Page 2 - 83 jobs found for Regulatory

about the company.The company is a fast-growing FinTech powerhouse that started as a digital broker in Hong Kong and has evolved into a global financial groupabout the job.Daily Operations & Multi-Asset SettlementEquities (HK & US): Oversee daily trade processing, clearing, and settlement for HK Equities (CCASS) and US Equities (DTC/BONY), ensuring strict adherence to T+2 and T+1 settlement cycles respectively.Derivatives (Options/Futures): Manage the clea

about the company.Our client is a well-established, global banking institution known for providing comprehensive financial solutions, corporate banking services, and robust treasury products. With a commitment to operational excellence and continuous technological advancement, they offer a dynamic, collaborative, and inclusive environment that encourages professional growth and innovation.about the team.You will join an energetic, high-performing treasury

Key ResponsibilitiesReview, draft, and negotiate a wide spectrum of operational and commercial agreements, vendor contracts, NDAs, and service-level arrangements for the Hong Kong branch.Act as a direct legal partner to front-line business units (including Corporate Banking, Financial Markets, and Operations), providing pragmatic, solution-oriented guidance on daily business matters, general legal enquiries, and commercial risk analysis.Structure, draft, r

Are you an operational or compliance professional seeking a high-visibility role within a dynamic private wealth environment? An established single family office in Hong Kong is looking for a meticulous Middle-Office & Compliance Analyst to oversee end-to-end investment workflows, banking coordination, and robust AML/KYC compliance frameworks across multi-asset portfolios.about the company.Our client is a well-capitalised single family office based in Hong

Mid-Level Corporate M&A Associate - 3-5 PQE & Hong Kong Admitted (Hong Kong)A prestigious international law firm is seeking a mid-level corporate M&A associate with 3 to 5 years PQE to join its expanding practice in Hong Kong. The successful candidate will handle high-value cross-border transactions, joint ventures, and general corporate advisory matters. Immediate availability is strongly preferred to support immediate team growth.about the company.Our cl

Contract KYC Analyst, Corporate BankingAn exciting opportunity has arisen for a KYC Analyst to join a reputable corporate bank in Hong Kong on a contract basis. This role provides end-to-end CDD and AML exposure under HKMA standards. Ideal for compliance professionals seeking valuable corporate banking experience.about the company.Our client is a reputable international Corporate Bank in Hong Kong. It offers a dynamic environment with a strong APAC presenc

Are you a KYC specialist looking to advance your career within a leading banking environment in Hong Kong? We are seeking a detail-oriented Senior Associate to manage end-to-end client onboarding, periodic reviews, and AML/CFT compliance. Ensure regulatory alignment with HKMA standards while supporting key business stakeholders. Apply today to step up your career.about the company.Our client is a well-established international banking institution in Hong K

Are you an ambitious investment banker seeking your next career move? A prestigious Chinese securities firm in Hong Kong is looking for an Associate or Senior Associate to join their dynamic IBD team. You will drive mandate execution, cultivate client relationships, and deliver complex capital markets transactions. Apply now to advance your career.about the company.Our client is a well-established Chinese securities firm with a strong and growing footprint

about the company. Our client is a major international banking institution and a leading retail network platform across Greater China. Supported by unmatched balance sheet strength and a comprehensive global footprint, the bank delivers a wide array of personal, commercial, and wealth management services, serving millions of retail customers with innovative financial products.about the team. You will serve as a key member of the executive leadership team w

Managing Director / Executive Director - DCM Coverage & Execution (Hong Kong)Are you an established Investment Banking leader specializing in Debt Capital Markets? A reputable securities firm is seeking an exceptional Managing Director / Executive Director to drive DCM origination, coverage, and transaction execution across Asia. Accelerate your career and lead market-shaping debt financing transactions in Hong Kong today.about the company.Our client is a

A premier international professional services firm is seeking an Accountant / Senior Accountant in Hong Kong. In this role, you will lead end-to-end financial reporting, general ledger maintenance.about the company.Our client is a well-established and growing global professional services provider delivering solutions across APAC region.about the team.You will join a high-calibre, supportive finance and corporate services team based in Hong Kong. about the

An elite US law firm in Hong Kong is seeking a skilled Paralegal or Senior Paralegal with 3+ years of experience to join its premier Debt Capital Markets (DCM) practice, covering high-yield and investment-grade bond issuances.about the company.Our client is a top-tier US law firm with a distinguished global footprint and a leading capital markets practice in the Asia-Pacific region. Renowned for executing complex, high-value cross-border DCM and ECM transa

Are you an experienced quantitative structurer looking to lead product innovation within capital markets? A prestigious international investment bank in Hong Kong is hiring a Vice President to join their equity derivatives team. You will design bespoke payoff structures, support client coverage, and drive solution origination. Apply today to advance your career.about the company.Our client is a premier international securities firm with a prominent presenc

about the company.Our client is a highly respected financial institution , renowned for its strong cross-border network across the Greater Bay Area and Mainland China, the bank provides comprehensive retail, commercial, and wealth management servicesabout the job.Serve as the primary product champion and business representative for all AML and financial crime technology suites, encompassing transaction monitoring, sanctions screening, and investigative cas

about the company.a globally recognized auditing, inspection, and management system certification body (TIC sector). Operating across international markets, they specialize in ISO standards, quality assurance, sustainability, and ESG compliance solutions for corporate clients. They offer a stable corporate platform, continuous professional development, and structured long-term career growth.about the team. a high-performing, growth-focused commercial sales

about the company.Our client is a market-leading life insurance company. Committed to digital innovation and governance excellence, they foster an agile, diverse, and collaborative workplace culture.about the job.Formulate comprehensive project charters, business cases, ROI assessments, and budget forecasts for Group Risk strategic initiatives.Oversee project expenditure against approved multi-currency budgets, managing burn rates and milestone delivery ta

An elite Tier-1 global investment bank seeks a VP, Front-Office IT in Hong Kong to lead core Java OMS and trade execution system optimisation. Leading a high-performing engineering team, you will drive low-latency architectural designs, FIX protocol connectivity, and SFC/HKMA-compliant trading infrastructure, whilst reporting directly to global heads.about the company.Our client is a highly prestigious, Tier-1 global investment bank with a dominant market

about the company. Our client is a globally recognized international health insurance provider specializing in high-end medical protection and healthcare solutions for individuals, corporates, and global citizens. about the team. You will join an elite Bancassurance Distribution team that serves as the dedicated bridge between the insurer and premier wealth management partners. key responsibilities. Partnering closely with Private & Priority Banking Relati

Finance Manager - Financial & Management Reporting (Hong Kong)A global medical and healthcare company in Hong Kong is hiring a Finance Manager to oversee financial and management reporting while managing a team of 5. Deliver strategic reporting insights, optimise financial workflows, and lead dynamic team growth today.about the company.Our client is a healthcare leader dedicated to delivering innovative medical and diagnostic solutions. With a commitment t

about the company.established global asset management firm to hire a proactive Product Development Officer / Manager to join their dynamic product platform in Hong Kong.this role offers exceptional, broad-based exposure across the full product lifecycle—spanning market intelligence, product strategy, end-to-end development, and ongoing product maintenance across ETFs, mutual funds, and alternative investment platforms. about the job.Multi-Asset & Multi-Veh

About Our ClientOur client is a well-established international banking institution with a strong and expanding presence across the Asia-Pacific region. To support their expanding regional business,they are seeking a Legal Manager (2–5 PQE) to join their Hong Kong legal team.Key ResponsibilitiesReview, draft, and negotiate a wide spectrum of operational and commercial agreements, vendor contracts, NDAs, and service-level arrangements for the Hong Kong branc

about the company.Our client is a well-established and prominent life insurance provider in Hong Kong, dedicated to delivering innovative financial solutions, digital transformation, and exceptional service to its customers and business partners.about the team.You will be joining a high-performing Business Development division, reporting directly to the Head of Business Development. The team works collaboratively across internal business units and alongsid

about the job.Oversee, review, negotiate, and resolve complex claims across Accident & Health, Commercial Packages, and Personal Packages within designated authorities.Provide technical leadership and guidance on complex and legal claim matters to internal and external partners.Support the Line Manager in daily team management, including training, mentoring, and professional development of team members.Identify and investigate suspicious or fraudulent clai

About Our ClientOur client is a well-established international banking institution with a strong and expanding presence across the Asia-Pacific region. To support their expanding regional business,they are seeking a Legal Manager (2–5 PQE) to join their Hong Kong legal team.Key ResponsibilitiesReview, draft, and negotiate a wide spectrum of operational and commercial agreements, vendor contracts, NDAs, and service-level arrangements for the Hong Kong branc

A leading international investment bank in Hong Kong is looking for an Associate to Vice President to join their equity derivatives desk. You will trade global EQD, structure FCNs, and manage volatility exposure. Apply now to advance your career.about the company.Our client is a tier-one international investment bank and securities firm with a prominent presence in Hong Kong. Renowned for its global reach and innovative financial solutions, the institution

about the job.Manage comprehensive policy administration and after-sales servicing requests, including policy alterations, ownership or beneficiary changes, fund transactions, and policy surrenders.Deliver high-accuracy servicing and ensure all processing meets strict standard operating procedures and service level agreements (SLAs).Maintain full alignment with internal contract provisions and strict industry regulatory compliance standards across all hand

about the company.Our client is a highly prestigious, top-tier commercial banking group with a prominent international network and a deeply established presence in Hong Kong. Renowned for their extensive corporate banking platform and global trade finance networks, they offer a secure and capital-backed operating environment. They provide employees with structured executive career progression, high cross-regional visibility, and a stable work culture.about

Are you a Senior AI & Data Architect looking to lead enterprise-scale GenAI innovation across Asia? A premier multinational financial institution in Hong Kong is seeking a technical leader to build scalable data ecosystems, deploy Agentic AI, and steer HKMA-compliant AI frameworks within their centralised Center of Excellence.about the company.Our client is a premier multinational financial institution with a century-long legacy in Asia. Undergoing a major

Are you a Senior AI & Data Architect looking to lead enterprise-scale GenAI innovation across Asia? A premier multinational financial institution in Hong Kong is seeking a technical leader to build scalable data ecosystems, deploy Agentic AI, and steer HKMA-compliant AI frameworks within their centralised Center of Excellence.about the company.Our client is a premier multinational financial institution with a century-long legacy in Asia. Undergoing a major

Are you an established investment banking leader with a proven track record in Asian debt financing? A prominent Chinese financial institution in Hong Kong is seeking a Managing Director to lead their Debt Capital Markets (DCM) division. Drive origination, client coverage, and execution of high-yield and investment-grade bond issuances across the region.about the company.Our client is a well-capitalised, leading securities firm offering comprehensive inves