business operations and other compliance matters skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 7 years compliance experience in asset managers or private equity business Solid compliance experience in SFC Type 1 4 9 licensed business Excellent in spoken and written English is required. Chinese skills would be an advantageTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    about the companyOur client is a well-known real estate private equity with strong presence globally. Holding SFC Type 1 4 9 license and with an AUM of USD $150billion. They are rapidly expanding in recent years and looking for compliance talents to join their team. about the teamA team of 3 in Hong Kong Compliance Department about the jobActs as the Deputy Head of Compliance. Lead team to perform compliance functions To establish and modify AML/regulatory compliance framework Primary contact point with (SFC) on enquiries, questionnaires, inspection etc Review and approve fund distribution activities and marketing materials Advise business on new initiatives, business operations and other compliance matters skills & experiences requiredUniversity Degree in Law, Accounting, Finance or relevant disciplines At least 7 years compliance experience in asset managers or private equity business Solid compliance experience in SFC Type 1 4 9 licensed business Excellent in spoken and written English is required. Chinese skills would be an advantageTo apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
    • permanent
    • HK$1,200,000 - HK$1,400,000, per year, Bonus
    • full-time
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties (e.g. SFC, HKEx) skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
    about the company Our client is an expanding retail / consumer bank with a strong presence in HK. about the job You will oversee and monitor the regulatory compliance, operational risk, financial crime risk functions of the FirmMonitor the Firm's compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governanceLiaise with regulators and local authorities on legal and compliance issuesDeal with relevant regulatory authorities and external parties (e.g. SFC, HKEx) skills & experiences required University degree holder in law, finance or related disciplinesAt least 12 to 15 years of relevant risk or compliance experience in financial services industry in Hong KongStrong leadership and people management skillsStrong presentation and communication skills in fluent written and spoken English and Chinese languages To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

Thank you for subscribing to your personalised job alerts.

It looks like you want to switch your language. This will reset your filters on your current job search.