- Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief ComplianceKey ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
- Our client is a dominant Hong Kong-listed financial powerhouse and the strategic international arm of a leading Mainland securities group. Following a significant capital expansion in 2026, they are seeking an Institutional Sales expert to leverage their massive Mainland liquidity, elite IPO access, and market-leading research to drive secondary market growth and client acquisition.about the company.Our client is a premier "Red Chip" financial institutionOur client is a dominant Hong Kong-listed financial powerhouse and the strategic international arm of a leading Mainland securities group. Following a significant capital expansion in 2026, they are seeking an Institutional Sales expert to leverage their massive Mainland liquidity, elite IPO access, and market-leading research to drive secondary market growth and client acquisition.about the company.Our client is a premier "Red Chip" financial institution
- about the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progressionabout the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progression
