- Compliance Associate, Asset Management, 35-45k Stable Asset Management company Friendly working culture Good career development My client is an asset management company with stable business within Asia. They are now looking for a Compliance Associate for their team in Hong Kong. You will be responsible for - Handling compliance policies; Managing internal control framework; Maintaining comprehensive documentation;Preparing required regulatory filings anCompliance Associate, Asset Management, 35-45k Stable Asset Management company Friendly working culture Good career development My client is an asset management company with stable business within Asia. They are now looking for a Compliance Associate for their team in Hong Kong. You will be responsible for - Handling compliance policies; Managing internal control framework; Maintaining comprehensive documentation;Preparing required regulatory filings an
- • Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:• Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:
- IT Audit Manager, Bank, 55-60kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on iIT Audit Manager, Bank, 55-60kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
- On behalf of our client, a reputable financial institution, I am seeking a driven Credit Analyst or Senior Credit Analyst to join their risk management team here in Hong Kong.This is a fantastic opportunity for a professional with a strong credit background to deepen their expertise within a dynamic environment, reporting directly to the Head of Risk. The position is offered at a Senior Officer to AVP level. about the job.You will be a key member of the teOn behalf of our client, a reputable financial institution, I am seeking a driven Credit Analyst or Senior Credit Analyst to join their risk management team here in Hong Kong.This is a fantastic opportunity for a professional with a strong credit background to deepen their expertise within a dynamic environment, reporting directly to the Head of Risk. The position is offered at a Senior Officer to AVP level. about the job.You will be a key member of the te
- THE COMPANY My client is a stable bank. They are looking for a head of Internal audit to support their growing business . THE ROLE Reporting into the Head of Internal audit, pls find your responsibilities as below - Leading and managing internal audit engagements from planning, risk assessment. Evaluating the effectiveness of internal controls of various cycles. Conducting follow-up of audit issues to assess the progress of implementation. IdentifyingTHE COMPANY My client is a stable bank. They are looking for a head of Internal audit to support their growing business . THE ROLE Reporting into the Head of Internal audit, pls find your responsibilities as below - Leading and managing internal audit engagements from planning, risk assessment. Evaluating the effectiveness of internal controls of various cycles. Conducting follow-up of audit issues to assess the progress of implementation. Identifying
- IT Audit Manager, Bank, 55-60kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on iIT Audit Manager, Bank, 55-60kStable Bank Regional Environment Open to big 4/ advisory firm My client is a stable corporate bank. They are now looking for an IT Audit manager for their high performing team. Responsibilities: Managing audit and regulatory projects with regarding to regulatory requirements. (e.g. HKSFC/ HKMA/ CSRC regulatory requirement, etc.); Manage IT infrastructure and application audits; Work closely with the Business auditors on i
- about the job.Support the end-to-end execution of corporate finance deals, including Initial Public Offerings (IPOs), mergers and acquisitions (M&A), pre-IPO financing, and various fundraising and advisory projects.Conduct essential internal approval processes, perform comprehensive due diligence, carry out market research, and prepare regulatory filings.Under supervision, manage and resolve transaction-related issues and oversee the preparation and reviewabout the job.Support the end-to-end execution of corporate finance deals, including Initial Public Offerings (IPOs), mergers and acquisitions (M&A), pre-IPO financing, and various fundraising and advisory projects.Conduct essential internal approval processes, perform comprehensive due diligence, carry out market research, and prepare regulatory filings.Under supervision, manage and resolve transaction-related issues and oversee the preparation and review
- about the company.Our client is a well-established and prominent bank with a strong regional presence. They are dedicated to providing a comprehensive range of financial services and are recognized for their robust market activities and commitment to client success. They foster a dynamic and collaborative environment, valuing expertise and strategic thinking in financial markets.about the team.You will be joining a highly experienced and results-driven Treabout the company.Our client is a well-established and prominent bank with a strong regional presence. They are dedicated to providing a comprehensive range of financial services and are recognized for their robust market activities and commitment to client success. They foster a dynamic and collaborative environment, valuing expertise and strategic thinking in financial markets.about the team.You will be joining a highly experienced and results-driven Tre
- about the job.Job Summary:We are seeking a highly experienced and motivated professional to join our team as a Vice President in Corporate Finance. This role is central to our deal execution capabilities and requires a senior individual contributor to independently manage complex transactions from inception to closing. You will be responsible for driving key workstreams for IPOs, M&A, and other financings. The ideal candidate is a proactive, detail-orienteabout the job.Job Summary:We are seeking a highly experienced and motivated professional to join our team as a Vice President in Corporate Finance. This role is central to our deal execution capabilities and requires a senior individual contributor to independently manage complex transactions from inception to closing. You will be responsible for driving key workstreams for IPOs, M&A, and other financings. The ideal candidate is a proactive, detail-oriente
- I am currently representing a premier global insurance group in a search for a high-calibre investment professional to join their Hong Kong asset management division as an Associate Director in Portfolio Management.about the job.This role offers a unique blend of strategic and hands-on portfolio management. You will be empowered to formulate investment strategies, manage substantial fund-of-funds portfolios, and work with a world-class team to deliver outpI am currently representing a premier global insurance group in a search for a high-calibre investment professional to join their Hong Kong asset management division as an Associate Director in Portfolio Management.about the job.This role offers a unique blend of strategic and hands-on portfolio management. You will be empowered to formulate investment strategies, manage substantial fund-of-funds portfolios, and work with a world-class team to deliver outp
