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1 job found for Compliance officer in Hong Kong

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  • head of compliance, us securities brokerage

    • permanent
    • HK$90,000 - HK$130,000 per month
    about the companyOur client is one of the leading US Securities Brokerage. Strong presence in Asia and expanding it’s business in Hong Kong. They are looking for a Head of Compliance to join.about the jobPerform the role of Chief Compliance Officer (CCO) and reports to the HK Management and Board of Directors (BOD)Acts as a Compliance SME and providing Compliance advice, guidance, and driving initiatives/projects, as well as reporting any critical complian
    posted 20 october 2023
    about the companyOur client is one of the leading US Securities Brokerage. Strong presence in Asia and expanding it’s business in Hong Kong. They are looking for a Head of Compliance to join.about the jobPerform the role of Chief Compliance Officer (CCO) and reports to the HK Management and Board of Directors (BOD)Acts as a Compliance SME and providing Compliance advice, guidance, and driving initiatives/projects, as well as reporting any critical complian
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