- about the job.Act as the primary contact for regulatory bodies, particularly the HKMA and IA, leading responses to on-site examinations and thematic reviews.Oversee the compliance of broker-referral models and distribution channels, ensuring strict adherence to GL25, GL26, and Professional Investor regulations.Provide expert guidance on AML/CTF, enhanced due diligence (EDD), and complex source-of-wealth checks for HNW clients and offshore trusts.Advise senabout the job.Act as the primary contact for regulatory bodies, particularly the HKMA and IA, leading responses to on-site examinations and thematic reviews.Oversee the compliance of broker-referral models and distribution channels, ensuring strict adherence to GL25, GL26, and Professional Investor regulations.Provide expert guidance on AML/CTF, enhanced due diligence (EDD), and complex source-of-wealth checks for HNW clients and offshore trusts.Advise sen
- about the company.he company is a boutique alternative investment management firm based in Hong Kong. It operates primarily as a "fund of hedge funds" (FoHF). Rather than trading stocks or bonds directly, its core expertise lies in scouting, evaluating, and allocating capital to other top-tier hedge funds across both Asian and global markets.Risk Monitoring & ReportingMonitor daily, weekly, and monthly risk exposures across multiple regional and global invabout the company.he company is a boutique alternative investment management firm based in Hong Kong. It operates primarily as a "fund of hedge funds" (FoHF). Rather than trading stocks or bonds directly, its core expertise lies in scouting, evaluating, and allocating capital to other top-tier hedge funds across both Asian and global markets.Risk Monitoring & ReportingMonitor daily, weekly, and monthly risk exposures across multiple regional and global inv
- about the company.A reputable financial institution in Hong Kong, offering comprehensive securities and derivatives trading services. Known for its commitment to regulatory excellence and client satisfaction, the firm provides a dynamic, stable, and highly collaborative environment for financial professionals to grow and thrive in a competitive market.about the team.You will lead a dedicated and professional customer service team, working collaboratively iabout the company.A reputable financial institution in Hong Kong, offering comprehensive securities and derivatives trading services. Known for its commitment to regulatory excellence and client satisfaction, the firm provides a dynamic, stable, and highly collaborative environment for financial professionals to grow and thrive in a competitive market.about the team.You will lead a dedicated and professional customer service team, working collaboratively i
- Join a reputable SFC-licenced corporate finance house in Hong Kong advising on landmark IPO sponsorships and M&A transactions. This role offers hands-on deal exposure, accelerated career progression, and direct mentorship from seasoned dealmakers. Candidates from Big 4 accounting firms or boutique investment banks seeking high deal execution responsibility are encouraged to apply.about the company.Our client is a well-established Hong Kong financial servicJoin a reputable SFC-licenced corporate finance house in Hong Kong advising on landmark IPO sponsorships and M&A transactions. This role offers hands-on deal exposure, accelerated career progression, and direct mentorship from seasoned dealmakers. Candidates from Big 4 accounting firms or boutique investment banks seeking high deal execution responsibility are encouraged to apply.about the company.Our client is a well-established Hong Kong financial servic
