8 Asset Management Banking & financial services jobs found

Compliance Associate, Asset Management, 35-45k Stable Asset Management company Friendly working culture Good career development My client is an asset management company with stable business within Asia. They are now looking for a Compliance Associate for their team in Hong Kong. You will be responsible for - Handling compliance policies; Managing internal control framework; Maintaining comprehensive documentation;Preparing required regulatory filings an

about the company.Our client is a highly reputable and leading corporate bank with a strong and growing presence in the Hong Kong market. Our client is dedicated to providing comprehensive and innovative financial solutions to a wide range of clients. about the team.The FICC Trading team is a key part of their front office, responsible for managing the bank's long-term portfolio. They are in a phase of significant expansion, making this an exciting opportu

• Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:

about the company.Our client is a major international bank and a leading global arranger of specialized financial products and Hong Kong Branch is a key part of our extensive international network.about the team.This role is within their Global Markets & Treasury Department, specifically the Treasury Marketing Group in East Asia. The team is responsible for driving FX and Rates business development and client engagement in the region.about the job.As an As

about the company.Our client is a top-tier Chinese bank that is expanding its business in the Treasury market. They are looking for a junior to mid-level FICC Sales professional to join their bond desk. The company is a leading financial institution with a strong presence in the Asian market, offering a comprehensive range of banking and financial services. They are committed to innovation and business development. about the job.This is a perm position as

Key ResponsibilitiesRegulatory Compliance: Develop and maintain comprehensive compliance policies and procedures that are in line with SFC and other relevant regulations. SFC Licensing & Regulatory Liaison: Oversee all aspects of SFC licensing for Types 1, 4, and 9 activities. This includes managing new license applications for the firm and its responsible officers, handling inquiries and inspections from the SFC, and ensuring timely reporting. Manager-In

Finance Associate, Investment Bank, 40-45kStable Financial Institution Friendly Working Culture Open to Big 4 My client is a leading Financial Institution. They provide a wide range of services to their clients such as mergers and acquisitions, securities brokerages, IPO sponsors, investment advisory and asset management. With their fast-growing business, they are now looking for a Finance Associate for their finance team. Report to the Head of Finance

Finance Manager, Hedge Fund, 50-70k All rounded exposure Friendly Working Environment Regional Team My client is a potential asset manager in the market. They are now looking for a Finance Manager for their regional finance team in Hong Kong. Report to the department head, you will be responsible for: Handling financial reporting covering monthly, quarterly and year end close; Handling consolidation package to the head office; Preparing financial ana