Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.
Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.
Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.● Provide regular reports and analyses on operational performance to seniormanagement.
Responsibilities● Collaborate with senior management to ensure operational goals align withthe company's mission and objectives.● Develop innovative business models.● Stay updated on relevant regulatory requirements and ensure compliancewith all applicable SFC regulation● Evaluate and improve operational processes to enhance efficiency andstreamline work flows.● Provide regular reports and analyses on operational performance to seniormanagement.
Key Responsibilities• Manage a team of account opening officers, ensuring timely and accurate processing ofnew account requests• Oversee onboarding for retail, corporate, and high-net-worth clients, ensuring fullcompliance with KYC/AML regulations• Collaborate with compliance, front office, and risk teams to resolve documentation andonboarding issues• Conduct training sessions and implement process improvements• Ensure adherence to internal policies, regul
Key Responsibilities• Manage a team of account opening officers, ensuring timely and accurate processing ofnew account requests• Oversee onboarding for retail, corporate, and high-net-worth clients, ensuring fullcompliance with KYC/AML regulations• Collaborate with compliance, front office, and risk teams to resolve documentation andonboarding issues• Conduct training sessions and implement process improvements• Ensure adherence to internal policies, regul
Key ResponsibilitiesRegulatory Compliance: Develop and maintain comprehensive compliance policies and procedures that are in line with SFC and other relevant regulations. SFC Licensing & Regulatory Liaison: Oversee all aspects of SFC licensing for Types 1, 4, and 9 activities. This includes managing new license applications for the firm and its responsible officers, handling inquiries and inspections from the SFC, and ensuring timely reporting. Manager-In
Key ResponsibilitiesRegulatory Compliance: Develop and maintain comprehensive compliance policies and procedures that are in line with SFC and other relevant regulations. SFC Licensing & Regulatory Liaison: Oversee all aspects of SFC licensing for Types 1, 4, and 9 activities. This includes managing new license applications for the firm and its responsible officers, handling inquiries and inspections from the SFC, and ensuring timely reporting. Manager-In
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