Company DescriptionA global law firm provides legal advice on the laws of several key offshore financial centres, focusing primarily on the corporate and financial sectors. They also offers extensive corporate administration services through its dedicated global division. They are located in Hong Kong Island.Job Duties- providing support to daily operations for compliance function- implementing and analysing policies and procedures- monitoring regulatory
Company DescriptionA global law firm provides legal advice on the laws of several key offshore financial centres, focusing primarily on the corporate and financial sectors. They also offers extensive corporate administration services through its dedicated global division. They are located in Hong Kong Island.Job Duties- providing support to daily operations for compliance function- implementing and analysing policies and procedures- monitoring regulatory
IT Audit Manager, Bank, 60-75kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
IT Audit Manager, Bank, 60-75kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
Our client is a leading insurer. They're looking for a dedicated and experienced Director to join the Financial Crime Compliance team. Reporting to the Chief Compliance Officer, you'll play a crucial role in safeguarding the organization by ensuring robust controls against financial crime.Responsibilities:Lead and enhance our internal compliance controls for AML/CTF, sanctions, and ABC, aligning with local regulatory requirements and Group Standards.As the
Our client is a leading insurer. They're looking for a dedicated and experienced Director to join the Financial Crime Compliance team. Reporting to the Chief Compliance Officer, you'll play a crucial role in safeguarding the organization by ensuring robust controls against financial crime.Responsibilities:Lead and enhance our internal compliance controls for AML/CTF, sanctions, and ABC, aligning with local regulatory requirements and Group Standards.As the
Our client is a prestige investment firm. Seeking a Compliance Director in the Hong Kong office.Responsibilities: Oversees all compliance-related issues within Risk & Compliance.Provides global markets compliance advisory with a strong FICC focus.Ensures the firm meets all regulatory requirements.Implements, monitors, and manages compliance programs.Advises on business strategies from a compliance perspective.Liaises with regulatory bodies.Trains and devel
Our client is a prestige investment firm. Seeking a Compliance Director in the Hong Kong office.Responsibilities: Oversees all compliance-related issues within Risk & Compliance.Provides global markets compliance advisory with a strong FICC focus.Ensures the firm meets all regulatory requirements.Implements, monitors, and manages compliance programs.Advises on business strategies from a compliance perspective.Liaises with regulatory bodies.Trains and devel
My client is a stable commercial bank. They are now looking for three Audit Managers for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Identifying key emerging risks, and drafting and reporting audit findings; Follow up and closure of issues raised in reports; Communicating with different stakeholders; Assi
My client is a stable commercial bank. They are now looking for three Audit Managers for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Identifying key emerging risks, and drafting and reporting audit findings; Follow up and closure of issues raised in reports; Communicating with different stakeholders; Assi
Our client is an international financial institute with growing business in Asia. Seeking a Compliance Manager to join the compliance team. You will be instrumental in ensuring the integrity of our operations by upholding the highest standards of compliance with Hong Kong and global regulations. This is an excellent opportunity to broaden your compliance expertise and contribute to a strong ethical foundation within our organizationYour Role:As a key membe
Our client is an international financial institute with growing business in Asia. Seeking a Compliance Manager to join the compliance team. You will be instrumental in ensuring the integrity of our operations by upholding the highest standards of compliance with Hong Kong and global regulations. This is an excellent opportunity to broaden your compliance expertise and contribute to a strong ethical foundation within our organizationYour Role:As a key membe
Our client is an international insurer. Currently seeking a Senior Compliance Officer to ensure the integrity and compliance of operational processes and adherence to relevant regulations and company policies.Responsibilities: * Conduct regular reviews and audits of operational processes to verify proper execution and compliance with all relevant regulatory requirements and company rules and guidelines. * Proactively identify areas within operations that m
Our client is an international insurer. Currently seeking a Senior Compliance Officer to ensure the integrity and compliance of operational processes and adherence to relevant regulations and company policies.Responsibilities: * Conduct regular reviews and audits of operational processes to verify proper execution and compliance with all relevant regulatory requirements and company rules and guidelines. * Proactively identify areas within operations that m
about the company.A top global bank seeks a Temp Associate for its APAC Client Services team in Hong Kong to ensure AML/KYC compliance in Capital Markets for 6 months. Our client excels in capital markets, investment banking, and research, serving global clients. Its Hong Kong team drives compliance and client onboarding. Join a dynamic team focused on regulatory excellence, collaborating with front office and compliance to uphold AML/KYC standards.about t
about the company.A top global bank seeks a Temp Associate for its APAC Client Services team in Hong Kong to ensure AML/KYC compliance in Capital Markets for 6 months. Our client excels in capital markets, investment banking, and research, serving global clients. Its Hong Kong team drives compliance and client onboarding. Join a dynamic team focused on regulatory excellence, collaborating with front office and compliance to uphold AML/KYC standards.about t
Our client is an inernational securities firm.Responsibilities:Spearheaded end-to-end KYC and Client Due Diligence processes for the onboarding of Corporate and Institutional clients, ensuring meticulous data input and adherence to regulatory standards.Led and executed AML periodic reviews, including comprehensive annual reviews for high-risk clients and biennial reviews, proactively identifying and mitigating potential risks.Proactively reviewed, updated,
Our client is an inernational securities firm.Responsibilities:Spearheaded end-to-end KYC and Client Due Diligence processes for the onboarding of Corporate and Institutional clients, ensuring meticulous data input and adherence to regulatory standards.Led and executed AML periodic reviews, including comprehensive annual reviews for high-risk clients and biennial reviews, proactively identifying and mitigating potential risks.Proactively reviewed, updated,
Our client is a leading retail bank. Seeking an Assistant Vice President in the AML team. In this critical role, you will be a trusted advisor and subject matter expert, guiding the bank on all aspects of transaction monitoring and suspicious transaction reporting. You will leverage your deep understanding of regulatory requirements and ML/TF risks to ensure the effectiveness of our systems and processes.Job responsibilities:Providing expert advice and rec
Our client is a leading retail bank. Seeking an Assistant Vice President in the AML team. In this critical role, you will be a trusted advisor and subject matter expert, guiding the bank on all aspects of transaction monitoring and suspicious transaction reporting. You will leverage your deep understanding of regulatory requirements and ML/TF risks to ensure the effectiveness of our systems and processes.Job responsibilities:Providing expert advice and rec
IT Audit Manager, Bank, 55-65kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
IT Audit Manager, Bank, 55-65kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
IT Audit Manager, Bank, 55-65kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
IT Audit Manager, Bank, 55-65kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
Our client is a leading bank in Hong Kong. As a Manager in the complaints team, you will play a crucial role in handling complaint cases and collaborating with other business units to address compliance issues. Job responsibilities: • Handle and manage complaint cases via different channels.• Handle escalated complaints from regulators, ensuring timely and effective resolution.• Develop and implement strategies to improve complaint handling processes.• Lia
Our client is a leading bank in Hong Kong. As a Manager in the complaints team, you will play a crucial role in handling complaint cases and collaborating with other business units to address compliance issues. Job responsibilities: • Handle and manage complaint cases via different channels.• Handle escalated complaints from regulators, ensuring timely and effective resolution.• Develop and implement strategies to improve complaint handling processes.• Lia
Our client is a foreign bank. They are seeking an experienced Head of Compliance to ensure the Bank's adherence to the Banking Ordinance and other relevant regulations. The successful candidate will act as the s72B Manager for the Bank's AML and compliance functions, providing strategic guidance and support to senior management while maintaining robust compliance frameworks.Key Responsibilities:Ensure compliance with the Banking Ordinance and relevant rule
Our client is a foreign bank. They are seeking an experienced Head of Compliance to ensure the Bank's adherence to the Banking Ordinance and other relevant regulations. The successful candidate will act as the s72B Manager for the Bank's AML and compliance functions, providing strategic guidance and support to senior management while maintaining robust compliance frameworks.Key Responsibilities:Ensure compliance with the Banking Ordinance and relevant rule
Job Summary:Our client is a leading retail bank. Seeking a Risk Management Manager / AM to conduct real-time transaction monitoring and risk assessments, focusing on fraud detection and merchant credit scoring. This role involves performing due diligence investigations for new merchants, managing portfolio risk, and leading the implementation of system upgrades and new payment solutions.Key Responsibilities:Monitor transactions in real-time to identify and
Job Summary:Our client is a leading retail bank. Seeking a Risk Management Manager / AM to conduct real-time transaction monitoring and risk assessments, focusing on fraud detection and merchant credit scoring. This role involves performing due diligence investigations for new merchants, managing portfolio risk, and leading the implementation of system upgrades and new payment solutions.Key Responsibilities:Monitor transactions in real-time to identify and
IT Audit Manager, Bank, 55-65kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
IT Audit Manager, Bank, 55-65kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
Our client is a life insurer. Currently seeking a compliance manager to support the Head of Compliance.Job ResponsibilitiesOversight and Support: Assist in managing the compliance functions for Hong Kong office, covering areas such as regulatory compliance, AML/KYC, data privacy, and compliance related matters.Regulatory Communication: Establish and maintain effective communication with regulatory bodies including Insurance Authority regarding inquiries, r
Our client is a life insurer. Currently seeking a compliance manager to support the Head of Compliance.Job ResponsibilitiesOversight and Support: Assist in managing the compliance functions for Hong Kong office, covering areas such as regulatory compliance, AML/KYC, data privacy, and compliance related matters.Regulatory Communication: Establish and maintain effective communication with regulatory bodies including Insurance Authority regarding inquiries, r
Our client is a life insurer. Currently seeking a compliance manager to support the Head of Compliance.Job ResponsibilitiesOversight and Support: Assist in managing the compliance functions for Hong Kong office, covering areas such as regulatory compliance, AML/KYC, data privacy, and compliance related matters.Regulatory Communication: Establish and maintain effective communication with regulatory bodies including Insurance Authority regarding inquiries, r
Our client is a life insurer. Currently seeking a compliance manager to support the Head of Compliance.Job ResponsibilitiesOversight and Support: Assist in managing the compliance functions for Hong Kong office, covering areas such as regulatory compliance, AML/KYC, data privacy, and compliance related matters.Regulatory Communication: Establish and maintain effective communication with regulatory bodies including Insurance Authority regarding inquiries, r
My client is a stable commercial bank. They are now looking for three Audit Managers for their high performing team. Responsibilities: Job 1Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Performing AML audit; Identifying key emerging risks, and drafting and reporting audit findings; Follow up and closure of issues raised in reports; Communicating with
My client is a stable commercial bank. They are now looking for three Audit Managers for their high performing team. Responsibilities: Job 1Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Performing AML audit; Identifying key emerging risks, and drafting and reporting audit findings; Follow up and closure of issues raised in reports; Communicating with
Our client is a foreign corporate bank. Currently seeking an AVP, Compliance Assurance for the Compliance Department in Hong Kong. Job Duties & ResponsibilitiesConduct thorough, objective, risk-based compliance monitoring activities in line with the annual Compliance Monitoring Plan.Identify potential or actual regulatory risks from compliance monitoring results and propose actionable recommendations to relevant stakeholders to mitigate identified risks.Pe
Our client is a foreign corporate bank. Currently seeking an AVP, Compliance Assurance for the Compliance Department in Hong Kong. Job Duties & ResponsibilitiesConduct thorough, objective, risk-based compliance monitoring activities in line with the annual Compliance Monitoring Plan.Identify potential or actual regulatory risks from compliance monitoring results and propose actionable recommendations to relevant stakeholders to mitigate identified risks.Pe
Our client is a leading commercial bank in Hong Kong. Seeking a Transaction Monitoring Analyst to join the AML team.Job DutiesCollaborate with the Manager to review and investigate suspicious activities and alerts, including those generated from the Transaction Monitoring System, name screening systems, and intelligence from law enforcement or regulatory bodies.Monitor and analyze suspicious activities and trends to enhance the effectiveness and efficiency
Our client is a leading commercial bank in Hong Kong. Seeking a Transaction Monitoring Analyst to join the AML team.Job DutiesCollaborate with the Manager to review and investigate suspicious activities and alerts, including those generated from the Transaction Monitoring System, name screening systems, and intelligence from law enforcement or regulatory bodies.Monitor and analyze suspicious activities and trends to enhance the effectiveness and efficiency
My client is a stable corporate bank. They are now looking for an Audit Manager for their high performing team. This person will cover both business audit (80%)and IT audit (20%). Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Performing AML audit; Identifying key emerging risks, and drafting and reporting audit findings; Follow up a
My client is a stable corporate bank. They are now looking for an Audit Manager for their high performing team. This person will cover both business audit (80%)and IT audit (20%). Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Performing AML audit; Identifying key emerging risks, and drafting and reporting audit findings; Follow up a
Our client is a leading bank in Hong Kong. Currently seeking a Senior Officer for the Transaction Monitoring Team.Responsibilities:Monitor transactions to identify and investigate suspicious activities.Prepare Suspicious Transaction Reports (STR) in line with regulatory standards.Evaluate and analyze risks related to money laundering and fraud.Work collaboratively with cross-functional teams to address and minimize financial crime risks.Requirements:Bachel
Our client is a leading bank in Hong Kong. Currently seeking a Senior Officer for the Transaction Monitoring Team.Responsibilities:Monitor transactions to identify and investigate suspicious activities.Prepare Suspicious Transaction Reports (STR) in line with regulatory standards.Evaluate and analyze risks related to money laundering and fraud.Work collaboratively with cross-functional teams to address and minimize financial crime risks.Requirements:Bachel
