Page 2 - 80 jobs found for Regulatory

about the team.You will lead a dynamic, collaborative, and fast-paced frontline operations team dedicated to delivering top-tier service. The team thrives on clear communication, mutual support, and a shared goal of operational efficiency. Backed by senior operations management, this group values proactive problem-solving and fosters an inclusive environment focused on continuous professional development.about the job.Oversee daily operations of the assign

Join a leading international financial institution in Hong Kong as an Entry-Level Bank Teller. This exciting opportunity offers a gateway into retail banking, where you will manage counter transactions and ensure exceptional customer service. Build your banking career within a supportive environment that values compliance, professional growth, and operational excellence.about the company.Our client is a well-established international bank with a strong and

about the company.Our client is a highly respected, rapidly expanding top teir internation bank with a strong footprint in Hong Kong. Known for their premier client service and comprehensive product suite, they provide a stable and prestigious platform for financial professionals to thrive. They commit to long-term career development and offer an outstanding transition program for premier bankers.about the team.You will join a dynamic, collaborative, and h

Executive Secretary to CEO (Hong Kong)Our client is seeking a high-calibre Executive Secretary to partner directly with the CEO. This pivotal role blends elite business operations and high-level NGO liaison management.about the company.Our client is an established organization characterized by its dynamic business ventures and deep-rooted commitment to community leadership. Helmed by prominent business and philanthropic leader , the company operates at th

Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou

Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou

about the company.Our client is a respected international financial institution with a long-standing history of providing premium banking services globally. Committed to digital transformation and rigorous regulatory compliance, they offer a stable, collaborative, and professional environment for technology experts to develop their careers within the banking sector.about the job.Execute IT policies and standards across infrastructure and cloud operations w

Finance Director - Professional Services & Strategic Leadership (Hong Kong)An exceptional opportunity has arisen for a high-calibre CPA to join a premier global professional services consulting business as Regional Finance Director in Hong Kong. Leading financial operations and driving strategic regional growth, you will champion fiscal excellence across APAC. This pivotal executive role offers significant career advancement within a dynamic corporate land

about the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progression

This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,

about the company.Our client is a well-established corporate and commercial banking institution with a strong regional footprint in Hong Kong. Known for its commitment to robust risk governance and sustainable development, the bank delivers comprehensive financial services while actively driving technological innovation across its branches.about the team.The Operations Department serves as a foundational pillar of the bank, ensuring the seamless, compliant

about the company.Our client is a rapidly growing, prestigious independent wealth management and multi-family office platform with an expanding regional footprint in Hong Kong. Renowned for providing bespoke asset allocation, succession planning, and alternative investment solutions to ultra-high-net-worth individuals, they combine an entrepreneurial culture with a highly professional operating environment. They offer a stable, capital-backed platform that

about the company.Our client is an established, growth-oriented financial services group in Hong Kong holding SFC Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) regulated licenses. They offer a dynamic, entrepreneurial, and highly professional operating environment. Unlike large legacy institutions where duties are strictly siloed, this firm offers a flat structure where you will gain comprehensive exposure across the firm's financial l

about the company.Our client is a highly prominent, leading independent Asian asset management firm with a powerful regional investment footprint and a deeply rooted presence in Hong Kong. Renowned for their award-winning value investing strategies across equities, fixed income, and alternative asset classes, they combine a sophisticated buy-side heritage with a dynamic operating environment. They offer a stable, capital-backed platform that values strong

An elite Tier-1 global investment bank seeks a VP, Front-Office IT in Hong Kong to lead core Java OMS and trade execution system optimisation. Leading a high-performing engineering team, you will drive low-latency architectural designs, FIX protocol connectivity, and SFC/HKMA-compliant trading infrastructure, whilst reporting directly to global heads.about the company.Our client is a highly prestigious, Tier-1 global investment bank with a dominant market

about the company.Our client is a premier, highly reputable financial institution in Hong Kong, fully backed by a prestigious, multi-billion dollar diversified corporate conglomerate ecosystem. The firm is a recognized market leader dedicated to providing institutional-grade wealth management, asset protection, multi-generational legacy preservation, and comprehensive retirement solutions. With deep regional roots and a massive corporate footprint, they em

Are you an experienced private banking operations professional looking to advance your career? A leading international banking group is seeking a talented individual to oversee client onboarding and AML screening. This role offers an excellent opportunity to manage key compliance processes and contribute to operational excellence in a supportive environment.about the company.Our client is a highly respected, rapidly growing international financial institut

Are you a high-performing RM looking to transition into a pure-play Private Wealth environment without the pressure of cold hunting? Our client is a globally recognised Top-Tier Banking institution, now offering a rare "Farmer" mandate with a max HK$70k basic salary and competitive bonus. You will inherit and manage a sophisticated portfolio of existing HNW cross-border clients, focusing on relationship deepening and holistic wealth solutions.about the com

about the company.Our client is a dynamic, rapidly growing corporate and financial services group with an expansive footprint across the Asia-Pacific region. In line with their strategic expansion plans, they are currently establishing a comprehensive fund services business hub in Hong Kong to capitalise on the growing regional demand for alternative asset servicing. This market entry offers an unparalleled entrepreneurial opportunity for an ambitious lead

about the job.As an Underwriting Manager, you will:Monitor and manage daily life insurance underwriting processes and new business operations to ensure full compliance with company operational rules.Underwrite large cases and complex new business applications within agreed turnaround times.Build and maintain long-lasting, cooperative partnerships with the agency channel, providing same-day feedback and solutions to District Directors.Analyse enquiry patter

about the company.Our client is one of Asia’s largest brokerage and financial services groups. With a strong regional footprint and a reputation for excellence, they provide a comprehensive suite of financial services to corporate, institutional, and retail clients, backed by robust regulatory standards and innovative technology.about the team.You will join an established, collaborative, and fast-paced client data management team. The team culture focuses

about the company.We are partnering with a fast-growing medical device innovator dedicated to revolutionizing gastroenterology through high-performance, intuitive tools. In search of a strategic and commercially-minded Regional Product Manager, this role offers the opportunity to join a professional, purpose-driven culture focused on enhancing clinical outcomes and patient well-being. This is an exciting opportunity for an individual passionate about medic

Finance Manager - Open to Big 4Are you a Big 4 trained CPA looking for your next career milestone? A premier organisation in Hong Kong is seeking a Finance Manager to spearhead their financial reporting and compliance functions. This role offers an exceptional trajectory for a dynamic accounting professional transitioning straight from professional practice into a commercial leadership position.about the company.Our client is a highly respected, forward-th

About the ClientOur client is a highly reputable, market-leading consumer healthcare organization with a dominant presence in the Hong Kong market. As they continue to expand their portfolio and digital footprint, they are seeking a highly agile, commercially driven marketing professional to join their team. This is a rare opportunity to own a full P&L, lead high-impact 360-degree campaigns, and act as a digital pioneer for a powerhouse brand.The Role Repo

about the company.Our client is a prominent global organization with massive regional operations. They are looking for a skilled Total Rewards Manager to take ownership of their corporate rewards and incentives frameworkabout the team.about the job.In this role, you will design and oversee international rewards programs, standardize regional pay policies, and act as the main internal consultant for business leaders across their different entities.skills &

An exceptional opportunity has arisen for a high-calibre, Newly Qualified (NQ) Corporate Associate to join a prestigious, tier-one international law firm in Hong Kong. This mixed corporate role offers prime exposure to high-profile IPOs on the HKEX, public and private M&A, and SFC compliance advisory. A Hong Kong admitted qualification and bilingual fluency are required.about the company.Our client is a highly regarded, global law firm renowned for its pow

Are you an experienced data professional looking to shape the data landscape of a global retail leader? Our client is seeking a Senior Data Governance & BI Engineer in Hong Kong. In this permanent role, you will act as the strategic architect for an international cloud data ecosystem, ensuring data integrity and compliance across a global supply chain. Utilising GCP and Tableau, you will bridge the gap between business strategy and data engineering squads.

about the company.Our client is a fast-growing, dynamic asset management firm specializing in bespoke investment solutions and structured products. With an expanding footprint across Asia-Pacific, they have established a reputation for agility, robust compliance standards, and client-centric service, making them an employer of choice for forward-thinking financial professionals.about the team.You will join a high-performing, collaborative executive environ

Our client, a distinguished private bank and wealth management institution, is seeking a meticulous Wealth Management Operations Officer (6-Month Contract) to join their Wealth Management Operations & Private Banking Department in Hong Kong. In this role, you will provide vital clerical and operational support, managing KYC / CDD reviews, account opening procedures, and remittance verification in compliance with local regulations. This opportunity is ideal

Lead the MIS and reporting function at a premier Tier-1 Chinese bank. This strategic role involves overseeing management information systems, performance analytics, and executive reporting for the Hong Kong branch. You will drive data-driven insights to support business growth and ensure robust financial transparency, reporting directly to the Head of Finance.about the company.Our client is a leading Tier-1 Chinese banking institution with an extensive glo