- JOB DESCRIPTION:*Analyse unusual account activity to detect potential money laundering or financial misconduct and draft Suspicious Transaction Reports (STRs).* Build, launch, and refine our internal monitoring tools to enhance detection capabilities* Identify emerging fraud and AML threats, ensuring corrective actions align with regulations * Keep the team’s internal guidelines, manuals, and operational policies sharp and up to dateQUALIFICATIONS* BacheloJOB DESCRIPTION:*Analyse unusual account activity to detect potential money laundering or financial misconduct and draft Suspicious Transaction Reports (STRs).* Build, launch, and refine our internal monitoring tools to enhance detection capabilities* Identify emerging fraud and AML threats, ensuring corrective actions align with regulations * Keep the team’s internal guidelines, manuals, and operational policies sharp and up to dateQUALIFICATIONS* Bachelo
- Investment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable reInvestment & Insurance Advisory: Provide compliance guidance on investment and insurance products while maintaining and reviewing relevant compliance manuals.Licensing & CPD Management: Oversee all registration and licensing processes for HKMA and the Insurance Authority (IA), including the continuous monitoring of CPT and CPD requirements.Compliance Monitoring: Conduct regular compliance reviews, draft detailed monitoring reports, and offer actionable re
- Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.YouResponsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You
- Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief ComplianceKey ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
- about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYCabout the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC
- about the company.Our client is a well-established international banking group with a significant presence in the Hong Kong retail market. Known for its stability and commitment to digital transformation, the bank offers a collaborative environment where employees are encouraged to streamline processes and contribute to large-scale system enhancement initiatives.about the team.You will lead a dedicated team within the Loans Administration Department. The tabout the company.Our client is a well-established international banking group with a significant presence in the Hong Kong retail market. Known for its stability and commitment to digital transformation, the bank offers a collaborative environment where employees are encouraged to streamline processes and contribute to large-scale system enhancement initiatives.about the team.You will lead a dedicated team within the Loans Administration Department. The t
- about the company.Provides tailored investment solutions for ultra-high-net-worth families across Asia. As a leading independent wealth manager in Asia, was established to bring over 90 years of expertise to Asia’s wealth landscape. Offers comprehensive multi-family office services, focusing on bespoke investment strategies to match long-term goals, risk preferences, and unique financial structures.about the job.Assist relationship managers in implementingabout the company.Provides tailored investment solutions for ultra-high-net-worth families across Asia. As a leading independent wealth manager in Asia, was established to bring over 90 years of expertise to Asia’s wealth landscape. Offers comprehensive multi-family office services, focusing on bespoke investment strategies to match long-term goals, risk preferences, and unique financial structures.about the job.Assist relationship managers in implementing
- About the CompanyOur client is a prominent player in the Hong Kong financial landscape, specialising in Local Loan and Credit Card products. They pride themselves on being at the forefront of the digital marketing space, consistently outperforming traditional competitors through agile strategies and a customer-centric approach. About the TeamYou will lead a dynamic and multi-disciplinary department of 10+ subordinates. The team structure includes dedicatedAbout the CompanyOur client is a prominent player in the Hong Kong financial landscape, specialising in Local Loan and Credit Card products. They pride themselves on being at the forefront of the digital marketing space, consistently outperforming traditional competitors through agile strategies and a customer-centric approach. About the TeamYou will lead a dynamic and multi-disciplinary department of 10+ subordinates. The team structure includes dedicated
- About the CompanyOur client is a prominent player in the Hong Kong financial landscape, specialising in Local Loan and Credit Card products. They pride themselves on being at the forefront of the digital marketing space, consistently outperforming traditional competitors through agile strategies and a customer-centric approach. About the TeamYou will lead a dynamic and multi-disciplinary department of 10+ subordinates. The team structure includes dedicatedAbout the CompanyOur client is a prominent player in the Hong Kong financial landscape, specialising in Local Loan and Credit Card products. They pride themselves on being at the forefront of the digital marketing space, consistently outperforming traditional competitors through agile strategies and a customer-centric approach. About the TeamYou will lead a dynamic and multi-disciplinary department of 10+ subordinates. The team structure includes dedicated
