- about the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory comabout the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory com
- about the company.Our client is a prominent, world-class financial institution and wealth protection leader with a massive, trusted presence across Asia-Pacific. Renowned for its institutional stability, expansive distribution network, and comprehensive product offerings, the firm delivers top-tier wealth accumulation, pension management, and asset protection solutions. Dedicated to financial excellence and sustainable long-term growth, they continuously eabout the company.Our client is a prominent, world-class financial institution and wealth protection leader with a massive, trusted presence across Asia-Pacific. Renowned for its institutional stability, expansive distribution network, and comprehensive product offerings, the firm delivers top-tier wealth accumulation, pension management, and asset protection solutions. Dedicated to financial excellence and sustainable long-term growth, they continuously e
- about the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progressionabout the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progression
- about the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will leabout the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will le
- About the team.You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.About the job.Partner with business and support fAbout the team.You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.About the job.Partner with business and support f
