- - Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl- Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl
- about the company.A leading global investment firm with a significant presence across Asia, the Americas, and Europe, missioned to help clients achieve their long-term financial goals through innovative investment solutions. The Hong Kong office plays a crucial role in Asian operations, managing substantial assets and pioneering new investment products, particularly within the Exchange Traded Fund (ETF) space. With approximately USD 7.3 billion in AUM in Habout the company.A leading global investment firm with a significant presence across Asia, the Americas, and Europe, missioned to help clients achieve their long-term financial goals through innovative investment solutions. The Hong Kong office plays a crucial role in Asian operations, managing substantial assets and pioneering new investment products, particularly within the Exchange Traded Fund (ETF) space. With approximately USD 7.3 billion in AUM in H
- about the company.Our client is a top tier asset management company and they are looking for a legal counsel to cover maternity leave.about the job.Lead the legal aspects of fund establishment, structuring, and re-structuring; conduct due diligence and manage fund documentationAdvise on structured finance, real estate, and credit investment activities; review and negotiate complex transaction documentsProvide advise on legal and regulatory issues affectingabout the company.Our client is a top tier asset management company and they are looking for a legal counsel to cover maternity leave.about the job.Lead the legal aspects of fund establishment, structuring, and re-structuring; conduct due diligence and manage fund documentationAdvise on structured finance, real estate, and credit investment activities; review and negotiate complex transaction documentsProvide advise on legal and regulatory issues affecting
- about the company.Our client is a prestigious, rapidly expanding Asset Management firm based in Hong Kong. They manage a diverse portfolio across Private Equity and Hedge Funds, catering to institutional investors and HNWIs. With a strong commitment to regulatory integrity and operational excellence, they offer a dynamic environment for a compliance leader to shape the firm’s governance framework.about the team.You will lead a lean but highly specialized cabout the company.Our client is a prestigious, rapidly expanding Asset Management firm based in Hong Kong. They manage a diverse portfolio across Private Equity and Hedge Funds, catering to institutional investors and HNWIs. With a strong commitment to regulatory integrity and operational excellence, they offer a dynamic environment for a compliance leader to shape the firm’s governance framework.about the team.You will lead a lean but highly specialized c
- about the company. The company is a pioneering Asia-based digital asset custodian established over 5 years ago. It has rapidly become a global leader in the institutional digital asset markets, earning the trust of over 300 asset managers, funds, exchanges, and Web 2 companies. With a proven track record, including over USD 3 billion in assets under custody and a flawless zero-incident history since inception, the organisation provides secure and innovativabout the company. The company is a pioneering Asia-based digital asset custodian established over 5 years ago. It has rapidly become a global leader in the institutional digital asset markets, earning the trust of over 300 asset managers, funds, exchanges, and Web 2 companies. With a proven track record, including over USD 3 billion in assets under custody and a flawless zero-incident history since inception, the organisation provides secure and innovativ
- ● Client management with top-tier asset management in Hong Kong and Asia● Managing the end-to-end cycle of licensing application with the SFC● Assist companies with completing and submitting relevant notifications or other applications with the SFC● Conduct mock SFC inspections, including overseeing and reviewing the work of the project team, preparing mock SFC inspection reports, and reviewing draft reports prepared by the project team● Advising on compli● Client management with top-tier asset management in Hong Kong and Asia● Managing the end-to-end cycle of licensing application with the SFC● Assist companies with completing and submitting relevant notifications or other applications with the SFC● Conduct mock SFC inspections, including overseeing and reviewing the work of the project team, preparing mock SFC inspection reports, and reviewing draft reports prepared by the project team● Advising on compli
- about the company.We are partnering with a highly respected, leading independent Asian Asset Management firm based in Hong Kong with a strategic focus on Greater China equities and a global perspective. As a UNPRI signatory, the company integrates ESG considerations into its investment philosophy, prioritizing sustainable performance and integrity. They are in a phase of strategic growth, seeking to strengthen their core research capabilities in key sectorabout the company.We are partnering with a highly respected, leading independent Asian Asset Management firm based in Hong Kong with a strategic focus on Greater China equities and a global perspective. As a UNPRI signatory, the company integrates ESG considerations into its investment philosophy, prioritizing sustainable performance and integrity. They are in a phase of strategic growth, seeking to strengthen their core research capabilities in key sector
- About the Role Our client is a leading regional Securities & Financial Institution with a strong Global Markets presence. They are currently expanding their Fixed Income desk and are looking for a Fixed Income Sales that targets TW Banks, ideally with connections with offshore accounts.Key ResponsibilitiesClient Coverage: Proactively hunt and manage relationships with Taiwanese Financial Institutions, specifically focusing on Offshore Banking Units (OBU),About the Role Our client is a leading regional Securities & Financial Institution with a strong Global Markets presence. They are currently expanding their Fixed Income desk and are looking for a Fixed Income Sales that targets TW Banks, ideally with connections with offshore accounts.Key ResponsibilitiesClient Coverage: Proactively hunt and manage relationships with Taiwanese Financial Institutions, specifically focusing on Offshore Banking Units (OBU),
- about the team.Growing Treasury team within a leading global financial firm, operating at the intersection of trading and funding. Manages high-volume financing activity across systematic and high-touch processes. We function as a critical bridge between internal asset management and market-making teams and outside financial counterparties, providing vital market color and solutions to drive firm-wide performance. We thrive in a fast-paced, intellectuallyabout the team.Growing Treasury team within a leading global financial firm, operating at the intersection of trading and funding. Manages high-volume financing activity across systematic and high-touch processes. We function as a critical bridge between internal asset management and market-making teams and outside financial counterparties, providing vital market color and solutions to drive firm-wide performance. We thrive in a fast-paced, intellectually
