Junior Regulatory Lawyer - Financial Services Regulation & SFC Compliance (Hong Kong)
An established law firm is seeking a Junior Regulatory Lawyer (NQ-2 PQE) to join its leading dispute resolution and regulatory practice in Hong Kong. Reporting directly to a highly respected Senior Partner, this role offers exceptional exposure to complex financial services investigations, SFC regulatory compliance, and advisory matters.
about the company.
Our client is an independent law firm in Hong Kong recognized for its deep regional expertise and full-service capabilities. Advising international financial institutions, corporations, and licensed entities, the firm is widely respected for delivering pragmatic, top-tier legal advice across commercial disputes, financial regulation, and contentious regulatory proceedings.
about the team.
The regulatory team works alongside market-leading partners handling high-profile investigations and compliance matters. Known for its lean structure and supportive environment, the practice offers associates direct partner mentorship, early client exposure, and clear professional development pathways within Hong Kong's financial legal sector.
about the job.
- Assist in advising financial institutions, brokerages, and corporate clients on SFC and HKMA regulatory compliance.
- Support partners on contentious regulatory matters, including SFC investigations, enquiries, and disciplinary proceedings.
- Draft and review regulatory policies, client disclosures, licensing applications, and compliance documentation.
- Conduct legal research on emerging financial regulations, fintech standards, and enforcement trends.
- Report directly to the leading Regulatory Partner while collaborating closely with team members across broader commercial matters.
skills & experience required.
- Admitted (or soon to be admitted) as a solicitor in Hong Kong (NQ to 2 years PQE).
- Open to 2026 Qualifying Trainees completing their training contracts with strong regulatory or litigation seats.
- Prior experience or a strong demonstrated interest in financial services regulation, SFC compliance, or contentious regulatory work.
- Excellent analytical, drafting, and communication skills in English.
- Professional fluency in written and spoken Chinese (Cantonese and/or Mandarin) is advantageous.
If you are interested in this role, please click 'Apply Now' or send your CV directly to Jamie.milne@randstad.com.hk.
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