Page 2 - 75 jobs found for Regulatory

An exceptional opportunity has arisen for a high-calibre, Newly Qualified (NQ) Corporate Associate to join a prestigious, tier-one international law firm in Hong Kong. This mixed corporate role offers prime exposure to high-profile IPOs on the HKEX, public and private M&A, and SFC compliance advisory. A Hong Kong admitted qualification and bilingual fluency are required.about the company.Our client is a highly regarded, global law firm renowned for its pow

about the company.Our client is a highly respected, rapidly expanding top teir internation bank with a strong footprint in Hong Kong. Known for their premier client service and comprehensive product suite, they provide a stable and prestigious platform for financial professionals to thrive. They commit to long-term career development and offer an outstanding transition program for premier bankers.about the team.You will join a dynamic, collaborative, and h

Executive Secretary to CEO (Hong Kong)Our client is seeking a high-calibre Executive Secretary to partner directly with the CEO. This pivotal role blends elite business operations and high-level NGO liaison management.about the company.Our client is an established organization characterized by its dynamic business ventures and deep-rooted commitment to community leadership. Helmed by prominent business and philanthropic leader , the company operates at th

Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou

Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou

about the company.Leading global asset management firm and top-tier Asian ETF issuer to hire an ETF Portfolio Manager to join their expanding passive & active ETF investment platform for their Hong Kong hub.about the job.1. Prepare and maintain Portfolio Composition Files (PCF) and generate regulatory/stakeholder disclosures.2. Manage daily portfolio rebalancing, corporate actions processing, and index methodology tracking.3. Execute pre-trade and post-tra

about the company.Our client is a well-known corporation specialized in everyday consumer product.about the job.Manage financial and management reporting, budgeting, tax compliance, and daily accounting operations.Prepare financial simulations and scenario analyses to support strategic business decisions.Provide financial advice and implement operational requirements to drive business improvement.Enhance reporting systems to better support operational and

about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to

about the company. a highly established, large-scale property developer with a strong pipeline of premium residential project launches. They offer excellent corporate stability and clear pathways for career growth.about the team.You will join a structured, professional project sales division. The culture is collaborative and fast-paced, working closely with architects, legal counsels, and operations teams to execute flawless property launches.about the job

about the job.Oversee end-to-end life policy administration and servicing, ensuring accuracy, completeness, and full compliance with internal standards and regulatory requirements.Lead, supervise, and mentor the policy administration team, managing daily operations, setting targets, and conducting regular performance reviews.Manage policy adjustments and administration for Investment-Linked Assurance Schemes (ILAS) and provide fund administration support f

about the job.Oversee end-to-end life policy administration and servicing, ensuring accuracy, completeness, and full compliance with internal standards and regulatory requirements.Lead, supervise, and mentor the policy administration team, managing daily operations, setting targets, and conducting regular performance reviews.Manage policy adjustments and administration for Investment-Linked Assurance Schemes (ILAS) and provide fund administration support f

about the company.Our client is a well-established corporate and commercial banking institution with a strong regional footprint in Hong Kong. Known for its commitment to robust risk governance and sustainable development, the bank delivers comprehensive financial services while actively driving technological innovation across its branches.about the team.The Operations Department serves as a foundational pillar of the bank, ensuring the seamless, compliant

about the company.Our client is a well-established transport services provider with territory-wide coverage.about the job.Serve as the central liaison between commercial units, software vendors, and technology groups during enterprise finance transformation initiatives.Map and refine end-to-end accounting processes to strengthen governance, compliance, and management reporting outputs.Translate operational financial needs into functional system specificati

Key Responsibilities1. Strategy & Business PlanningStrategic Roadmap: Help the CAO define long-term agency growth, productivity, and recruitment plans.Data Insights: Analyze performance data (sales, active agents, retention) to find trends and guide decision-making.Planning: Lead annual and quarterly business planning for the agency channel.2. Operations & GovernanceProcess Improvement: Optimize agency workflows and systems to make it easier for agents to

about the company.Our client is a prominent global organization with massive regional operations. They are looking for a skilled Total Rewards Manager to take ownership of their corporate rewards and incentives frameworkabout the team.about the job.In this role, you will design and oversee international rewards programs, standardize regional pay policies, and act as the main internal consultant for business leaders across their different entities.skills &

about the company.Our client is a premier, institutional-grade global hedge fund manager headquartered in Hong Kong, with a research presence extending across key technology hubs in Asia, including Taipei, Tokyo, and Shenzhen. Established in 2014, the firm manages approximately >$2 billion in Assets Under Management (AUM).about the job.Trading Desk Operations: Run daily order execution across US, European, and Asian sessions, which includes a scheduled wee

Finance Director - Professional Services & Strategic Leadership (Hong Kong)An exceptional opportunity has arisen for a high-calibre CPA to join a premier global professional services consulting business as Regional Finance Director in Hong Kong. Leading financial operations and driving strategic regional growth, you will champion fiscal excellence across APAC. This pivotal executive role offers significant career advancement within a dynamic corporate land

about the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transfor

about the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transfor

An elite Tier-1 global investment bank seeks a VP, Front-Office IT in Hong Kong to lead core Java OMS and trade execution system optimisation. Leading a high-performing engineering team, you will drive low-latency architectural designs, FIX protocol connectivity, and SFC/HKMA-compliant trading infrastructure, whilst reporting directly to global heads.about the company.Our client is a highly prestigious, Tier-1 global investment bank with a dominant market

ESG Director A global technology group is seeking a Global ESG Director in Hong Kong to spearhead group-wide sustainability strategies. Reporting directly to the CEO, you will lead international ESG governance, risk management, and cross-functional sustainability transformationsabout the company.Our client is a premier multinational technology and advanced manufacturing group with an established international footprint.about the team.You will join a high-p

about the company.Our client is a premier global investment management firm dedicated to helping investors build better financial futures. With an extensive international footprint, the company delivers world-class financial services, fund operations, and innovative investment solutions across diverse global markets.about the job.Leading the end-to-end execution of fund launches, corporate events, market setups, and documentation reviews across internation

about the company.Our client is a highly respected, long-established commercial banking group with a deep rooted presence in Hong Kong. They offer a comprehensive suite of personal, corporate, and wealth management services to a vast client base. The bank provides a stable, capital-backed, and prestigious platform where audit professionals can benefit from structured career progression and extensive exposure to local banking frameworks.about the team.The I

about the company.Our client is a highly respected, long-established commercial banking group with a deep rooted presence in Hong Kong. They offer a comprehensive suite of personal, corporate, and wealth management services to a vast client base. The bank provides a stable, capital-backed, and prestigious platform where audit professionals can benefit from structured career progression and extensive exposure to local banking frameworks.about the team.The I

about the company.Our client is a prominent global organization with massive regional operations. They are looking for a skilled Total Rewards Manager to take ownership of their corporate rewards and incentives frameworkabout the team.about the job.In this role, you will design and oversee international rewards programs, standardize regional pay policies, and act as the main internal consultant for business leaders across their different entities.skills &

Our client, a leading international private bank, is seeking a meticulous Contract Operations Officer to join their Wealth Management Operations & IT Department. Operating within Hong Kong’s dynamic financial hub, you will oversee essential KYC / AML screening, customer data maintenance, and account opening processes in compliance with local HKMA regulations. This 6-month contract role offers excellent exposure to private banking operations and wealth mana

about the company.Our client is a rapidly growing, prestigious independent wealth management and multi-family office platform with an expanding regional footprint in Hong Kong. Renowned for providing bespoke asset allocation, succession planning, and alternative investment solutions to ultra-high-net-worth individuals, they combine an entrepreneurial culture with a highly professional operating environment. They offer a stable, capital-backed platform that

about the company.Our client is an established, growth-oriented financial services group in Hong Kong holding SFC Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) regulated licenses. They offer a dynamic, entrepreneurial, and highly professional operating environment. Unlike large legacy institutions where duties are strictly siloed, this firm offers a flat structure where you will gain comprehensive exposure across the firm's financial l

Our client is a highly prominent, technology-driven financial institution in Hong Kong holding SFC-regulated licenses. Known for delivering comprehensive online brokerage, wealth management, and innovative fintech solutions, they combine a dynamic workplace culture with solid financial standing. They offer a capital-backed, fast-paced platform where finance professionals can gain broad operational exposure and accelerate their professional development.abou

Our client, a distinguished private bank and wealth management institution, is seeking a meticulous Wealth Management Operations Officer (6-Month Contract) to join their Wealth Management Operations & Private Banking Department in Hong Kong. In this role, you will provide vital clerical and operational support, managing KYC / CDD reviews, account opening procedures, and remittance verification in compliance with local regulations. This opportunity is ideal