A leading Chinese securities firm in Hong Kong is hiring a Director or Executive Director to lead TMT-focused investment banking mandates. Drive HKEX listings, lead sponsor execution, and shape deal origination. Apply now to advance your career.
about the company.
Our client is a prominent Chinese securities firm with a growing presence in Hong Kong. Renowned for its strong capital markets capabilities, the institution specialises in equity capital markets, corporate finance advisory, and cross-border transactions. They offer a dynamic, client-centric platform committed to expanding their footprint in high-growth technology sectors.
about the team.
You will join a distinguished Investment Banking Division (IBD) leadership team composed of seasoned corporate finance specialists and listing experts. Senior management actively supports deal origination, providing robust resources to capture landmark technology and AI listing mandates.
about the job.
- Act as an HKEX Sponsor Principal to sign off, lead, and oversee Hong Kong IPO mandates, particularly within the artificial intelligence, deep tech, and advanced technology sectors.
- Lead deal origination, client coverage, and pitching activities targeting high-growth mainland China and regional AI enterprises.
- Supervise transaction execution, financial modelling, valuation assessment, and deep-dive legal and financial due diligence.
- Oversee regulatory filings, prospectus documentation, and formal submissions to the HKEX and Securities and Futures Commission (SFC).
- Manage communications and maintain strong working relationships with regulatory bodies, client executive teams, and external professional advisors.
- Provide strategic direction, mentorship, and operational supervision to junior bankers and transaction deal teams.
skills & experience required.
- Degree holder or above in Finance, Accounting, Economics, Computer Science, or a related discipline.
- Currently registered or eligible for approval as an SFC Type 6 Sponsor Principal under the HKEX Listing Rules.
- Minimum of 8 to 10 years' experience in investment banking execution and transaction origination in Hong Kong.
- Proven track record of executing Hong Kong IPOs, with demonstrated exposure to AI, semiconductor, software, or technology sector issuers (e.g., Chapter 18C experience is highly desirable).
- In-depth knowledge of HKEX Listing Rules, SFC Codes, and Mainland China cross-border regulatory frameworks.
- Professional fluency in spoken Mandarin and written Chinese is mandatory to interact with Chinese AI founders and regulatory authorities.
If you are interested in this role, please click 'Apply Now' or send your CV directly to doris.dong@randstad.com.hk.
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