- Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief ComplianceKey ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
- about the company.Our client is a well-established financial institution with a strong footprint in the Asia-Pacific region. Known for its stability and commitment to excellence, the bank offers a comprehensive suite of corporate and retail banking solutions. They are currently seeking a dedicated professional to enhance their operations and customer service delivery in the Hong Kong headquarters.about the team.about the team. You will be joining a collaboabout the company.Our client is a well-established financial institution with a strong footprint in the Asia-Pacific region. Known for its stability and commitment to excellence, the bank offers a comprehensive suite of corporate and retail banking solutions. They are currently seeking a dedicated professional to enhance their operations and customer service delivery in the Hong Kong headquarters.about the team.about the team. You will be joining a collabo
