- • Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:• Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:
- Key ResponsibilitiesRegulatory Compliance: Develop and maintain comprehensive compliance policies and procedures that are in line with SFC and other relevant regulations. SFC Licensing & Regulatory Liaison: Oversee all aspects of SFC licensing for Types 1, 4, and 9 activities. This includes managing new license applications for the firm and its responsible officers, handling inquiries and inspections from the SFC, and ensuring timely reporting. Manager-InKey ResponsibilitiesRegulatory Compliance: Develop and maintain comprehensive compliance policies and procedures that are in line with SFC and other relevant regulations. SFC Licensing & Regulatory Liaison: Oversee all aspects of SFC licensing for Types 1, 4, and 9 activities. This includes managing new license applications for the firm and its responsible officers, handling inquiries and inspections from the SFC, and ensuring timely reporting. Manager-In
- COMPANY DESCRIPTIONA forward thinking pharmaceutical company dedicated to advancing human health through research and innovation.JOB DUTIES* draft, review and negotiate various legal documents including various agreements and NDA's, sales orders, IP, etc.* providing legal advisory on relevant regulation and laws * work closely with internal/ external stakeholders to manage IP and licensing matters* provide oversight on risk management QUALIFICATIONS* BacheCOMPANY DESCRIPTIONA forward thinking pharmaceutical company dedicated to advancing human health through research and innovation.JOB DUTIES* draft, review and negotiate various legal documents including various agreements and NDA's, sales orders, IP, etc.* providing legal advisory on relevant regulation and laws * work closely with internal/ external stakeholders to manage IP and licensing matters* provide oversight on risk management QUALIFICATIONS* Bache
- about the company.A leading financial services firm is seeking a skilled financial regulatory lawyer to join their dedicated legal team in a key advisory role. The successful candidate will provide essential legal counsel to various internal departments and management, supporting the company's day-to-day operations and strategic initiatives. This position offers the opportunity to work within a small, collaborative team and handle a diverse range of legalabout the company.A leading financial services firm is seeking a skilled financial regulatory lawyer to join their dedicated legal team in a key advisory role. The successful candidate will provide essential legal counsel to various internal departments and management, supporting the company's day-to-day operations and strategic initiatives. This position offers the opportunity to work within a small, collaborative team and handle a diverse range of legal
