8 Compliance Legal jobs found

Job DescriptionRegulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation

Responsible for a full spectrum of company secretarial matters for private entities in different jurisdictionsEnsure compliance with statutory matters relating to Hong Kong and offshore companies Handle all board support related matters including Board meetings, AGMs and Committee meetings Review job tasks of junior team member Co-ordinate with external parties and work closely with legal team as required skills & experiences required.Degree holder in Cor

Draft, review and negotiate a range of commercial agreements including services contracts, vendor agreements, employment contracts etc. Provide legal support for a wide variety of transactional projects including M&A, JVs and financing. Monitor regulatory developments and updates for corporate legal and compliance issues as well as support for risk mitigation planning Engage with external counsel and support ad hoc projects as required skills & experien

about the company / team.A market-leading international law firm with a well-established corporate practice. This is a rare opportunity to join either their Corporate IPO or Finance team.about the job.- Manage the end-to-end execution of HK IPOs and corporate finance transactions.- Draft legal documentation, conduct due diligence, and liaise with global clients.- Facilitate transaction closings and ensure strict adherence to regulatory compliance.- Coordin

about the company.Join a premier, globally-oriented investment bank as they aggressively expand their international footprint. We are seeking a Legal Counsel to serve as a pivotal advisor on cross-border operations and regulatory strategy. This role offers high-level exposure, reporting directly to senior management on the evolution of the firm’s global presence.about the job.Facilitate international growth by drafting complex documentation, reviewing mult

about the job.- Assist on the full cycle of HKIPO and US Capital Markets transactions, including 144A/ Reg S international offerings.- Manage the full listing life cycle, including prospectus drafting, verification, and due diligence, while coordinating with regulators and internal teams. - Ensure compliance with both HKEX and US securities standards throughout the offering process. skills & experiences required.- Minimum 1 year of Paralegal experience wit

Associate (NQ-5 PQE) Corporate - IPO & M&A (Hong Kong)Join a premier Red Circle law firm's elite corporate practice in Hong Kong. This role offers an exceptional opportunity for an ambitious lawyer to handle high-stakes HKEX Mainboard IPOs and complex cross-border M&A transactions. You will benefit from market-leading mentorship and a clear, meritocratic path for long-term career progression.about the company.Our client is a top-tier, award-winning law fir

Senior Associate (6-8 PQE) Corporate - M&A & Private Equity (Hong Kong)Are you a seasoned corporate lawyer ready to lead complex, multi-jurisdictional transactions? A world-renowned global law firm is looking for a Senior Associate to join its high-performing M&A practice in Hong Kong. This role offers the opportunity to drive significant mandates for Fortune 500 companies and leading private equity houses within a sophisticated, international platform.abo