8 Permanent jobs found for you

Act as the Legal lead for all technology related matters including drafting and reviewing commercial agreements regarding software, consultancy, licensing, service contracts etc.Support business units on digital legal related matters including analytics, marketing, sponsorship and media Advise on a full range of commercial legal related and data privacy matters Provide the business with technology related regulatory updates pertaining to AI, cybersecurity,

Job DescriptionRegulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation

Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re

about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC

about the company.A leading international investment bank is seeking a dedicated Legal Counsel to join its dynamic Legal Department in Hong Kong. The successful candidate will be crucial in structuring and documenting complex securities and structured transactions. This role is essential for providing direct legal advice and support to Wealth Management business of the firm.about the job.The role involves the structuring and documentation of securities and

Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You

Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance

Senior Relationship Manager - Private Banking & Wealth Management (Hong Kong)Our client is a premier global universal bank with an unmatched international network across 60+ countries. This role offers an internal "warm" lead machine, allowing you to manage the personal wealth of top corporate clients. If you have 8+ years of experience and SFC Type 1 & 4 licences, join this "One Bank" platform.about the company.Our client is one of the world’s most powerf