- about the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory comabout the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory com
- about the company.A premier global corporate and investment bank with an extensive international footprint, dedicated to delivering sophisticated financial market solutions to institutional clients and corporations worldwide. about the team.Embedded within the global Market Risk Department, this team functions as part of an integrated global mandate. This regional division covers the Asia market with a primary focus on Equity market activities, ensuring thabout the company.A premier global corporate and investment bank with an extensive international footprint, dedicated to delivering sophisticated financial market solutions to institutional clients and corporations worldwide. about the team.Embedded within the global Market Risk Department, this team functions as part of an integrated global mandate. This regional division covers the Asia market with a primary focus on Equity market activities, ensuring th
- This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,
- Our client is a highly prominent, technology-driven financial institution in Hong Kong holding SFC-regulated licenses. Known for delivering comprehensive online brokerage, wealth management, and innovative fintech solutions, they combine a dynamic workplace culture with solid financial standing. They offer a capital-backed, fast-paced platform where finance professionals can gain broad operational exposure and accelerate their professional development.abouOur client is a highly prominent, technology-driven financial institution in Hong Kong holding SFC-regulated licenses. Known for delivering comprehensive online brokerage, wealth management, and innovative fintech solutions, they combine a dynamic workplace culture with solid financial standing. They offer a capital-backed, fast-paced platform where finance professionals can gain broad operational exposure and accelerate their professional development.abou
- About the OpportunityWe are currently representing a top-tier international Private Bank seeking an exceptional Assistant Relationship Manager to join one of the most successful and highly structured desks in the region. You will be supporting a very seasoned, high-producing Relationship Manager who already has an established team of two dedicated ARMs. Due to exceptional business growth, the RM is looking to add a third professional to the team.About theAbout the OpportunityWe are currently representing a top-tier international Private Bank seeking an exceptional Assistant Relationship Manager to join one of the most successful and highly structured desks in the region. You will be supporting a very seasoned, high-producing Relationship Manager who already has an established team of two dedicated ARMs. Due to exceptional business growth, the RM is looking to add a third professional to the team.About the
- about the company.Our client is a premier, top-tier global asset management firm with an extensive international footprint and a leading presence in the Hong Kong financial hub. Leveraging decades of sophisticated market expertise, the firm is renowned for delivering exclusive investment returns by deploying both fundamental and systematic trading strategies across diverse asset classes and global geographies.about the team.As part of this vibrant departmabout the company.Our client is a premier, top-tier global asset management firm with an extensive international footprint and a leading presence in the Hong Kong financial hub. Leveraging decades of sophisticated market expertise, the firm is renowned for delivering exclusive investment returns by deploying both fundamental and systematic trading strategies across diverse asset classes and global geographies.about the team.As part of this vibrant departm
- about the company.Our client is a premier, top-tier global asset management firm with an extensive international footprint and a leading presence in the Hong Kong financial hub. Leveraging decades of sophisticated market expertise, the firm is renowned for delivering exclusive investment returns by deploying both fundamental and systematic trading strategies across diverse asset classes and global geographies.about the team.As part of this vibrant departmabout the company.Our client is a premier, top-tier global asset management firm with an extensive international footprint and a leading presence in the Hong Kong financial hub. Leveraging decades of sophisticated market expertise, the firm is renowned for delivering exclusive investment returns by deploying both fundamental and systematic trading strategies across diverse asset classes and global geographies.about the team.As part of this vibrant departm
- about the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transforabout the company.Our client is a premier, HKEX-listed asset management firm and a pioneer of value investing in the Asia-Pacific region. Managing approximately $7 billion USD in assets, the firm operates a high-performing team of 150 professionals across strategic hubs in Hong Kong, Shanghai, and Singapore. Renowned for its institutional-grade operational excellence and cross-border investment capabilities, the company is actively driving digital transfor
- about the company.Our client is a premier global investment management firm dedicated to helping investors build better financial futures. With an extensive international footprint, the company delivers world-class financial services, fund operations, and innovative investment solutions across diverse global markets.about the job.Leading the end-to-end execution of fund launches, corporate events, market setups, and documentation reviews across internationabout the company.Our client is a premier global investment management firm dedicated to helping investors build better financial futures. With an extensive international footprint, the company delivers world-class financial services, fund operations, and innovative investment solutions across diverse global markets.about the job.Leading the end-to-end execution of fund launches, corporate events, market setups, and documentation reviews across internation
- Our client, a leading international private bank, is seeking a meticulous Contract Operations Officer to join their Wealth Management Operations & IT Department. Operating within Hong Kong’s dynamic financial hub, you will oversee essential KYC / AML screening, customer data maintenance, and account opening processes in compliance with local HKMA regulations. This 6-month contract role offers excellent exposure to private banking operations and wealth manaOur client, a leading international private bank, is seeking a meticulous Contract Operations Officer to join their Wealth Management Operations & IT Department. Operating within Hong Kong’s dynamic financial hub, you will oversee essential KYC / AML screening, customer data maintenance, and account opening processes in compliance with local HKMA regulations. This 6-month contract role offers excellent exposure to private banking operations and wealth mana
- An established international financial institution is seeking an experienced Senior Dealer / Dealer to join their expanding Global Markets Team in Hong Kong. This role focuses on executing foreign securities and global futures trade orders with high accuracy while delivering exceptional client service, operating under a valid SFC RA1 and RA2 licensing framework.about the company.Our client is a highly respected global financial services institution with aAn established international financial institution is seeking an experienced Senior Dealer / Dealer to join their expanding Global Markets Team in Hong Kong. This role focuses on executing foreign securities and global futures trade orders with high accuracy while delivering exceptional client service, operating under a valid SFC RA1 and RA2 licensing framework.about the company.Our client is a highly respected global financial services institution with a
