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3 Legal Banking & financial services jobs found

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    • permanent
    - Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl
    - Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl
    • permanent
    • HK$60,000 - HK$70,000 per month, + bonus
    about the company. The company is a pioneering Asia-based digital asset custodian established over 5 years ago. It has rapidly become a global leader in the institutional digital asset markets, earning the trust of over 300 asset managers, funds, exchanges, and Web 2 companies. With a proven track record, including over USD 3 billion in assets under custody and a flawless zero-incident history since inception, the organisation provides secure and innovativ
    about the company. The company is a pioneering Asia-based digital asset custodian established over 5 years ago. It has rapidly become a global leader in the institutional digital asset markets, earning the trust of over 300 asset managers, funds, exchanges, and Web 2 companies. With a proven track record, including over USD 3 billion in assets under custody and a flawless zero-incident history since inception, the organisation provides secure and innovativ
    • permanent
    • HK$150,000 - HK$250,000 per month
    About Our ClientOur client is a leading licensed bank incorporated in Hong Kong. With a substantial footprint in the region, they act as a pivotal hub for cross-border banking, bridging capital flows between the international markets. They provide a comprehensive suite of financial services, including corporate banking, investment banking, retail banking, and private banking. Renowned for their strong balance sheet and deep-rooted relationships with major
    About Our ClientOur client is a leading licensed bank incorporated in Hong Kong. With a substantial footprint in the region, they act as a pivotal hub for cross-border banking, bridging capital flows between the international markets. They provide a comprehensive suite of financial services, including corporate banking, investment banking, retail banking, and private banking. Renowned for their strong balance sheet and deep-rooted relationships with major

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