- about the company.Our client is a well-established financial holdings firm with a significant presence in the Asian markets. Known for their robust investment capabilities and commitment to operational excellence, they offer a dynamic environment where employees are encouraged to drive process improvements and collaborate across diverse internal teams to maintain market-leading standards.about the team.You will join a high-performing Operations division thabout the company.Our client is a well-established financial holdings firm with a significant presence in the Asian markets. Known for their robust investment capabilities and commitment to operational excellence, they offer a dynamic environment where employees are encouraged to drive process improvements and collaborate across diverse internal teams to maintain market-leading standards.about the team.You will join a high-performing Operations division th
- about the company.Our client is a prominent financial institution with a strong global footprint, known for its expertise in brokerage and investment banking. They are currently expanding their operations in Hong Kong, particularly within the derivatives and digital asset sectors, offering a dynamic and fast-paced environment for middle-office professionals to excelabout the team.You will join a collaborative and high-performing operations team that pridesabout the company.Our client is a prominent financial institution with a strong global footprint, known for its expertise in brokerage and investment banking. They are currently expanding their operations in Hong Kong, particularly within the derivatives and digital asset sectors, offering a dynamic and fast-paced environment for middle-office professionals to excelabout the team.You will join a collaborative and high-performing operations team that prides
- Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable reInvestment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re
