Page 2 - 68 jobs found for Regulatory

Key responsibilities: Manage customer enquiries and complaints generated from different touch points such as inbound call, email, written correspondence and social media channels within the company’s service pledge in an efficient, professional and accurate mannerEstablish and maintain good customer relationships by providing one-stop customer care servicesProvide after-sales service to customers including policy endorsement and claims handlingEnsure the s

about the job.- Support the IPO listing process by assisting in the drafting of prospectuses and ensure all HKEX submissions meet rigorous regulatory standards- Execute comprehensive due diligence inquiries and perform legal research to facilitate the preparation of transaction documents- Maintain communications with clients and external parties and manage administrative tasks skills & experiences required.- Minimum 6 months of experience as a Corporate Pa

about the company.Our client is the world’s largest, independent insurance brokerage and advisory firm. Unlike many of its publicly traded competitors, its private ownership allows it to focus entirely on long-term client relationships rather than quarterly stock market pressures.overview.As a Pension Specialist/Account Manager, you will lead the transition into the eMPF era, managing end-to-end scheme operations while driving portfolio growth. You will ac

about the company.Our client is a globally recognised leader in the retail and supply chain sector, known for its extensive distribution network and commitment to technological innovation. They are currently expanding their APAC logistics capabilities to enhance last-mile delivery and outbound efficiency through advanced automation and strategic carrier partnerships.about the team.The team focuses on integrating cutting-edge multicarrier solutions and ensu

COMPANY DESCRIPTIONA well established Bank is seeking a Sanctions Specialist to join their compliance team. This role is based in Kowloon.JOB DESCRIPTION:* Assist the team in refining and enhancing the branch’s sanction management policies to meet regulatory standards* Act as a critical point of contact for real-time transaction screening* Conduct thorough sanction exposure reviews* Oversee the integrity of internal sanction lists and perform regular quali

about the company.My client is a leading international bank and they are looking for a Senior Associate, Corporate Payment Services to join under the Operations team.about the job.Act as a checker or approver for diverse payment types, ensuring all system releases fall within dedicated authority limitsPartner with the Team Head to monitor daily workflows, manage currency cut-offs, and report critical funding movementsLead investigations into complex cases,

About the RoleOur client is looking for a driven and client-focused Junior Relationship Manager to join their dynamic SME Banking team. In this role, you will manage and grow a portfolio of Small and Medium Enterprise (SME) clients. Your primary focus will be providing wealth management solutions (Investment & Insurance) and handling seamless client onboarding, while acting as a trusted financial advisor to business owners.This is an excellent opportunity

The Role Overview:This role is responsible for supporting the sales consultant and handling documentation for insurance applications, working closely with private banks, family offices, law and tax advisory firms.Key responsibilities:Case Administration: Manage the end-to-end processing of insurance applications, maintaining close coordination with international partners and insurance carriers.Stakeholder Management: Act as the primary operational contact,

about the company.My client is a leading life insurance company and they are looking for a Senior Officer, Policy Service to join the operations team to manage the full life cycle of investment-linked insurance products. about the job.Handle new applications, policy changes, fund switching, and claims for ILAS productsPerform intermediary licensing and AML checks to ensure all business meets regulatory standardsAssist in system UAT for new product launches

about the company.Our client is a reputable Investment Bank and they are looking for a KYC Analyst to join the team.about the job.Manage the end-to-end KYC and CDD procedures, ensure the strict adherence to AML policies Manage periodic review, trigger events and perform risk assessments in line with the banks' KYC and AML policies and proceduresServe as first line of defence and ensure the accuracy and completeness of client data and documentationAct as th

about the company.My client is a entrepreneurial Hong Kong hub of a top-tier investment bank, they are offering a high-impact Trade Support and Operations Analyst role in the team.about the job.Role Purpose : Developing and managing operational processes within the Asia-Pacific time zone to support Global Markets. You will work in an entrepreneurial, high-growth environment, interacting directly with traders and cross-functional teams (Risk, IT, Payments)

Manager, IT Audit - (Commercial Banking)about the company.Our client is a well-regarded local commercial bank with a long-standing history of excellence in Hong Kong. The bank offers a collaborative and professional working environment that values technical expertise and provides a clear path for career advancement within the internal audit function.about the team.The IT Audit team is a specialised unit within the Internal Audit department that provides in

Job Descriptions: Architect Growth: Scale new business by identifying and penetrating high-value intermediary and distribution channels.Cultivate Elite Partnerships: Build and sustain deep-rooted relationships with stakeholders and key decision-makers.Be the Product Authority: Expertly position of international health insurance solutions as the gold standard in the market.Strategic Planning: Develop and execute bespoke growth roadmaps tailored to unique m

about the company.Our client is a well-established and leading financial institution in Hong Kong, highly regarded for its presence in the consumer finance sector. They are dedicated to providing accessible financial solutions and maintaining a robust risk framework to ensure sustainable growth and stability.about the team.You will step into a high-impact leadership role, reporting directly to the Chief Risk Officer (CRO). You will lead a sizable and dedic

Our client is a market-leading law firm with an elite reputation for Hong Kong IPOs and complex equity capital markets transactions. As the market enters a robust expansion phase in 2026, the firm is seeking a heavy-hitting Senior Associate or Counsel to take a central role in their high-performing Capital Markets group. This firm is recognized for its sophisticated "New Economy" mandates and a culture that rewards technical excellence and leadership.In th

The role overview:The Product team acts as a specialist and gatekeeper to ensure all insurance products align with the Group’s goals. They provide global offices with wealth and liquidity solutions specifically designed for high-net-worth clients. By analyzing market trends and collaborating with departments like Sales and Compliance, the team develops the materials and strategies necessary to drive business growth.Key responsibilities:Maintain and update

Serve as the primary legal advisor to the executive team, leading the overall legal function and mentoring a high-performing team to support global expansion. Develop and implement comprehensive legal and IP strategies to safeguard core technologies, innovations, and the company’s expansion pipeline. Manage global intellectual property portfolios, overseeing patent strategy, trademarks, and enforcement in coordination with R&D and external counsel. Negotia

about the company.Our client is seeking a visionary Senior Manager/Manager to serve as a strategic internal advisor, bridging the gap between insurance operations and technology teams.about the job.Act as a key technical advisor for internal business stakeholders to define the strategy and roadmap for front-to-back operational digitalization.Design and drive the implementation of platforms that unify the insurance lifecycle (New Business, Underwriting, Cla

about the company.Our client is a well-established banking institution seeking a visionary Head of Data Management to oversee the core data architecture within their financial ecosystem. The successful candidate will be responsible for ensuring that data is high-quality, secure, compliant, and optimized for the entire banking enterprise.about the job.Define and enforce an enterprise-wide data management strategy and framework, ensuring full alignment with

about the company.Randstad is a global leader in the HR services industry. In Hong Kong, we are the partner of choice for the world’s most prestigious financial institutions. We don't just fill seats; we build the teams that drive the global economy. Whether it’s a Tier-1 Corporate Bank, a boutique Private Bank, or a high-growth Buy-side firm, our reputation for excellence is what sets us apart. When you join Randstad, you are joining a brand that opens do

About the Client Our client is a leading regional Securities and Wealth Management group with a strong footprint in Asia. They provide comprehensive investment solutions (Equities, Bonds, Funds) to High Net Worth (HNW) clients. To support their growing wealth management arm, they are seeking a commercial-minded leader to head their Insurance Brokerage division.Role Overview This is a dual-function leadership role. You will act as the Business Head and Resp

Our client is a high-growth corporate with a startup culture that is currently scaling its operations across the region. They bridge the gap between an entrepreneurial spirit and a MNC corporate culture, offering a fast-paced environment for high achievers. We are currently hiring a Financial Controller based in HK as a one man band to manage their finance function.Responsibilities:Directing the entire finance function as a solo contributor with a focus on

Lead the MIS and reporting function at a premier Tier-1 Chinese bank. This strategic role involves overseeing management information systems, performance analytics, and executive reporting for the Hong Kong branch. You will drive data-driven insights to support business growth and ensure robust financial transparency, reporting directly to the Head of Finance.about the company.Our client is a leading Tier-1 Chinese banking institution with an extensive glo

Our client is a high-growth corporate with a startup culture that is currently scaling its operations across the region. They bridge the gap between an entrepreneurial spirit and a MNC corporate culture, offering a fast-paced environment for high achievers. We are currently hiring a Financial Controller based in HK as a one man band to manage their finance function.Responsibilities:Directing the entire finance function as a solo contributor with a focus on

about the company.We are hiring for a reputable multi-national company with great stability and benefits.about the job.Regional Financial Management: Direct the day-to-day accounting functions for our Hong Kong, Shanghai, and Taiwan entities, ensuring management and statutory reports are delivered punctually.Strategic Planning: Lead the development of annual operating expenditure (Opex) budgets and manage the quarterly forecasting cycles.Compliance & Gover

Manager/Senior Manager, Internal Audit (Commercial Banking/Treasury Focus)about the company.Our client is a prominent and long-established local commercial bank with a significant footprint in Hong Kong and overseas markets. The bank provides a professional, stable, and collaborative working environment that values long-term career development and internal mobility.about the team.The Internal Audit department is a highly respected function that reports dir

about the company.This organization is a top-tier global financial institution with a legacy spanning over 140 years, serving as a cornerstone of the international banking sector. Operating in approximately 40 countries, the firm provides a sophisticated suite of corporate and investment banking services to a prestigious global clientele.about the team.Joining the Global Transaction Banking (GTB) division, you will lead a high-performing operations section

about the company.Randstad is a global leader in the HR services industry. In Hong Kong, we are the partner of choice for the world’s most prestigious financial institutions. We don't just fill seats; we build the teams that drive the global economy. Whether it’s a Tier-1 Corporate Bank, a boutique Private Bank, or a high-growth Buy-side firm, our reputation for excellence is what sets us apart. When you join Randstad, you are joining a brand that opens do

about the company.Our client is a global leader in the insurance and asset management sector, consistently ranked among the top insurance brands worldwide. They are known for a culture of innovation, excellence, and a commitment to transforming the customer experience. With a strong focus on digital transformation and professional development, they offer a dynamic environment where leaders are empowered to shape the future of the agency force. about the jo

about the company.Our client is a well-established and leading financial institution in Hong Kong, highly regarded for its presence in the consumer finance sector. They are dedicated to providing accessible financial solutions and maintaining a robust risk framework to ensure sustainable growth and stability.about the team.You will step into a high-impact leadership role, reporting directly to the Chief Risk Officer (CRO). You will lead a sizable and dedic