64 Permanent jobs found for you

AVP, Regulatory ComplianceJoin a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. About the job.Monitor, interpret, and analyze updates on banking regulation

An exciting opportunity has arisen for an Assistant Manager (Operations Management) to join a reputable corporate bank in Hong Kong. You will monitor daily operational transactions, prepare critical departmental reports (KPI/KRI), and ensure robust alignment with HKMA regulatory guidelines. This is an ideal path for a banking operations professional seeking career progression. about the company.Our client is a well-established international corporate banki

about the company.A leading international investment bank is seeking a dedicated Legal Counsel to join its dynamic Legal Department in Hong Kong. The successful candidate will be crucial in structuring and documenting complex securities and structured transactions. This role is essential for providing direct legal advice and support to Wealth Management business of the firm.about the job.The role involves the structuring and documentation of securities and

about the company.Our client is a well-established international corporate banking group with a strong footprint across the Asia-Pacific region. Renowned for its stable growth, comprehensive financial services, and commitment to regulatory excellence, the bank provides a secure and dynamic environment for compliance professionals looking to build long-term careers in financial crime compliance.about the team.You will join a collaborative, fast-paced, and h

This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region.About the team.You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the

Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You

Job DescriptionRegulatory Alignment: Guarantee that all firm-wide business operations strictly adhere to the governing rules and mandates of the SFC and other relevant licensing authorities.Strategic Advisory: Serve as the primary compliance advisor to senior management and internal business units, providing expert guidance on evolving regulatory issues.KYC & AML Governance: Direct the firm’s KYC and AML frameworks, ensuring robust control implementation

Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re

AVP, Regulatory Compliance Join a well-established commercial bank with a strong heritage in Hong Kong. As a Regulatory Compliance AVP, you will manage compliance risk, interpret regulatory updates from the HKMA, and implement robust policies across commercial and retail banking streams. Accelerate your career in a supportive, highly collaborative, and compliance-driven environment. about the job.Monitor, interpret, and analyze updates on banking regulatio

Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance

Manager - Technical Accounting and PolicyAn exciting opportunity has arisen for a high-calibre CPA to join a organisation in Hong Kong. As a Manager within the team, you will drive and develop policies audit and virtual assets to shape a future-ready accounting profession.about the company.Our client is a prominent, independent organisation in Hong Kong. They play a pivotal role in maintaining professional standardsabout the team.The successful candidate w

about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and

about the team.You will lead a dynamic, collaborative, and fast-paced frontline operations team dedicated to delivering top-tier service. The team thrives on clear communication, mutual support, and a shared goal of operational efficiency. Backed by senior operations management, this group values proactive problem-solving and fosters an inclusive environment focused on continuous professional development.about the job.Oversee daily operations of the assign

about the company.Our clients are leading, globally recognized financial institutions with extensive footprints across Asia and the US. Regarded as premier financial bridges within the commercial banking and brokerage sectors, they boast a reputation for sustained growth, enterprise, and absolute integrity. They offer a collaborative, multicultural environment dedicated to expanding employee potential and career advancement. about the team.You will join an

about the team.You will lead a dynamic, collaborative, and fast-paced frontline operations team dedicated to delivering top-tier service. The team thrives on clear communication, mutual support, and a shared goal of operational efficiency. Backed by senior operations management, this group values proactive problem-solving and fosters an inclusive environment focused on continuous professional development.about the job.Oversee daily operations of the assign

Handle all Corporate Governance related matters including creating and implementing frameworksPartner with IT and other teams to handle data governance policies including data privacy issuesAdvise senior stakeholders on governance, compliance and risk related mattersOversee various committee meetings including preparing, organising and taking minutesAssist with developing corporate policies relating to ESG integration and regulatory matters skills & exp

about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC

about the company.Join an elite, top-tier Chinese law firm, recognised for their M&A and antitrust practices. about the job.- Take ownership of drafting, reviewing, and organising merger control filings and antitrust compliance reviews for major cross-border transactions.- Serve as the primary legal contact for a portfolio of European and US companies, and global trading enterprises.- Work closely alongside top-ranked practice partners on regulatory cases,

about the company.Join a premier, globally-oriented investment bank as they aggressively expand their international footprint. We are seeking a Legal Counsel to serve as a pivotal advisor on cross-border operations and regulatory strategy. This role offers high-level exposure, reporting directly to senior management on the evolution of the firm’s global presence.about the job.Facilitate international growth by drafting complex documentation, reviewing mult

Senior Associate (6-8 PQE) Corporate - M&A & Private Equity (Hong Kong)Are you a seasoned corporate lawyer ready to lead complex, multi-jurisdictional transactions? A world-renowned global law firm is looking for a Senior Associate to join its high-performing M&A practice in Hong Kong. This role offers the opportunity to drive significant mandates for Fortune 500 companies and leading private equity houses within a sophisticated, international platform.abo

This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,

about the company.The company is a premier Asia-focused investment bank that provides corporate and institutional clients with unparalleled access and expertise across Japan and Asia. Backed by a parent group that stands as one of the world's largest financial institutions, the firm combines a powerful global presence with unique local market insights. Committed to strategic growth and regional expansion, the organization fosters a vibrant, inclusive, and

about the companyOur client is a major play in Hong Kong's equity and futures brokerage markets, they are currently looking for a Legal Counsel to join their well-resourced team in Hong Kong and support their expanding business. about the job.Draft, negotiate, and review comprehensive legal documentation for OTC derivatives, structured products, debt financing, and syndicated loan transactions.Evaluate legal risks associated with Debt Capital Markets and s

about the company.Our client is a respected international financial institution with a long-standing history of providing premium banking services globally. Committed to digital transformation and rigorous regulatory compliance, they offer a stable, collaborative, and professional environment for technology experts to develop their careers within the banking sector.about the job.Execute IT policies and standards across infrastructure and cloud operations w

Senior Accounting Officer (Securities/FRR/Full Set)Take full ownership of the finance function at an established boutique securities firm. As a Senior Accounting Officer in a standalone capacity, you will manage the end-to-end accounting cycle, from daily bookkeeping to the preparation of SFC FRR regulatory returns. This role is ideal for a versatile finance professional who enjoys autonomy and seeks a stable, comprehensive "one-man-band" position.about th

about the job.As an Underwriting Manager, you will:Monitor and manage daily life insurance underwriting processes and new business operations to ensure full compliance with company operational rules.Underwrite large cases and complex new business applications within agreed turnaround times.Build and maintain long-lasting, cooperative partnerships with the agency channel, providing same-day feedback and solutions to District Directors.Analyse enquiry patter

Join a leading financial holdings group as a Settlement VP, where you will spearhead daily operations across Hong Kong, China Connect, and global markets. This role is pivotal in managing CCASS/DCASS and the new FINI platform while leading system optimisation projects. Perfect for a technical expert with 5+ years in securities settlement. about the company.Our client is a prominent financial services firm with a robust presence in the Hong Kong and mainlan

about the company.Our client is a rapidly expanding Multi-Family Office (MFO) and External Asset Manager (EAM) with a strong footprint in Hong Kong. They cater exclusively to ultra-high-net-worth (UHNW) families, providing bespoke investment solutions, cross-border wealth preservation structures, and institutional-grade asset management services marked by discretion, innovation, and long-term partnership.about the team.The investment team consists of seaso

about the company.Our client is a highly prestigious, tier-1 financial services group with a powerful global network and a deeply rooted presence in Hong Kong. Serving as the central hub for their international business segments, the firm connects global capital with mainland markets through investment banking, corporate banking, and wealth management channels. They offer a stable, highly capital-backed, and sophisticated platform that champions corporate

Role Overview:You will oversee life insurance applications, ensuring accuracy and regulatory compliance while partnering with Underwriting and Distribution teams. This role is vital for streamlining the application process for HNW clients in the dynamic Hong Kong insurance market.about the job.Review and preview incoming life insurance applications to ensure total completeness and accuracy.Coordinate closely with Underwriting and Distribution teams to obta