Page 2 - 83 jobs found for Regulatory

Operations Associate, Cash & Deposit Operations Teamabout the company.Our client is a well-established international banking group with a prominent footprint in Hong Kong. Known for providing robust financial services across Asia-Pacific, they offer a collaborative, stable, and highly regulated workplace environment. The institution prioritises talent development, offering continuous training and career development opportunities for emerging banking profes

Assistant Vice President, CybersecurityAbout the Company Our client is a prominent financial organization in Hong Kong. To support their expanding digital infrastructure, they are seeking a high-caliber Assistant Vice President to join their dedicated IT Security team.About the Role Reporting directly to the Head of Cybersecurity, you will play a critical role in safeguarding the enterprise environment. You will oversee the execution of security controls,

about the company.Our client is a dominant player in the Chinese securities market with a rapidly expanding international hub in Hong Kong. They provide a comprehensive suite of services, including investment banking, wealth management, and institutional brokerage. The firm is known for its entrepreneurial spirit and offers a professional environment where high-potential individuals are given early responsibility and clear career paths.about the team.The F

Associate, Finance - Leading Chinese Securities Firm (Open to Big 4)about the company.Our client is a dominant player in the Chinese securities market with a rapidly expanding international hub in Hong Kong. They provide a comprehensive suite of services, including investment banking, wealth management, and institutional brokerage. The firm is known for its entrepreneurial spirit and offers a professional environment where high-potential individuals are gi

about the company.Our client is a prominent Chinese securities house with a solid presence in Hong Kong. Backed by strong institutional resources, the firm offers a broad range of financial services including investment banking, corporate finance, and equity capital markets. They are currently expanding their Investment Banking Department (IBD) to capture expanding Hong Kong capital market opportunities.about the team.You will join a dynamic and highly pro

about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to

Are you a KYC specialist looking to advance your career within a leading banking environment in Hong Kong? We are seeking a detail-oriented Senior Associate to manage end-to-end client onboarding, periodic reviews, and AML/CFT compliance. Ensure regulatory alignment with HKMA standards while supporting key business stakeholders. Apply today to step up your career.about the company.Our client is a well-established international banking institution in Hong K

Are you an ambitious investment banker seeking your next career move? A prestigious Chinese securities firm in Hong Kong is looking for an Associate or Senior Associate to join their dynamic IBD team. You will drive mandate execution, cultivate client relationships, and deliver complex capital markets transactions. Apply now to advance your career.about the company.Our client is a well-established Chinese securities firm with a strong and growing footprint

about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate

Executive Secretary to CEO (Hong Kong)Our client is seeking a high-calibre Executive Secretary to partner directly with the CEO. This pivotal role blends elite business operations and high-level NGO liaison management.about the company.Our client is an established organization characterized by its dynamic business ventures and deep-rooted commitment to community leadership. Helmed by prominent business and philanthropic leader , the company operates at th

about the company.Our client is a well-established international banking group with a prominent presence in Hong Kong. Renowned for its robust market presence, strong financial stability, and collaborative work culture, the institution provides exceptional operational support to global treasury and capital markets businesses while fostering professional growth for its employees.about the team.You will join a dynamic and collaborative Treasury Operations te

about the company.Our client is a leading global investment management firm with a strong presence in Hong Kong. They deliver robust asset and investment management solutions across regional and international markets. Known for their high professional standards, they empower employees through continuous career growth and structured operational governance.about the team.You will join the Finance & Investment Services team, reporting directly to the Associat

about the company.Our client is a well-established international commercial bank with a growing presence in Hong Kong. Renowned for its comprehensive financial services and strong corporate culture, the institution provides an exceptional platform for professional development and exposure to complex treasury products.about the team.You will join a dynamic and highly collaborative Treasury Operations team. The environment is supportive, structured, and focu

about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate

about the company.Leading global asset management firm and top-tier Asian ETF issuer to hire an ETF Portfolio Manager to join their expanding passive & active ETF investment platform for their Hong Kong hub.about the job.1. Prepare and maintain Portfolio Composition Files (PCF) and generate regulatory/stakeholder disclosures.2. Manage daily portfolio rebalancing, corporate actions processing, and index methodology tracking.3. Execute pre-trade and post-tra

about the company.Our client is a well-established, global banking institution known for providing comprehensive financial solutions, corporate banking services, and robust treasury products. With a commitment to operational excellence and continuous technological advancement, they offer a dynamic, collaborative, and inclusive environment that encourages professional growth and innovation.about the team.You will join an energetic, high-performing treasury

Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou

Are you an operational or compliance professional seeking a high-visibility role within a dynamic private wealth environment? An established single family office in Hong Kong is looking for a meticulous Middle-Office & Compliance Analyst to oversee end-to-end investment workflows, banking coordination, and robust AML/KYC compliance frameworks across multi-asset portfolios.about the company.Our client is a well-capitalised single family office based in Hong

An elite Tier-1 global investment bank seeks a VP, Front-Office IT in Hong Kong to lead core Java OMS and trade execution system optimisation. Leading a high-performing engineering team, you will drive low-latency architectural designs, FIX protocol connectivity, and SFC/HKMA-compliant trading infrastructure, whilst reporting directly to global heads.about the company.Our client is a highly prestigious, Tier-1 global investment bank with a dominant market

about the job.Oversee end-to-end life policy administration and servicing, ensuring accuracy, completeness, and full compliance with internal standards and regulatory requirements.Lead, supervise, and mentor the policy administration team, managing daily operations, setting targets, and conducting regular performance reviews.Manage policy adjustments and administration for Investment-Linked Assurance Schemes (ILAS) and provide fund administration support f

about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to

about the job.Oversee end-to-end life policy administration and servicing, ensuring accuracy, completeness, and full compliance with internal standards and regulatory requirements.Lead, supervise, and mentor the policy administration team, managing daily operations, setting targets, and conducting regular performance reviews.Manage policy adjustments and administration for Investment-Linked Assurance Schemes (ILAS) and provide fund administration support f

Contract KYC Analyst, Corporate BankingAn exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a strong APAC presenc

Contract KYC Analyst, Corporate Banking (Up to HKD 29k) An exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a st

about the company.Our client is a well-established transport services provider with territory-wide coverage.about the job.Serve as the central liaison between commercial units, software vendors, and technology groups during enterprise finance transformation initiatives.Map and refine end-to-end accounting processes to strengthen governance, compliance, and management reporting outputs.Translate operational financial needs into functional system specificati

ESG Director A global technology group is seeking a Global ESG Director in Hong Kong to spearhead group-wide sustainability strategies. Reporting directly to the CEO, you will lead international ESG governance, risk management, and cross-functional sustainability transformationsabout the company.Our client is a premier multinational technology and advanced manufacturing group with an established international footprint.about the team.You will join a high-p

about the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transfor

Key Responsibilities1. Strategy & Business PlanningStrategic Roadmap: Help the CAO define long-term agency growth, productivity, and recruitment plans.Data Insights: Analyze performance data (sales, active agents, retention) to find trends and guide decision-making.Planning: Lead annual and quarterly business planning for the agency channel.2. Operations & GovernanceProcess Improvement: Optimize agency workflows and systems to make it easier for agents to

about the company.Over time, the firm has grown into one of the world's pre-eminent professional services organizations, specializing in fiduciary, fund administration, regulatory compliance, and legal services across key international jurisdictions. They operate in major global financial centres across the Americas, Asia, Europe, and the Middle East, offering a collaborative, merit-based environment.about the team.The Hong Kong corporate team supports maj

Finance Director - Professional Services & Strategic Leadership (Hong Kong)An exceptional opportunity has arisen for a high-calibre CPA to join a premier global professional services consulting business as Regional Finance Director in Hong Kong. Leading financial operations and driving strategic regional growth, you will champion fiscal excellence across APAC. This pivotal executive role offers significant career advancement within a dynamic corporate land