Page 2 - 104 jobs found for Compliance

about the company.The client is a rapidly growing, licensed financial group headquartered in Shanghai with a strategic, expanding presence in Hong Kong. Led by a team of senior professionals with deep investment banking expertise, the firm operates as an SFC-licensed corporation holding Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) regulated activities.The firm primarily serves institutional and high-net-wor

Associate, Finance - Leading Chinese Securities Firm (Open to Big 4)about the company.Our client is a dominant player in the Chinese securities market with a rapidly expanding international hub in Hong Kong. They provide a comprehensive suite of services, including investment banking, wealth management, and institutional brokerage. The firm is known for its entrepreneurial spirit and offers a professional environment where high-potential individuals are gi

Join a leading international financial institution in Hong Kong as an Entry-Level Bank Teller. This exciting opportunity offers a gateway into retail banking, where you will manage counter transactions and ensure exceptional customer service. Build your banking career within a supportive environment that values compliance, professional growth, and operational excellence.about the company.Our client is a well-established international bank with a strong and

about the company.Our client is an established boutique financial services firm in Hong Kong, specializing in securities brokerage, wealth management, and corporate finance advisory. They maintain an agile, highly entrepreneurial, and professional operating environment. Unlike massive tier-1 institutions where roles are highly siloed, this firm offers a flat structure where you will gain comprehensive exposure to the firm's entire financial lifecycle and w

about the company.Our client is an established, growth-oriented financial services group in Hong Kong holding SFC Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) regulated licenses. They offer a dynamic, entrepreneurial, and highly professional operating environment. Unlike large legacy institutions where duties are strictly siloed, this firm offers a flat structure where you will gain comprehensive exposure across the firm's financial l

Digital Transformation Director (Up to 1.6M HKD) Join a market-leading organisation at the forefront of innovation. As the Digital Transformation Director, you will spearhead large-scale change initiatives, leveraging emerging technologies and AI to drive operational excellence. This role is designed for a visionary leader who balances rapid digital adoption with rigorous governance and compliance standards. Based in Hong Kong, you will act as a bridge bet

about the company.Our client is a prominent global organization with massive regional operations. They are looking for a skilled Total Rewards Manager to take ownership of their corporate rewards and incentives frameworkabout the team.about the job.In this role, you will design and oversee international rewards programs, standardize regional pay policies, and act as the main internal consultant for business leaders across their different entities.skills &

about the company.Our client is a well-known corporation specialized in everyday consumer product.about the job.Manage financial and management reporting, budgeting, tax compliance, and daily accounting operations.Prepare financial simulations and scenario analyses to support strategic business decisions.Provide financial advice and implement operational requirements to drive business improvement.Enhance reporting systems to better support operational and

about the company.A household name in the retail and hospitality sector is seeking an analytical and forward-thinking HR leader to spearhead their Compensation & Benefits Operations and drive a major digital workflow transformation.about the team.Reporting directly to the Head of Rewards, you will oversee an established team of payroll and C&B operations. You will bridge the gap between traditional rewards governance and modern people analytics, using adva

Our client, a distinguished private bank and wealth management institution, is seeking a meticulous Wealth Management Operations Officer (6-Month Contract) to join their Wealth Management Operations & Private Banking Department in Hong Kong. In this role, you will provide vital clerical and operational support, managing KYC / CDD reviews, account opening procedures, and remittance verification in compliance with local regulations. This opportunity is ideal

about the company.Our client is a pioneering public organisation dedicated to promoting the development of advanced medical technologies and clinical research in Hong Kong. By integrating clinical services, research, and talent cultivation, the organisation aims to enhance patient care and foster innovation within the local healthcare and scientific ecosystem.about the job.Managing the procurement function in accordance with established procurement guideli

Engineering Lead – Cloud & Platformsabout the company.Headquartered at one of Asia’s busiest international transit hubs, this premier network airline serves as the de facto flag carrier for a major global financial center in Far East Asia.about the team.You will be leading a sizeable team with around 5 people in Hong Kong.about the job.Resilient Infrastructure: Engineer and operate secure, highly available, and resilient cloud and on-premises platform serv

about the company.Our client is a highly prominent, leading independent Asian asset management firm with a powerful regional investment footprint and a deeply rooted presence in Hong Kong. Renowned for their award-winning value investing strategies across equities, fixed income, and alternative asset classes, they combine a sophisticated buy-side heritage with a dynamic operating environment. They offer a stable, capital-backed platform that values strong

An exceptional opportunity has arisen for an experienced banking professional to join a leading regional bank in Southeast Asia as a Customer Service Manager. Based in Hong Kong, you will lead branch operations, oversee KYC processes, and manage a dedicated team to deliver premium service to high-net-worth clients.about the company.Our client is one of the largest regional banks in Southeast Asia and a market leader in corporate and business banking. With

about the job.Oversee end-to-end life policy administration and servicing, ensuring accuracy, completeness, and full compliance with internal standards and regulatory requirements.Lead, supervise, and mentor the policy administration team, managing daily operations, setting targets, and conducting regular performance reviews.Manage policy adjustments and administration for Investment-Linked Assurance Schemes (ILAS) and provide fund administration support f

Head of IT (ERP System)about the company.Our client is a leading global publisher of illustrated non-fiction books, originally founded in the mid-1970s. Well-known for its visually rich, informative, and engaging publications, our client produces a diverse portfolio ranging from highly successful children's book series to adult lifestyle, art, and hobby guides across various creative imprints.about the team.You will be leading a sizeable team with around 5

about the company.Our client is a highly prominent, top-tier Chinese securities firm with an expansive international footprint and a dominant capital markets presence in Hong Kong. They offer a comprehensive suite of financial services including institutional brokerage, investment banking, asset management, and wealth management. Known for their rapid cross-border growth and massive market liquidity, they provide a stable, sophisticated, and highly capita

about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f

An exciting opportunity has arisen for a Senior Settlement Officer to join a leading global digital asset financial services group in Hong Kong. You will spearhead US equities and options clearing, managing settlement processes across DTC, NSCC, and OCC frameworks. This role offers strong career growth within a fast-paced, institutional fintech environment.about the company.Our client is a premier global digital asset financial services and infrastructure

about the company.Our client is a highly respected, rapidly expanding top teir internation bank with a strong footprint in Hong Kong. Known for their premier client service and comprehensive product suite, they provide a stable and prestigious platform for financial professionals to thrive. They commit to long-term career development and offer an outstanding transition program for premier bankers.about the team.You will join a dynamic, collaborative, and h

about the company.Our client is a market-leading, HK-listed Group with a multi-decade heritage in the consumer essentials sector. Currently undergoing a strategic expansion of their product portfolio and regional footprint, the Group is transitioning into a high-growth phase to further diversify its FMCG capabilities.about the team.You will join a collaborative and proactive HR team that acts as a core business pillar. The culture is results-oriented and s

about the company.One of the leading, premier, independent asset management firm dedicated to providing bespoke wealth preservation, global asset allocation, and alternative investment solutions. We cater to ultra-high-net-worth individuals (UHNWIs), multi-generational families, and institutional investors. We combine a institutional-grade investment platform with an entrepreneurial, agile culture, allowing our partners to deliver truly conflict-free, clie

about the company.a highly respected, market-leading international law firm boasting a massive footprint across the Asia-Pacific region and global financial hubs. Known for navigating high-stakes commercial disputes and landmark cross-border transactions, they provide an exceptionally stable, prestigious, and corporate platform for professionals to excel.about the team.a high-caliber regional Marketing & Business Development (M&BD) team where events are vi

Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou

Senior Financial Controller - Conglomerate (Hong Kong)An established multi-strategy conglomerate and family office is seeking a Senior Financial Controller in Hong Kong. This pivotal role oversees strategic financial operations, investment holding entities, and regulatory reporting. The successful candidate will leverage their CPA qualification and Big 4 background to drive corporate governance, tax planning, and portfolio optimisation.about the company.Ou

A prominent financial services institution in Hong Kong is seeking a skilled Senior DevOps Engineer. The successful candidate will oversee resilient container platforms, drive continuous deployment automation, and elevate infrastructure reliability. This position offers an excellent opportunity to pioneer GitOps methodologies and robust OpenShift platform security within a dynamic corporate environment.about the company.Our client is a prominent, well-repu

about the job.Settle and handle Personal Lines claims (specifically home and travel claims) effectively and efficiently in accordance with company philosophy, strategies, and policy terms.Set and monitor reserves adequately and timely, ensuring strict adherence to laid-down authority levels and compliance guidelines.Comply with claims instructions, deliver high-quality work, and maintain procedures throughout the claims handling process.Support the manager

about the company.Our client is a highly prominent, tech-driven financial services institution in Hong Kong holding SFC-regulated licenses. Renowned for providing comprehensive online brokerage, wealth management, and capital markets solutions, they combine a fast-paced fintech culture with a solid financial standing. They offer a dynamic, capital-backed platform where finance professionals can drive operational enhancement and enjoy structured pathways to

Financial Controller - Group Reporting, MNCA premier company in Hong Kong is seeking a strategic Financial Controller to oversee group-level financial reporting. Managing complex multi-entity consolidations, statutory compliance, and corporate governance, this role requires an accomplished HKICPA professional to lead group financial operations, elevate financial frameworks, and drive strategic insights for executive stakeholders across the region.about the

An exceptional opportunity has arisen for a high-calibre, Newly Qualified (NQ) Corporate Associate to join a prestigious, tier-one international law firm in Hong Kong. This mixed corporate role offers prime exposure to high-profile IPOs on the HKEX, public and private M&A, and SFC compliance advisory. A Hong Kong admitted qualification and bilingual fluency are required.about the company.Our client is a highly regarded, global law firm renowned for its pow