31 Compliance Banking & financial services jobs found

about the job.Oversee the company's overall compliance framework, including providing regulatory advice and conducting annual product and policy reviews.Supervise day-to-day compliance operations, including client onboarding, transaction monitoring, and ensuring business activities comply with regulatory requirements and internal guidelines.Manage license applications and provide strategic advice on licensing issues.Participate in the development of new bu

about the job.Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives.Assist in liaising with local regulators, coordinate the bank’s response to regulatory inspections, maintain reporting obligations, and resolve complex inquiries.Track key regulatory changes and act as the primary compliance liaison for multiple business units.Update and im

about the company.Our client is a prominent International Banking Group with a strong presence in Hong Kong. Operating within dynamic regional and global financial markets, the institution delivers comprehensive commercial and corporate banking solutions while adhering to regulatory and governance standards.about the team.You will join the International Management team within the International Banking Group, reporting locally to the Country CEO for Hong Ko

about the job.Act as the primary contact for regulatory bodies, particularly the HKMA and IA, leading responses to on-site examinations and thematic reviews.Oversee the compliance of broker-referral models and distribution channels, ensuring strict adherence to GL25, GL26, and Professional Investor regulations.Provide expert guidance on AML/CTF, enhanced due diligence (EDD), and complex source-of-wealth checks for HNW clients and offshore trusts.Advise sen

about the company.he company is a boutique alternative investment management firm based in Hong Kong. It operates primarily as a "fund of hedge funds" (FoHF). Rather than trading stocks or bonds directly, its core expertise lies in scouting, evaluating, and allocating capital to other top-tier hedge funds across both Asian and global markets.Risk Monitoring & ReportingMonitor daily, weekly, and monthly risk exposures across multiple regional and global inv

about the company.Our client is a highly respected financial institution , renowned for its strong cross-border network across the Greater Bay Area and Mainland China, the bank provides comprehensive retail, commercial, and wealth management servicesabout the job.Serve as the primary product champion and business representative for all AML and financial crime technology suites, encompassing transaction monitoring, sanctions screening, and investigative cas

about the company.We are seeking a detail-oriented and proactive Senior Associate to join our Private Banking team. In this role, you will be responsible for safeguarding the Bank by ensuring all new client accounts meet rigorous compliance standards. You will leverage your strong knowledge of KYC processes to evaluate risk, manage due diligence documentation, and support seamless client onboarding in alignment with global and local regulations.about the j

Are you an ambitious investment banking professional seeking your next career milestone in capital markets? A leading regional financial institution in Hong Kong is looking for a proactive Analyst or Associate to join their growing Equity Capital Markets (ECM) team. Drive execution across equity offerings, private investments, and market origination activities.about the company.Our client is a prominent bank in Hong Kong offering comprehensive corporate f

about the company.You will be joining a highly reputable asset management firm with a strong footprint in the Asian financial market. The organisation prides itself on offering a diverse portfolio of sophisticated investment products, maintaining robust regulatory compliance, and driving continuous innovation in both fund management and operational efficiency.about the team.You will lead a dynamic and high-performing fund operations department. The team cu

about the company.A reputable financial institution in Hong Kong, offering comprehensive securities and derivatives trading services. Known for its commitment to regulatory excellence and client satisfaction, the firm provides a dynamic, stable, and highly collaborative environment for financial professionals to grow and thrive in a competitive market.about the team.You will lead a dedicated and professional customer service team, working collaboratively i

about the company.Our client is an established international banking institution with a strong presence across the Asia-Pacific region. Renowned for its comprehensive financial services, client-centric solutions, and robust transaction banking platform, the organisation fosters an inclusive, collaborative working environment that supports continuous professional growth and operational excellence.about the team.You will join a dynamic, collaborative payment

about the company.an established global asset management platform to recruit an ambitious ETF Investment Analyst / Assistant Portfolio Manager to join their expanding passive & quantitative investment desk in Hong Kong. This role offers broad, end-to-end exposure across multi-asset ETF portfolio management, derivatives implementation, capital markets liquidity, and next-generation product innovation.about the job.Multi-Asset Strategy Breadth: Support portf

about the company.an established quantitative and multi-strategy investment firm to recruit a detail-oriented Trader to join their execution desk in Hong Kong.This role offers direct, hands-on execution across global equity markets—combining high-touch order management, real-time trading analytics, Python-driven reconciliation, and close coordination with brokers and clearing teams.about the team.Global Equity Execution: Execute daily trading plans across

A premier securities brokerage is expanding its equities platform in Hong Kong, hiring multiple Institutional Equity Sales professionals. Candidates with 1–5 years of experience, strong sales acumen, and SFC Type 1 eligibility will cover institutional accounts across Greater China and APAC, driving cash equity flows in an energetic, high-growth dealing room environment.about the company.Our client is a tier-one Chinese full-service investment bank and secu

about the company.You will be joining a top-tier financial institution with a strong presence in both the Hong Kong and global markets. The organisation is renowned for its innovative approach to cross-border securities trading, its robust regulatory compliance framework, and its commitment to leveraging advanced data analytics to drive business expansion.about the team.You will work within a highly analytical, fast-paced, and collaborative quantitative op

Are you a seasoned Corporate Banking Relationship Manager looking to drive portfolio growth within a global Tier-1 investment bank? Join an elite coverage team in Hong Kong managing top-tier blue-chip corporates and MNCs. Deliver sophisticated corporate banking, structured finance, and capital markets solutions to market-leading conglomerates today.about the company.Our client is a premier Tier-1 global corporate and investment bank with an extensive inter

about the company.Our client is a leading, award-winning regional private banking group renowned for its dedicated wealth management focus and strong balance sheet backing. Operating as a premier wealth management platform across key global financial hubs, the firm offers an exceptional suite of tailored investment, credit, and estate planning solutions to high-net-worth and ultra-high-net-worth clients worldwide.about the team.You will lead and supervise

about the company. Our client is a major international banking institution and a leading retail network platform across Greater China. Supported by unmatched balance sheet strength and a comprehensive global footprint, the bank delivers a wide array of personal, commercial, and wealth management services, serving millions of retail customers with innovative financial products.about the team. You will serve as a key member of the executive leadership team w

about the company.We are looking for a highly capable Associate to anchor the Back Office Confirmations team. Focusing on Asian-booked transactions, you will drive the confirmation processes for FX/MM, Derivatives, and Structured Products. By supporting Hong Kong processing hub—which oversees activity for Singapore, Tokyo, Shanghai, and other regional offices—you will ensure that all capital markets operations run flawlessly, securely, and in full alignmen

about the company.Our client is a highly prestigious, top-tier Japanese commercial banking group with an expansive international network and a deeply established presence in Hong Kong. Renowned for providing comprehensive corporate banking, trade finance, and global treasury solutions, they offer a well-capitalised, stable, and secure operating environment. They provide employees with structured career development, high operational stability, and a support

about the company.Our client is a dynamic and fast-growing asset management start-up based in Hong Kong. Holding SFC Type 4 and Type 9 licences, they are committed to delivering innovative investment solutions. They foster an agile environment where proactive individuals can thrive, make a direct commercial impact, and grow alongside the business.about the team.You will be part of a lean, high-performing operations team, reporting directly to the Chief Ope

about the company.fast-growing, SFC-licensed External Asset Manager (EAM) & Multi-Family Office headquartered in Central, Hong Kong. Managing close to USD 2 billion in assets with a leadership team bringing over 15 years of international private banking and investment banking heritage, the firm provides unconflicted wealth management, discretionary portfolios, cross-border asset consolidation, and bespoke family office solutions for Ultra-High-Net-Worth In

about the company.Our client is a premier global alternative investment firm with nearly five decades of industry leadership. Managing hundreds of billions of dollars in assets across private equity, real assets, credit, and capital markets, the organization operates seamlessly across dozens of major cities worldwide. In Asia Pacific, the firm has built a formidable footprint across key financial hubs, combining deep local market expertise with global reso

about the company.established global asset management firm to hire a proactive Product Development Officer / Manager to join their dynamic product platform in Hong Kong.this role offers exceptional, broad-based exposure across the full product lifecycle—spanning market intelligence, product strategy, end-to-end development, and ongoing product maintenance across ETFs, mutual funds, and alternative investment platforms. about the job.Multi-Asset & Multi-Veh

Are you an experienced quantitative structurer looking to lead product innovation within capital markets? A prestigious international investment bank in Hong Kong is hiring a Vice President to join their equity derivatives team. You will design bespoke payoff structures, support client coverage, and drive solution origination. Apply today to advance your career.about the company.Our client is a premier international securities firm with a prominent presenc

about the company.a fast-growing, SFC-licensed External Asset Manager (EAM) & Multi-Family Office headquartered in Central, Hong Kong. Managing close to USD 2 billion in assets with a leadership team bringing over 15 years of international private banking and investment banking heritage, the firm provides unconflicted wealth management, discretionary portfolios, cross-border asset consolidation, and bespoke family office solutions for Ultra-High-Net-Worth

about the company.The hiring firm is a premier asset management organization in Hong Kong providing comprehensive investment solutions to institutional clients. Managing a diverse portfolio across fixed income, equities, ETFs, and alternative vehicles, the company operates under robust governance and risk frameworks.about the team.You will join the Finance, Investment Services & IT division, reporting to the Associate Director of Investment Services. The t

Are you an ambitious fixed income portfolio manager seeking an entrepreneurial platform with exceptional upside? A reputable state-owned financial conglomerate's asset management arm in Hong Kong is hiring a Portfolio Manager to build their Investment Grade strategies. Drive AUM growth, capitalize on lucrative incentive splits, and lead team expansion. Apply now to advance your career.about the company.Our client is the asset management platform of a Chine

Director - ECM Execution & Capital Markets (Hong Kong)Are you an experienced Investment Banking professional seeking your next career milestone in ECM? A reputable Chinese securities firm is seeking a high-caliber VP to Executive Director level hire to lead and execute equity capital market transactions, equity financing. Accelerate your career in Hong Kong's dynamic financial market today.about the company.Our client is a well-established securities firm

about the company.as a leading independent wealth manager in Asia, and provides tailored investment solutions for ultra-high-net-worth families across Asia. Offers comprehensive multi-family office services, focusing on bespoke investment strategies to match long-term goals, risk preferences, and unique financial structures.about the job.this is a full-time on-site role for an Assistant Relationship Manager, Japanese Speaker, based in Hong Kong SAR. The ro