- Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable reInvestment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re
- COMPANY DESCRIPTIONA premier, integrated wealth management and insurance company with exclusive ties to HNW and UHNW individuals, families and corporate entities across Asia. They provide sophisticated financial services including insurance and wealth planning to their clients.JOB RESPONSIBILITIES*Act as the primary liaison for regional regulators (IA, MAS) and serve as the "Key Person in Compliance" for licensed entities* Oversee the end to end complianceCOMPANY DESCRIPTIONA premier, integrated wealth management and insurance company with exclusive ties to HNW and UHNW individuals, families and corporate entities across Asia. They provide sophisticated financial services including insurance and wealth planning to their clients.JOB RESPONSIBILITIES*Act as the primary liaison for regional regulators (IA, MAS) and serve as the "Key Person in Compliance" for licensed entities* Oversee the end to end compliance
- Senior Relationship Manager - Private Banking & Wealth Management (Hong Kong)Our client is a premier global universal bank with an unmatched international network across 60+ countries. This role offers an internal "warm" lead machine, allowing you to manage the personal wealth of top corporate clients. If you have 8+ years of experience and SFC Type 1 & 4 licences, join this "One Bank" platform.about the company.Our client is one of the world’s most powerfSenior Relationship Manager - Private Banking & Wealth Management (Hong Kong)Our client is a premier global universal bank with an unmatched international network across 60+ countries. This role offers an internal "warm" lead machine, allowing you to manage the personal wealth of top corporate clients. If you have 8+ years of experience and SFC Type 1 & 4 licences, join this "One Bank" platform.about the company.Our client is one of the world’s most powerf
- Our client is a dominant Hong Kong-listed financial powerhouse and the strategic international arm of a leading Mainland securities group. Following a significant capital expansion in 2026, they are seeking an Institutional Sales expert to leverage their massive Mainland liquidity, elite IPO access, and market-leading research to drive secondary market growth and client acquisition.about the company.Our client is a premier "Red Chip" financial institutionOur client is a dominant Hong Kong-listed financial powerhouse and the strategic international arm of a leading Mainland securities group. Following a significant capital expansion in 2026, they are seeking an Institutional Sales expert to leverage their massive Mainland liquidity, elite IPO access, and market-leading research to drive secondary market growth and client acquisition.about the company.Our client is a premier "Red Chip" financial institution
