- This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,
- about the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order floabout the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order flo
- about the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transforabout the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transfor
- about the company.A premier global corporate and investment bank with an extensive international footprint, dedicated to delivering sophisticated financial market solutions to institutional clients and corporations worldwide. about the team.Embedded within the global Market Risk Department, this team functions as part of an integrated global mandate. This regional division covers the Asia market with a primary focus on Equity market activities, ensuring thabout the company.A premier global corporate and investment bank with an extensive international footprint, dedicated to delivering sophisticated financial market solutions to institutional clients and corporations worldwide. about the team.Embedded within the global Market Risk Department, this team functions as part of an integrated global mandate. This regional division covers the Asia market with a primary focus on Equity market activities, ensuring th
- about the company.A prestigious European financial powerhouse with a long-standing heritage, operating an expansive international network that specializes in tailored corporate banking, investment solutions, and commercial lending. The institution prides itself on combining a deeply rooted culture of risk stewardship with agile, client-centric market execution.about the team.You will join a collaborative and high-performing Risk Management department at thabout the company.A prestigious European financial powerhouse with a long-standing heritage, operating an expansive international network that specializes in tailored corporate banking, investment solutions, and commercial lending. The institution prides itself on combining a deeply rooted culture of risk stewardship with agile, client-centric market execution.about the team.You will join a collaborative and high-performing Risk Management department at th
