Job opening - Senior KYC Officer, Securities Firm in Hong Kong | Randstad Hong Kong

summary

hong kong
permanent
full-time

specialism
banking & financial services
sub specialism
compliance, risk & governance
reference number
91M0249573_6923385148573012017

job details

Our client is an inernational securities firm.

...

Responsibilities:

Spearheaded end-to-end KYC and Client Due Diligence processes for the onboarding of Corporate and Institutional clients, ensuring meticulous data input and adherence to regulatory standards.
Led and executed AML periodic reviews, including comprehensive annual reviews for high-risk clients and biennial reviews, proactively identifying and mitigating potential risks.
Proactively reviewed, updated, and maintained the Client Due Diligence policy, ensuring alignment with evolving regulatory requirements and industry best practices.
Managed the seamless opening of counterparty accounts and efficiently addressed subsequent KYC review requests, maintaining strong inter-institutional relationships.
Championed workflow optimization initiatives, identifying bottlenecks and proposing system enhancement requirements to improve efficiency and accuracy.
Collaborated effectively with Sales, Compliance, Internal Audit, and other Operations departments to ensure smooth client onboarding, efficient periodic reviews, and timely completion of ad hoc assignments.

Requirements:

Minimum 3 years of demonstrable experience in Corporate and Institutional client onboarding and/or periodic review within securities firms. Candidates with less relevant experience will be considered for an Officer position.
Comprehensive knowledge of KYC and AML regulations and procedures, including proficiency in utilizing World-Check One for enhanced due diligence.
Exceptional verbal and written communication skills in English, Cantonese, and Mandarin, facilitating effective interaction with diverse stakeholders.
Proven ability to work independently with maturity, strong self-motivation, and excellent organizational skills.

Interested candidates are invited to apply or submit their resume to Jessie at jessie.ji@randstad.com.hk.

show more

Our client is an inernational securities firm.

Responsibilities:

Spearheaded end-to-end KYC and Client Due Diligence processes for the onboarding of Corporate and Institutional clients, ensuring meticulous data input and adherence to regulatory standards.
Led and executed AML periodic reviews, including comprehensive annual reviews for high-risk clients and biennial reviews, proactively identifying and mitigating potential risks.
Proactively reviewed, updated, and maintained the Client Due Diligence policy, ensuring alignment with evolving regulatory requirements and industry best practices.
Managed the seamless opening of counterparty accounts and efficiently addressed subsequent KYC review requests, maintaining strong inter-institutional relationships.
Championed workflow optimization initiatives, identifying bottlenecks and proposing system enhancement requirements to improve efficiency and accuracy.
Collaborated effectively with Sales, Compliance, Internal Audit, and other Operations departments to ensure smooth client onboarding, efficient periodic reviews, and timely completion of ad hoc assignments.

...

Requirements:

Minimum 3 years of demonstrable experience in Corporate and Institutional client onboarding and/or periodic review within securities firms. Candidates with less relevant experience will be considered for an Officer position.
Comprehensive knowledge of KYC and AML regulations and procedures, including proficiency in utilizing World-Check One for enhanced due diligence.
Exceptional verbal and written communication skills in English, Cantonese, and Mandarin, facilitating effective interaction with diverse stakeholders.
Proven ability to work independently with maturity, strong self-motivation, and excellent organizational skills.

Interested candidates are invited to apply or submit their resume to Jessie at jessie.ji@randstad.com.hk.

show more

experience
3 years
skills
no additional skills required
qualifications
no additional qualifications required
education
Bachelor Degree

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JJ

jessie ji

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