12 Permanent Banking & financial services found

● Client management with top-tier asset management in Hong Kong and Asia● Managing the end-to-end cycle of licensing application with the SFC● Assist companies with completing and submitting relevant notifications or other applications with the SFC● Conduct mock SFC inspections, including overseeing and reviewing the work of the project team, preparing mock SFC inspection reports, and reviewing draft reports prepared by the project team● Advising on compli

● Support in different anti-bribery and corruption ("ABC") and AML related projects● Ensure projects are implemented in accordance with defined timeline and compliancewith group and local regulatory requirements● Recommend changes to ABC and AML procedures to increase effectiveness ofcompliance programs● Review and update ABC, AML and sanctions policies and procedures to reflectchanges made by regulators and Group Compliance● Provide ABC, AML and sanctions

1. Onboarding & Periodical review● Ensure timely, accurate due diligence reviews and risk assessment of new onboarding agreements of relevant Business Partners in both HK & SG.● Perform detailed KYC analysis for Business Partners and clients of the Lioner Group, including reviewing organizational structures, geographical locations, shareholder percentages, and relationships among headquarters, parent companies, subsidiaries, and affiliates.● Perform period

AML system management● Support AML system enhancement project and lead UAT tasks.● Review Screening, transaction monitoring and customer risk rating alerts. Study the trend ofthe AML risk and design the mitigation plans.● Update the name screening, transaction monitoring and customer risk rating operationprocedures on an ongoing basis in order to ensure compliance with higher of the Grouprequirements or local regulatory requirement.● Follow up the threshol

- Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl

about the team.Product Development Team is a newly established, highly visible team responsible for the commercialization and strategic expansion of service offerings. The team is dedicated to balancing compliance requirements with commercial opportunities, requiring all members to be all-round thinkers who can navigate strategic vision, technical implementation, and regulatory frameworks. You will report to the Director of Product Development and work clo

about the company.We are a leading, high-growth hedge fund manager based in Hong Kong (HK) with a strong focus on investing in global technology. Our investment strategies have consistently achieved top-tier track records over the past 10 years. Due to continued expansion, we are looking for a highly capable professional to strengthen our infrastructure team in the combined Operations and Risk functions.The Role (Title Dependent on Experience)This role req

About the CompanyA leading hedge fund manager based in Hong Kong, focuses on investing in global technology. We have consistently maintained a top-tier track record over the past decade.About the Team.The company has grown steadily for more than 10 years and now has around 50 people across Hong Kong, Singapore, and Tokyo. About the Job.Due to expansion, we are hiring an Operations & Risk Contral Professional to support trade booking, P&L / NAV, risk monito

Are you a seasoned fixed income professional with a proven track record in advisory, execution, and driving business growth within the Private Wealth Management (PWM) segment?A prominent regional Private Wealth Management firm, renowned for its deep market knowledge and comprehensive suite of investment solutions, is partnering with Randstad to hire a Senior Fixed Income Sales & Advisory Specialist for their front-office desk. This critical role involves a

Operation Executive - Financial Services (Entry-Level Welcome)We are hiring for a leading financial services company seeking a highly motivated and detail-oriented Operation Executive to join our dynamic back-office team. This role is crucial for ensuring the accurate processing, administration, and execution of various financial service processes. Recent university graduates and career starters are encouraged to apply!Responsibilities:This combined role o

about the company.A premier global investment bank and financial services firm with a sterling reputation for handling sophisticated transactions and managing significant wealth. We serve the most discerning clients—ultra-high-net-worth individuals, institutions, and corporations—providing tailored solutions across capital markets, investment banking, and asset management. Joining means aligning with a brand synonymous with excellence, innovation, and glob

About Our ClientOur client is a leading licensed bank incorporated in Hong Kong. With a substantial footprint in the region, they act as a pivotal hub for cross-border banking, bridging capital flows between the international markets. They provide a comprehensive suite of financial services, including corporate banking, investment banking, retail banking, and private banking. Renowned for their strong balance sheet and deep-rooted relationships with major