- about the companyOur client is a major play in Hong Kong's equity and futures brokerage markets, they are currently looking for a Legal Counsel to join their well-resourced team in Hong Kong and support their expanding business. about the job.Draft, negotiate, and review comprehensive legal documentation for OTC derivatives, structured products, debt financing, and syndicated loan transactions.Evaluate legal risks associated with Debt Capital Markets and sabout the companyOur client is a major play in Hong Kong's equity and futures brokerage markets, they are currently looking for a Legal Counsel to join their well-resourced team in Hong Kong and support their expanding business. about the job.Draft, negotiate, and review comprehensive legal documentation for OTC derivatives, structured products, debt financing, and syndicated loan transactions.Evaluate legal risks associated with Debt Capital Markets and s
- about the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progressionabout the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progression
- Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief ComplianceKey ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
- Our client is a dominant Hong Kong-listed financial powerhouse and the strategic international arm of a leading Mainland securities group. Following a significant capital expansion in 2026, they are seeking an Institutional Sales expert to leverage their massive Mainland liquidity, elite IPO access, and market-leading research to drive secondary market growth and client acquisition.about the company.Our client is a premier "Red Chip" financial institutionOur client is a dominant Hong Kong-listed financial powerhouse and the strategic international arm of a leading Mainland securities group. Following a significant capital expansion in 2026, they are seeking an Institutional Sales expert to leverage their massive Mainland liquidity, elite IPO access, and market-leading research to drive secondary market growth and client acquisition.about the company.Our client is a premier "Red Chip" financial institution
- about the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progressionabout the company.Our client is a highly prominent, tier-1 Chinese commercial banking group with a massive global footprint and an expansive treasury operation in Hong Kong. Known for their dominant market share in corporate and investment banking, they combine a rich institutional heritage with modern, complex trading activities. They offer a stable, capital-backed, and highly prestigious platform that provides employees with structured career progression
