Page 2 - 82 jobs found for Regulatory

about the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order flo

about the company. a highly established, large-scale property developer with a strong pipeline of premium residential project launches. They offer excellent corporate stability and clear pathways for career growth.about the team.You will join a structured, professional project sales division. The culture is collaborative and fast-paced, working closely with architects, legal counsels, and operations teams to execute flawless property launches.about the job

about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to

about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to

about the company.Our client is a premier, institutional-grade global hedge fund manager headquartered in Hong Kong, with a research presence extending across key technology hubs in Asia, including Taipei, Tokyo, and Shenzhen. Established in 2014, the firm manages approximately >$2 billion in Assets Under Management (AUM).about the job.Trading Desk Operations: Run daily order execution across US, European, and Asian sessions, which includes a scheduled wee

Handle all Corporate Governance related matters including creating and implementing frameworksPartner with IT and other teams to handle data governance policies including data privacy issuesAdvise senior stakeholders on governance, compliance and risk related mattersOversee various committee meetings including preparing, organising and taking minutesAssist with developing corporate policies relating to ESG integration and regulatory matters skills & exp

This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,

about the company.Join an elite, top-tier Chinese law firm, recognised for their M&A and antitrust practices. about the job.- Take ownership of drafting, reviewing, and organising merger control filings and antitrust compliance reviews for major cross-border transactions.- Serve as the primary legal contact for a portfolio of European and US companies, and global trading enterprises.- Work closely alongside top-ranked practice partners on regulatory cases,

Join a leading international financial institution in Hong Kong as an Entry-Level Bank Teller. This exciting opportunity offers a gateway into retail banking, where you will manage counter transactions and ensure exceptional customer service. Build your banking career within a supportive environment that values compliance, professional growth, and operational excellence.about the company.Our client is a well-established international bank with a strong and

about the company.Our client is a well-established corporate and commercial banking institution with a strong regional footprint in Hong Kong. Known for its commitment to robust risk governance and sustainable development, the bank delivers comprehensive financial services while actively driving technological innovation across its branches.about the team.The Operations Department serves as a foundational pillar of the bank, ensuring the seamless, compliant

about the company.Our client is a highly respected, rapidly expanding top teir internation bank with a strong footprint in Hong Kong. Known for their premier client service and comprehensive product suite, they provide a stable and prestigious platform for financial professionals to thrive. They commit to long-term career development and offer an outstanding transition program for premier bankers.about the team.You will join a dynamic, collaborative, and h

Executive Secretary to CEO (Hong Kong)Our client is seeking a high-calibre Executive Secretary to partner directly with the CEO. This pivotal role blends elite business operations and high-level NGO liaison management.about the company.Our client is an established organization characterized by its dynamic business ventures and deep-rooted commitment to community leadership. Helmed by prominent business and philanthropic leader , the company operates at th

An elite Tier-1 global investment bank seeks a VP, Front-Office IT in Hong Kong to lead core Java OMS and trade execution system optimisation. Leading a high-performing engineering team, you will drive low-latency architectural designs, FIX protocol connectivity, and SFC/HKMA-compliant trading infrastructure, whilst reporting directly to global heads.about the company.Our client is a highly prestigious, Tier-1 global investment bank with a dominant market

about the company.Our client is a premier, highly reputable financial institution in Hong Kong, fully backed by a prestigious, multi-billion dollar diversified corporate conglomerate ecosystem. The firm is a recognized market leader dedicated to providing institutional-grade wealth management, asset protection, multi-generational legacy preservation, and comprehensive retirement solutions. With deep regional roots and a massive corporate footprint, they em

about the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progression

Our client is a highly prominent, technology-driven financial institution in Hong Kong holding SFC-regulated licenses. Known for delivering comprehensive online brokerage, wealth management, and innovative fintech solutions, they combine a dynamic workplace culture with solid financial standing. They offer a capital-backed, fast-paced platform where finance professionals can gain broad operational exposure and accelerate their professional development.abou

Are you an experienced private banking operations professional looking to advance your career? A leading international banking group is seeking a talented individual to oversee client onboarding and AML screening. This role offers an excellent opportunity to manage key compliance processes and contribute to operational excellence in a supportive environment.about the company.Our client is a highly respected, rapidly growing international financial institut

about the company.We are partnering with a fast-growing medical device innovator dedicated to revolutionizing gastroenterology through high-performance, intuitive tools. In search of a strategic and commercially-minded Regional Product Manager, this role offers the opportunity to join a professional, purpose-driven culture focused on enhancing clinical outcomes and patient well-being. This is an exciting opportunity for an individual passionate about medic

about the job.As an Underwriting Manager, you will:Monitor and manage daily life insurance underwriting processes and new business operations to ensure full compliance with company operational rules.Underwrite large cases and complex new business applications within agreed turnaround times.Build and maintain long-lasting, cooperative partnerships with the agency channel, providing same-day feedback and solutions to District Directors.Analyse enquiry patter

about the job.Oversee end-to-end life policy administration and servicing, ensuring accuracy, completeness, and full compliance with internal standards and regulatory requirements.Lead, supervise, and mentor the policy administration team, managing daily operations, setting targets, and conducting regular performance reviews.Manage policy adjustments and administration for Investment-Linked Assurance Schemes (ILAS) and provide fund administration support f

An exceptional opportunity has arisen for a high-calibre, Newly Qualified (NQ) Corporate Associate to join a prestigious, tier-one international law firm in Hong Kong. This mixed corporate role offers prime exposure to high-profile IPOs on the HKEX, public and private M&A, and SFC compliance advisory. A Hong Kong admitted qualification and bilingual fluency are required.about the company.Our client is a highly regarded, global law firm renowned for its pow

about the company.Our client is a prominent global organization with massive regional operations. They are looking for a skilled Total Rewards Manager to take ownership of their corporate rewards and incentives frameworkabout the team.about the job.In this role, you will design and oversee international rewards programs, standardize regional pay policies, and act as the main internal consultant for business leaders across their different entities.skills &

Key Responsibilities1. Strategy & Business PlanningStrategic Roadmap: Help the CAO define long-term agency growth, productivity, and recruitment plans.Data Insights: Analyze performance data (sales, active agents, retention) to find trends and guide decision-making.Planning: Lead annual and quarterly business planning for the agency channel.2. Operations & GovernanceProcess Improvement: Optimize agency workflows and systems to make it easier for agents to

Lead the MIS and reporting function at a premier Tier-1 Chinese bank. This strategic role involves overseeing management information systems, performance analytics, and executive reporting for the Hong Kong branch. You will drive data-driven insights to support business growth and ensure robust financial transparency, reporting directly to the Head of Finance.about the company.Our client is a leading Tier-1 Chinese banking institution with an extensive glo

Finance Director - Professional Services & Strategic Leadership (Hong Kong)An exceptional opportunity has arisen for a high-calibre CPA to join a premier global professional services consulting business as Regional Finance Director in Hong Kong. Leading financial operations and driving strategic regional growth, you will champion fiscal excellence across APAC. This pivotal executive role offers significant career advancement within a dynamic corporate land

Finance Director - Professional Services & Strategic Leadership (Hong Kong)An exceptional opportunity has arisen for a high-calibre CPA to join a premier global professional services consulting business as Regional Finance Director in Hong Kong. Leading financial operations and driving strategic regional growth, you will champion fiscal excellence across APAC. This pivotal executive role offers significant career advancement within a dynamic corporate land

Finance Manager - Open to Big 4Are you a Big 4 trained CPA looking for your next career milestone? A premier organisation in Hong Kong is seeking a Finance Manager to spearhead their financial reporting and compliance functions. This role offers an exceptional trajectory for a dynamic accounting professional transitioning straight from professional practice into a commercial leadership position.about the company.Our client is a highly respected, forward-th

about the company.Our client is a rapidly growing, prestigious independent wealth management and multi-family office platform with an expanding regional footprint in Hong Kong. Renowned for providing bespoke asset allocation, succession planning, and alternative investment solutions to ultra-high-net-worth individuals, they combine an entrepreneurial culture with a highly professional operating environment. They offer a stable, capital-backed platform that

about the company.Our client is an established, growth-oriented financial services group in Hong Kong holding SFC Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) regulated licenses. They offer a dynamic, entrepreneurial, and highly professional operating environment. Unlike large legacy institutions where duties are strictly siloed, this firm offers a flat structure where you will gain comprehensive exposure across the firm's financial l

Are you an experienced data professional looking to shape the data landscape of a global retail leader? Our client is seeking a Senior Data Governance & BI Engineer in Hong Kong. In this permanent role, you will act as the strategic architect for an international cloud data ecosystem, ensuring data integrity and compliance across a global supply chain. Utilising GCP and Tableau, you will bridge the gap between business strategy and data engineering squads.