Thank you for subscribing to your personalised job alerts.

22 Compliance Banking & financial services jobs found

filter2
clear all
    • permanent
    about the company.A prominent financial institution in Hong Kong with a strong footprint in wealth management and retail banking. Known for its stable growth and commitment to digital transformation, the firm provides a collaborative environment where compliance is viewed as a strategic partner to the business. This is an excellent platform for an ambitious professional looking to lead a specialized team within the Investment and Insurance (I&I) space.abou
    about the company.A prominent financial institution in Hong Kong with a strong footprint in wealth management and retail banking. Known for its stable growth and commitment to digital transformation, the firm provides a collaborative environment where compliance is viewed as a strategic partner to the business. This is an excellent platform for an ambitious professional looking to lead a specialized team within the Investment and Insurance (I&I) space.abou
    • permanent
    about the company.Our client is a prestigious, rapidly expanding Asset Management firm based in Hong Kong. They manage a diverse portfolio across Private Equity and Hedge Funds, catering to institutional investors and HNWIs. With a strong commitment to regulatory integrity and operational excellence, they offer a dynamic environment for a compliance leader to shape the firm’s governance framework.about the team.You will lead a lean but highly specialized c
    about the company.Our client is a prestigious, rapidly expanding Asset Management firm based in Hong Kong. They manage a diverse portfolio across Private Equity and Hedge Funds, catering to institutional investors and HNWIs. With a strong commitment to regulatory integrity and operational excellence, they offer a dynamic environment for a compliance leader to shape the firm’s governance framework.about the team.You will lead a lean but highly specialized c
    • permanent
    ● Client management with top-tier asset management in Hong Kong and Asia● Managing the end-to-end cycle of licensing application with the SFC● Assist companies with completing and submitting relevant notifications or other applications with the SFC● Conduct mock SFC inspections, including overseeing and reviewing the work of the project team, preparing mock SFC inspection reports, and reviewing draft reports prepared by the project team● Advising on compli
    ● Client management with top-tier asset management in Hong Kong and Asia● Managing the end-to-end cycle of licensing application with the SFC● Assist companies with completing and submitting relevant notifications or other applications with the SFC● Conduct mock SFC inspections, including overseeing and reviewing the work of the project team, preparing mock SFC inspection reports, and reviewing draft reports prepared by the project team● Advising on compli
    • permanent
    about the company.Our client is a leading international bank with a strong presence in Hong Kong and a robust network across the Greater China region. Known for its sophisticated corporate banking platform, the institution offers a wide range of services including trade finance, syndicated lending, and institutional treasury solutions. They are currently looking for a compliance professional who thrives in a structured, high-standards environment to suppor
    about the company.Our client is a leading international bank with a strong presence in Hong Kong and a robust network across the Greater China region. Known for its sophisticated corporate banking platform, the institution offers a wide range of services including trade finance, syndicated lending, and institutional treasury solutions. They are currently looking for a compliance professional who thrives in a structured, high-standards environment to suppor
    • permanent
    AML system management● Support AML system enhancement project and lead UAT tasks.● Review Screening, transaction monitoring and customer risk rating alerts. Study the trend ofthe AML risk and design the mitigation plans.● Update the name screening, transaction monitoring and customer risk rating operationprocedures on an ongoing basis in order to ensure compliance with higher of the Grouprequirements or local regulatory requirement.● Follow up the threshol
    AML system management● Support AML system enhancement project and lead UAT tasks.● Review Screening, transaction monitoring and customer risk rating alerts. Study the trend ofthe AML risk and design the mitigation plans.● Update the name screening, transaction monitoring and customer risk rating operationprocedures on an ongoing basis in order to ensure compliance with higher of the Grouprequirements or local regulatory requirement.● Follow up the threshol
    • permanent
    about the company.Our client is a pioneering Fintech firm at the heart of Hong Kong’s Virtual Asset revolution. As a licensed platform, they are bridging the gap between traditional finance and the digital asset economy. They offer a fast-paced, innovative work culture that values technological proficiency and creative risk-mitigation strategies.about the team.You will join a tech-savvy Financial Crime Compliance (FCC) team. Unlike traditional banking team
    about the company.Our client is a pioneering Fintech firm at the heart of Hong Kong’s Virtual Asset revolution. As a licensed platform, they are bridging the gap between traditional finance and the digital asset economy. They offer a fast-paced, innovative work culture that values technological proficiency and creative risk-mitigation strategies.about the team.You will join a tech-savvy Financial Crime Compliance (FCC) team. Unlike traditional banking team
    • permanent
    • HK$80,000 - HK$100,000 per month
    about the company.This organization is a key service provider and vendor playing a pivotal role in a large-scale public infrastructure project designed to modernize pension administration. They offer a high-impact environment for professionals to contribute to a landmark industry initiative focused on digital transformation within the financial services sector.about the team.You will be part of the Compliance and Quality Assurance function, operating speci
    about the company.This organization is a key service provider and vendor playing a pivotal role in a large-scale public infrastructure project designed to modernize pension administration. They offer a high-impact environment for professionals to contribute to a landmark industry initiative focused on digital transformation within the financial services sector.about the team.You will be part of the Compliance and Quality Assurance function, operating speci
    • contract
    • HK$20,000 - HK$25,000 per month
    about the company.My client is seeking a detail-oriented and proactive Officer to join Risk Control Department at Hong Kong Branch. The successful candidate will support risk management activities and reporting related to Operational Risk, Credit Risk, and Market & Liquidity Risk, to ensure company compliance and regulations about the job.Conduct regular internal inspections across departments to identify and document any control weaknesses or procedure er
    about the company.My client is seeking a detail-oriented and proactive Officer to join Risk Control Department at Hong Kong Branch. The successful candidate will support risk management activities and reporting related to Operational Risk, Credit Risk, and Market & Liquidity Risk, to ensure company compliance and regulations about the job.Conduct regular internal inspections across departments to identify and document any control weaknesses or procedure er
    • contract
    • HK$25,000 - HK$30,000 per month
    about the company.My client is a leading US bank and they are looking for KYC Analyst (6 months renewable contract) to support remediation project.about the job.Documents verification and perform name screening proceduresReview name screening result, document false-positiveLiaise with RMs or stakeholders to collect and obtain missing information or resolve the discrepanciesEnsure CTC of the identification documents are obtainedAssist with the operation pro
    about the company.My client is a leading US bank and they are looking for KYC Analyst (6 months renewable contract) to support remediation project.about the job.Documents verification and perform name screening proceduresReview name screening result, document false-positiveLiaise with RMs or stakeholders to collect and obtain missing information or resolve the discrepanciesEnsure CTC of the identification documents are obtainedAssist with the operation pro
    • permanent
    - Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl
    - Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl
    • permanent
    about the team.Product Development Team is a newly established, highly visible team responsible for the commercialization and strategic expansion of service offerings. The team is dedicated to balancing compliance requirements with commercial opportunities, requiring all members to be all-round thinkers who can navigate strategic vision, technical implementation, and regulatory frameworks. You will report to the Director of Product Development and work clo
    about the team.Product Development Team is a newly established, highly visible team responsible for the commercialization and strategic expansion of service offerings. The team is dedicated to balancing compliance requirements with commercial opportunities, requiring all members to be all-round thinkers who can navigate strategic vision, technical implementation, and regulatory frameworks. You will report to the Director of Product Development and work clo
    • permanent
    about the company.We are a leading, high-growth hedge fund manager based in Hong Kong (HK) with a strong focus on investing in global technology. Our investment strategies have consistently achieved top-tier track records over the past 10 years. Due to continued expansion, we are looking for a highly capable professional to strengthen our infrastructure team in the combined Operations and Risk functions.The Role (Title Dependent on Experience)This role req
    about the company.We are a leading, high-growth hedge fund manager based in Hong Kong (HK) with a strong focus on investing in global technology. Our investment strategies have consistently achieved top-tier track records over the past 10 years. Due to continued expansion, we are looking for a highly capable professional to strengthen our infrastructure team in the combined Operations and Risk functions.The Role (Title Dependent on Experience)This role req
    • permanent
    About the CompanyA leading hedge fund manager based in Hong Kong, focuses on investing in global technology. We have consistently maintained a top-tier track record over the past decade.About the Team.The company has grown steadily for more than 10 years and now has around 50 people across Hong Kong, Singapore, and Tokyo. About the Job.Due to expansion, we are hiring an Operations & Risk Contral Professional to support trade booking, P&L / NAV, risk monito
    About the CompanyA leading hedge fund manager based in Hong Kong, focuses on investing in global technology. We have consistently maintained a top-tier track record over the past decade.About the Team.The company has grown steadily for more than 10 years and now has around 50 people across Hong Kong, Singapore, and Tokyo. About the Job.Due to expansion, we are hiring an Operations & Risk Contral Professional to support trade booking, P&L / NAV, risk monito
    • contract
    • HK$35,000 - HK$40,000 per month
    about the company.My client is a leading Private Bank and they are looking for a Senior Associate under their Operations team. about the job.Act as the primary Checker and Authorizer for daily trade processing, booking, and settlement activities related to Derivatives and Structured Notes productsExpertly handle and execute complex trade life-cycle events ensuring timely and accurate executionExecute and supervise robust daily controls, including the recon
    about the company.My client is a leading Private Bank and they are looking for a Senior Associate under their Operations team. about the job.Act as the primary Checker and Authorizer for daily trade processing, booking, and settlement activities related to Derivatives and Structured Notes productsExpertly handle and execute complex trade life-cycle events ensuring timely and accurate executionExecute and supervise robust daily controls, including the recon
    • contract
    • HK$20,000 - HK$25,000 per month
    about the company.Our client is a reputable Investment Bank and they are looking for a KYC Analyst to join the team.about the job.Manage the end-to-end KYC and CDD procedures, ensure the strict adherence to AML policies Manage periodic review, trigger events and perform risk assessments in line with the banks' KYC and AML policies and proceduresServe as first line of defence and ensure the accuracy and completeness of client data and documentationAct as th
    about the company.Our client is a reputable Investment Bank and they are looking for a KYC Analyst to join the team.about the job.Manage the end-to-end KYC and CDD procedures, ensure the strict adherence to AML policies Manage periodic review, trigger events and perform risk assessments in line with the banks' KYC and AML policies and proceduresServe as first line of defence and ensure the accuracy and completeness of client data and documentationAct as th
    • contract
    • HK$25,000 - HK$30,000 per month
    about the company.My client is a leading corporate bank and they are looking for an Associate, Clearing and Deposits under operations department. about the job.Lead the Deposit Team to ensure efficient and professional processing of all deposit services (e.g., funding, confirmations, terminations)Provide coaching and performance appraisal for subordinates and clerical staffEnsure all deposit transactions comply with industry practices, internal policies, a
    about the company.My client is a leading corporate bank and they are looking for an Associate, Clearing and Deposits under operations department. about the job.Lead the Deposit Team to ensure efficient and professional processing of all deposit services (e.g., funding, confirmations, terminations)Provide coaching and performance appraisal for subordinates and clerical staffEnsure all deposit transactions comply with industry practices, internal policies, a
    • permanent
    • HK$55,000 - HK$75,000 per month
    about the company.A leading financial institution with a strong foothold in the Hong Kong consumer lending market. Known for its agility and customer-centric approach, this organization is dedicated to providing innovative financial solutions. They offer a dynamic environment where strategic decision-making drives tangible business growth.about the team.You will join the Personal Loan division, a core revenue-generating unit within the business. Reporting
    about the company.A leading financial institution with a strong foothold in the Hong Kong consumer lending market. Known for its agility and customer-centric approach, this organization is dedicated to providing innovative financial solutions. They offer a dynamic environment where strategic decision-making drives tangible business growth.about the team.You will join the Personal Loan division, a core revenue-generating unit within the business. Reporting
    • permanent
    • HK$150,000 - HK$250,000 per month
    About Our ClientOur client is a leading licensed bank incorporated in Hong Kong. With a substantial footprint in the region, they act as a pivotal hub for cross-border banking, bridging capital flows between the international markets. They provide a comprehensive suite of financial services, including corporate banking, investment banking, retail banking, and private banking. Renowned for their strong balance sheet and deep-rooted relationships with major
    About Our ClientOur client is a leading licensed bank incorporated in Hong Kong. With a substantial footprint in the region, they act as a pivotal hub for cross-border banking, bridging capital flows between the international markets. They provide a comprehensive suite of financial services, including corporate banking, investment banking, retail banking, and private banking. Renowned for their strong balance sheet and deep-rooted relationships with major
    • permanent
    • HK$60,000 - HK$90,000 per month
    Are you a seasoned fixed income professional with a proven track record in advisory, execution, and driving business growth within the Private Wealth Management (PWM) segment?A prominent regional Private Wealth Management firm, renowned for its deep market knowledge and comprehensive suite of investment solutions, is partnering with Randstad to hire a Senior Fixed Income Sales & Advisory Specialist for their front-office desk. This critical role involves a
    Are you a seasoned fixed income professional with a proven track record in advisory, execution, and driving business growth within the Private Wealth Management (PWM) segment?A prominent regional Private Wealth Management firm, renowned for its deep market knowledge and comprehensive suite of investment solutions, is partnering with Randstad to hire a Senior Fixed Income Sales & Advisory Specialist for their front-office desk. This critical role involves a
    • permanent
    • HK$18,000 - HK$25,000 per month
    Operation Executive - Financial Services (Entry-Level Welcome)We are hiring for a leading financial services company seeking a highly motivated and detail-oriented Operation Executive to join our dynamic back-office team. This role is crucial for ensuring the accurate processing, administration, and execution of various financial service processes. Recent university graduates and career starters are encouraged to apply!Responsibilities:This combined role o
    Operation Executive - Financial Services (Entry-Level Welcome)We are hiring for a leading financial services company seeking a highly motivated and detail-oriented Operation Executive to join our dynamic back-office team. This role is crucial for ensuring the accurate processing, administration, and execution of various financial service processes. Recent university graduates and career starters are encouraged to apply!Responsibilities:This combined role o
    • permanent
    about the company.A premier global investment bank and financial services firm with a sterling reputation for handling sophisticated transactions and managing significant wealth. We serve the most discerning clients—ultra-high-net-worth individuals, institutions, and corporations—providing tailored solutions across capital markets, investment banking, and asset management. Joining means aligning with a brand synonymous with excellence, innovation, and glob
    about the company.A premier global investment bank and financial services firm with a sterling reputation for handling sophisticated transactions and managing significant wealth. We serve the most discerning clients—ultra-high-net-worth individuals, institutions, and corporations—providing tailored solutions across capital markets, investment banking, and asset management. Joining means aligning with a brand synonymous with excellence, innovation, and glob
    • permanent
    • HK$80,000 - HK$100,000 per month
    About Our ClientOur client is a well-established financial institution with a growing footprint in the Asian Global Markets space. They are currently looking to strengthen their Flow Trading desk by adding a seasoned Rates Trader who specializes in the Hong Kong Dollar (HKD) and Offshore Renminbi (CNH) markets. This is a pure client-flow role (non-proprietary) ideal for a market maker who thrives on serving institutional clients.Role OverviewReporting to t
    About Our ClientOur client is a well-established financial institution with a growing footprint in the Asian Global Markets space. They are currently looking to strengthen their Flow Trading desk by adding a seasoned Rates Trader who specializes in the Hong Kong Dollar (HKD) and Offshore Renminbi (CNH) markets. This is a pure client-flow role (non-proprietary) ideal for a market maker who thrives on serving institutional clients.Role OverviewReporting to t

Thank you for subscribing to your personalised job alerts.

It looks like you want to switch your language. This will reset your filters on your current job search.